Vault-13

NUVEEN CR STRATEGIES INCOME XJQCX

COM SHS · Closed-End Fund · CUSIP 67073D102

162 institutional holders +5 vs Q3 2023
63,040,60363.0m shares reported held*
$329.1mreported value*
20 new 53 added 41 reduced 17 sold out net bought ≈ $44.5m (+8.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $5.22.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 149Q4 22: 151Q1 23: 153Q2 23: 151Q3 23: 157Q4 23: 162162Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022149
Q4 2022151
Q1 2023153
Q2 2023151
Q3 2023157
Q4 2023162

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 70 bought or addedQ4 22: 45 cut or sold outQ4 22Q1 23: 68 bought or addedQ1 23: 64 cut or sold outQ1 23Q2 23: 57 bought or addedQ2 23: 59 cut or sold outQ2 23Q3 23: 70 bought or addedQ3 23: 49 cut or sold outQ3 23Q4 23: 73 bought or addedQ4 23: 58 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227045
Q1 20236864
Q2 20235759
Q3 20237049
Q4 20237358

Biggest buyers

MORGAN STANLEY Added +10,221,268+10.2m
BANK OF AMERICA CORP /DE/ Added +402,430+402.4k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Added +312,148+312.1k
Venture Visionary Partners LLC Added +265,000+265.0k
DEBUSSY CAPITAL MANAGEMENT LP New +244,515+244.5k
Penserra Capital Management LLC Added +159,396+159.4k
ENVESTNET ASSET MANAGEMENT INC Added +146,326+146.3k
Lido Advisors, LLC New +140,628+140.6k
Raymond James Financial Services Advisors, Inc. Added +132,168+132.2k
WELLS FARGO & COMPANY/MN Added +109,833+109.8k

Biggest sellers

OAKTREE CAPITAL MANAGEMENT LP Sold out -811,208-811.2k
Saba Capital Management, L.P. Reduced -723,402-723.4k
Allspring Global Investments Holdings, LLC Reduced -577,597-577.6k
Advisors Asset Management, Inc. Reduced -447,860-447.9k
CREDIT SUISSE AG/ Reduced -315,000-315.0k
CENTAURUS FINANCIAL, INC. Reduced -156,004-156.0k
LAZARD ASSET MANAGEMENT LLC Sold out -150,000-150.0k
HighTower Advisors, LLC Sold out -138,187-138.2k
Invesco Ltd. Reduced -124,303-124.3k
Westchester Capital Management, LLC Reduced -101,339-101.3k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 25,005,58625.0m $130.5m $130.5m 0.01% Added +10.2m +10,221,268
2 OAK HILL ADVISORS LP 2.31% of their portfolio New York, NY 3,436,1233.4m $17.9m $17.9m 2.31% Unchanged
3 Pathstone Holdings, LLC 0.09% of their portfolio ENGLEWOOD, NJ 3,030,2503.0m $15.8m $15.8m 0.09% First filing
4 Saba Capital Management, L.P. 0.34% of their portfolio NEW YORK, NY 2,641,0262.6m $13.8m $13.8m 0.34% Reduced -723.4k -723,402
5 Penserra Capital Management LLC 0.23% of their portfolio ORINDA, CA 2,303,0022.3m $12.0m $12.0m 0.23% Added +159.4k +159,396
6 GUGGENHEIM CAPITAL LLC 0.08% of their portfolio CHICAGO, IL 2,047,9162.0m $10.7m $10.7m 0.08% Reduced -2.0k -1,972
7 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,986,7062.0m $10.4m $10.4m 0.00% Reduced -124.3k -124,303
8 PRIVATE MANAGEMENT GROUP INC 0.36% of their portfolio IRVINE, CA 1,786,6671.8m $9.3m $9.3m 0.36% Reduced -15.5k -15,516
9 Advisors Asset Management, Inc. 0.17% of their portfolio Monument, CO 1,572,6941.6m $8.2m $8.2m 0.17% Reduced -447.9k -447,860
10 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 983,283983.3k $5.1m $5.1m 0.01% Reduced -577.6k -577,597
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 981,326981.3k $5.1m $5.1m 0.00% Added +402.4k +402,430
12 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 911,300911.3k $4.8m $4.8m 0.01% Added +132.2k +132,168
13 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.34% of their portfolio London, X0 793,163793.2k $4.1m $4.1m 0.34% Unchanged
14 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 649,738649.7k $3.4m $3.4m 0.01% Unchanged
15 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 542,469542.5k $2.8m $2.8m 0.00% Added +34.6k +34,564
16 Thomas J. Herzfeld Advisors, Inc. 1.00% of their portfolio MIAMI BEACH, FL 524,378524.4k $2.7m $2.7m 1.00% Added +83.3k +83,333
17 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 520,787520.8k $2.7m $2.7m 0.01% Unchanged
18 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 513,249513.2k $2.7m $2.7m 0.00% Added +20.3k +20,302
19 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 487,908487.9k $2.5m $2.5m 0.00% Reduced -17.8k -17,833
20 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 459,178459.2k $2.4m $2.4m 0.00% Added +109.8k +109,833
21 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 453,364453.4k $2.4m $2.4m 0.00% Added +146.3k +146,326
22 Sowell Financial Services LLC 0.12% of their portfolio NORTH LITTLE ROCK, AR 414,736414.7k $2.2m $2.2m 0.12% Added +2.0k +2,000
23 DCF Advisers, LLC 1.46% of their portfolio MOUNT PLEASANT, SC 414,000414.0k $2.2m $2.2m 1.46% Reduced -6.0k -6,000
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 407,075407.1k $2.1m $2.1m 0.00% Reduced -39.3k -39,312
25 M&T Bank Corp 0.01% of their portfolio BUFFALO, NY 394,855394.9k $2.1m $2.1m 0.01% Reduced -19.1k -19,085
26 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.18% of their portfolio Englewood, NJ 391,398391.4k $2.0m $2.0m 0.18% Added +312.1k +312,148
27 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 379,867379.9k $2.0m $2.0m 0.00% Reduced -23.2k -23,159
28 AQR Arbitrage LLC 0.07% of their portfolio Greenwich, CT 346,484346.5k $1.8m $1.8m 0.07% Reduced -60.4k -60,406
29 UBS Group AG 0.00% of their portfolio ZURICH, V8 334,656334.7k $1.7m $1.7m 0.00% Reduced -29.8k -29,823
30 INDEPENDENT FINANCIAL GROUP, LLC 0.09% of their portfolio SAN DIEGO, CA 327,765327.8k $1.7m $1.7m 0.09% Added +25.6k +25,586
31 Bramshill Investments, LLC 0.17% of their portfolio NAPLES, FL 322,063322.1k $1.7m $1.7m 0.17% Reduced -66.7k -66,711
32 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 321,875321.9k $1.7m $1.7m 0.00% Reduced -77.4k -77,395
33 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 314,158314.2k $1.6m $1.6m 0.01% Added +25.2k +25,232
34 GraniteShares Advisors LLC 1.33% of their portfolio NEW YORK, NY 282,959283.0k $1.5m $1.5m 1.33% Reduced -2.4k -2,422
35 Venture Visionary Partners LLC 0.08% of their portfolio Sylvania, OH 282,362282.4k $1.5m $1.5m 0.08% Added +265.0k +265,000
36 ZAZOVE ASSOCIATES LLC 0.18% of their portfolio INCLINE VILLAGE, NV 269,862269.9k $1.4m $1.4m 0.18% Reduced -21.2k -21,243
37 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 266,060266.1k $1.4m $1.4m 0.01% Reduced -28.8k -28,791
38 SIT INVESTMENT ASSOCIATES INC 0.03% of their portfolio Minneapolis, MN 256,202256.2k $1.3m $1.3m 0.03% Added +37.0k +36,965
39 DEBUSSY CAPITAL MANAGEMENT LP 0.40% of their portfolio CHICAGO, IL 244,515244.5k $1.3m $1.3m 0.40% New
40 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 235,251235.3k $1.2m $1.2m 0.00% Added +4.1k +4,092
41 CLOUGH CAPITAL PARTNERS L P 0.13% of their portfolio Boston, MA 233,300233.3k $1.2m $1.2m 0.13% Reduced -16.4k -16,400
42 Koshinski Asset Management, Inc. 0.18% of their portfolio DECATUR, IL 225,867225.9k $1.2m $1.2m 0.18% Added +75.8k +75,770
43 Stolper Co 0.45% of their portfolio TULSA, OK 214,055214.1k $1.1m $1.1m 0.45% Reduced -2.0k -2,006
44 Fiera Capital Corp 0.00% of their portfolio MONTREAL, A8 193,428193.4k $1.0m $1.0m 0.00% Unchanged
45 RIVERBRIDGE PARTNERS LLC 0.01% of their portfolio MINNEAPOLIS, MN 188,161188.2k $982.2k $982.2k 0.01% Added +1.4k +1,402
46 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 186,495186.5k $973.5k $973.5k 0.00% Unchanged
47 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 151,064151.1k $788.6k $788.6k 0.00% Added +8.9k +8,926
48 Quarry LP 0.37% of their portfolio NEW YORK, NY 142,300142.3k $742.8k $742.8k 0.37% Unchanged
49 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 140,628140.6k $734.1k $734.1k 0.01% New
50 FIRST NATIONAL BANK & TRUST CO OF NEWTOWN 0.14% of their portfolio NEWTOWN, PA 124,473124.5k $649.7k $649.7k 0.14% Reduced -6.5k -6,500
51 Family Firm, Inc. 0.15% of their portfolio BETHESDA, MD 114,977115.0k $600.2k $600.2k 0.15% Added +18.5k +18,533
52 Westchester Capital Management, LLC 0.02% of their portfolio VALHALLA, NY 114,973115.0k $600.2k $600.2k 0.02% Reduced -101.3k -101,339
53 VIRTUS ADVISERS, LLC 0.37% of their portfolio HARTFORD, CT 111,603111.6k $582.6k $582.6k 0.37% Reduced -46.9k -46,929
54 InterOcean Capital Group, LLC 0.02% of their portfolio NASHVILLE, TN 110,000110.0k $574.2k $574.2k 0.02% Unchanged
55 Capital Wealth Alliance, LLC 0.39% of their portfolio Scottsdale, AZ 108,466108.5k $566.2k $566.2k 0.39% Reduced -1.2k -1,250
56 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 102,161102.2k $536.8k $536.8k 0.01% Added +7.6k +7,589
57 Mariner, LLC 0.00% of their portfolio Overland Park, KS 91,17391.2k $475.9k $475.9k 0.00% Added +18.3k +18,321
58 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 86,57986.6k $451.9k $451.9k 0.01% Added +8.1k +8,100
59 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 85,00085.0k $443.7k $443.7k 0.00% Reduced -315.0k -315,000
60 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 83,43983.4k $436.0k $436.0k 0.00% Added +8.2k +8,151
61 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.05% of their portfolio ORLANDO, FL 80,45780.5k $420.0k $420.0k 0.05% Added +703 +703
62 COMERICA BANK 0.00% of their portfolio DALLAS, TX 67,23667.2k $351.0k $351.0k 0.00% Added +26 +26
63 Shaker Financial Services, LLC 0.14% of their portfolio Arlington, VA 67,00767.0k $349.8k $349.8k 0.14% Added +43.0k +43,007
64 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 65,98066.0k $344.4k $344.4k 0.00% Added +16.1k +16,112
65 CENTAURUS FINANCIAL, INC. 0.03% of their portfolio ANAHEIM, CA 65,44865.4k $342.0k $342.0k 0.03% Reduced -156.0k -156,004
66 Elequin Capital, LP 0.10% of their portfolio NEW YORK, NY 62,22262.2k $324.8k $324.8k 0.10% Added +30.0k +29,954
67 Boyce & Associates Wealth Consulting, Inc. 0.45% of their portfolio CEDAR PARK, TX 59,64259.6k $311.3k $311.3k 0.45% Added +2.2k +2,155
68 LANARK FINANCIAL, INC. 0.03% of their portfolio BIRMINGHAM, AL 59,12159.1k $308.0k $308.0k 0.03% Unchanged
69 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 58,83958.8k $307.1k $307.1k 0.01% First filing
70 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 57,31957.3k $299.2k $299.2k 0.00% Added +26 +26
71 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 56,47456.5k $294.8k $294.8k 0.02% Unchanged
72 Aristides Capital LLC 0.15% of their portfolio LOUISVILLE, KY 56,26256.3k $293.7k $293.7k 0.15% New
73 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 55,35855.4k $289.0k $289.0k 0.00% New
74 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 54,28754.3k $283.0k $283.0k 0.01% Added +29.1k +29,074
75 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 52,91252.9k $276.2k $276.2k 0.00% Unchanged
76 NWF Advisory Services Inc. 0.05% of their portfolio Los Angeles, CA 52,80052.8k $275.6k $275.6k 0.05% Unchanged
77 Meteora Capital, LLC 0.02% of their portfolio Boca Raton, FL 50,00050.0k $261.0k $261.0k 0.02% Added +15.0k +15,000
78 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 48,17048.2k $251.4k $251.4k 0.00% Added +14.5k +14,513
79 LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio DALLAS, TX 47,57147.6k $248.3k $248.3k 0.01% Reduced -6.7k -6,672
80 SeaCrest Wealth Management, LLC 0.03% of their portfolio PURCHASE, NY 46,58746.6k $246.4k $246.4k 0.03% Added +1.1k +1,086
81 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 43,90443.9k $229.0k $229.0k 0.00% Added +9.4k +9,399
82 PARK AVENUE SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 40,83140.8k $213.0k $213.0k 0.00% Reduced -5.2k -5,250
83 BOOTHBAY FUND MANAGEMENT, LLC 0.01% of their portfolio NEW YORK, NY 40,78740.8k $212.9k $212.9k 0.01% Reduced -8.4k -8,358
84 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 38,58838.6k $201.4k $201.4k 0.00% Added +10.8k +10,844
85 IEQ CAPITAL, LLC 0.00% of their portfolio Foster City, CA 37,89037.9k $197.8k $197.8k 0.00% Reduced -36.1k -36,150
86 Hennion & Walsh Asset Management, Inc. 0.01% of their portfolio Parsippany, NJ 37,62837.6k $196.4k $196.4k 0.01% New
87 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 33,30233.3k $173.8k $173.8k 0.00% Unchanged
88 SVB WEALTH LLC 0.00% of their portfolio BOSTON, MA 32,91332.9k $171.8k $171.8k 0.00% Reduced -21.1k -21,091
89 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 32,00032.0k $167.0k $167.0k 0.00% Unchanged
90 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 30,35430.4k $158.8k $158.8k 0.01% Added +10.6k +10,554
91 Centurion Wealth Management LLC 0.07% of their portfolio Mclean, VA 30,35430.4k $158.4k $158.4k 0.07% Added +10.6k +10,554
92 Stonebrook Private Inc. 0.05% of their portfolio NORTHVILLE, MI 30,02230.0k $156.7k $156.7k 0.05% First filing
93 SFI Advisors, LLC 0.13% of their portfolio Montclair, NJ 30,01030.0k $156.7k $156.7k 0.13% Unchanged
94 Quad-Cities Investment Group, LLC 0.10% of their portfolio DAVENPORT, IA 28,96329.0k $155.2k $155.2k 0.10% Added +439 +439
95 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 28,05628.1k $146.5k $146.5k 0.00% Added +1.9k +1,913
96 Pinnacle Wealth Planning Services, Inc. 0.02% of their portfolio MANSFIELD, OH 28,02028.0k $146.3k $146.3k 0.02% Added +515 +515
97 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 27,17427.2k $141.8k $141.8k 0.01% Added +664 +664
98 Ironsides Asset Advisors, LLC 0.06% of their portfolio ROCKY MOUNT, NC 26,66526.7k $139.2k $139.2k 0.06% Reduced -6.0k -6,000
99 Relative Value Partners Group, LLC 0.01% of their portfolio NORTHBROOK, IL 24,51324.5k $128.0k $128.0k 0.01% Unchanged
100 Catalina Capital Group, LLC 0.09% of their portfolio Torrance, CA 23,42723.4k $122.3k $122.3k 0.09% First filing