Vault-13

EXCHANGE TRADED CONCEPTS TRU EMQQ

EMQQ EM INTERN · ETP · CUSIP 301505889

112 institutional holders +0 vs Q3 2023
5,489,9925.5m shares reported held*
$169.1mreported value*
11 new 25 added 50 reduced 18 sold out net sold ≈ $27.0m (-875.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $30.80. Options: 2 managers hold calls ($1.1m notional), 1 hold puts ($24.6k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 126Q4 22: 135Q1 23: 127Q2 23: 118Q3 23: 112Q4 23: 112112Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022126
Q4 2022135
Q1 2023127
Q2 2023118
Q3 2023112
Q4 2023112

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 47 bought or addedQ4 22: 76 cut or sold outQ4 22Q1 23: 48 bought or addedQ1 23: 62 cut or sold outQ1 23Q2 23: 34 bought or addedQ2 23: 68 cut or sold outQ2 23Q3 23: 26 bought or addedQ3 23: 66 cut or sold outQ3 23Q4 23: 36 bought or addedQ4 23: 68 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224776
Q1 20234862
Q2 20233468
Q3 20232666
Q4 20233668

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ1 23 calls: $2.1mQ1 23 puts: $9.6kQ1 23P/C 0.00Q2 23 calls: $1.6mQ2 23 puts: $11.7kQ2 23P/C 0.01Q3 23 calls: $1.2mQ3 23 puts: $23.5kQ3 23P/C 0.02Q4 23 calls: $1.1mQ4 23 puts: $24.6kQ4 23P/C 0.02
Numbers
QuarterCallsPutsP/C
Q1 2023$2.1m$9.6k0.00
Q2 2023$1.6m$11.7k0.01
Q3 2023$1.2m$23.5k0.02
Q4 2023$1.1m$24.6k0.02

Biggest buyers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +147,064+147.1k
OLD MISSION CAPITAL LLC Added +137,992+138.0k
JANE STREET GROUP, LLC Added +81,582+81.6k
CITADEL ADVISORS LLC Added +62,023+62.0k
Sowell Financial Services LLC New +48,871+48.9k
ROYAL BANK OF CANADA Added +32,467+32.5k
FLOW TRADERS U.S. LLC Added +27,793+27.8k
Garden State Investment Advisory Services LLC New +18,249+18.2k
Arete Wealth Advisors, LLC New +11,068+11.1k
CONCENTRIC WEALTH MANAGEMENT, LLC New +7,017+7.0k

Biggest sellers

MORGAN STANLEY Reduced -736,979-737.0k
OSAIC HOLDINGS, INC. Reduced -116,165-116.2k
Ameritas Advisory Services, LLC Sold out -75,407-75.4k
RAYMOND JAMES & ASSOCIATES Reduced -71,660-71.7k
Crestone Asset Management LLC Reduced -70,033-70.0k
SOL Capital Management CO Reduced -58,055-58.1k
Thrivent Financial for Lutherans Sold out -47,499-47.5k
GREENWOOD CAPITAL ASSOCIATES LLC Sold out -43,611-43.6k
Pitti Group Wealth Management, LLC Sold out -31,192-31.2k
IFP Advisors, Inc Reduced -24,967-25.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.1m34.8k shares
CITADEL ADVISORS LLC Reduced $64.7k2.1k shares

Biggest puts

CITADEL ADVISORS LLC Unchanged $24.6k800 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,504,2361.5m $46.3m $46.3m 0.00% Reduced -737.0k -736,979
2 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 325,480325.5k $10.0m $10.0m 0.01% Added +81.6k +81,582
3 OLD MISSION CAPITAL LLC 0.27% of their portfolio CHICAGO, IL 310,013310.0k $9.6m $9.6m 0.27% Added +138.0k +137,992
4 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 225,144225.1k $6.9m $6.9m 0.00% Reduced -9.0k -8,975
5 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 220,591220.6k $6.8m $6.8m 0.01% Reduced -94 -94
6 UBS Group AG 0.00% of their portfolio ZURICH, V8 218,297218.3k $6.7m $6.7m 0.00% Reduced -18.3k -18,340
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 211,338211.3k $6.5m $6.5m 0.00% Added +32.5k +32,467
8 SOL Capital Management CO 0.80% of their portfolio ROCKVILLE, MD 192,080192.1k $5.9m $5.9m 0.80% Reduced -58.1k -58,055
9 NewEdge Advisors, LLC 0.05% of their portfolio NEW ORLEANS, LA 184,342184.3k $5.7m $5.7m 0.05% Added +4.8k +4,833
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 176,298176.3k $5.4m $5.4m 0.01% Added +147.1k +147,064
11 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 155,446155.4k $4.8m $4.8m 0.01% Reduced -24.0k -23,968
12 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 138,587138.6k $4.3m $4.3m 0.00% Added +62.0k +62,023
13 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 137,363137.4k $4.2m $4.2m 0.00% Reduced -71.7k -71,660
14 Crestone Asset Management LLC 0.82% of their portfolio BOULDER, CO 118,289118.3k $3.6m $3.6m 0.82% Reduced -70.0k -70,033
15 FLOW TRADERS U.S. LLC 0.10% of their portfolio NEW YORK, NY 105,131105.1k $3.2m $3.2m 0.10% Added +27.8k +27,793
16 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 94,80694.8k $2.9m $2.9m 0.00% Reduced -13.1k -13,105
17 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 79,65179.7k $2.5m $2.5m 0.00% Reduced -9.3k -9,322
18 AXXCESS WEALTH MANAGEMENT, LLC 0.07% of their portfolio CARLSBAD, CA 74,75774.8k $2.3m $2.3m 0.07% Reduced -28 -28
19 J.W. COLE ADVISORS, INC. 0.11% of their portfolio TAMPA, FL 60,64560.6k $1.9m $1.9m 0.11% Added +2.2k +2,204
20 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 58,47258.5k $1.8m $1.8m 0.01% Added +1.0k +1,021
21 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 48,89848.9k $1.5m $1.5m 0.00% Reduced -16.2k -16,164
22 Sowell Financial Services LLC 0.08% of their portfolio NORTH LITTLE ROCK, AR 48,87148.9k $1.5m $1.5m 0.08% New
23 RPg Family Wealth Advisory, LLC 0.53% of their portfolio BURLINGTON, MA 46,82846.8k $1.4m $1.4m 0.53% Reduced -976 -976
24 Smart Portfolios, LLC 1.56% of their portfolio LAKE FOREST PARK, WA 45,09345.1k $1.3m $1.3m 1.56% Added +1.4k +1,355
25 Twelve Points Wealth Management LLC 0.64% of their portfolio CONCORD, MA 43,93443.9k $1.4m $1.4m 0.64% Reduced -4.8k -4,785
26 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 36,18136.2k $1.1m $1.1m 0.00% Reduced -116.2k -116,165
27 White Knight Strategic Wealth Advisors, LLC 1.28% of their portfolio PRINCETON, NJ 35,98436.0k $1.1m $1.1m 1.28% Added +3.2k +3,179
28 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 35,89635.9k $1.1m $1.1m 0.01% Added +2.8k +2,797
29 Ellis Investment Partners, LLC 0.25% of their portfolio Berwyn, PA 34,76134.8k $1.1m $1.1m 0.25% Reduced -7.1k -7,081
30 Fernwood Investment Management, LLC 0.35% of their portfolio QUINCY, MA 34,16134.2k $1.1m $1.1m 0.35% Reduced -3.4k -3,406
31 HBW ADVISORY SERVICES LLC 0.19% of their portfolio SIMI VALLEY, CA 32,89932.9k $1.0m $1.0m 0.19% Reduced -1.9k -1,887
32 U.S. Capital Wealth Advisors, LLC 0.04% of their portfolio AUSTIN, TX 30,07530.1k $926.6k $926.6k 0.04% Added +1.0k +1,046
33 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 23,35823.4k $719.6k $719.6k 0.00% Added +41 +41
34 Aveo Capital Partners, LLC 0.08% of their portfolio ENGLEWOOD, CO 21,57521.6k $664.7k $664.7k 0.08% Unchanged
35 Sanctuary Wealth Management, L.L.C. 0.60% of their portfolio POCATELLO, ID 20,16120.2k $621.2k $621.2k 0.60% Reduced -1.1k -1,126
36 Garden State Investment Advisory Services LLC 0.23% of their portfolio Red Bank, NJ 18,24918.2k $566.7k $566.7k 0.23% New
37 Robertson Stephens Wealth Management, LLC 0.04% of their portfolio San Francisco, CA 18,24818.2k $562.2k $562.2k 0.04% Reduced -258 -258
38 Goldstein Advisors, LLC 0.09% of their portfolio Madison, WI 18,16018.2k $559.5k $559.5k 0.09% Reduced -2.7k -2,700
39 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 17,03817.0k $524.9k $524.9k 0.00% Reduced -4.8k -4,832
40 AMG National Trust Bank 0.02% of their portfolio GREENWOOD VILLAGE, CO 16,68116.7k $513.9k $513.9k 0.02% Added +4 +4
41 Austin Wealth Management, LLC 0.14% of their portfolio Austin, TX 16,52916.5k $506.1k $506.1k 0.14% Reduced -3.6k -3,646
42 NWAM LLC 0.04% of their portfolio MERCER ISLAND, WA 15,38315.4k $474.0k $474.0k 0.04% Reduced -338 -338
43 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 14,79514.8k $456.0k $456.0k 0.00% Added +4.0k +4,029
44 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 14,31614.3k $441.1k $441.1k 0.01% Reduced -2.9k -2,881
45 Gemmer Asset Management LLC 0.05% of their portfolio WALNUT CREEK, CA 13,37613.4k $412.1k $412.1k 0.05% Unchanged
46 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 12,76512.8k $373.0k $373.0k 0.01% Added +920 +920
47 Centurion Wealth Management LLC 0.16% of their portfolio Mclean, VA 12,09312.1k $372.6k $372.6k 0.16% Added +248 +248
48 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 12,05112.1k $371.3k $371.3k 0.00% Added +1.1k +1,124
49 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 11,74011.7k $361.7k $361.7k 0.00% Reduced -5.0k -5,035
50 Arete Wealth Advisors, LLC 0.03% of their portfolio CHICAGO, IL 11,06811.1k $341.0k $341.0k 0.03% New
51 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 11,00011.0k $338.9k $338.9k 0.00% Unchanged
52 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 10,92510.9k $336.6k $336.6k 0.00% Reduced -1.0k -1,008
53 Vontobel Holding Ltd. 0.00% of their portfolio ZURICH, V8 10,71810.7k $330.2k $330.2k 0.00% Reduced -1.3k -1,300
54 B&D White Capital Company, LLC 0.10% of their portfolio Lakeway, TX 10,18210.2k $313.7k $313.7k 0.10% Reduced -278 -278
55 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 10,00310.0k $308.2k $308.2k 0.00% Reduced -1.6k -1,609
56 Glen Eagle Advisors, LLC 0.06% of their portfolio KINGSTON, NJ 9,4139.4k $290.0k $290.0k 0.06% Reduced -40 -40
57 Heritage Wealth Management, Inc. /CA/ 0.27% of their portfolio SAN DIEGO, CA 8,0278.0k $247.3k $247.3k 0.27% First filing
58 Versant Capital Management, Inc 0.07% of their portfolio PHOENIX, AZ 7,7657.8k $239.3k $239.3k 0.07% Unchanged
59 Summit Asset Management, LLC 0.05% of their portfolio MEMPHIS, TN 7,2077.2k $222.0k $222.0k 0.05% Reduced -660 -660
60 CONCENTRIC WEALTH MANAGEMENT, LLC 0.06% of their portfolio LAFAYETTE, CA 7,0177.0k $216.2k $216.2k 0.06% New
61 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 6,9647.0k $214.6k $214.6k 0.02% Reduced -50 -50
62 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 5,3785.4k $165.7k $165.7k 0.01% Added +4.2k +4,164
63 JTC Employer Solutions Trustee Ltd 0.01% of their portfolio ST HELIER, Y9 5,1405.1k $158.0k $158.0k 0.01% Unchanged
64 SALEM INVESTMENT COUNSELORS INC 0.00% of their portfolio WINSTON-SALEM, NC 4,2504.2k $130.9k $130.9k 0.00% Reduced -1.4k -1,355
65 COMERICA BANK 0.00% of their portfolio DALLAS, TX 3,4173.4k $105.3k $105.3k 0.00% Reduced -263 -263
66 Tennessee Valley Asset Management Partners 0.01% of their portfolio KNOXVILLE, TN 3,1633.2k $97.5k $97.5k 0.01% New
67 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 2,8902.9k $89.0k $89.0k 0.00% Reduced -215 -215
68 Hanson & Doremus Investment Management 0.01% of their portfolio BURLINGTON, VT 2,4492.4k $75.0k $75.0k 0.01% Reduced -405 -405
69 WHITTIER TRUST CO 0.00% of their portfolio SOUTH PASADENA, CA 1,7131.7k $52.8k $52.8k 0.00% Reduced -883 -883
70 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 1,1121.1k $34.0k $34.0k 0.00% Added +533 +533
71 ORG Partners LLC 0.00% of their portfolio ROANOKE, IN 935935 $28.8k $28.8k 0.00% Unchanged
72 CWM, LLC 0.00% of their portfolio OMAHA, NE 760760 $23.0k $23.0k 0.00% Reduced -50 -50
73 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 729729 $22.5k $22.5k 0.00% Reduced -2.5k -2,468
74 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 530530 $16.3k $16.3k 0.00% Reduced -3.0k -3,049
75 OPTIMUM INVESTMENT ADVISORS 0.01% of their portfolio Chicago, IL 400400 $12.3k $12.3k 0.01% Reduced -183 -183
76 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 390390 $12.0k $12.0k 0.00% Added +51 +51
77 CAROLINAS WEALTH CONSULTING LLC 0.00% of their portfolio CHARLOTTE, NC 373373 $11.5k $11.5k 0.00% Reduced -328 -328
78 Able Wealth Management LLC 0.01% of their portfolio Toms River, NJ 373373 $11.5k $11.5k 0.01% First filing
79 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 365365 $11.2k $11.2k 0.00% First filing
80 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 350350 $10.8k $10.8k 0.00% Unchanged
81 Naples Money Management LLC 0.01% of their portfolio NAPLES, FL 300300 $9.2k $9.2k 0.01% First filing
82 UMB Bank, n.a. 0.00% of their portfolio Kansas City, MO 292292 $9.0k $9.0k 0.00% Not comparable
83 Financial Perspectives, Inc 0.00% of their portfolio MINNEAPOLIS, MN 284284 $8.8k $8.8k 0.00% Added +2 +2
84 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 256256 $7.9k $7.9k 0.00% New
85 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 250250 $7.7k $7.7k 0.00% New
86 ICA Group Wealth Management, LLC 0.00% of their portfolio DENVER, CO 239239 $7.4k $7.4k 0.00% New
87 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 230230 $7.0k $7.0k 0.00% New
88 LM Advisors LLC 0.00% of their portfolio SAN DIEGO, CA 205205 $6.3k $6.3k 0.00% First filing
89 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 163163 $4.8k $4.8k 0.00% Added +1 +1
90 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.00% of their portfolio WALTHAM, MA 157157 $4.8k $4.8k 0.00% Added +19 +19
91 FMR LLC 0.00% of their portfolio BOSTON, MA 153153 $4.7k $4.7k 0.00% New
92 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 150150 $4.6k $4.6k 0.00% Reduced -800 -800
93 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 150150 $4.6k $4.6k 0.00% Unchanged
94 Impact Partnership Wealth, LLC 0.00% of their portfolio MARIETTA, GA 110110 $3.4k $3.4k 0.00% Unchanged
95 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 107107 $3.3k $3.3k 0.00% Unchanged
96 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 105105 $3.2k $3.2k 0.00% Reduced -311 -311
97 Mariner Managed Account Solutions, LLC 0.00% of their portfolio Boston, MA 105105 $3.3k $3.3k 0.00% Unchanged
98 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 100100 $3.1k $3.1k 0.00% Unchanged
99 Farmers & Merchants Trust Co of Chambersburg PA 0.00% of their portfolio CHAMBERSBURG, PA 100100 $3.0k $3.0k 0.00% Reduced -600 -600
100 FSA Wealth Management LLC 0.00% of their portfolio Needham, MA 100100 $3.0k $3.0k 0.00% New