Vault-13

ISHARES TR SUB

SHRT NAT MUN ETF · ETP · CUSIP 464288158

793 institutional holders +35 vs Q3 2023
80,433,06580.4m shares reported held*
$8.5bnreported value*
63 new 269 added 318 reduced 76 sold out net bought ≈ $634.6m (+5.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $105.33.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 718Q4 22: 789Q1 23: 764Q2 23: 759Q3 23: 758Q4 23: 793793Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022718
Q4 2022789
Q1 2023764
Q2 2023759
Q3 2023758
Q4 2023793

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 430 bought or addedQ4 22: 297 cut or sold outQ4 22Q1 23: 308 bought or addedQ1 23: 403 cut or sold outQ1 23Q2 23: 303 bought or addedQ2 23: 388 cut or sold outQ2 23Q3 23: 311 bought or addedQ3 23: 375 cut or sold outQ3 23Q4 23: 332 bought or addedQ4 23: 394 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022430297
Q1 2023308403
Q2 2023303388
Q3 2023311375
Q4 2023332394

Biggest buyers

MORGAN STANLEY Added +3,868,748+3.9m
JANE STREET GROUP, LLC Added +1,287,507+1.3m
JPMORGAN CHASE & CO Added +1,239,746+1.2m
Orgel Wealth Management, LLC Added +1,045,136+1.0m
BANK OF AMERICA CORP /DE/ Added +568,866+568.9k
Bank of New York Mellon Corp Added +310,891+310.9k
BlackRock Inc. Added +268,334+268.3k
TIAA TRUST, NATIONAL ASSOCIATION Added +253,771+253.8k
Creative Planning Added +247,425+247.4k
RENAISSANCE TECHNOLOGIES LLC Added +236,633+236.6k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -615,453-615.5k
LPL Financial LLC Reduced -535,059-535.1k
Raub Brock Capital Management LP Sold out -291,345-291.3k
FRANKLIN RESOURCES INC Reduced -286,180-286.2k
OSAIC HOLDINGS, INC. Reduced -232,844-232.8k
Strategic Investment Solutions, Inc. /IL Reduced -222,867-222.9k
RAYMOND JAMES & ASSOCIATES Reduced -218,605-218.6k
Envestnet Portfolio Solutions, Inc. Reduced -193,437-193.4k
CITIGROUP INC Reduced -176,017-176.0k
UNITED BANK Reduced -158,052-158.1k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Bank of New York Mellon Corp (4.8%, 2026-04-28)

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Bank of New York Mellon Corp 0.18% of their portfolio NEW YORK, NY 8,407,9958.4m $886.5m $886.5m 0.18% Added +310.9k +310,891
2 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 7,502,9507.5m $791.0m $791.0m 0.03% Added +3.9m +3,868,748
3 BANK OF AMERICA CORP /DE/ 0.08% of their portfolio CHARLOTTE, NC 6,711,7536.7m $707.6m $707.6m 0.08% Added +568.9k +568,866
4 ENVESTNET ASSET MANAGEMENT INC 0.26% of their portfolio Berwyn, PA 5,995,2076.0m $632.1m $632.1m 0.26% Reduced -615.5k -615,453
5 MERCER GLOBAL ADVISORS INC /ADV 1.57% of their portfolio DENVER, CO 4,954,9245.0m $522.4m $522.4m 1.57% Added +65.2k +65,210
6 SEI INVESTMENTS CO 0.42% of their portfolio OAKS, PA 2,474,1982.5m $260.9m $260.9m 0.42% Added +158.4k +158,432
7 Creative Planning 0.42% of their portfolio OVERLAND PARK, KS 2,168,5032.2m $228.6m $228.6m 0.42% Added +247.4k +247,425
8 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,880,4101.9m $198.3m $198.3m 0.01% Added +1.2m +1,239,746
9 JANE STREET GROUP, LLC 0.20% of their portfolio NEW YORK, NY 1,530,5321.5m $161.4m $161.4m 0.20% Added +1.3m +1,287,507
10 UBS Group AG 0.06% of their portfolio ZURICH, V8 1,342,9461.3m $141.6m $141.6m 0.06% Added +5.2k +5,197
11 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 1,331,4551.3m $140.4m $140.4m 0.03% Reduced -132.8k -132,819
12 FRANKLIN RESOURCES INC 0.06% of their portfolio San Mateo, CA 1,247,7971.2m $131.6m $131.6m 0.06% Reduced -286.2k -286,180
13 TIAA TRUST, NATIONAL ASSOCIATION 0.38% of their portfolio CHARLOTTE, NC 1,086,1421.1m $114.5m $114.5m 0.38% Added +253.8k +253,771
14 Orgel Wealth Management, LLC 3.37% of their portfolio ALTOONA, WI 1,082,1531.1m $114.1m $114.1m 3.37% Added +1.0m +1,045,136
15 CAPTRUST FINANCIAL ADVISORS 0.34% of their portfolio RALEIGH, NC 925,146925.1k $97.5m $97.5m 0.34% Added +70.1k +70,122
16 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 844,336844.3k $89.1m $89.1m 0.03% Reduced -26.3k -26,274
17 US BANCORP \DE\ 0.13% of their portfolio MINNEAPOLIS, MN 821,782821.8k $86.6m $86.6m 0.13% Reduced -8.0k -8,014
18 CITIGROUP INC 0.11% of their portfolio NEW YORK, NY 783,899783.9k $82.6m $82.6m 0.11% Reduced -176.0k -176,017
19 Mariner, LLC 0.19% of their portfolio Overland Park, KS 751,757751.8k $79.3m $79.3m 0.19% Reduced -6.2k -6,247
20 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 727,913727.9k $76.8m $76.8m 0.02% Added +50.9k +50,917
21 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.08% of their portfolio MILWAUKEE, WI 688,878688.9k $72.6m $72.6m 0.08% Reduced -1.1k -1,055
22 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 632,700632.7k $66.7m $66.7m 0.04% Reduced -535.1k -535,059
23 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 555,478555.5k $58.6m $58.6m 0.02% Reduced -47.9k -47,921
24 Ellevest, Inc. 3.90% of their portfolio NEW YORK, NY 543,390543.4k $57.3m $57.3m 3.90% Added +21.4k +21,415
25 Heritage Investment Group, Inc. 11.41% of their portfolio POMPANO BEACH, FL 486,103486.1k $51.2m $51.2m 11.41% Reduced -17.6k -17,625
26 ANGELES WEALTH MANAGEMENT, LLC 6.17% of their portfolio SANTA MONICA, CA 480,109480.1k $50.6m $50.6m 6.17% Added +62.5k +62,471
27 PARTNERS CAPITAL INVESTMENT GROUP, LLP 1.11% of their portfolio BOSTON, MA 479,782479.8k $50.6m $50.6m 1.11% Reduced -77.7k -77,668
28 Allworth Financial LP 0.37% of their portfolio FOLSOM, CA 463,786463.8k $48.9m $48.9m 0.37% Added +25.5k +25,522
29 Salomon & Ludwin, LLC 4.79% of their portfolio RICHMOND, VA 445,987446.0k $45.9m $45.9m 4.79% Unchanged
30 BlackRock Inc. 0.00% of their portfolio New York, NY 354,686354.7k $37.4m $37.4m 0.00% Added +268.3k +268,334
31 Cerity Partners LLC 0.12% of their portfolio NEW YORK, NY 345,545345.5k $36.4m $36.4m 0.12% Reduced -93.3k -93,307
32 Truepoint, Inc. 1.05% of their portfolio CINCINNATI, OH 339,059339.1k $35.7m $35.7m 1.05% Added +68.5k +68,468
33 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 330,506330.5k $34.8m $34.8m 0.01% Added +150.7k +150,746
34 Willow Creek Wealth Management Inc. 4.11% of their portfolio Sebastopol, CA 311,250311.2k $32.8m $32.8m 4.11% Added +33.4k +33,391
35 Composition Wealth, LLC 0.82% of their portfolio LOS ANGELES, CA 284,715284.7k $30.0m $30.0m 0.82% Added +67.9k +67,941
36 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 279,952280.0k $29.5m $29.5m 0.04% Added +2.1k +2,147
37 CITIZENS FINANCIAL GROUP INC/RI 1.00% of their portfolio PROVIDENCE, RI 275,775275.8k $29.1m $29.1m 1.00% Added +172.6k +172,577
38 Windham Capital Management, LLC 10.28% of their portfolio BOSTON, MA 264,841264.8k $27.9m $27.9m 10.28% Added +2.1k +2,117
39 CAHABA WEALTH MANAGEMENT, INC. 2.77% of their portfolio Atlanta, GA 264,726264.7k $27.9m $27.9m 2.77% Reduced -12.0k -12,048
40 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.08% of their portfolio PLYMOUTH, MN 260,438260.4k $27.5m $27.5m 0.08% Reduced -66.0k -66,016
41 RENAISSANCE TECHNOLOGIES LLC 0.04% of their portfolio NEW YORK, NY 253,331253.3k $26.7m $26.7m 0.04% Added +236.6k +236,633
42 One Capital Management, LLC 1.03% of their portfolio WESTLAKE VILLAGE, CA 246,555246.6k $26.0m $26.0m 1.03% Reduced -54.0k -54,001
43 DGS Capital Management, LLC 9.97% of their portfolio JERSEY CITY, NJ 245,935245.9k $25.9m $25.9m 9.97% Added +9.4k +9,435
44 Apella Capital, LLC 1.44% of their portfolio WEST HARTFORD, CT 244,845244.8k $25.8m $25.8m 1.44% Reduced -32.8k -32,832
45 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 231,368231.4k $24.4m $24.4m 0.04% Reduced -232.8k -232,844
46 Beacon Pointe Advisors, LLC 0.29% of their portfolio NEWPORT BEACH, CA 229,472229.5k $24.2m $24.2m 0.29% Reduced -30.1k -30,095
47 RITHOLTZ WEALTH MANAGEMENT 0.93% of their portfolio NEW YORK, NY 227,989228.0k $24.0m $24.0m 0.93% Reduced -1.9k -1,934
48 BUCKINGHAM STRATEGIC WEALTH, LLC 0.28% of their portfolio CLAYTON, MO 222,985223.0k $23.5m $23.5m 0.28% Added +10.3k +10,337
49 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 216,172216.2k $22.8m $22.8m 0.04% Added +30.4k +30,418
50 Waterway Wealth Management, LLC 0.82% of their portfolio THE WOODLANDS, TX 213,523213.5k $2.0m $2.0m 0.82% First filing
51 Slow Capital, Inc. 3.91% of their portfolio GREENBRAE, CA 211,595211.6k $22.3m $22.3m 3.91% Reduced -18.5k -18,496
52 Willis Johnson & Associates, Inc. 2.11% of their portfolio Houston, TX 208,332208.3k $22.0m $22.0m 2.11% Added +128.7k +128,679
53 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 200,947200.9k $21.2m $21.2m 0.04% Reduced -45.7k -45,745
54 COMERICA BANK 0.09% of their portfolio DALLAS, TX 191,990192.0k $20.2m $20.2m 0.09% Added +8.6k +8,578
55 MML INVESTORS SERVICES, LLC 0.09% of their portfolio SPRINGFIELD, MA 189,017189.0k $19.9m $19.9m 0.09% Reduced -83.4k -83,401
56 RMR Wealth Builders 2.78% of their portfolio Montclair, NJ 187,671187.7k $19.8m $19.8m 2.78% Reduced -17.9k -17,916
57 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 181,857181.9k $19.2m $19.2m 0.01% Reduced -218.6k -218,605
58 Orion Porfolio Solutions, LLC 0.22% of their portfolio OMAHA, NE 178,289178.3k $18.8m $18.8m 0.22% Added +7.1k +7,126
59 Orion Portfolio Solutions, LLC 0.22% of their portfolio Omaha, NE 178,289178.3k $18.8m $18.8m 0.22% Added +7.1k +7,126
60 Corient Private Wealth LP 0.03% of their portfolio MIAMI, FL 176,350176.3k $18.6m $18.6m 0.03% Added +95.0k +94,963
61 Rockefeller Capital Management L.P. 0.06% of their portfolio NEW YORK, NY 171,553171.6k $18.1m $18.1m 0.06% Reduced -53.1k -53,054
62 Merriman Wealth Management, LLC 0.87% of their portfolio SEATTLE, WA 169,181169.2k $17.8m $17.8m 0.87% Reduced -134.3k -134,291
63 Rockwood Wealth Management, LLC 2.58% of their portfolio New Hope, PA 166,723166.7k $17.6m $17.6m 2.58% Added +48.1k +48,074
64 SHEETS SMITH WEALTH MANAGEMENT 2.39% of their portfolio WINSTON-SALEM, NC 159,666159.7k $16.8m $16.8m 2.39% Reduced -4.3k -4,349
65 Eagle Ridge Investment Management 1.61% of their portfolio STAMFORD, CT 155,509155.5k $16.4m $16.4m 1.61% Added +704 +704
66 Members Trust Co 0.46% of their portfolio TAMPA, FL 154,077154.1k $16.2m $16.2m 0.46% Added +98.0k +97,983
67 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 153,948153.9k $16.2m $16.2m 0.01% Added +12.1k +12,090
68 Avidian Wealth Enterprises, LLC 1.00% of their portfolio Houston, TX 151,255151.3k $15.9m $15.9m 1.00% Added +4.3k +4,301
69 Ackerman Capital Advisors, LLC 4.38% of their portfolio DALLAS, TX 148,165148.2k $15.6m $15.6m 4.38% Added +130.6k +130,642
70 ARKANSAS FINANCIAL GROUP, INC. 2.80% of their portfolio LITTLE ROCK, AR 143,897143.9k $15.2m $15.2m 2.80% Added +6.5k +6,495
71 UNITED BANK 1.90% of their portfolio VIENNA, VA 143,241143.2k $15.1m $15.1m 1.90% Reduced -158.1k -158,052
72 Meridian Wealth Partners, LLC 2.83% of their portfolio EXTON, PA 140,382140.4k $14.8m $14.8m 2.83% Reduced -6.4k -6,392
73 Horiko Capital Management LLC 5.27% of their portfolio NEW YORK, NY 139,383139.4k $14.7m $14.7m 5.27% Reduced -54.4k -54,403
74 Alesco Advisors, LLC, An ESL Co 0.49% of their portfolio Pittsford, NY 133,491133.5k $14.1m $14.1m 0.49% Added +6.1k +6,091
75 BAILARD, INC. 0.41% of their portfolio Foster City, CA 131,350131.3k $13.8m $13.8m 0.41% Added +39.6k +39,572
76 BRANDYWINE OAK PRIVATE WEALTH LLC 1.53% of their portfolio Kennett Square, PA 130,360130.4k $13.7m $13.7m 1.53% Added +4.9k +4,922
77 Heartwood Wealth Advisors LLC 1.76% of their portfolio RICHMOND, VA 125,347125.3k $13.2m $13.2m 1.76% Reduced -1.0k -1,036
78 LAKE STREET ADVISORS GROUP, LLC 0.66% of their portfolio PORTSMOUTH, NH 124,247124.2k $13.1m $13.1m 0.66% Reduced -23.3k -23,265
79 OLD NATIONAL BANCORP /IN/ 0.34% of their portfolio EVANSVILLE, IN 123,855123.9k $13.1m $13.1m 0.34% Added +74.3k +74,288
80 Modera Wealth Management, LLC 0.21% of their portfolio WESTWOOD, NJ 119,089119.1k $12.6m $12.6m 0.21% Reduced -403 -403
81 Cetera Advisor Networks LLC 0.07% of their portfolio EL SEGUNDO, CA 118,411118.4k $12.5m $12.5m 0.07% Reduced -40.7k -40,716
82 Mesirow Financial Investment Management, Inc. 0.44% of their portfolio CHICAGO, IL 117,968118.0k $12.4m $12.4m 0.44% New
83 BROWN WEALTH MANAGEMENT, LLC 5.49% of their portfolio NAPERVILLE, IL 117,582117.6k $12.4m $12.4m 5.49% Added +43.7k +43,661
84 TOWNSQUARE CAPITAL LLC 0.21% of their portfolio Lehi, UT 116,817116.8k $12.3m $12.3m 0.21% Added +36.7k +36,734
85 Legacy Edge Advisors, LLC 2.77% of their portfolio SYOSSET, NY 114,900114.9k $12.1m $12.1m 2.77% First filing
86 FLPUTNAM INVESTMENT MANAGEMENT CO 0.27% of their portfolio PORTLAND, ME 108,178108.2k $11.4m $11.4m 0.27% Reduced -517 -517
87 Freestone Capital Holdings, LLC 0.50% of their portfolio Seattle, WA 104,988105.0k $11.1m $11.1m 0.50% Reduced -2.2k -2,218
88 MBL Wealth, LLC 1.38% of their portfolio CHARLOTTE, NC 104,568104.6k $11.0m $11.0m 1.38% Reduced -3.4k -3,401
89 Alera Investment Advisors, LLC 1.44% of their portfolio DEERFIELD, IL 104,360104.4k $11.0m $11.0m 1.44% Added +86.8k +86,813
90 TD Capital Management LLC 1.25% of their portfolio MEMPHIS, TN 103,980104.0k $11.0m $11.0m 1.25% Reduced -17.0k -16,968
91 Avantax Planning Partners, Inc. 0.41% of their portfolio DUBUQUE, IA 101,796101.8k $10.7m $10.7m 0.41% Reduced -69.6k -69,599
92 Manhattan West Asset Management, LLC 2.96% of their portfolio Los Angeles, CA 100,213100.2k $10.6m $10.6m 2.96% Reduced -10.7k -10,743
93 Prime Capital Investment Advisors, LLC 0.16% of their portfolio OVERLAND PARK, KS 99,963100.0k $10.5m $10.5m 0.16% Reduced -30.4k -30,415
94 Symmetry Partners, LLC 0.57% of their portfolio GLASTONBURY, CT 99,86299.9k $10.5m $10.5m 0.57% Reduced -3.1k -3,111
95 PARK AVENUE SECURITIES LLC 0.15% of their portfolio NEW YORK, NY 99,60399.6k $10.5m $10.5m 0.15% Reduced -130.5k -130,491
96 Sequoia Financial Advisors, LLC 0.13% of their portfolio Akron, OH 98,26498.3k $10.4m $10.4m 0.13% Added +980 +980
97 Integrated Advisors Network LLC 0.58% of their portfolio DALLAS, TX 96,70896.7k $10.2m $10.2m 0.58% Reduced -11.4k -11,393
98 Grove Bank & Trust 1.76% of their portfolio Miami, FL 90,81690.8k $9.6m $9.6m 1.76% Reduced -5.3k -5,304
99 Brio Consultants, LLC 1.68% of their portfolio SAN FRANCISCO, CA 89,71489.7k $9.5m $9.5m 1.68% Reduced -3.1k -3,088
100 KESTRA PRIVATE WEALTH SERVICES, LLC 0.23% of their portfolio AUSTIN, TX 86,33586.3k $9.1m $9.1m 0.23% Added +48.8k +48,785