Vault-13

VANGUARD INDEX FDS VBK

SML CP GRW ETF · ETP · CUSIP 922908595

978 institutional holders +104 vs Q3 2023
38,511,56338.5m shares reported held*
$9.3bnreported value*
78 new 395 added 260 reduced 47 sold out net bought ≈ $899.7m (+3.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $241.85. Options: 4 managers hold calls ($10.5m notional), 4 hold puts ($7.4m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 800Q4 22: 854Q1 23: 849Q2 23: 867Q3 23: 874Q4 23: 978978Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022800
Q4 2022854
Q1 2023849
Q2 2023867
Q3 2023874
Q4 2023978

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 384 bought or addedQ4 22: 325 cut or sold outQ4 22Q1 23: 366 bought or addedQ1 23: 357 cut or sold outQ1 23Q2 23: 406 bought or addedQ2 23: 342 cut or sold outQ2 23Q3 23: 419 bought or addedQ3 23: 314 cut or sold outQ3 23Q4 23: 473 bought or addedQ4 23: 307 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022384325
Q1 2023366357
Q2 2023406342
Q3 2023419314
Q4 2023473307

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ1 23 calls: $12.3mQ1 23 puts: $7.6mQ1 23P/C 0.61Q2 23 calls: $13.6mQ2 23 puts: $4.5mQ2 23P/C 0.33Q3 23 calls: $10.0mQ3 23 puts: $5.6mQ3 23P/C 0.56Q4 23 calls: $10.5mQ4 23 puts: $7.4mQ4 23P/C 0.70
Numbers
QuarterCallsPutsP/C
Q1 2023$12.3m$7.6m0.61
Q2 2023$13.6m$4.5m0.33
Q3 2023$10.0m$5.6m0.56
Q4 2023$10.5m$7.4m0.70

Biggest buyers

MORGAN STANLEY Added +1,943,116+1.9m
BANK OF AMERICA CORP /DE/ Added +909,349+909.3k
JPMORGAN CHASE & CO Added +397,662+397.7k
GOLDMAN SACHS GROUP INC Added +213,588+213.6k
Cetera Advisor Networks LLC Added +81,029+81.0k
Bishop & Co Investment Management, LLC Added +68,875+68.9k
Sand Hill Global Advisors, LLC Added +62,517+62.5k
Atria Investments, Inc Added +56,065+56.1k
ASSETMARK, INC Added +47,612+47.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +42,618+42.6k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -243,732-243.7k
PNC Financial Services Group, Inc. Reduced -193,928-193.9k
Pacific Life Fund Advisors LLC Sold out -136,805-136.8k
OSAIC HOLDINGS, INC. Reduced -92,774-92.8k
UNITED CAPITAL FINANCIAL ADVISORS, LLC Reduced -52,925-52.9k
Raymond James Financial Services Advisors, Inc. Reduced -49,465-49.5k
KWMG, LLC Reduced -49,319-49.3k
Members Trust Co Reduced -48,292-48.3k
Brookstone Capital Management Reduced -37,086-37.1k
JONES FINANCIAL COMPANIES LLLP Reduced -34,187-34.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $7.6m31.5k shares
CITADEL ADVISORS LLC Added $2.1m8.8k shares
Belvedere Trading LLC Reduced $773.7k3.2k shares
Cutler Group LLC / CA New $21.0k3.4k shares

Biggest puts

CITADEL ADVISORS LLC Added $4.1m16.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $3.2m13.4k shares
Cutler Group LLC / CA New $43.0k9.4k shares
Belvedere Trading LLC Reduced $24.2k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.18% of their portfolio CHARLOTTE, NC 6,557,6466.6m $1.6bn $1.6bn 0.18% Added +909.3k +909,349
2 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 3,832,5263.8m $926.6m $926.6m 0.04% Added +1.9m +1,943,116
3 JONES FINANCIAL COMPANIES LLLP 0.94% of their portfolio DES PERES, MO 2,593,4102.6m $627.0m $627.0m 0.94% Reduced -34.2k -34,187
4 ASSETMARK, INC 1.17% of their portfolio CONCORD, CA 1,341,3871.3m $324.3m $324.3m 1.17% Added +47.6k +47,612
5 Corient Private Wealth LP 0.39% of their portfolio MIAMI, FL 881,291881.3k $213.1m $213.1m 0.39% Added +33.3k +33,321
6 PNC Financial Services Group, Inc. 0.16% of their portfolio Pittsburgh, PA 841,676841.7k $203.5m $203.5m 0.16% Reduced -193.9k -193,928
7 SEI INVESTMENTS CO 0.30% of their portfolio OAKS, PA 777,308777.3k $187.9m $187.9m 0.30% Added +14.0k +13,995
8 MATHER GROUP, LLC. 2.93% of their portfolio CHICAGO, IL 773,227773.2k $186.9m $186.9m 2.93% Added +21.1k +21,123
9 UBS Group AG 0.07% of their portfolio ZURICH, V8 766,406766.4k $185.3m $185.3m 0.07% Added +3.3k +3,310
10 ENVESTNET ASSET MANAGEMENT INC 0.07% of their portfolio Berwyn, PA 738,462738.5k $178.5m $178.5m 0.07% Reduced -243.7k -243,732
11 WELLS FARGO & COMPANY/MN 0.05% of their portfolio SAN FRANCISCO, CA 662,975663.0k $160.3m $160.3m 0.05% Added +35.2k +35,168
12 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 626,734626.7k $151.5m $151.5m 0.01% Added +397.7k +397,662
13 LPL Financial LLC 0.09% of their portfolio FORT MILL, SC 608,566608.6k $147.1m $147.1m 0.09% Reduced -3.3k -3,287
14 CHOREO, LLC 3.40% of their portfolio ROCKFORD, IL 518,567518.6k $125.4m $125.4m 3.40% Added +11.4k +11,416
15 TRUIST FINANCIAL CORP 0.15% of their portfolio CHARLOTTE, NC 396,097396.1k $95.8m $95.8m 0.15% Added +25.3k +25,311
16 TIAA TRUST, NATIONAL ASSOCIATION 0.30% of their portfolio CHARLOTTE, NC 373,316373.3k $90.3m $90.3m 0.30% Added +38.1k +38,075
17 OSAIC HOLDINGS, INC. 0.16% of their portfolio SCOTTSDALE, AZ 368,402368.4k $89.1m $89.1m 0.16% Reduced -92.8k -92,774
18 Cohen Klingenstein LLC 3.56% of their portfolio NEW YORK, NY 360,045360.0k $87.0m $87.0m 3.56% Added +8.4k +8,424
19 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 333,313333.3k $80.6m $80.6m 0.02% Added +21.0k +20,970
20 MONETA GROUP INVESTMENT ADVISORS LLC 1.52% of their portfolio ST LOUIS, MO 318,297318.3k $77.0m $77.0m 1.52% Added +42.0k +41,986
21 HighTower Advisors, LLC 0.12% of their portfolio CHICAGO, IL 301,843301.8k $72.9m $72.9m 0.12% Reduced -25.0k -24,956
22 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 300,941300.9k $72.8m $72.8m 0.02% Added +213.6k +213,588
23 RWA WEALTH PARTNERS, LLC 1.00% of their portfolio BOSTON, MA 291,311291.3k $70.4m $70.4m 1.00% Added +16.1k +16,054
24 Rockefeller Capital Management L.P. 0.23% of their portfolio NEW YORK, NY 288,151288.2k $69.7m $69.7m 0.23% Added +20.0k +19,995
25 US BANCORP \DE\ 0.10% of their portfolio MINNEAPOLIS, MN 266,930266.9k $64.5m $64.5m 0.10% Reduced -487 -487
26 Cetera Advisor Networks LLC 0.33% of their portfolio EL SEGUNDO, CA 246,689246.7k $59.6m $59.6m 0.33% Added +81.0k +81,029
27 RAYMOND JAMES & ASSOCIATES 0.04% of their portfolio ST PETERSBURG, FL 245,908245.9k $59.5m $59.5m 0.04% Added +24.1k +24,054
28 EP Wealth Advisors, LLC 0.76% of their portfolio TORRANCE, CA 245,686245.7k $59.4m $59.4m 0.76% Added +24.6k +24,609
29 1832 Asset Management L.P. 0.11% of their portfolio TORONTO, A6 239,702239.7k $58.0m $58.0m 0.11% Reduced -5.2k -5,217
30 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 238,141238.1k $57.6m $57.6m 0.01% Added +39.7k +39,717
31 Mill Creek Capital Advisors, LLC 1.70% of their portfolio Conshohocken, PA 237,310237.3k $57.4m $57.4m 1.70% Added +5.7k +5,658
32 COMMONWEALTH EQUITY SERVICES, LLC 0.10% of their portfolio WALTHAM, MA 226,523226.5k $54.8m $54.8m 0.10% Added +9.8k +9,792
33 MML INVESTORS SERVICES, LLC 0.24% of their portfolio SPRINGFIELD, MA 211,329211.3k $51.1m $51.1m 0.24% Added +39.5k +39,473
34 Mariner, LLC 0.11% of their portfolio Overland Park, KS 187,518187.5k $45.3m $45.3m 0.11% Added +3.6k +3,650
35 Focus Partners Wealth 0.54% of their portfolio ST LOUIS, MO 170,578170.6k $41.2m $41.2m 0.54% First filing
36 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.05% of their portfolio MILWAUKEE, WI 168,886168.9k $40.8m $40.8m 0.05% Added +1.5k +1,484
37 LINCOLN NATIONAL CORP 0.72% of their portfolio RADNOR, PA 168,874168.9k $40.8m $40.8m 0.72% Added +9.9k +9,875
38 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.33% of their portfolio IRVING, TX 166,674166.7k $40.3m $40.3m 0.33% Reduced -52.9k -52,925
39 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 155,861155.9k $37.7m $37.7m 0.06% Reduced -49.5k -49,465
40 Cambridge Investment Research Advisors, Inc. 0.15% of their portfolio FAIRFIELD, IA 146,945146.9k $35.5m $35.5m 0.15% Added +9.2k +9,233
41 American Financial Advisors, LLC 5.25% of their portfolio Marietta, GA 146,744146.7k $35.5m $35.5m 5.25% Reduced -3.3k -3,294
42 Pathstone Holdings, LLC 0.18% of their portfolio ENGLEWOOD, NJ 138,458138.5k $33.5m $33.5m 0.18% First filing
43 Performance Wealth Partners, LLC 1.44% of their portfolio HINSDALE, IL 135,994136.0k $32.9m $32.9m 1.44% Reduced -9.2k -9,199
44 Summit Financial Strategies, Inc. 4.98% of their portfolio Columbus, OH 134,713134.7k $32.6m $32.6m 4.98% Added +785 +785
45 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 127,603127.6k $30.9m $30.9m 0.01% Reduced -5.2k -5,227
46 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 126,848126.8k $30.7m $30.7m 0.04% Added +3.4k +3,377
47 PRUDENTIAL FINANCIAL INC 0.05% of their portfolio NEWARK, NJ 124,750124.8k $30.2m $30.2m 0.05% Added +17.8k +17,808
48 Rodgers & Associates, LTD 3.95% of their portfolio Lancaster, PA 120,360120.4k $29.1m $29.1m 3.95% Added +5.0k +5,015
49 Bragg Financial Advisors, Inc 1.34% of their portfolio CHARLOTTE, NC 116,756116.8k $28.2m $28.2m 1.34% Added +5.8k +5,823
50 NewEdge Advisors, LLC 0.25% of their portfolio NEW ORLEANS, LA 109,061109.1k $26.3m $26.3m 0.25% Added +5.1k +5,111
51 CIBC Private Wealth Group LLC 0.06% of their portfolio ATLANTA, GA 108,126108.1k $26.1m $26.1m 0.06% Added +15.8k +15,767
52 Creative Planning 0.05% of their portfolio OVERLAND PARK, KS 106,977107.0k $25.9m $25.9m 0.05% Reduced -12.2k -12,200
53 INSPIRION WEALTH ADVISORS, LLC 4.58% of their portfolio LIBERTYVILLE, IL 106,541106.5k $25.4m $25.4m 4.58% Added +1.5k +1,493
54 Waldron Private Wealth LLC 1.21% of their portfolio BRIDGEVILLE, PA 105,394105.4k $25.5m $25.5m 1.21% Reduced -2.9k -2,932
55 Jentner Corp 9.70% of their portfolio Akron, OH 103,850103.8k $25.1m $25.1m 9.70% Added +5.4k +5,380
56 Members Trust Co 0.70% of their portfolio TAMPA, FL 99,29699.3k $24.3m $24.3m 0.70% Reduced -48.3k -48,292
57 Strategies Wealth Advisors, LLC 3.97% of their portfolio GRAND RAPIDS, MI 96,13596.1k $23.2m $23.2m 3.97% Added +4.8k +4,755
58 MOSAIC FAMILY WEALTH PARTNERS, LLC 3.99% of their portfolio ST. LOUIS, MO 95,69695.7k $23.1m $23.1m 3.99% Reduced -4.0k -3,960
59 Brickley Wealth Management 5.55% of their portfolio SAN MATEO, CA 95,16695.2k $23.0m $23.0m 5.55% Added +509 +509
60 One Day In July LLC 3.40% of their portfolio BURLINGTON, VT 92,99493.0k $22.5m $22.5m 3.40% Added +4.2k +4,179
61 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.06% of their portfolio PLYMOUTH, MN 89,61689.6k $21.7m $21.7m 0.06% Added +2.1k +2,106
62 Avior Wealth Management, LLC 1.24% of their portfolio OMAHA, NE 84,40684.4k $20.4m $20.4m 1.24% Added +4.0k +4,039
63 Beacon Pointe Advisors, LLC 0.24% of their portfolio NEWPORT BEACH, CA 83,61483.6k $20.2m $20.2m 0.24% Added +20.9k +20,888
64 Invst, LLC 2.49% of their portfolio INDIANAPOLIS, IN 81,67981.7k $19.5m $19.5m 2.49% Added +68 +68
65 Wealthspire Advisors, LLC 0.28% of their portfolio NEW YORK, NY 80,33480.3k $19.4m $19.4m 0.28% Added +40.7k +40,669
66 Cresset Asset Management, LLC 0.12% of their portfolio Chicago, IL 79,36679.4k $19.2m $19.2m 0.12% Reduced -6.4k -6,446
67 Private Advisor Group, LLC 0.15% of their portfolio MORRISTOWN, NJ 78,92178.9k $19.1m $19.1m 0.15% Added +3.3k +3,278
68 Vision Capital Management, Inc. 2.87% of their portfolio PORTLAND, OR 76,27376.3k $18.4m $18.4m 2.87% Added +1.3k +1,258
69 BHK Investment Advisors, LLC 10.21% of their portfolio BIRMINGHAM, AL 73,61273.6k $17.8m $17.8m 10.21% Reduced -21.4k -21,434
70 NATIXIS ADVISORS, LLC 0.05% of their portfolio Boston, MA 71,85471.9k $17.4m $17.4m 0.05% Reduced -3.6k -3,630
71 Sand Hill Global Advisors, LLC 0.83% of their portfolio Palo Alto, CA 71,02871.0k $17.2m $17.2m 0.83% Added +62.5k +62,517
72 Private Portfolio Partners LLC 3.91% of their portfolio PARAMUS, NJ 70,42470.4k $17.0m $17.0m 3.91% Added +693 +693
73 Bishop & Co Investment Management, LLC 7.01% of their portfolio Erie, PA 68,87568.9k $16.7m $16.7m 7.01% Added +68.9k +68,875
74 Atria Investments, Inc 0.25% of their portfolio Charlotte, NC 65,50065.5k $15.8m $15.8m 0.25% Added +56.1k +56,065
75 FIFTH THIRD BANCORP 0.07% of their portfolio CINCINNATI, OH 65,20365.2k $15.8m $15.8m 0.07% Reduced -5.0k -5,024
76 Partners in Financial Planning 3.64% of their portfolio SALEM, VA 64,18764.2k $15.5m $15.5m 3.64% Added +1.4k +1,413
77 Asset Management Group, Inc. 3.09% of their portfolio STAMFORD, CT 63,85863.9k $15.4m $15.4m 3.09% Reduced -1.1k -1,062
78 McAdam, LLC 1.10% of their portfolio Philadelphia, PA 63,11963.1k $15.3m $15.3m 1.10% Added +4.6k +4,642
79 Larson Financial Group LLC 1.33% of their portfolio ST LOUIS, MO 63,06163.1k $15.2m $15.2m 1.33% Added +9.8k +9,757
80 BBJS FINANCIAL ADVISORS, LLC 5.26% of their portfolio SEATTLE, WA 62,61462.6k $15.1m $15.1m 5.26% Added +1.5k +1,477
81 Gallagher Fiduciary Advisors, LLC 0.52% of their portfolio ROLLING MEADOWS, IL 62,54462.5k $15.1m $15.1m 0.52% Added +5.1k +5,101
82 PEAPACK GLADSTONE FINANCIAL CORP 0.25% of their portfolio BEDMINSTER, NJ 62,35762.4k $15.1m $15.1m 0.25% Reduced -1.4k -1,409
83 Apollon Wealth Management, LLC 0.52% of their portfolio MOUNT PLEASANT, SC 62,28362.3k $15.1m $15.1m 0.52% Added +19.1k +19,122
84 SAGE FINANCIAL GROUP INC 1.44% of their portfolio W. CONSHOHOCKEN, PA 61,19561.2k $14.8m $14.8m 1.44% Reduced -250 -250
85 Total Wealth Planning, LLC 2.66% of their portfolio CINCINNATI, OH 60,69560.7k $14.7m $14.7m 2.66% Added +3.6k +3,622
86 SWAN Capital LLC 9.15% of their portfolio PENSACOLA, FL 60,08760.1k $14.5m $14.5m 9.15% Added +7.3k +7,336
87 COMERICA BANK 0.07% of their portfolio DALLAS, TX 59,62659.6k $14.4m $14.4m 0.07% Added +7.4k +7,394
88 LMCG INVESTMENTS, LLC 0.86% of their portfolio BOSTON, MA 57,32657.3k $13.9m $13.9m 0.86% Reduced -765 -765
89 Bromfield Sneider Wealth Advisors 9.28% of their portfolio WESTWOOD, MA 56,69256.7k $13.7m $13.7m 9.28% Reduced -341 -341
90 STEPHENS GROUP ASSET MANAGEMENT, LLC 1.31% of their portfolio LITTLE ROCK, AR 55,37955.4k $13.4m $13.4m 1.31% Reduced -12.7k -12,726
91 Robinswood Financial LLC 5.77% of their portfolio KIRKLAND, WA 55,15955.2k $13.3m $13.3m 5.77% Added +1.3k +1,309
92 BENJAMIN F. EDWARDS & COMPANY, INC. 0.26% of their portfolio ST. LOUIS, MO 53,84453.8k $13.0m $13.0m 0.26% Added +626 +626
93 QUEST INVESTMENT MANAGEMENT LLC 1.60% of their portfolio LAKE OSWEGO, OR 52,66052.7k $12.7m $12.7m 1.60% Unchanged
94 ETFIDEA, LLC 4.78% of their portfolio SYRACUSE, NY 52,55752.6k $12.7m $12.7m 4.78% Added +2.4k +2,432
95 Pasadena Private Wealth, LLC 2.99% of their portfolio PASADENA, CA 50,66550.7k $12.2m $12.2m 2.99% Added +569 +569
96 B. Riley Wealth Advisors, Inc. 0.32% of their portfolio MEMPHIS, TN 49,52649.5k $12.0m $12.0m 0.32% Reduced -16.7k -16,670
97 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 48,67548.7k $11.8m $11.8m 0.04% Added +27.0k +26,997
98 Garde Capital, Inc. 0.89% of their portfolio SEATTLE, WA 48,43548.4k $11.7m $11.7m 0.89% Added +23.6k +23,643
99 Corrigan Financial, Inc. 3.53% of their portfolio MIDDLETOWN, RI 48,28548.3k $11.7m $11.7m 3.53% Added +1.1k +1,085
100 STEPHENS INC /AR/ 0.20% of their portfolio LITTLE ROCK, AR 47,47747.5k $11.5m $11.5m 0.20% Added +5.7k +5,663