Vault-13

SPDR SER TR HYMB

NUVEEN BLOOMBERG · ETP · CUSIP 78464A284

335 institutional holders +52 vs Q3 2023
83,290,64083.3m shares reported held*
$2.1bnreported value*
58 new 124 added 88 reduced 29 sold out net bought ≈ $520.1m (+20.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $25.30. Options: 1 managers hold calls ($5.1k notional), 1 hold puts ($184.7k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 239Q4 22: 275Q1 23: 275Q2 23: 278Q3 23: 283Q4 23: 335335Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022239
Q4 2022275
Q1 2023275
Q2 2023278
Q3 2023283
Q4 2023335

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 156 bought or addedQ4 22: 109 cut or sold outQ4 22Q1 23: 248 bought or addedQ1 23: 49 cut or sold outQ1 23Q2 23: 122 bought or addedQ2 23: 143 cut or sold outQ2 23Q3 23: 152 bought or addedQ3 23: 118 cut or sold outQ3 23Q4 23: 182 bought or addedQ4 23: 117 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022156109
Q1 202324849
Q2 2023122143
Q3 2023152118
Q4 2023182117

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ1 23 calls: $60.1kQ1 23 puts: $15.0kQ1 23P/C 0.25Q2 23 calls: $480.2kQ2 23 puts: $580.2kQ2 23P/C 1.21Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $5.1kQ4 23 puts: $184.7kQ4 23P/C 36.50
Numbers
QuarterCallsPutsP/C
Q1 2023$60.1k$15.0k0.25
Q2 2023$480.2k$580.2k1.21
Q3 2023$0$0—
Q4 2023$5.1k$184.7k36.50

Biggest buyers

GOLDMAN SACHS GROUP INC Added +5,823,825+5.8m
MORGAN STANLEY Added +2,490,146+2.5m
EXCHANGE TRADED CONCEPTS, LLC New +2,253,790+2.3m
GRIMES & Co WEALTH MANAGEMENT, LLC New +2,245,555+2.2m
BANK OF AMERICA CORP /DE/ Added +1,682,931+1.7m
SEI INVESTMENTS CO Added +986,580+986.6k
WELLS FARGO & COMPANY/MN Added +645,238+645.2k
Ocean Park Asset Management, LLC New +601,500+601.5k
LPL Financial LLC Added +519,723+519.7k
Washington Trust Bank Added +495,768+495.8k

Biggest sellers

UNITED CAPITAL FINANCIAL ADVISORS, LLC Reduced -996,627-996.6k
1900 WEALTH MANAGEMENT LLC Reduced -538,945-538.9k
Tradewinds Capital Management, LLC Reduced -499,392-499.4k
ROYAL BANK OF CANADA Reduced -419,725-419.7k
Private Ocean, LLC Reduced -394,450-394.4k
CX Institutional Reduced -333,949-333.9k
GREAT VALLEY ADVISOR GROUP, INC. Reduced -181,150-181.2k
FLOW TRADERS U.S. LLC Sold out -147,983-148.0k
CAPE COD FIVE CENTS SAVINGS BANK Reduced -134,024-134.0k
Avantax Planning Partners, Inc. Reduced -128,066-128.1k

Biggest calls

CITADEL ADVISORS LLC New $5.1k200 shares

Biggest puts

CITADEL ADVISORS LLC New $184.7k7.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FMR LLC 13G · institution +6.5 pts · filed 2026-09-08 12.0% +6.5 pts 16.7m≈ $425.1m 2026-09-08

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GOLDMAN SACHS GROUP INC 0.05% of their portfolio NEW YORK, NY 8,708,4618.7m $220.3m $220.3m 0.05% Added +5.8m +5,823,825
2 FMR LLC 0.02% of their portfolio BOSTON, MA 8,645,4438.6m $218.7m $218.7m 0.02% Added +9.7k +9,664
3 SEI INVESTMENTS CO 0.31% of their portfolio OAKS, PA 7,541,6777.5m $190.8m $190.8m 0.31% Added +986.6k +986,580
4 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 5,410,4815.4m $136.9m $136.9m 0.02% Added +1.7m +1,682,931
5 RAYMOND JAMES & ASSOCIATES 0.09% of their portfolio ST PETERSBURG, FL 4,965,6345.0m $125.6m $125.6m 0.09% Added +52.3k +52,349
6 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 4,905,9684.9m $124.1m $124.1m 0.04% Added +645.2k +645,238
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,581,9343.6m $90.6m $90.6m 0.00% Added +2.5m +2,490,146
8 Avantax Planning Partners, Inc. 2.79% of their portfolio DUBUQUE, IA 2,893,6532.9m $73.2m $73.2m 2.79% Reduced -128.1k -128,066
9 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 2,818,7872.8m $71.3m $71.3m 0.03% Added +426.4k +426,430
10 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 2,716,5182.7m $68.7m $68.7m 0.04% Added +519.7k +519,723
11 EXCHANGE TRADED CONCEPTS, LLC 1.52% of their portfolio Oklahoma City, OK 2,253,7902.3m $57.0m $57.0m 1.52% New
12 GRIMES & Co WEALTH MANAGEMENT, LLC 1.88% of their portfolio WESTBOROUGH, MA 2,245,5552.2m $56.8m $56.8m 1.88% New
13 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.28% of their portfolio IRVING, TX 1,312,0811.3m $33.2m $33.2m 0.28% Reduced -996.6k -996,627
14 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 867,784867.8k $21.9m $21.9m 0.01% Added +253.8k +253,843
15 Revolve Wealth Partners, LLC 3.87% of their portfolio Hackensack, NJ 790,913790.9k $20.0m $20.0m 3.87% Added +66.7k +66,652
16 Private Ocean, LLC 1.81% of their portfolio SAN RAFAEL, CA 719,976720.0k $18.2m $18.2m 1.81% Reduced -394.4k -394,450
17 UBS Group AG 0.01% of their portfolio ZURICH, V8 695,696695.7k $17.6m $17.6m 0.01% Added +218.9k +218,907
18 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 683,381683.4k $17.3m $17.3m 0.03% Added +64.8k +64,799
19 Ocean Park Asset Management, LLC 0.75% of their portfolio SANTA MONICA, CA 601,500601.5k $15.2m $15.2m 0.75% New
20 Washington Trust Bank 1.24% of their portfolio Spokane, WA 554,833554.8k $14.0m $14.0m 1.24% Added +495.8k +495,768
21 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 503,022503.0k $12.7m $12.7m 0.04% Added +32.8k +32,777
22 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.42% of their portfolio Seattle, WA 490,073490.1k $12.4m $12.4m 0.42% Reduced -50.0k -49,969
23 Capital Asset Advisory Services LLC 0.69% of their portfolio Williamston, MI 441,495441.5k $11.2m $11.2m 0.69% Reduced -16.1k -16,101
24 AXXCESS WEALTH MANAGEMENT, LLC 0.32% of their portfolio CARLSBAD, CA 428,766428.8k $10.8m $10.8m 0.32% Reduced -11.6k -11,575
25 WCG Wealth Advisors LLC 0.79% of their portfolio LAS VEGAS, NV 426,640426.6k $10.8m $10.8m 0.79% Reduced -53.1k -53,076
26 Parkside Investments, LLC 1.77% of their portfolio DEERFIELD, IL 414,453414.5k $10.5m $10.5m 1.77% Added +21.9k +21,950
27 Betterment LLC 0.03% of their portfolio NEW YORK, NY 389,320389.3k $9.8m $9.8m 0.03% Added +344.1k +344,110
28 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 388,821388.8k $9.8m $9.8m 0.01% Added +120.8k +120,850
29 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 373,611373.6k $9.5m $9.5m 0.02% Added +147.1k +147,096
30 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 370,352370.4k $9.4m $9.4m 0.00% Added +227.1k +227,085
31 Capital Analysts, LLC 0.47% of their portfolio FORT WASHINGTON, PA 365,239365.2k $9.2m $9.2m 0.47% Added +364.3k +364,299
32 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 324,041324.0k $8.2m $8.2m 0.00% Reduced -419.7k -419,725
33 Sage Advisory Services, Ltd.Co. 2.17% of their portfolio AUSTIN, TX 320,205320.2k $8.1m $8.1m 2.17% Added +284.7k +284,725
34 Stratos Wealth Partners, LTD. 0.15% of their portfolio BEACHWOOD, OH 311,775311.8k $7.9m $7.9m 0.15% Added +267.5k +267,535
35 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 303,434303.4k $7.7m $7.7m 0.01% Added +7.8k +7,833
36 Mariner, LLC 0.02% of their portfolio Overland Park, KS 293,114293.1k $7.4m $7.4m 0.02% Added +237.1k +237,059
37 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 292,477292.5k $7.4m $7.4m 0.00% Added +51.4k +51,440
38 Transform Wealth, LLC 0.67% of their portfolio GREENWOOD VILLAGE, CO 271,481271.5k $6.9m $6.9m 0.67% New
39 Collaborative Wealth Managment Inc. 3.60% of their portfolio LAKE MARY, FL 262,651262.7k $6.6m $6.6m 3.60% Added +16.5k +16,549
40 MATHER GROUP, LLC. 0.10% of their portfolio CHICAGO, IL 243,732243.7k $6.2m $6.2m 0.10% Added +23.6k +23,564
41 M&T Bank Corp 0.02% of their portfolio BUFFALO, NY 235,500235.5k $6.0m $6.0m 0.02% Added +123.4k +123,420
42 CAPITAL INSIGHT PARTNERS, LLC 1.20% of their portfolio SCOTTSDALE, AZ 232,795232.8k $5.9m $5.9m 1.20% Added +12.6k +12,618
43 Thrive Wealth Management, LLC 1.31% of their portfolio AUDUBON, PA 232,364232.4k $5.9m $5.9m 1.31% Added +169.7k +169,715
44 Avidian Wealth Enterprises, LLC 0.36% of their portfolio Houston, TX 229,117229.1k $5.8m $5.8m 0.36% Reduced -37.1k -37,132
45 Vishria Bird Financial Group, LLC 2.69% of their portfolio MEMPHIS, TN 225,168225.2k $5.7m $5.7m 2.69% New
46 Syntegra Private Wealth Group, LLC 0.78% of their portfolio Chesterfield, MO 219,245219.2k $5.5m $5.5m 0.78% Reduced -9.1k -9,130
47 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 217,615217.6k $5.5m $5.5m 0.01% Added +168.4k +168,385
48 CIBC Private Wealth Group LLC 0.01% of their portfolio ATLANTA, GA 207,651207.7k $5.3m $5.3m 0.01% New
49 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 204,608204.6k $5.2m $5.2m 0.02% Reduced -67.3k -67,331
50 Integrated Wealth Concepts LLC 0.08% of their portfolio WALTHAM, MA 198,496198.5k $5.0m $5.0m 0.08% Added +35.5k +35,499
51 High Net Worth Advisory Group LLC 1.83% of their portfolio NAPLES, FL 194,856194.9k $4.9m $4.9m 1.83% Added +4.1k +4,105
52 CX Institutional 0.25% of their portfolio AUBURN, IN 183,264183.3k $4.6m $4.6m 0.25% Reduced -333.9k -333,949
53 HTLF Bank 0.54% of their portfolio Denver, CO 181,382181.4k $4.6m $4.6m 0.54% First filing
54 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.06% of their portfolio ST. LOUIS, MO 177,493177.5k $4.5m $4.5m 0.06% Added +44.8k +44,774
55 RFG Advisory, LLC 0.17% of their portfolio BIRMINGHAM, AL 176,967177.0k $4.5m $4.5m 0.17% Added +926 +926
56 Erickson Financial Group, LLC 3.69% of their portfolio ALLENTOWN, PA 175,584175.6k $4.4m $4.4m 3.69% Added +19.5k +19,489
57 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 170,691170.7k $4.3m $4.3m 0.02% Added +141.3k +141,283
58 Annex Advisory Services, LLC 0.17% of their portfolio BROOKFIELD, WI 165,665165.7k $4.2m $4.2m 0.17% Added +156.4k +156,436
59 Prime Capital Investment Advisors, LLC 0.06% of their portfolio OVERLAND PARK, KS 164,850164.8k $4.2m $4.2m 0.06% New
60 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 161,700161.7k $4.1m $4.1m 0.01% New
61 CGN Advisors LLC 0.56% of their portfolio MANHATTAN, KS 159,489159.5k $4.0m $4.0m 0.56% Added +25.8k +25,788
62 Harbor Group, Inc. 1.07% of their portfolio BEDFORD, NH 148,150148.2k $3.7m $3.7m 1.07% Added +138.3k +138,341
63 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 147,040147.0k $3.7m $3.7m 0.01% Reduced -33.0k -32,997
64 Tennessee Valley Asset Management Partners 0.50% of their portfolio KNOXVILLE, TN 144,704144.7k $3.7m $3.7m 0.50% Added +76.8k +76,830
65 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 143,765143.8k $3.6m $3.6m 0.02% Added +48.2k +48,236
66 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 140,557140.6k $3.6m $3.6m 0.02% Added +11.4k +11,402
67 Lido Advisors, LLC 0.04% of their portfolio Los Angeles, CA 140,020140.0k $3.5m $3.5m 0.04% Added +2.9k +2,883
68 RIVERSEDGE ADVISORS, LLC 0.95% of their portfolio Wilmington, DE 137,734137.7k $3.5m $3.5m 0.95% Reduced -66.4k -66,383
69 Chemistry Wealth Management LLC 1.01% of their portfolio NEW YORK, NY 132,249132.2k $3.3m $3.3m 1.01% Added +83.5k +83,494
70 Legacy Financial Advisors, Inc. 0.63% of their portfolio COVINGTON, KY 129,878129.9k $3.3m $3.3m 0.63% New
71 Quotient Wealth Partners, LLC 0.13% of their portfolio DALLAS, TX 129,336129.3k $3.3m $3.3m 0.13% First filing
72 Apollon Wealth Management, LLC 0.11% of their portfolio MOUNT PLEASANT, SC 128,776128.8k $3.3m $3.3m 0.11% Added +68.1k +68,100
73 BENJAMIN F. EDWARDS & COMPANY, INC. 0.06% of their portfolio ST. LOUIS, MO 125,121125.1k $3.2m $3.2m 0.06% Added +37.0k +37,049
74 OLD NATIONAL BANCORP /IN/ 0.08% of their portfolio EVANSVILLE, IN 118,424118.4k $3.0m $3.0m 0.08% Added +73.8k +73,776
75 Equitable Holdings, Inc. 0.04% of their portfolio NEW YORK, NY 113,802113.8k $2.9m $2.9m 0.04% Added +35.4k +35,396
76 OLD MISSION CAPITAL LLC 0.08% of their portfolio CHICAGO, IL 111,859111.9k $2.8m $2.8m 0.08% Added +70.4k +70,430
77 KESTRA PRIVATE WEALTH SERVICES, LLC 0.07% of their portfolio AUSTIN, TX 111,773111.8k $2.8m $2.8m 0.07% Added +90.5k +90,548
78 Perigon Wealth Management, LLC 0.09% of their portfolio SAN FRANCISCO, CA 111,140111.1k $2.8m $2.8m 0.09% Added +1.4k +1,407
79 Pineridge Advisors LLC 0.93% of their portfolio ST. CHARLES, MO 110,353110.4k $2.8m $2.8m 0.93% First filing
80 Executive Wealth Management, LLC 0.25% of their portfolio BRIGHTON, MI 106,711106.7k $2.7m $2.7m 0.25% Added +12.8k +12,776
81 Farther Finance Advisors, LLC 0.19% of their portfolio SAN FRANCISCO, CA 103,704103.7k $2.6m $2.6m 0.19% Added +89.4k +89,366
82 Schonfeld Strategic Advisors LLC 0.02% of their portfolio NEW YORK, NY 100,259100.3k $2.5m $2.5m 0.02% New
83 Beacon Pointe Advisors, LLC 0.03% of their portfolio NEWPORT BEACH, CA 98,92498.9k $2.5m $2.5m 0.03% Reduced -2.5k -2,478
84 Traveka Wealth, LLC 1.25% of their portfolio LOS ALTOS, CA 98,12898.1k $2.5m $2.5m 1.25% First filing
85 1900 WEALTH MANAGEMENT LLC 0.22% of their portfolio SAN ANTONIO, TX 92,92592.9k $2.4m $2.4m 0.22% Reduced -538.9k -538,945
86 Cabana LLC 10.68% of their portfolio Fayetteville, AR 92,37292.4k $2.3m $2.3m 10.68% New
87 Orcam Financial Group 2.83% of their portfolio ENCINITAS, CA 91,51891.5k $2.3m $2.3m 2.83% Added +544 +544
88 TRUST POINT INC. 0.18% of their portfolio LA CROSSE, WI 88,26788.3k $2.2m $2.2m 0.18% First filing
89 Jordan Park Group LLC 0.15% of their portfolio SAN FRANCISCO, CA 85,94385.9k $2.2m $2.2m 0.15% Reduced -1.8k -1,847
90 Melone Private Wealth, LLC 1.38% of their portfolio AUBURN HILLS, MI 85,73885.7k $2.2m $2.2m 1.38% Reduced -13.8k -13,765
91 Running Point Capital Advisors, LLC 1.03% of their portfolio EL SEGUNDO, CA 83,34683.3k $2.1m $2.1m 1.03% Reduced -75.4k -75,358
92 McAdam, LLC 0.15% of their portfolio Philadelphia, PA 81,70681.7k $2.1m $2.1m 0.15% Added +3.3k +3,316
93 KWMG, LLC 0.24% of their portfolio OVERLAND PARK, KS 81,69481.7k $2.1m $2.1m 0.24% Reduced -3.9k -3,918
94 Oakwell Private Wealth Management, LLC 0.72% of their portfolio Austin, TX 81,59681.6k $2.1m $2.1m 0.72% Added +1.4k +1,421
95 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 80,40780.4k $2.0m $2.0m 0.01% Added +58.2k +58,244
96 Wedmont Private Capital 0.16% of their portfolio WEST CHESTER, PA 79,73379.7k $2.0m $2.0m 0.16% Added +9.9k +9,928
97 GYL Financial Synergies, LLC 0.17% of their portfolio West Hartford, CT 78,99379.0k $2.0m $2.0m 0.17% Added +27.8k +27,838
98 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 77,29977.3k $2.0m $2.0m 0.00% New
99 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 76,06976.1k $1.9m $1.9m 0.01% Added +30.1k +30,123
100 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 76,03476.0k $1.9m $1.9m 0.01% New