Vault-13

VIRTUS CONVERTIBLE & INCOME

COM · CUSIP 92838X102

102 institutional holders +9 vs Q3 2023
26,828,81226.8m shares reported held*
$90.4mreported value*
16 new 34 added 25 reduced 12 sold out net bought ≈ $18.9m (+5.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $3.37.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 90Q4 22: 93Q1 23: 94Q2 23: 93Q3 23: 93Q4 23: 102102Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202290
Q4 202293
Q1 202394
Q2 202393
Q3 202393
Q4 2023102

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 35 bought or addedQ4 22: 42 cut or sold outQ4 22Q1 23: 40 bought or addedQ1 23: 34 cut or sold outQ1 23Q2 23: 37 bought or addedQ2 23: 40 cut or sold outQ2 23Q3 23: 49 bought or addedQ3 23: 36 cut or sold outQ3 23Q4 23: 50 bought or addedQ4 23: 37 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223542
Q1 20234034
Q2 20233740
Q3 20234936
Q4 20235037

Biggest buyers

MORGAN STANLEY Added +7,016,299+7.0m
Congress Park Capital LLC Added +690,153+690.2k
AMERIPRISE FINANCIAL INC Added +333,390+333.4k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Added +297,667+297.7k
Cornerstone Advisors, LLC Added +233,478+233.5k
Arlington Capital Management, Inc. New +158,702+158.7k
Lido Advisors, LLC New +126,918+126.9k
RAYMOND JAMES & ASSOCIATES Added +113,964+114.0k
Shaker Financial Services, LLC Added +95,974+96.0k
HighTower Advisors, LLC Added +75,524+75.5k

Biggest sellers

Advisors Asset Management, Inc. Reduced -2,357,273-2.4m
Heron Bay Capital Management Reduced -497,024-497.0k
COMERICA BANK Reduced -340,500-340.5k
BANK OF AMERICA CORP /DE/ Reduced -219,373-219.4k
Logan Stone Capital, LLC Sold out -162,155-162.2k
GUGGENHEIM CAPITAL LLC Sold out -158,247-158.2k
WOLVERINE ASSET MANAGEMENT LLC Reduced -57,123-57.1k
Flow State Investments, L.P. Sold out -49,327-49.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -44,476-44.5k
CREDIT SUISSE AG/ Reduced -40,000-40.0k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 13,898,43013.9m $46.8m $46.8m 0.00% Added +7.0m +7,016,299
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,782,2001.8m $6.0m $6.0m 0.00% Reduced -219.4k -219,373
3 Congress Park Capital LLC 1.66% of their portfolio SARATOGA SPRINGS, NY 1,009,6531.0m $3.4m $3.4m 1.66% Added +690.2k +690,153
4 Pathstone Holdings, LLC 0.02% of their portfolio ENGLEWOOD, NJ 1,006,6401.0m $3.4m $3.4m 0.02% First filing
5 Cornerstone Advisors, LLC 0.15% of their portfolio ASHEVILLE, NC 985,916985.9k $3.3m $3.3m 0.15% Added +233.5k +233,478
6 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 755,396755.4k $2.5m $2.5m 0.00% Added +333.4k +333,390
7 WNY Asset Management, LLC 0.35% of their portfolio Williamsville, NY 612,733612.7k $2.1m $2.1m 0.35% Added +53.7k +53,703
8 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 558,430558.4k $1.9m $1.9m 0.00% Reduced -6.3k -6,279
9 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 462,654462.7k $1.6m $1.6m 0.00% Added +32.2k +32,187
10 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.14% of their portfolio Englewood, NJ 453,295453.3k $1.5m $1.5m 0.14% Added +297.7k +297,667
11 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 392,311392.3k $1.3m $1.3m 0.02% Added +45.0k +44,987
12 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 313,671313.7k $1.1m $1.1m 0.01% Added +30.1k +30,050
13 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 274,363274.4k $924.6k $924.6k 0.01% Reduced -7.7k -7,716
14 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 222,218222.2k $748.9k $748.9k 0.01% Added +1.4k +1,357
15 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 213,875213.9k $720.6k $720.6k 0.00% Added +40.8k +40,775
16 Gridiron Partners, LLC 0.49% of their portfolio Wexford, PA 206,961207.0k $697.5k $697.5k 0.49% First filing
17 Shaker Financial Services, LLC 0.29% of their portfolio Arlington, VA 204,996205.0k $695.0k $695.0k 0.29% Added +96.0k +95,974
18 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 173,527173.5k $584.8k $584.8k 0.00% Added +114.0k +113,964
19 ROBINSON CAPITAL MANAGEMENT, LLC 0.20% of their portfolio GROSSE POINTE FARMS, MI 166,598166.6k $557.3k $557.3k 0.20% Added +37.5k +37,500
20 Arlington Capital Management, Inc. 0.49% of their portfolio ARLINGTON HEIGHTS, IL 158,702158.7k $534.8k $534.8k 0.49% New
21 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 157,043157.0k $529.0k $529.0k 0.00% Reduced -412 -412
22 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 144,932144.9k $488.4k $488.4k 0.00% Added +36.0k +35,978
23 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 136,795136.8k $450.7k $450.7k 0.00% Added +2.7k +2,725
24 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 135,000135.0k $454.9k $454.9k 0.00% Reduced -40.0k -40,000
25 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 126,918126.9k $432.0k $432.0k 0.00% New
26 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 120,237120.2k $405.2k $405.2k 0.00% Added +5.9k +5,917
27 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 115,102115.1k $388.0k $388.0k 0.00% Added +5.1k +5,131
28 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 93,61093.6k $317.0k $317.0k 0.00% Added +75.5k +75,524
29 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 90,20090.2k $304.0k $304.0k 0.00% Unchanged
30 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 79,79679.8k $271.6k $271.6k 0.01% Reduced -338 -338
31 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 78,48578.5k $264.5k $264.5k 0.00% Reduced -12.5k -12,547
32 Weiss Asset Management LP 0.02% of their portfolio BOSTON, MA 75,44975.4k $254.3k $254.3k 0.02% New
33 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 68,18568.2k $230.0k $230.0k 0.01% Added +20.8k +20,825
34 Advisors Asset Management, Inc. 0.00% of their portfolio Monument, CO 65,34765.3k $220.2k $220.2k 0.00% Reduced -2.4m -2,357,273
35 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 65,15065.2k $219.6k $219.6k 0.01% Added +23.0k +23,000
36 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 64,60764.6k $217.7k $217.7k 0.00% Reduced -57.1k -57,123
37 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 60,73260.7k $205.0k $205.0k 0.00% Reduced -5.6k -5,638
38 Prosperity Financial Group, Inc. 0.14% of their portfolio San Ramon, CA 60,03860.0k $202.3k $202.3k 0.14% Added +1.0k +1,032
39 E&G Advisors, LLC 0.07% of their portfolio HOUSTON, TX 59,28259.3k $199.8k $199.8k 0.07% Reduced -10.8k -10,800
40 UBS Group AG 0.00% of their portfolio ZURICH, V8 53,61453.6k $180.7k $180.7k 0.00% Reduced -8.7k -8,685
41 INTEGRATED CAPITAL MANAGEMENT, INC. 0.15% of their portfolio JESSUP, PA 53,37453.4k $179.9k $179.9k 0.15% Reduced -2.0k -2,011
42 Mariner, LLC 0.00% of their portfolio Overland Park, KS 52,14852.1k $175.7k $175.7k 0.00% Added +6.8k +6,789
43 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 48,42948.4k $163.2k $163.2k 0.00% Reduced -12.4k -12,397
44 BOOTHBAY FUND MANAGEMENT, LLC 0.01% of their portfolio NEW YORK, NY 45,00045.0k $151.7k $151.7k 0.01% Unchanged
45 CTC Alternative Strategies, Ltd. 0.30% of their portfolio CHICAGO, IL 43,07643.1k $145.2k $145.2k 0.30% New
46 Joseph P. Lucia & Associates, LLC 0.09% of their portfolio Yorktown Heights, NY 40,78940.8k $137.5k $137.5k 0.09% Unchanged
47 MELFA WEALTH MANAGEMENT, INC. 0.11% of their portfolio WESTBOROUGH, MA 36,20436.2k $122.0k $122.0k 0.11% Unchanged
48 Sonora Investment Management Group, LLC 0.01% of their portfolio TUCSON, AZ 32,74732.7k $110.4k $110.4k 0.01% Unchanged
49 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 31,75531.8k $107.0k $107.0k 0.00% Reduced -7.9k -7,908
50 Garden State Investment Advisory Services LLC 0.04% of their portfolio Red Bank, NJ 29,87929.9k $100.7k $100.7k 0.04% Added +90 +90
51 Bison Wealth, LLC 0.02% of their portfolio Atlanta, GA 29,38929.4k $99.0k $99.0k 0.02% Added +1.4k +1,400
52 Sheaff Brock Investment Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 28,19228.2k $95.0k $95.0k 0.01% Added +1.1k +1,083
53 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 27,06927.1k $91.2k $91.2k 0.00% Reduced -100 -100
54 Elequin Capital, LP 0.03% of their portfolio NEW YORK, NY 25,97026.0k $87.5k $87.5k 0.03% Added +6.9k +6,927
55 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 25,51125.5k $86.0k $86.0k 0.00% Reduced -1.1k -1,090
56 Compound Planning, Inc. 0.01% of their portfolio NEW YORK, NY 24,26124.3k $81.8k $81.8k 0.01% Reduced -5.0k -4,950
57 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 23,39123.4k $78.0k $78.0k 0.00% New
58 MGO ONE SEVEN LLC 0.00% of their portfolio Beachwood, OH 23,29423.3k $78.5k $78.5k 0.00% Added +2.6k +2,642
59 Heron Bay Capital Management 0.02% of their portfolio BLOOMFIELD HILLS, MI 23,16223.2k $78.1k $78.1k 0.02% Reduced -497.0k -497,024
60 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 23,01123.0k $77.5k $77.5k 0.00% Reduced -10.4k -10,422
61 Oxbow Advisors, LLC 0.01% of their portfolio Austin, TX 22,98623.0k $77.5k $77.5k 0.01% Unchanged
62 Laird Norton Wetherby Wealth Management, LLC 0.00% of their portfolio Seattle, WA 21,91921.9k $73.9k $73.9k 0.00% Unchanged
63 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 21,89821.9k $73.8k $73.8k 0.00% Reduced -4.0k -3,993
64 Venture Visionary Partners LLC 0.00% of their portfolio Sylvania, OH 21,69621.7k $73.1k $73.1k 0.00% Reduced -350 -350
65 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 20,64320.6k $70.0k $70.0k 0.00% Reduced -1.3k -1,255
66 Institute for Wealth Management, LLC. 0.01% of their portfolio DENVER, CO 19,71819.7k $66.5k $66.5k 0.01% Unchanged
67 COMERICA BANK 0.00% of their portfolio DALLAS, TX 18,62418.6k $62.8k $62.8k 0.00% Reduced -340.5k -340,500
68 Pinnacle Wealth Planning Services, Inc. 0.01% of their portfolio MANSFIELD, OH 18,49918.5k $62.3k $62.3k 0.01% Added +2.3k +2,283
69 IEQ CAPITAL, LLC 0.00% of their portfolio Foster City, CA 18,22018.2k $61.4k $61.4k 0.00% Reduced -25.3k -25,289
70 TNF LLC 0.02% of their portfolio BILLINGS, MT 17,71917.7k $58.3k $58.3k 0.02% Added +64 +64
71 Good Life Advisors, LLC 0.01% of their portfolio READING, PA 16,72516.7k $56.4k $56.4k 0.01% Unchanged
72 Verition Fund Management LLC 0.00% of their portfolio GREENWICH, CT 16,00016.0k $53.9k $53.9k 0.00% New
73 TWO SIGMA SECURITIES, LLC 0.00% of their portfolio NEW YORK, NY 15,78115.8k $53.2k $53.2k 0.00% New
74 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 15,16915.2k $51.1k $51.1k 0.00% Added +3.6k +3,606
75 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 14,33014.3k $48.3k $48.3k 0.00% New
76 Sage Capital Management, LLC 0.03% of their portfolio Stockton, NJ 14,00014.0k $47.2k $47.2k 0.03% First filing
77 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 13,04213.0k $44.0k $44.0k 0.00% New
78 ELCO Management Co., LLC 0.03% of their portfolio New York, NY 13,00013.0k $43.8k $43.8k 0.03% Unchanged
79 Capital Investment Advisors, LLC 0.00% of their portfolio ATLANTA, GA 12,77912.8k $43.1k $43.1k 0.00% Added +9 +9
80 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 12,65912.7k $42.7k $42.7k 0.00% Added +991 +991
81 Gilliland Jeter Wealth Management LLC 0.02% of their portfolio LITTLE ROCK, AR 12,53812.5k $42.3k $42.3k 0.02% First filing
82 Graves Light Lenhart Wealth, Inc. 0.01% of their portfolio HARRISONBURG, VA 11,98712.0k $40.4k $40.4k 0.01% Unchanged
83 Occidental Asset Management, LLC 0.01% of their portfolio Burlingame, CA 11,32711.3k $38.2k $38.2k 0.01% New
84 180 WEALTH ADVISORS, LLC 0.01% of their portfolio FEDERAL WAY, WA 11,00011.0k $37.0k $37.0k 0.01% Unchanged
85 COLDSTREAM CAPITAL MANAGEMENT INC 0.00% of their portfolio BELLEVUE, WA 10,85810.9k $36.6k $36.6k 0.00% New
86 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.01% of their portfolio CONCORD, MA 10,45110.5k $35.2k $35.2k 0.01% Added +111 +111
87 Heritage Wealth Management, Inc. /CA/ 0.04% of their portfolio SAN DIEGO, CA 10,16910.2k $34.3k $34.3k 0.04% First filing
88 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 10,00010.0k $38.9k $38.9k 0.00% New
89 Fortitude Family Office, LLC 0.03% of their portfolio SCOTTSDALE, AZ 10,00010.0k $33.7k $33.7k 0.03% First filing
90 FNY Investment Advisers, LLC 0.01% of their portfolio NEW YORK, NY 3,0003.0k $10.0k $10.0k 0.01% Unchanged
91 PEOPLES FINANCIAL SERVICES CORP. 0.00% of their portfolio MOOSIC, PA 2,8292.8k $9.5k $9.5k 0.00% Unchanged
92 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 2,6712.7k $9.0k $9.0k 0.00% First filing
93 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 2,0372.0k $7.0k $7.0k 0.00% New
94 Mariner Managed Account Solutions, LLC 0.00% of their portfolio Boston, MA 1,5161.5k $5.1k $5.1k 0.00% New
95 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,2051.2k $3.9k $3.9k 0.00% Unchanged
96 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 922922 $3.1k $3.1k 0.00% New
97 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 800800 $2.7k $2.7k 0.00% Unchanged
98 FinTrust Capital Advisors, LLC 0.00% of their portfolio Greenville, SC 300300 $1.0k $1.0k 0.00% Unchanged
99 CVA Family Office, LLC 0.00% of their portfolio DENVER, CO 2828 $94 $94 0.00% New
100 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 1313 $44 $44 0.00% Unchanged