Vault-13

Heritage Wealth Management, Inc. /CA/

SAN DIEGO, CA · CIK 2012170 · 13F filing filed 2024-02-14

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

$92.8m reported value
81positions
54.0%in top 10
—no comparable previous quarter

Options: 1 call positions ($24.9m notional), 30 put positions ($7.3m notional) – listed below, not included above.

Holdings, Q4 2023

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#SecurityTickerShares Value% of portfolioChangeShares change
1 AMERICAN CENTY ETF TR US LARGE CAP VLU AVLV AVLV 182,081 $10.5m11.33% 11.33% First filing
2 SCHWAB STRATEGIC TR US LCAP GR ETF SCHG SCHG 93,296 $7.7m8.34% 8.34% First filing
3 DIMENSIONAL ETF TRUST US CORE EQUITY 2 DFAC DFAC 190,125 $5.6m5.99% 5.99% First filing
4 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS VGSH VGSH 91,720 $5.4m5.76% 5.76% First filing
5 APPLE INC COM AAPL AAPL 25,862 $5.0m5.37% 5.37% First filing
6 SCHWAB STRATEGIC TR INT-TRM U.S TRES SCHR SCHR 82,422 $4.1m4.42% 4.42% First filing
7 ISHARES TR IBOXX INV CP ETF LQD LQD 30,364 $3.4m3.62% 3.62% First filing
8 VANGUARD BD INDEX FDS TOTAL BND MRKT BND BND 39,679 $2.9m3.14% 3.14% First filing
9 ISHARES TR 20 YR TR BD ETF TLT TLT 28,978 $2.9m3.09% 3.09% First filing
10 ISHARES TR CALIF MUN BD ETF CMF CMF 46,663 $2.7m2.91% 2.91% First filing
11 DIMENSIONAL ETF TRUST EMGR CRE EQT MNG DFAE DFAE 99,159 $2.4m2.58% 2.58% First filing
12 SSGA ACTIVE ETF TR SPDR TR TACTIC TOTL TOTL 44,515 $1.8m1.93% 1.93% First filing
13 DIMENSIONAL ETF TRUST INTL CORE EQT MK DFAI DFAI 61,539 $1.8m1.90% 1.90% First filing
14 ISHARES TR US TREAS BD ETF GOVT GOVT 69,946 $1.6m1.74% 1.74% First filing
15 MICROSOFT CORP COM MSFT MSFT 4,211 $1.6m1.71% 1.71% First filing
16 ISHARES TR CORE US AGGBD ET AGG AGG 15,734 $1.6m1.68% 1.68% First filing
17 ISHARES TR S&P MC 400VL ETF IJJ IJJ 13,330 $1.5m1.64% 1.64% First filing
18 QUALCOMM INC COM QCOM QCOM 10,404 $1.5m1.62% 1.62% First filing
19 SPDR SER TR S&P 400 MDCP GRW MDYG MDYG 17,265 $1.3m1.41% 1.41% First filing
20 DIMENSIONAL ETF TRUST WORLD EX US CORE DFAX DFAX 52,811 $1.3m1.39% 1.39% First filing
21 AMERICAN CENTY ETF TR US SML CP VALU AVUV AVUV 13,278 $1.2m1.28% 1.28% First filing
22 HOME DEPOT INC COM HD HD 3,070 $1.1m1.15% 1.15% First filing
23 VANGUARD INDEX FDS SML CP GRW ETF VBK VBK 4,339 $1.0m1.13% 1.13% First filing
24 SSGA ACTIVE ETF TR BLACKSTONE SENR SRLN SRLN 23,800 $997.9k1.08% 1.08% First filing
25 ISHARES TR IBOXX HI YD ETF HYG HYG 12,471 $965.1k1.04% 1.04% First filing
26 INVESCO QQQ TR UNIT SER 1 QQQ QQQ 2,332 $955.0k1.03% 1.03% First filing
27 DIMENSIONAL ETF TRUST US REAL ESTATE E US REAL ESTATE E 40,711 $925.8k1.00% 1.00% First filing
28 INTEL CORP COM INTC INTC 18,360 $922.6k0.99% 0.99% First filing
29 ISHARES TR SHRT NAT MUN ETF SUB SUB 8,498 $895.9k0.97% 0.97% First filing
30 SPDR SER TR NUVEEN BLOOMBERG HYMB HYMB 33,911 $857.9k0.92% 0.92% First filing
31 DIMENSIONAL ETF TRUST NATL MUN BD ETF DFNM DFNM 15,896 $771.1k0.83% 0.83% First filing
32 COUPANG INC CL A CPNG CPNG 46,552 $753.7k0.81% 0.81% First filing
33 STRYKER CORPORATION COM SYK SYK 2,447 $732.8k0.79% 0.79% First filing
34 META PLATFORMS INC CL A META META 2,057 $728.1k0.78% 0.78% First filing
35 ALPHABET INC CAP STK CL A GOOGL GOOGL 5,069 $708.1k0.76% 0.76% First filing
36 AMAZON COM INC COM AMZN AMZN 4,245 $645.0k0.69% 0.69% First filing
37 ELI LILLY & CO COM LLY LLY 1,032 $601.6k0.65% 0.65% First filing
38 PEPSICO INC COM PEP PEP 3,093 $525.2k0.57% 0.57% First filing
39 WALMART INC COM WMT WMT 3,307 $521.4k0.56% 0.56% First filing
40 SPDR S&P 500 ETF TR TR UNIT SPY SPY 1,063 $505.3k0.54% 0.54% First filing
41 NVIDIA CORPORATION COM NVDA NVDA 963 $476.9k0.51% 0.51% First filing
42 UNITEDHEALTH GROUP INC COM UNH UNH 905 $476.5k0.51% 0.51% First filing
43 ARK ETF TR INNOVATION ETF ARKK ARKK 8,265 $432.8k0.47% 0.47% First filing
44 JOHNSON & JOHNSON COM JNJ JNJ 2,683 $420.5k0.45% 0.45% First filing
45 CISCO SYS INC COM CSCO CSCO 8,312 $419.9k0.45% 0.45% First filing
46 NIKE INC CL B NKE NKE 3,592 $390.0k0.42% 0.42% First filing
47 ORACLE CORP COM ORCL ORCL 3,649 $384.7k0.41% 0.41% First filing
48 SPDR SER TR NUVEEN BLMBRG SH SHM SHM 7,951 $380.0k0.41% 0.41% First filing
49 ISHARES TR RUS 1000 GRW ETF IWF IWF 1,230 $372.9k0.40% 0.40% First filing
50 EXXON MOBIL CORP COM XOM XOM 3,591 $359.0k0.39% 0.39% First filing
51 STARBUCKS CORP COM SBUX SBUX 3,648 $350.2k0.38% 0.38% First filing
52 SPDR SERIES TRUST PRTFLO S&P500 VL SPYV SPYV 6,629 $309.1k0.33% 0.33% First filing
53 SPDR SERIES TRUST PRTFLO S&P500 GW SPYG SPYG 4,689 $305.1k0.33% 0.33% First filing
54 VANGUARD INDEX FDS VALUE ETF VTV VTV 1,924 $287.6k0.31% 0.31% First filing
55 MCDONALDS CORP COM MCD MCD 970 $287.6k0.31% 0.31% First filing
56 RTX CORPORATION COM RTX RTX 3,400 $286.1k0.31% 0.31% First filing
57 CHEVRON CORP NEW COM CVX CVX 1,899 $283.2k0.31% 0.31% First filing
58 DIMENSIONAL ETF TRUST US CORE EQT MKT DFAU DFAU 8,291 $275.7k0.30% 0.30% First filing
59 VANGUARD WORLD FD INF TECH ETF VGT VGT 513 $248.3k0.27% 0.27% First filing
60 EXCHANGE TRADED CONCEPTS TRU EMQQ EM INTERN EMQQ EMQQ 8,027 $247.3k0.27% 0.27% First filing
61 BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B BRK.B 665 $237.2k0.26% 0.26% First filing
62 TEXAS INSTRS INC COM TXN TXN 1,371 $233.7k0.25% 0.25% First filing
63 ADOBE INC COM ADBE ADBE 391 $233.3k0.25% 0.25% First filing
64 ACCENTURE PLC IRELAND SHS CLASS A ACN ACN 655 $229.8k0.25% 0.25% First filing
65 VANGUARD INDEX FDS S&P 500 ETF SHS VOO VOO 488 $213.2k0.23% 0.23% First filing
66 ISHARES TR CORE S&P500 ETF IVV IVV 439 $209.7k0.23% 0.23% First filing
67 PROCTER AND GAMBLE CO COM PG PG 1,422 $208.4k0.22% 0.22% First filing
68 PIMCO ETF TR ENHAN SHRT MA AC MINT MINT 2,008 $200.4k0.22% 0.22% First filing
69 ALPHABET INC CAP STK CL C GOOG GOOG 1,400 $197.3k0.21% 0.21% First filing
70 MERCK & CO INC COM MRK MRK 1,790 $195.1k0.21% 0.21% First filing
71 JPMORGAN CHASE & CO COM JPM JPM 1,105 $188.0k0.20% 0.20% First filing
72 BANK AMERICA CORP COM BAC BAC 4,759 $160.2k0.17% 0.17% First filing
73 VIRTUS DIVIDEND INTEREST & P COM NFJ NFJ 12,318 $155.2k0.17% 0.17% First filing
74 ABRDN TOTAL DYNAMIC DIVIDEND COM SH BEN INT XAODX XAODX 13,484 $108.7k0.12% 0.12% First filing
75 MIMEDX GROUP INC COM MDXG MDXG 10,000 $87.7k0.09% 0.09% First filing
76 NUVEEN CR STRATEGIES INCOME COM SHS XJQCX XJQCX 13,545 $70.7k0.08% 0.08% First filing
77 CBRE GBL REAL ESTATE INC FD COM COM 12,481 $67.8k0.07% 0.07% First filing
78 VIRTUS CONVERTIBLE & INCOME COM COM 10,169 $34.3k0.04% 0.04% First filing
79 VIRTUS CONVERTIBLE & INC FD COM COM 10,341 $30.8k0.03% 0.03% First filing
80 AMARIN CORP PLC SPONS ADR NEW SPONS ADR NEW 15,000 $13.1k0.01% 0.01% First filing
81 HNR ACQUISITION CORP *W EXP 02/04/202 EONR.WS EONR.WS 170,500 $9.8k0.01% 0.01% First filing

Options (notional value)

UnderlyingTickerTypeShares controlled NotionalChange
SPDR S&P 500 ETF TR SPY · Call SPYCall 52,300 $24.9m52.3k shares First filing
APPLE INC AAPL · Put AAPLPut 7,100 $1.4m7.1k shares First filing
QUALCOMM INC QCOM · Put QCOMPut 5,700 $824.4k5.7k shares First filing
STRYKER CORPORATION SYK · Put SYKPut 2,400 $718.7k2.4k shares First filing
HOME DEPOT INC HD · Put HDPut 1,800 $623.8k1.8k shares First filing
MICROSOFT CORP MSFT · Put MSFTPut 1,500 $564.0k1.5k shares First filing
NIKE INC NKE · Put NKEPut 3,200 $347.4k3.2k shares First filing
STARBUCKS CORP SBUX · Put SBUXPut 3,100 $297.6k3.1k shares First filing
META PLATFORMS INC META · Put METAPut 800 $283.2k800 shares First filing
ALPHABET INC GOOGL · Put GOOGLPut 1,900 $265.4k1.9k shares First filing
CISCO SYS INC CSCO · Put CSCOPut 4,100 $207.1k4.1k shares First filing
JOHNSON & JOHNSON JNJ · Put JNJPut 1,300 $203.8k1.3k shares First filing
WALMART INC WMT · Put WMTPut 1,100 $173.4k1.1k shares First filing
PEPSICO INC PEP · Put PEPPut 900 $152.8k900 shares First filing
MCDONALDS CORP MCD · Put MCDPut 500 $148.3k500 shares First filing
TEXAS INSTRS INC TXN · Put TXNPut 800 $136.4k800 shares First filing
AMAZON COM INC AMZN · Put AMZNPut 800 $121.6k800 shares First filing
UNITEDHEALTH GROUP INC UNH · Put UNHPut 200 $105.3k200 shares First filing
ACCENTURE PLC IRELAND ACN · Put ACNPut 300 $105.3k300 shares First filing
PROCTER AND GAMBLE CO PG · Put PGPut 700 $102.6k700 shares First filing
CHEVRON CORP NEW CVX · Put CVXPut 500 $74.6k500 shares First filing
BANK AMERICA CORP BAC · Put BACPut 2,100 $70.7k2.1k shares First filing
INTEL CORP INTC · Put INTCPut 1,400 $70.3k1.4k shares First filing
JPMORGAN CHASE & CO JPM · Put JPMPut 400 $68.1k400 shares First filing
EXXON MOBIL CORP XOM · Put XOMPut 600 $60.0k600 shares First filing