Vault-13

PIMCO ETF TR MINT

ENHAN SHRT MA AC · ETP · CUSIP 72201R833

666 institutional holders +49 vs Q3 2023
93,134,11393.1m shares reported held*
$9.3bnreported value*
70 new 193 added 273 reduced 58 sold out net bought ≈ $2.6bn (+26.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($49.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $99.85.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 670Q4 22: 641Q1 23: 607Q2 23: 611Q3 23: 617Q4 23: 666666Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022670
Q4 2022641
Q1 2023607
Q2 2023611
Q3 2023617
Q4 2023666

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 184 bought or addedQ4 22: 424 cut or sold outQ4 22Q1 23: 220 bought or addedQ1 23: 375 cut or sold outQ1 23Q2 23: 240 bought or addedQ2 23: 337 cut or sold outQ2 23Q3 23: 241 bought or addedQ3 23: 324 cut or sold outQ3 23Q4 23: 263 bought or addedQ4 23: 331 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022184424
Q1 2023220375
Q2 2023240337
Q3 2023241324
Q4 2023263331

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60kQ1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $49.9kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$0$0—
Q2 2023$0$0—
Q3 2023$49.9k$00.00
Q4 2023$0$0—

Biggest buyers

JPMORGAN CHASE & CO Added +17,307,836+17.3m
MORGAN STANLEY Added +6,942,853+6.9m
CAPTRUST FINANCIAL ADVISORS Added +788,846+788.8k
WELLS FARGO & COMPANY/MN Added +688,633+688.6k
ASSETMARK, INC Added +585,537+585.5k
Merit Financial Group, LLC Added +425,946+425.9k
Empowered Funds, LLC New +333,721+333.7k
JANE STREET GROUP, LLC Added +331,176+331.2k
FLOW TRADERS U.S. LLC Added +301,880+301.9k
AE Wealth Management LLC Added +290,940+290.9k

Biggest sellers

Price Capital Management, Inc. Sold out -545,630-545.6k
Stadion Money Management, LLC Sold out -341,301-341.3k
Kathmere Capital Management, LLC Reduced -305,776-305.8k
MAGNOLIA CAPITAL ADVISORS LLC Sold out -224,010-224.0k
BANK OF MONTREAL /CAN/ Reduced -220,925-220.9k
Creative Planning Reduced -184,352-184.4k
Goodman Advisory Group, LLC Reduced -168,104-168.1k
Virtue Capital Management, LLC Sold out -160,523-160.5k
JFG Wealth Management, LLC Reduced -152,545-152.5k
IFP Advisors, Inc Reduced -150,532-150.5k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.12% of their portfolio NEW YORK, NY 23,147,12823.1m $2.3bn $2.3bn 0.12% Added +17.3m +17,307,836
2 MORGAN STANLEY 0.07% of their portfolio NEW YORK, NY 15,423,42215.4m $1.5bn $1.5bn 0.07% Added +6.9m +6,942,853
3 WELLS FARGO & COMPANY/MN 0.23% of their portfolio SAN FRANCISCO, CA 8,249,6288.2m $823.2m $823.2m 0.23% Added +688.6k +688,633
4 ASSETMARK, INC 1.76% of their portfolio CONCORD, CA 4,875,9204.9m $486.6m $486.6m 1.76% Added +585.5k +585,537
5 HB Wealth Management, LLC 3.46% of their portfolio Atlanta, GA 2,413,0182.4m $240.8m $240.8m 3.46% Added +214.5k +214,488
6 UBS Group AG 0.08% of their portfolio ZURICH, V8 2,113,3752.1m $210.9m $210.9m 0.08% Reduced -35.1k -35,141
7 CWM, LLC 1.11% of their portfolio OMAHA, NE 2,072,2232.1m $206.8m $206.8m 1.11% Reduced -94.0k -93,950
8 Allianz Asset Management GmbH 0.38% of their portfolio MUNICH, 2M 2,070,9082.1m $206.7m $206.7m 0.38% Added +121.6k +121,603
9 LPL Financial LLC 0.10% of their portfolio FORT MILL, SC 1,570,4981.6m $156.7m $156.7m 0.10% Added +174.9k +174,869
10 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,204,8001.2m $120.2m $120.2m 0.01% Added +30.1k +30,061
11 Johnson Financial Group, LLC 13.82% of their portfolio Denver, CO 1,082,0651.1m $108.0m $108.0m 13.82% Reduced -123.8k -123,809
12 JANE STREET GROUP, LLC 0.11% of their portfolio NEW YORK, NY 925,454925.5k $92.4m $92.4m 0.11% Added +331.2k +331,176
13 OSAIC HOLDINGS, INC. 0.15% of their portfolio SCOTTSDALE, AZ 864,132864.1k $86.2m $86.2m 0.15% Reduced -110.5k -110,540
14 CAPTRUST FINANCIAL ADVISORS 0.29% of their portfolio RALEIGH, NC 844,430844.4k $84.3m $84.3m 0.29% Added +788.8k +788,846
15 RENAISSANCE TECHNOLOGIES LLC 0.12% of their portfolio NEW YORK, NY 777,600777.6k $77.6m $77.6m 0.12% Added +272.2k +272,200
16 Mason Investment Advisory Services, Inc. 5.17% of their portfolio RESTON, VA 703,607703.6k $70.2m $70.2m 5.17% Added +10.1k +10,071
17 JFG Wealth Management, LLC 19.84% of their portfolio Denver, CO 692,346692.3k $69.1m $69.1m 19.84% Reduced -152.5k -152,545
18 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 666,671666.7k $66.5m $66.5m 0.02% Reduced -21.0k -20,995
19 KEYBANK NATIONAL ASSOCIATION/OH 0.28% of their portfolio BROOKLYN, OH 626,671626.7k $62.5m $62.5m 0.28% Reduced -15.7k -15,655
20 Advisor OS, LLC 7.25% of their portfolio CHICAGO, IL 557,870557.9k $55.7m $55.7m 7.25% Added +50.9k +50,887
21 MJP ASSOCIATES INC /ADV 12.18% of their portfolio FARMINGTON, CT 457,856457.9k $45.7m $45.7m 12.18% Reduced -39.7k -39,725
22 Mariner, LLC 0.11% of their portfolio Overland Park, KS 445,810445.8k $44.5m $44.5m 0.11% Added +124.0k +124,001
23 Merit Financial Group, LLC 1.32% of their portfolio ALPHARETTA, GA 434,272434.3k $43.3m $43.3m 1.32% Added +425.9k +425,946
24 TD Capital Management LLC 4.83% of their portfolio MEMPHIS, TN 423,844423.8k $42.3m $42.3m 4.83% Reduced -21.5k -21,455
25 Cambridge Investment Research Advisors, Inc. 0.17% of their portfolio FAIRFIELD, IA 404,207404.2k $40.3m $40.3m 0.17% Added +38.7k +38,705
26 Family Manage LLC 8.37% of their portfolio NEW YORK, NY 404,037404.0k $40.3m $40.3m 8.37% Added +52.7k +52,716
27 WADE G W & INC 1.26% of their portfolio Wellesley, MA 388,423388.4k $38.8m $38.8m 1.26% Added +47.6k +47,591
28 AE Wealth Management LLC 0.20% of their portfolio TOPEKA, KS 385,214385.2k $38.6m $38.6m 0.20% Added +290.9k +290,940
29 Flaharty Asset Management, LLC 6.02% of their portfolio CLEARWATER, FL 382,201382.2k $38.1m $38.1m 6.02% Added +42.0k +42,015
30 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 373,550373.6k $37.3m $37.3m 0.02% Reduced -33.8k -33,794
31 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 362,343362.3k $36.2m $36.2m 0.01% Reduced -19.0k -18,964
32 FLOW TRADERS U.S. LLC 1.07% of their portfolio NEW YORK, NY 351,622351.6k $35.1m $35.1m 1.07% Added +301.9k +301,880
33 State of Tennessee, Department of Treasury 0.14% of their portfolio NASHVILLE, TN 349,200349.2k $34.8m $34.8m 0.14% Added +48.4k +48,353
34 Focus Partners Wealth 0.44% of their portfolio ST LOUIS, MO 334,806334.8k $33.4m $33.4m 0.44% First filing
35 Empowered Funds, LLC 0.84% of their portfolio NEWTOWN SQUARE, PA 333,721333.7k $33.3m $33.3m 0.84% New
36 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 329,809329.8k $32.9m $32.9m 0.04% Added +18.2k +18,236
37 Cerity Partners LLC 0.11% of their portfolio NEW YORK, NY 317,015317.0k $31.7m $31.7m 0.11% Added +172.2k +172,193
38 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 314,406314.4k $31.4m $31.4m 0.05% Added +8.8k +8,811
39 Waverly Advisors, LLC 1.12% of their portfolio BIRMINGHAM, AL 298,841298.8k $29.8m $29.8m 1.12% Reduced -103.8k -103,786
40 TRUIST FINANCIAL CORP 0.05% of their portfolio CHARLOTTE, NC 296,238296.2k $29.6m $29.6m 0.05% Reduced -18.7k -18,683
41 Creative Planning 0.05% of their portfolio OVERLAND PARK, KS 293,331293.3k $29.3m $29.3m 0.05% Reduced -184.4k -184,352
42 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 268,139268.1k $26.8m $26.8m 0.05% Added +70.0k +69,984
43 Brookstone Capital Management 0.52% of their portfolio WHEATON, IL 266,843266.8k $26.6m $26.6m 0.52% Reduced -33.7k -33,723
44 Destination Wealth Management 0.87% of their portfolio Walnut Creek, CA 251,717251.7k $25.1m $25.1m 0.87% Added +5.2k +5,183
45 MASON STREET ADVISORS, LLC 4.50% of their portfolio MILWAUKEE, WI 245,500245.5k $24.5m $24.5m 4.50% Unchanged
46 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 242,594242.6k $24.2m $24.2m 0.04% Reduced -45.7k -45,662
47 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.07% of their portfolio PLYMOUTH, MN 238,223238.2k $23.8m $23.8m 0.07% Added +27.5k +27,493
48 Financial Gravity Asset Management, Inc. 0.07% of their portfolio Lakeway, TX 226,245226.2k $6.5m $6.5m 0.07% Added +4.0k +3,971
49 Leelyn Smith, LLC 4.65% of their portfolio GENEVA, IL 212,611212.6k $21.2m $21.2m 4.65% Added +11.2k +11,230
50 WHITTIER TRUST CO 0.32% of their portfolio SOUTH PASADENA, CA 197,656197.7k $19.7m $19.7m 0.32% Reduced -10.1k -10,101
51 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.60% of their portfolio NORFOLK, VA 196,064196.1k $19.6m $19.6m 0.60% Reduced -5.6k -5,610
52 CITIGROUP INC 0.03% of their portfolio NEW YORK, NY 195,412195.4k $19.5m $19.5m 0.03% Added +36.9k +36,935
53 MML INVESTORS SERVICES, LLC 0.09% of their portfolio SPRINGFIELD, MA 191,900191.9k $19.1m $19.1m 0.09% Reduced -559 -559
54 Virtue Capital Management, LLC 3.70% of their portfolio BRENTWOOD, TN 182,604182.6k $18.2m $18.2m 3.70% New
55 HALBERT HARGROVE GLOBAL ADVISORS, LLC 1.18% of their portfolio LONG BEACH, CA 170,820170.8k $17.0m $17.0m 1.18% Reduced -16.6k -16,594
56 HOWLAND CAPITAL MANAGEMENT LLC 0.90% of their portfolio BOSTON, MA 169,160169.2k $17.0m $17.0m 0.90% Reduced -4.1k -4,113
57 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 163,964164.0k $16.4m $16.4m 0.05% Added +67.6k +67,613
58 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 157,228157.2k $15.7m $15.7m 0.00% New
59 BEACON INVESTMENT ADVISORY SERVICES, INC. 0.71% of their portfolio MORRISTOWN, NJ 155,666155.7k $15.5m $15.5m 0.71% Reduced -29.9k -29,885
60 KWMG, LLC 1.80% of their portfolio OVERLAND PARK, KS 153,926153.9k $15.4m $15.4m 1.80% Added +1.1k +1,077
61 Bramshill Investments, LLC 1.51% of their portfolio NAPLES, FL 153,693153.7k $15.3m $15.3m 1.51% Added +23.1k +23,052
62 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 151,557151.6k $15.1m $15.1m 0.02% Added +17.9k +17,940
63 Camelot Portfolios, LLC 8.03% of their portfolio Maumee, OH 135,955136.0k $13.6m $13.6m 8.03% Added +67.6k +67,640
64 Kathmere Capital Management, LLC 1.73% of their portfolio WAYNE, PA 133,737133.7k $13.3m $13.3m 1.73% Reduced -305.8k -305,776
65 Atlantic Edge Private Wealth Management, LLC 5.42% of their portfolio JACKSONVILLE, FL 133,560133.6k $13.3m $13.3m 5.42% First filing
66 One Capital Management, LLC 0.53% of their portfolio WESTLAKE VILLAGE, CA 133,209133.2k $13.3m $13.3m 0.53% Added +40.6k +40,570
67 Kingfisher Capital LLC 3.40% of their portfolio CHARLOTTE, NC 130,831130.8k $13.1m $13.1m 3.40% Reduced -3.9k -3,900
68 AXXCESS WEALTH MANAGEMENT, LLC 0.38% of their portfolio CARLSBAD, CA 129,093129.1k $12.9m $12.9m 0.38% Added +121.0k +121,032
69 Dynamic Advisor Solutions LLC 0.46% of their portfolio PHOENIX, AZ 124,598124.6k $12.4m $12.4m 0.46% Added +36.2k +36,152
70 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 122,464122.5k $12.2m $12.2m 0.01% Reduced -21.4k -21,422
71 Providence First Trust Co 5.98% of their portfolio SCOTTSDALE, AZ 122,017122.0k $12.2m $12.2m 5.98% Added +19.5k +19,483
72 COMERICA BANK 0.06% of their portfolio DALLAS, TX 120,877120.9k $12.1m $12.1m 0.06% Reduced -2.4k -2,384
73 MONTAG A & ASSOCIATES INC 0.67% of their portfolio ATLANTA, GA 119,001119.0k $11.9m $11.9m 0.67% Reduced -13.5k -13,454
74 Beaumont Financial Advisors, LLC 1.06% of their portfolio NEEDHAM, MA 116,537116.5k $11.6m $11.6m 1.06% New
75 PEAPACK GLADSTONE FINANCIAL CORP 0.20% of their portfolio BEDMINSTER, NJ 116,098116.1k $11.6m $11.6m 0.20% Reduced -53.2k -53,169
76 NATIONAL BANK OF CANADA /FI/ 0.02% of their portfolio MONTREAL, A8 115,781115.8k $11.6m $11.6m 0.02% Added +21.3k +21,254
77 Capital Asset Advisory Services LLC 0.69% of their portfolio Williamston, MI 112,300112.3k $11.2m $11.2m 0.69% Added +107.0k +106,987
78 Cornerstone Wealth Management, LLC 0.95% of their portfolio ST. PETERS, MO 111,194111.2k $11.1m $11.1m 0.95% Added +9.8k +9,824
79 Avion Wealth 3.07% of their portfolio THE WOODLANDS, TX 109,787109.8k $11.0m $11.0m 3.07% Added +8.1k +8,128
80 EVERGREEN CAPITAL MANAGEMENT LLC 0.45% of their portfolio Bellevue, WA 109,264109.3k $11.0m $11.0m 0.45% Reduced -9.5k -9,537
81 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 104,898104.9k $10.5m $10.5m 0.01% Added +36.5k +36,513
82 Values First Advisors, Inc. 6.21% of their portfolio JOHNSON CITY, TN 103,178103.2k $10.3m $10.3m 6.21% Added +10.2k +10,191
83 Ausdal Financial Partners, Inc. 1.27% of their portfolio Davenport, IA 103,037103.0k $10.3m $10.3m 1.27% Added +38.4k +38,441
84 Essex Financial Services, Inc. 0.99% of their portfolio ESSEX, CT 95,57795.6k $9.5m $9.5m 0.99% Added +8.0k +8,013
85 Private Advisor Group, LLC 0.07% of their portfolio MORRISTOWN, NJ 90,75490.8k $9.1m $9.1m 0.07% Added +23.8k +23,816
86 Lowe Wealth Advisors, LLC 4.48% of their portfolio COLUMBIA, MD 90,66190.7k $9.0m $9.0m 4.48% Reduced -4.9k -4,866
87 Stokes Capital Advisors, LLC 2.84% of their portfolio GREENWOOD, SC 89,98990.0k $9.0m $9.0m 2.84% Added +13.1k +13,071
88 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.07% of their portfolio IRVING, TX 85,22685.2k $8.5m $8.5m 0.07% Reduced -37.7k -37,734
89 Stonebridge Financial Planning Group, LLC 4.77% of their portfolio ORLANDO, FL 83,13183.1k $8.3m $8.3m 4.77% Added +30.7k +30,674
90 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 80,70280.7k $8.1m $8.1m 0.01% Reduced -11.8k -11,762
91 Nicholas Hoffman & Company, LLC. 0.48% of their portfolio ATLANTA, GA 79,29479.3k $7.9m $7.9m 0.48% Added +7.1k +7,077
92 Roof Eidam Maycock Peralta, LLC 2.30% of their portfolio San Francisco, CA 76,74676.7k $7.7m $7.7m 2.30% Added +35.9k +35,905
93 Advocacy Wealth Management, LLC 0.72% of their portfolio ATLANTA, GA 76,48876.5k $7.6m $7.6m 0.72% Added +10.6k +10,627
94 Precision Wealth Strategies, LLC 7.25% of their portfolio SAINT LOUIS, MO 74,75074.8k $7.5m $7.5m 7.25% Reduced -4.3k -4,266
95 YHB Investment Advisors, Inc. 0.72% of their portfolio West Hartford, CT 74,67974.7k $7.5m $7.5m 0.72% Reduced -3.8k -3,779
96 CHOREO, LLC 0.20% of their portfolio ROCKFORD, IL 74,18574.2k $7.4m $7.4m 0.20% New
97 Procyon Advisors, LLC 0.62% of their portfolio SHELTON, CT 72,83772.8k $7.3m $7.3m 0.62% Reduced -30.8k -30,758
98 SAGE RHINO CAPITAL LLC 1.84% of their portfolio MENLO PARK, CA 71,94371.9k $7.2m $7.2m 1.84% Added +1.9k +1,901
99 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 71,46671.5k $7.1m $7.1m 0.02% Reduced -22.7k -22,665
100 Goodman Advisory Group, LLC 2.40% of their portfolio NEEDHAM, MA 70,61270.6k $7.0m $7.0m 2.40% Reduced -168.1k -168,104