Vault-13

SPDR SER TR SHM

NUVEEN BLMBRG SH · ETP · CUSIP 78468R739

434 institutional holders +28 vs Q3 2023
88,273,85688.3m shares reported held*
$4.2bnreported value*
50 new 114 added 187 reduced 42 sold out net bought ≈ $428.5m (+8.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $47.84.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 448Q4 22: 467Q1 23: 433Q2 23: 428Q3 23: 406Q4 23: 434434Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022448
Q4 2022467
Q1 2023433
Q2 2023428
Q3 2023406
Q4 2023434

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 197 bought or addedQ4 22: 233 cut or sold outQ4 22Q1 23: 146 bought or addedQ1 23: 239 cut or sold outQ1 23Q2 23: 163 bought or addedQ2 23: 213 cut or sold outQ2 23Q3 23: 141 bought or addedQ3 23: 235 cut or sold outQ3 23Q4 23: 164 bought or addedQ4 23: 229 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022197233
Q1 2023146239
Q2 2023163213
Q3 2023141235
Q4 2023164229

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60kQ1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $46.3kQ3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$0$0—
Q2 2023$0$0—
Q3 2023$0$46.3k—
Q4 2023$0$0—

Biggest buyers

MORGAN STANLEY Added +5,632,806+5.6m
GOLDMAN SACHS GROUP INC Added +5,124,463+5.1m
JANE STREET GROUP, LLC Added +1,477,300+1.5m
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +643,593+643.6k
WELLS FARGO & COMPANY/MN Added +591,194+591.2k
JPMORGAN CHASE & CO Added +376,038+376.0k
Prime Capital Investment Advisors, LLC Added +335,021+335.0k
RENAISSANCE TECHNOLOGIES LLC New +316,600+316.6k
Farther Finance Advisors, LLC Added +227,422+227.4k
Cullen/Frost Bankers, Inc. Added +169,579+169.6k

Biggest sellers

UNITED CAPITAL FINANCIAL ADVISORS, LLC Reduced -1,611,974-1.6m
ENVESTNET ASSET MANAGEMENT INC Reduced -1,457,498-1.5m
Alaska Wealth Advisors, LLC Reduced -643,445-643.4k
SEI INVESTMENTS CO Reduced -463,004-463.0k
Ackerman Capital Advisors, LLC Reduced -305,286-305.3k
MERCER GLOBAL ADVISORS INC /ADV Reduced -245,881-245.9k
ALTFEST L J & CO INC Reduced -236,460-236.5k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -196,879-196.9k
PrairieView Partners, LLC Reduced -139,731-139.7k
OSAIC HOLDINGS, INC. Reduced -130,116-130.1k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.08% of their portfolio CHARLOTTE, NC 14,734,54514.7m $704.2m $704.2m 0.08% Reduced -92.1k -92,144
2 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 11,485,34411.5m $548.9m $548.9m 0.02% Added +5.6m +5,632,806
3 GOLDMAN SACHS GROUP INC 0.11% of their portfolio NEW YORK, NY 10,491,06310.5m $501.4m $501.4m 0.11% Added +5.1m +5,124,463
4 WELLS FARGO & COMPANY/MN 0.11% of their portfolio SAN FRANCISCO, CA 8,086,0428.1m $386.4m $386.4m 0.11% Added +591.2k +591,194
5 ENVESTNET ASSET MANAGEMENT INC 0.13% of their portfolio Berwyn, PA 6,585,2556.6m $314.7m $314.7m 0.13% Reduced -1.5m -1,457,498
6 MERCER GLOBAL ADVISORS INC /ADV 0.44% of their portfolio DENVER, CO 3,060,7073.1m $146.3m $146.3m 0.44% Reduced -245.9k -245,881
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.15% of their portfolio MILWAUKEE, WI 2,780,1572.8m $132.9m $132.9m 0.15% Added +643.6k +643,593
8 UNITED CAPITAL FINANCIAL ADVISORS, LLC 1.03% of their portfolio IRVING, TX 2,585,3612.6m $123.6m $123.6m 1.03% Reduced -1.6m -1,611,974
9 JANE STREET GROUP, LLC 0.14% of their portfolio NEW YORK, NY 2,474,1582.5m $118.2m $118.2m 0.14% Added +1.5m +1,477,300
10 PNC Financial Services Group, Inc. 0.07% of their portfolio Pittsburgh, PA 1,786,1641.8m $85.4m $85.4m 0.07% Reduced -32.1k -32,101
11 COMMONWEALTH EQUITY SERVICES, LLC 0.13% of their portfolio WALTHAM, MA 1,518,4491.5m $72.6m $72.6m 0.13% Reduced -196.9k -196,879
12 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,292,1801.3m $61.8m $61.8m 0.00% Added +376.0k +376,038
13 Financial Engines Advisors L.L.C. 0.09% of their portfolio SANTA CLARA, CA 766,963767.0k $36.7m $36.7m 0.09% Added +2.5k +2,547
14 Quent Capital, LLC 4.80% of their portfolio NEW YORK, NY 747,170747.2k $35.7m $35.7m 4.80% Reduced -2.9k -2,857
15 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 729,558729.6k $34.9m $34.9m 0.02% Reduced -26.6k -26,564
16 UBS Group AG 0.01% of their portfolio ZURICH, V8 544,272544.3k $26.0m $26.0m 0.01% Added +23.0k +22,953
17 HTLF Bank 2.71% of their portfolio Denver, CO 480,625480.6k $23.0m $23.0m 2.71% First filing
18 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.06% of their portfolio PLYMOUTH, MN 454,143454.1k $21.7m $21.7m 0.06% Reduced -53.6k -53,581
19 SEI INVESTMENTS CO 0.03% of their portfolio OAKS, PA 445,225445.2k $21.3m $21.3m 0.03% Reduced -463.0k -463,004
20 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 439,325439.3k $21.0m $21.0m 0.03% Reduced -65.3k -65,263
21 AVANTAX ADVISORY SERVICES, INC. 0.20% of their portfolio DALLAS, TX 424,599424.6k $20.3m $20.3m 0.20% Added +20.3k +20,349
22 OLD NATIONAL BANCORP /IN/ 0.52% of their portfolio EVANSVILLE, IN 417,244417.2k $19.9m $19.9m 0.52% Reduced -45.1k -45,104
23 Wealthcare Advisory Partners LLC 0.76% of their portfolio WEST CHESTER, PA 399,183399.2k $19.1m $19.1m 0.76% Added +23.3k +23,323
24 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 359,606359.6k $17.2m $17.2m 0.03% Reduced -46.1k -46,132
25 Prime Capital Investment Advisors, LLC 0.25% of their portfolio OVERLAND PARK, KS 349,986350.0k $16.7m $16.7m 0.25% Added +335.0k +335,021
26 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 316,600316.6k $15.1m $15.1m 0.02% New
27 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 312,547312.5k $14.9m $14.9m 0.03% Reduced -130.1k -130,116
28 TRUSTMARK BANK TRUST DEPARTMENT 1.29% of their portfolio JACKSON, MS 297,659297.7k $14.2m $14.2m 1.29% Reduced -27.9k -27,926
29 Cullen/Frost Bankers, Inc. 0.22% of their portfolio San Antonio, TX 289,139289.1k $13.8m $13.8m 0.22% Added +169.6k +169,579
30 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 284,201284.2k $13.6m $13.6m 0.02% Added +12.9k +12,927
31 Allworth Financial LP 0.10% of their portfolio FOLSOM, CA 279,746279.7k $13.4m $13.4m 0.10% Added +6.5k +6,517
32 Farther Finance Advisors, LLC 0.89% of their portfolio SAN FRANCISCO, CA 258,124258.1k $12.3m $12.3m 0.89% Added +227.4k +227,422
33 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 243,391243.4k $11.7m $11.7m 0.00% Added +72.4k +72,412
34 ASSETMARK, INC 0.04% of their portfolio CONCORD, CA 231,430231.4k $11.1m $11.1m 0.04% Added +6.7k +6,676
35 Symmetry Partners, LLC 0.60% of their portfolio GLASTONBURY, CT 231,288231.3k $11.1m $11.1m 0.60% Added +5.2k +5,167
36 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 230,183230.2k $11.0m $11.0m 0.00% Reduced -121.9k -121,948
37 Gerber Kawasaki Wealth & Investment Management 0.66% of their portfolio SANTA MONICA, CA 229,792229.8k $11.0m $11.0m 0.66% Added +31.9k +31,923
38 ALTFEST L J & CO INC 1.35% of their portfolio NEW YORK, NY 194,796194.8k $9.3m $9.3m 1.35% Reduced -236.5k -236,460
39 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.28% of their portfolio Seattle, WA 175,110175.1k $8.4m $8.4m 0.28% Reduced -22.6k -22,613
40 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 173,495173.5k $8.3m $8.3m 0.01% Reduced -16.4k -16,400
41 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 170,974171.0k $8.2m $8.2m 0.07% Reduced -18.8k -18,849
42 Beacon Pointe Advisors, LLC 0.10% of their portfolio NEWPORT BEACH, CA 168,214168.2k $8.0m $8.0m 0.10% Reduced -3.0k -3,004
43 TD PRIVATE CLIENT WEALTH LLC 0.27% of their portfolio NEW YORK, NY 159,146159.1k $7.6m $7.6m 0.27% Reduced -11.1k -11,084
44 Quotient Wealth Partners, LLC 0.27% of their portfolio DALLAS, TX 145,412145.4k $6.9m $6.9m 0.27% First filing
45 Apella Capital, LLC 0.37% of their portfolio WEST HARTFORD, CT 140,099140.1k $6.7m $6.7m 0.37% Added +9.6k +9,641
46 Mariner, LLC 0.02% of their portfolio Overland Park, KS 138,594138.6k $6.6m $6.6m 0.02% Reduced -13.6k -13,550
47 NewEdge Advisors, LLC 0.06% of their portfolio NEW ORLEANS, LA 134,738134.7k $6.4m $6.4m 0.06% Reduced -39.8k -39,849
48 CHATHAM CAPITAL GROUP, INC. 1.28% of their portfolio SAVANNAH, GA 132,250132.2k $6.3m $6.3m 1.28% Reduced -17.0k -17,028
49 Brio Consultants, LLC 1.11% of their portfolio SAN FRANCISCO, CA 131,113131.1k $6.3m $6.3m 1.11% Reduced -1.4k -1,394
50 GenTrust, LLC 0.41% of their portfolio MIAMI, FL 129,021129.0k $6.2m $6.2m 0.41% Added +39.0k +38,995
51 HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC 1.08% of their portfolio PITTSBURGH, PA 123,607123.6k $5.9m $5.9m 1.08% Added +2.7k +2,700
52 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 123,104123.1k $5.9m $5.9m 0.00% Reduced -15.7k -15,691
53 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 119,466119.5k $5.7m $5.7m 0.00% Reduced -11.1k -11,114
54 Strategies Wealth Advisors, LLC 0.97% of their portfolio GRAND RAPIDS, MI 118,840118.8k $5.7m $5.7m 0.97% Reduced -3.5k -3,486
55 Transamerica Financial Advisors, LLC 0.78% of their portfolio CEDAR RAPIDS, IA 118,349118.3k $5.7m $5.7m 0.78% Reduced -4.5k -4,477
56 DAVIDSON INVESTMENT ADVISORS 0.32% of their portfolio GREAT FALLS, MT 116,866116.9k $5.6m $5.6m 0.32% Reduced -8.2k -8,228
57 CWM, LLC 0.03% of their portfolio OMAHA, NE 116,075116.1k $5.5m $5.5m 0.03% Reduced -2.1k -2,133
58 Alaska Wealth Advisors, LLC 0.92% of their portfolio ANCHORAGE, AK 115,621115.6k $5.5m $5.5m 0.92% Reduced -643.4k -643,445
59 Eagle Strategies LLC 1.18% of their portfolio NEW YORK, NY 115,276115.3k $5.5m $5.5m 1.18% Added +8.0k +8,018
60 MONEYWISE, INC. 3.11% of their portfolio FOREST, VA 113,181113.2k $5.4m $5.4m 3.11% Reduced -1.6k -1,555
61 AUA CAPITAL MANAGEMENT, LLC 3.35% of their portfolio MECHANICSBURG, PA 112,664112.7k $5.4m $5.4m 3.35% Added +10.2k +10,236
62 Apollon Wealth Management, LLC 0.19% of their portfolio MOUNT PLEASANT, SC 112,128112.1k $5.4m $5.4m 0.19% Added +92.8k +92,828
63 Focus Partners Wealth 0.07% of their portfolio ST LOUIS, MO 111,432111.4k $5.3m $5.3m 0.07% First filing
64 Bridgeworth, LLC 0.52% of their portfolio BIRMINGHAM, AL 110,950111.0k $5.3m $5.3m 0.52% New
65 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 110,140110.1k $5.3m $5.3m 0.03% Added +11.2k +11,191
66 Orion Porfolio Solutions, LLC 0.06% of their portfolio OMAHA, NE 106,305106.3k $5.1m $5.1m 0.06% Reduced -913 -913
67 Orion Portfolio Solutions, LLC 0.06% of their portfolio Omaha, NE 106,305106.3k $5.1m $5.1m 0.06% Reduced -913 -913
68 Kades & Cheifetz LLC 3.60% of their portfolio Berwyn, PA 106,192106.2k $5.1m $5.1m 3.60% Reduced -32.6k -32,631
69 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 105,455105.5k $5.0m $5.0m 0.01% Added +14.9k +14,881
70 Leisure Capital Management 2.69% of their portfolio COSTA MESA, CA 104,130104.1k $5.0m $5.0m 2.69% Reduced -16.6k -16,573
71 Aaron Wealth Advisors LLC 0.81% of their portfolio Chicago, IL 102,420102.4k $4.9m $4.9m 0.81% Unchanged
72 Johnson Financial Group, LLC 0.62% of their portfolio Denver, CO 100,898100.9k $4.8m $4.8m 0.62% Added +96.0k +96,021
73 STUDIO INVESTMENT MANAGEMENT LLC 1.22% of their portfolio CHICAGO, IL 100,424100.4k $4.8m $4.8m 1.22% Reduced -5.6k -5,570
74 M&T Bank Corp 0.02% of their portfolio BUFFALO, NY 95,86695.9k $4.6m $4.6m 0.02% Reduced -12.2k -12,157
75 Smithfield Trust Co 0.26% of their portfolio PITTSBURGH, PA 95,54795.5k $4.6m $4.6m 0.26% Reduced -1.6k -1,618
76 HANCOCK WHITNEY CORP 0.17% of their portfolio GULFPORT, MS 95,15395.2k $4.5m $4.5m 0.17% Reduced -14.8k -14,790
77 Aquire Wealth Advisors, LLC 1.70% of their portfolio Salt Lake City, UT 93,52693.5k $4.5m $4.5m 1.70% Reduced -2.0k -1,957
78 Paulson Wealth Management Inc. 1.39% of their portfolio West Palm Beach, FL 90,80790.8k $4.3m $4.3m 1.39% Reduced -3.7k -3,696
79 COMERICA BANK 0.02% of their portfolio DALLAS, TX 90,07890.1k $4.3m $4.3m 0.02% Reduced -22.6k -22,600
80 Crestwood Advisors Group, LLC 0.10% of their portfolio BOSTON, MA 89,78289.8k $4.3m $4.3m 0.10% Added +48.0k +48,021
81 Capital Analysts, LLC 0.22% of their portfolio FORT WASHINGTON, PA 89,49189.5k $4.3m $4.3m 0.22% Added +4.4k +4,405
82 RW Investment Management LLC 0.63% of their portfolio Eagle, ID 86,43386.4k $4.1m $4.1m 0.63% Reduced -12.8k -12,762
83 Chesley Taft & Associates LLC 0.23% of their portfolio CHICAGO, IL 86,38486.4k $4.1m $4.1m 0.23% Reduced -100 -100
84 WEALTHSOURCE PARTNERS, LLC 0.26% of their portfolio SAN LUIS OBISPO, CA 85,12085.1k $4.1m $4.1m 0.26% Reduced -84.7k -84,717
85 JAMES INVESTMENT RESEARCH, INC. 0.49% of their portfolio ALPHA, OH 80,82080.8k $3.9m $3.9m 0.49% Reduced -2.4k -2,389
86 Detalus Advisors, LLC 1.52% of their portfolio ST. LOUIS, MO 79,67179.7k $3.8m $3.8m 1.52% Reduced -4.8k -4,761
87 KWMG, LLC 0.44% of their portfolio OVERLAND PARK, KS 79,09279.1k $3.8m $3.8m 0.44% Added +4.8k +4,775
88 Karpus Management, Inc. 0.11% of their portfolio Pittsford, NY 78,78678.8k $3.8m $3.8m 0.11% Added +12.4k +12,356
89 Tilson Financial Group, Inc. 2.19% of their portfolio NEW PROVIDENCE, NJ 71,18271.2k $3.4m $3.4m 2.19% Added +2.6k +2,604
90 Freedom Investment Management, Inc. 0.27% of their portfolio SOUTH WINDSOR, CT 70,21370.2k $3.4m $3.4m 0.27% Reduced -1.5k -1,488
91 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 70,07870.1k $3.3m $3.3m 0.02% Added +41.2k +41,182
92 One Capital Management, LLC 0.13% of their portfolio WESTLAKE VILLAGE, CA 68,32868.3k $3.3m $3.3m 0.13% Reduced -36.8k -36,774
93 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 67,94167.9k $3.2m $3.2m 0.03% Added +35.6k +35,573
94 FLOW TRADERS U.S. LLC 0.10% of their portfolio NEW YORK, NY 67,91767.9k $3.2m $3.2m 0.10% Added +15.0k +15,024
95 ST GERMAIN D J CO INC 0.17% of their portfolio SPRINGFIELD, MA 66,87866.9k $3.2m $3.2m 0.17% Reduced -7.6k -7,568
96 Ameraudi Asset Management, Inc. 1.38% of their portfolio New York, NY 65,71265.7k $3.1m $3.1m 1.38% Unchanged
97 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 63,98064.0k $3.1m $3.1m 0.01% Added +5.3k +5,276
98 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 63,77463.8k $3.0m $3.0m 0.01% Added +21.4k +21,426
99 LWS Wealth Advisors, Inc. 1.14% of their portfolio BASKING RIDGE, NJ 63,39563.4k $3.0m $3.0m 1.14% Added +31.1k +31,072
100 Janney Capital Management LLC 0.20% of their portfolio PITTSBURGH, PA 63,39463.4k $3.0m $3.0m 0.20% Reduced -2.1k -2,088