Vault-13

SSGA ACTIVE ETF TR TOTL

SPDR TR TACTIC · ETP · CUSIP 78467V848

325 institutional holders +12 vs Q3 2023
69,583,87469.6m shares reported held*
$2.8bnreported value*
30 new 121 added 123 reduced 28 sold out net bought ≈ $54.9m (+1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($578.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $40.25. Options: 1 managers hold calls ($4.0k notional), 0 hold puts (—).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 312Q4 22: 332Q1 23: 317Q2 23: 316Q3 23: 313Q4 23: 325325Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022312
Q4 2022332
Q1 2023317
Q2 2023316
Q3 2023313
Q4 2023325

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 149 bought or addedQ4 22: 161 cut or sold outQ4 22Q1 23: 154 bought or addedQ1 23: 158 cut or sold outQ1 23Q2 23: 156 bought or addedQ2 23: 149 cut or sold outQ2 23Q3 23: 159 bought or addedQ3 23: 134 cut or sold outQ3 23Q4 23: 151 bought or addedQ4 23: 151 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022149161
Q1 2023154158
Q2 2023156149
Q3 2023159134
Q4 2023151151

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60k$80kQ1 23 calls: $69.8kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $68.9kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $4.0kQ4 23 puts: $0Q4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$69.8k$00.00
Q2 2023$68.9k$00.00
Q3 2023$0$0—
Q4 2023$4.0k$00.00

Biggest buyers

MORGAN STANLEY Added +4,479,825+4.5m
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +727,881+727.9k
True North Advisors, LLC Added +495,319+495.3k
JANE STREET GROUP, LLC Added +347,942+347.9k
LPL Financial LLC Added +269,913+269.9k
HighTower Advisors, LLC Added +236,098+236.1k
Ballew Advisors, Inc Added +210,597+210.6k
Stadion Money Management, LLC Added +209,704+209.7k
Denver PWM, LLC Added +202,384+202.4k
HB Wealth Management, LLC Added +186,791+186.8k

Biggest sellers

Orion Portfolio Solutions, LLC Reduced -887,846-887.8k
Orion Porfolio Solutions, LLC Reduced -887,846-887.8k
Bouchey Financial Group, Ltd. Reduced -672,748-672.7k
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC Reduced -658,020-658.0k
OSAIC HOLDINGS, INC. Reduced -519,524-519.5k
UBS Group AG Reduced -494,254-494.3k
Alpha Cubed Investments, LLC Reduced -442,435-442.4k
Koshinski Asset Management, Inc. Sold out -396,321-396.3k
Cerity Partners LLC Reduced -387,362-387.4k
BANK OF AMERICA CORP /DE/ Reduced -360,497-360.5k

Biggest calls

CITADEL ADVISORS LLC New $4.0k100 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FMR LLC 13G · institution -1.8 pts · filed 2026-08-06 11.3% -1.8 pts 11.9m≈ $470.5m 2026-08-06

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 1.49% of their portfolio PLYMOUTH, MN 12,740,81012.7m $512.8m $512.8m 1.49% Added +727.9k +727,881
2 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 8,984,3369.0m $361.6m $361.6m 0.02% Added +4.5m +4,479,825
3 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 7.89% of their portfolio LOS ANGELES, CA 6,661,1006.7m $268.1m $268.1m 7.89% Reduced -658.0k -658,020
4 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 2,563,8432.6m $103.2m $103.2m 0.06% Added +269.9k +269,913
5 OSAIC HOLDINGS, INC. 0.18% of their portfolio SCOTTSDALE, AZ 2,486,0642.5m $100.1m $100.1m 0.18% Reduced -519.5k -519,524
6 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 2,346,4842.3m $94.4m $94.4m 0.04% Added +103.6k +103,608
7 TECTONIC ADVISORS LLC 7.23% of their portfolio FRISCO, TX 2,147,0632.1m $86.4m $86.4m 7.23% Added +85.9k +85,867
8 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,144,3782.1m $86.3m $86.3m 0.01% Reduced -360.5k -360,497
9 CAPITAL ADVISORS INC/OK 1.40% of their portfolio TULSA, OK 1,557,7651.6m $62.7m $62.7m 1.40% Reduced -9.0k -8,986
10 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,361,4501.4m $54.8m $54.8m 0.02% Added +55.4k +55,400
11 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,328,5221.3m $53.5m $53.5m 0.01% Added +9.4k +9,449
12 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,290,4091.3m $51.9m $51.9m 0.02% Reduced -494.3k -494,254
13 Arden Trust Co 6.61% of their portfolio WILMINGTON, DE 1,118,0251.1m $45.0m $45.0m 6.61% Reduced -86.3k -86,278
14 Stadion Money Management, LLC 2.19% of their portfolio WATKINSVILLE, GA 820,692820.7k $33.0m $33.0m 2.19% Added +209.7k +209,704
15 Janney Capital Management LLC 2.18% of their portfolio PITTSBURGH, PA 805,948805.9k $32.4m $32.4m 2.18% Reduced -46.7k -46,725
16 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 797,417797.4k $32.1m $32.1m 0.01% Added +9.9k +9,924
17 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 772,649772.6k $31.1m $31.1m 0.02% Reduced -19.5k -19,516
18 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 759,755759.8k $30.6m $30.6m 0.05% Added +236.1k +236,098
19 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 747,857747.9k $30.1m $30.1m 0.04% Added +347.9k +347,942
20 Horizon Investments, LLC 0.72% of their portfolio Charlotte, NC 649,823649.8k $26.0m $26.0m 0.72% Reduced -122.0k -122,042
21 McNamara Financial Services, Inc. 4.99% of their portfolio MARSHFIELD, MA 553,732553.7k $22.3m $22.3m 4.99% Added +6.4k +6,441
22 True North Advisors, LLC 5.67% of their portfolio Dallas, TX 548,370548.4k $22.1m $22.1m 5.67% Added +495.3k +495,319
23 Johnson Bixby & Associates, LLC 3.82% of their portfolio VANCOUVER, WA 502,842502.8k $20.2m $20.2m 3.82% Reduced -41.7k -41,740
24 WEATHERLY ASSET MANAGEMENT L. P. 2.04% of their portfolio DEL MAR, CA 469,747469.7k $18.9m $18.9m 2.04% Added +10.4k +10,381
25 Cerity Partners LLC 0.06% of their portfolio NEW YORK, NY 453,626453.6k $18.3m $18.3m 0.06% Reduced -387.4k -387,362
26 HOWARD FINANCIAL SERVICES, LTD. 3.32% of their portfolio DALLAS, TX 427,375427.4k $17.2m $17.2m 3.32% Added +88.2k +88,153
27 CAPTRUST FINANCIAL ADVISORS 0.06% of their portfolio RALEIGH, NC 418,999419.0k $16.9m $16.9m 0.06% Reduced -15.4k -15,437
28 Spinnaker Investment Group, LLC 4.92% of their portfolio Newport Beach, CA 402,837402.8k $16.2m $16.2m 4.92% Reduced -90.1k -90,064
29 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 377,106377.1k $15.2m $15.2m 0.06% Reduced -16.6k -16,647
30 Main Street Financial Solutions, LLC 1.77% of their portfolio NEWTOWN, PA 340,575340.6k $13.7m $13.7m 1.77% Reduced -7.9k -7,898
31 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 331,399331.4k $13.3m $13.3m 0.02% Added +336 +336
32 Denver PWM, LLC 5.57% of their portfolio DENVER, CO 300,436300.4k $12.0m $12.0m 5.57% Added +202.4k +202,384
33 FAS Wealth Partners, Inc. 1.12% of their portfolio LEAWOOD, KS 292,459292.5k $11.8m $11.8m 1.12% Added +83.2k +83,195
34 Destiny Wealth Partners, LLC 2.20% of their portfolio TAVARES, FL 292,273292.3k $11.7m $11.7m 2.20% Added +15.1k +15,068
35 HB Wealth Management, LLC 0.16% of their portfolio Atlanta, GA 283,727283.7k $11.4m $11.4m 0.16% Added +186.8k +186,791
36 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 7.16% of their portfolio WALTHAM, MA 282,112282.1k $11.4m $11.4m 7.16% Added +11.0k +10,956
37 Barry Investment Advisors, LLC 3.69% of their portfolio NEW BEDFORD, MA 271,340271.3k $10.9m $10.9m 3.69% Reduced -29.0k -29,009
38 Canal Capital Management, LLC 1.97% of their portfolio Richmond, VA 264,941264.9k $10.7m $10.7m 1.97% Added +3.8k +3,846
39 Austin Wealth Management, LLC 2.81% of their portfolio Austin, TX 263,956264.0k $10.5m $10.5m 2.81% Added +9.6k +9,551
40 Envestnet Portfolio Solutions, Inc. 0.04% of their portfolio BERWYN, PA 248,096248.1k $10.0m $10.0m 0.04% Added +98.0k +97,956
41 Orion Porfolio Solutions, LLC 0.11% of their portfolio OMAHA, NE 242,678242.7k $9.7m $9.7m 0.11% Reduced -887.8k -887,846
42 Orion Portfolio Solutions, LLC 0.11% of their portfolio Omaha, NE 242,678242.7k $9.7m $9.7m 0.11% Reduced -887.8k -887,846
43 VICUS CAPITAL 0.98% of their portfolio STATE COLLEGE, PA 241,783241.8k $9.7m $9.7m 0.98% Reduced -12.5k -12,501
44 Ballew Advisors, Inc 6.98% of their portfolio Jackson, MS 231,946231.9k $9.3m $9.3m 6.98% Added +210.6k +210,597
45 Curi Wealth Management, LLC 1.29% of their portfolio Raleigh, NC 231,455231.5k $9.3m $9.3m 1.29% Reduced -59.5k -59,487
46 Private Advisor Group, LLC 0.07% of their portfolio MORRISTOWN, NJ 230,750230.8k $9.3m $9.3m 0.07% Added +2.3k +2,314
47 Executive Wealth Management, LLC 0.84% of their portfolio BRIGHTON, MI 222,887222.9k $9.0m $9.0m 0.84% Reduced -3.5k -3,455
48 Herr Investment Group LLC 2.39% of their portfolio AUSTIN, TX 221,738221.7k $8.9m $8.9m 2.39% Reduced -7.2k -7,222
49 Litman Gregory Wealth Management LLC 0.76% of their portfolio LARKSPUR, CA 198,288198.3k $8.0m $8.0m 0.76% Added +16.6k +16,575
50 Bedel Financial Consulting, Inc. 1.44% of their portfolio INDIANAPOLIS, IN 194,700194.7k $7.8m $7.8m 1.44% Reduced -50.2k -50,225
51 ASSETMARK, INC 0.03% of their portfolio CONCORD, CA 183,764183.8k $7.4m $7.4m 0.03% Added +60.7k +60,699
52 John W. Brooker & Co., CPAs 3.92% of their portfolio OAKLAND, CA 169,033169.0k $6.8m $6.8m 3.92% Reduced -5.2k -5,197
53 GREAT VALLEY ADVISOR GROUP, INC. 0.24% of their portfolio WILMINGTON, DE 167,776167.8k $6.8m $6.8m 0.24% Added +14.9k +14,857
54 STAPP WEALTH MANAGEMENT, PLLC 11.12% of their portfolio OLYMPIA, WA 164,468164.5k $6.6m $6.6m 11.12% Added +2.1k +2,142
55 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 160,043160.0k $6.4m $6.4m 0.05% Reduced -2.2k -2,239
56 AXXCESS WEALTH MANAGEMENT, LLC 0.17% of their portfolio CARLSBAD, CA 143,700143.7k $5.8m $5.8m 0.17% Reduced -27.8k -27,759
57 Capital Asset Advisory Services LLC 0.35% of their portfolio Williamston, MI 141,635141.6k $5.7m $5.7m 0.35% Reduced -21.9k -21,936
58 PINNACLE ASSOCIATES LTD 0.10% of their portfolio NEW YORK, NY 141,475141.5k $5.7m $5.7m 0.10% Added +4.0k +4,006
59 Connecticut Wealth Management, LLC 0.32% of their portfolio FARMINGTON, CT 139,866139.9k $5.6m $5.6m 0.32% Reduced -1.1k -1,091
60 Focus Partners Wealth 0.07% of their portfolio ST LOUIS, MO 139,737139.7k $5.6m $5.6m 0.07% First filing
61 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 133,286133.3k $5.4m $5.4m 0.00% Added +102.8k +102,761
62 Weaver Capital Management LLC 2.12% of their portfolio SUWANEE, GA 130,390130.4k $5.2m $5.2m 2.12% First filing
63 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 128,408128.4k $5.2m $5.2m 0.01% Added +98.3k +98,280
64 Prime Capital Investment Advisors, LLC 0.08% of their portfolio OVERLAND PARK, KS 127,200127.2k $5.1m $5.1m 0.08% Added +27.9k +27,930
65 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 122,723122.7k $4.9m $4.9m 0.02% Reduced -1.6k -1,594
66 Family Firm, Inc. 1.22% of their portfolio BETHESDA, MD 117,519117.5k $4.7m $4.7m 1.22% Added +1.6k +1,580
67 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 105,701105.7k $4.3m $4.3m 0.02% Added +6.4k +6,418
68 Alpha Cubed Investments, LLC 0.24% of their portfolio COSTA MESA, CA 104,448104.4k $4.2m $4.2m 0.24% Reduced -442.4k -442,435
69 Smartleaf Asset Management LLC 1.10% of their portfolio BOSTON, MA 101,855101.9k $4.1m $4.1m 1.10% First filing
70 PARAGON CAPITAL MANAGEMENT INC 3.27% of their portfolio Provo, UT 101,650101.7k $4.1m $4.1m 3.27% Added +1.7k +1,663
71 Callan Capital, LLC 0.35% of their portfolio LA JOLLA, CA 92,33192.3k $3.7m $3.7m 0.35% Reduced -37.4k -37,414
72 Family Capital Trust Co 1.14% of their portfolio PEABODY, MA 89,62089.6k $3.6m $3.6m 1.14% Added +89.0k +88,978
73 Aveo Capital Partners, LLC 0.43% of their portfolio ENGLEWOOD, CO 88,89888.9k $3.6m $3.6m 0.43% Reduced -5.0k -4,960
74 Cornerstone Wealth Management, LLC 0.31% of their portfolio ST. PETERS, MO 88,75088.8k $3.6m $3.6m 0.31% Added +13.9k +13,871
75 EWG Elevate Inc. 1.48% of their portfolio ROSEVILLE, CA 88,57988.6k $3.6m $3.6m 1.48% Reduced -16.7k -16,668
76 New Potomac Partners, LLC 2.07% of their portfolio BETHESDA, MD 86,38786.4k $3.5m $3.5m 2.07% Reduced -2.8k -2,800
77 Pinnacle Wealth Management Advisory Group, LLC 0.39% of their portfolio RED BANK, NJ 83,55283.6k $3.4m $3.4m 0.39% Added +1.4k +1,421
78 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 78,13978.1k $3.1m $3.1m 0.01% Added +42.9k +42,850
79 V2 Financial group LLC 2.19% of their portfolio NAPERVILLE, IL 78,11278.1k $3.1m $3.1m 2.19% Reduced -9.1k -9,138
80 EASTERN BANK 0.14% of their portfolio BOSTON, MA 76,11176.1k $3.1m $3.1m 0.14% New
81 RE Dickinson Investment Advisors, LLC 1.94% of their portfolio COUNCIL BLUFFS, IA 75,77775.8k $3.0m $3.0m 1.94% Added +3.6k +3,638
82 AdvisorNet Financial, Inc 0.27% of their portfolio MINNETONKA, MN 73,34773.3k $3.0m $3.0m 0.27% Added +9.3k +9,323
83 Visionary Wealth Advisors 0.20% of their portfolio O'FALLON, IL 68,86868.9k $2.8m $2.8m 0.20% Added +6.8k +6,762
84 Elmwood Wealth Management, Inc. 1.93% of their portfolio BERKELEY, CA 68,49968.5k $2.8m $2.8m 1.93% Reduced -91.9k -91,853
85 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 67,50167.5k $2.7m $2.7m 0.00% Added +14.6k +14,646
86 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 66,24266.2k $2.7m $2.7m 0.00% New
87 SeaBridge Investment Advisors LLC 0.76% of their portfolio SUMMIT, NJ 64,84664.8k $2.6m $2.6m 0.76% Added +7.7k +7,665
88 Marshall Financial Group, LLC 0.81% of their portfolio Hunt Valley, MD 62,12262.1k $2.5m $2.5m 0.81% Added +37.1k +37,130
89 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 61,93561.9k $2.5m $2.5m 0.02% Added +16.8k +16,815
90 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 61,58061.6k $2.5m $2.5m 0.00% Added +2.8k +2,812
91 Lunt Capital Management, Inc. 1.25% of their portfolio HOLLADAY, UT 59,75059.8k $2.4m $2.4m 1.25% Added +2.8k +2,788
92 Financial Advocates Investment Management 0.15% of their portfolio OLYMPIA, WA 58,48458.5k $2.4m $2.4m 0.15% Reduced -11.8k -11,784
93 Ausdal Financial Partners, Inc. 0.29% of their portfolio Davenport, IA 57,65857.7k $2.3m $2.3m 0.29% Added +1.4k +1,409
94 BCS Wealth Management 0.85% of their portfolio JOHNSON CITY, TN 57,21757.2k $2.3m $2.3m 0.85% Added +1.5k +1,515
95 CreativeOne Wealth, LLC 0.15% of their portfolio OVERLAND PARK, KS 56,72556.7k $2.3m $2.3m 0.15% Added +3.1k +3,140
96 HOLLENCREST CAPITAL MANAGEMENT 0.21% of their portfolio NEWPORT BEACH, CA 56,27656.3k $2.3m $2.3m 0.21% Added +233 +233
97 Paragon Capital Management Ltd 0.46% of their portfolio DENVER, CO 55,55555.6k $2.2m $2.2m 0.46% Added +41.6k +41,635
98 Mariner, LLC 0.01% of their portfolio Overland Park, KS 54,25254.3k $2.2m $2.2m 0.01% Added +5.0k +5,023
99 Geneos Wealth Management Inc. 0.10% of their portfolio ENGLEWOOD, CO 52,52352.5k $2.1m $2.1m 0.10% Reduced -485 -485
100 New England Professional Planning Group Inc. 1.19% of their portfolio Westerly, RI 51,92651.9k $2.1m $2.1m 1.19% Added +7.8k +7,822