MJP ASSOCIATES INC /ADV

FARMINGTON, CT · CIK 715113 · 13F filing filed 2023-01-20

SEC-registered investment adviser since 2004 · corporation

Assets managed$1.6bn
Staff21 · 12 in investment roles
Main clients (by assets)High net worth individuals 63%, Pension plans 19%, Individuals 16%
Form ADV · 2026-06-11SEC adviser record

$338.0m reported value +1.1% vs Q3 2022

136positions

69.8%in top 10

17 new 74 added 36 reduced 9 sold out vs Q3 2022

Options: 2 call positions ($1.9m notional), 1 put positions ($3.3m notional) – listed below, not included above.

Also in the report of:

Advisor OS, LLC – $29.8m of shares are in both reports

Shares in two reports are counted once in each security's totals.

Holdings, Q4 2022

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT RSP	RSP	615,338	$86.9m25.71%	25.71%	Added +137.4k	+137,398 28.8%
2	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	235,229	$35.7m10.57%	10.57%	Reduced -35.6k	-35,595 -13.1%
3	ISHARES TR 7-10 YR TRSY BD IEF	IEF	315,604	$30.2m8.94%	8.94%	Added +16.9k	+16,912 5.7%
4	INVESCO EXCHANGE TRADED FD T S&P SML600 VAL RZV	RZV	258,075	$22.8m6.75%	6.75%	Added +6.7k	+6,698 2.7%
5	WISDOMTREE TR FLOATNG RAT TREA USFR	USFR	290,869	$14.6m4.33%	4.33%	Reduced -52.8k	-52,794 -15.4%
6	APPLE INC COM AAPL	AAPL	94,385	$12.3m3.63%	3.63%	Added +907	+907 1.0%
7	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	51,854	$9.9m2.93%	2.93%	Reduced -72	-72 -0.1%
8	VANGUARD WHITEHALL FDS HIGH DIV YLD VYM	VYM	80,515	$8.7m2.58%	2.58%	Added +14.0k	+14,006 21.1%
9	J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL JMST	JMST	163,202	$8.2m2.44%	2.44%	Reduced -34.6k	-34,649 -17.5%
10	WISDOMTREE TR US QTLY DIV GRT DGRW	DGRW	105,714	$6.4m1.89%	1.89%	New
11	PIMCO ETF TR ENHANCD SHORT EMNT	EMNT	53,140	$5.1m1.52%	1.52%	Reduced -275.0k	-275,000 -83.8%
12	SPDR SER TR PORTFOLIO S&P600 SPSM	SPSM	136,356	$5.0m1.49%	1.49%	Added +5.9k	+5,924 4.5%
13	BERKSHIRE HATHAWAY INC DEL CL A BRK.A	BRK.A	10	$4.7m1.39%	1.39%	Unchanged
14	J P MORGAN EXCHANGE TRADED F MUNICIPAL ETF JMUB	JMUB	81,059	$4.0m1.19%	1.19%	New
15	J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM JEPI	JEPI	73,337	$4.0m1.18%	1.18%	Added +2.9k	+2,931 4.2%
16	PIMCO ETF TR ENHAN SHRT MA AC MINT	MINT	29,557	$2.9m0.86%	0.86%	Added +25.6k	+25,583 643.8%
17	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	7,437	$2.6m0.77%	0.77%	Reduced -479	-479 -6.0%
18	MICROSOFT CORP COM MSFT	MSFT	10,844	$2.6m0.77%	0.77%	Reduced -817	-817 -7.0%
19	FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD FTGC	FTGC	105,907	$2.6m0.77%	0.77%	Reduced -1.9k	-1,947 -1.8%
20	SPDR SERIES TRUST PORTFOLIO S&P400 SPMD	SPMD	49,623	$2.1m0.62%	0.62%	Reduced -2.8k	-2,771 -5.3%
21	SPDR SERIES TRUST PORTFOLI S&P1500 SPTM	SPTM	44,224	$2.1m0.62%	0.62%	Reduced -2.9k	-2,934 -6.2%
22	VANGUARD INDEX FDS GROWTH ETF VUG	VUG	8,012	$1.7m0.51%	0.51%	Added +2.1k	+2,062 34.7%
23	JPMORGAN CHASE & CO COM JPM	JPM	11,980	$1.6m0.48%	0.48%	Added +517	+517 4.5%
24	JOHNSON & JOHNSON COM JNJ	JNJ	8,866	$1.6m0.46%	0.46%	Added +473	+473 5.6%
25	ALPHABET INC CAP STK CL A GOOGL	GOOGL	16,512	$1.5m0.43%	0.43%	Added +156	+156 0.9%
26	HOME DEPOT INC COM HD	HD	4,550	$1.4m0.43%	0.43%	Added +325	+325 7.7%
27	FIDELITY MERRIMACK STR TR TOTAL BD ETF FBND	FBND	31,864	$1.4m0.42%	0.42%	New
28	AMAZON COM INC COM AMZN	AMZN	16,874	$1.4m0.42%	0.42%	Added +1.2k	+1,231 7.9%
29	UNITEDHEALTH GROUP INC COM UNH	UNH	2,643	$1.4m0.41%	0.41%	Added +17	+17 0.7%
30	PROCTER AND GAMBLE CO COM PG	PG	8,833	$1.3m0.40%	0.40%	Added +328	+328 3.9%
31	ISHARES TR CORE 1 5 YR USD ISTB	ISTB	28,127	$1.3m0.39%	0.39%	Reduced -38.9k	-38,938 -58.1%
32	PEPSICO INC COM PEP	PEP	7,091	$1.3m0.38%	0.38%	Reduced -23	-23 -0.3%
33	ABBVIE INC COM ABBV	ABBV	7,894	$1.3m0.38%	0.38%	Added +506	+506 6.8%
34	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	4,092	$1.3m0.37%	0.37%	Added +107	+107 2.7%
35	EVERSOURCE ENERGY COM ES	ES	14,806	$1.2m0.37%	0.37%	Added +108	+108 0.7%
36	MCDONALDS CORP COM MCD	MCD	4,674	$1.2m0.36%	0.36%	Added +386	+386 9.0%
37	DIMENSIONAL ETF TRUST US CORE EQUITY 2 DFAC	DFAC	49,114	$1.2m0.35%	0.35%	Added +50	+50 0.1%
38	PFIZER INC COM PFE	PFE	22,208	$1.1m0.34%	0.34%	Added +1.1k	+1,075 5.1%
39	INVESCO EXCHANGE TRADED FD T S&P MDCP VLU MNT XMVM	XMVM	24,550	$1.1m0.32%	0.32%	New
40	CISCO SYS INC COM CSCO	CSCO	19,526	$930.2k0.28%	0.28%	Added +1.9k	+1,948 11.1%
41	ISHARES TR CORE S&P500 ETF IVV	IVV	2,417	$928.6k0.27%	0.27%	Added +66	+66 2.8%
42	LOCKHEED MARTIN CORP COM LMT	LMT	1,836	$893.0k0.26%	0.26%	Added +190	+190 11.5%
43	MERCK & CO INC COM MRK	MRK	7,536	$836.1k0.25%	0.25%	Added +525	+525 7.5%
44	COSTCO WHSL CORP NEW COM COST	COST	1,733	$791.2k0.23%	0.23%	Added +21	+21 1.2%
45	VISA INC COM CL A V	V	3,736	$776.2k0.23%	0.23%	Added +361	+361 10.7%
46	WALMART INC COM WMT	WMT	5,419	$768.4k0.23%	0.23%	Added +28	+28 0.5%
47	VANGUARD WORLD FD MEGA CAP INDEX MGC	MGC	5,710	$756.0k0.22%	0.22%	Added +89	+89 1.6%
48	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	5,357	$754.7k0.22%	0.22%	Added +218	+218 4.2%
49	NVIDIA CORPORATION COM NVDA	NVDA	5,157	$753.6k0.22%	0.22%	Added +376	+376 7.9%
50	VANGUARD INDEX FDS MID CAP ETF VO	VO	3,662	$746.3k0.22%	0.22%	Added +5	+5 0.1%
51	PAYCHEX INC COM PAYX	PAYX	6,393	$738.8k0.22%	0.22%	Added +642	+642 11.2%
52	ALPHABET INC CAP STK CL C GOOG	GOOG	7,929	$703.5k0.21%	0.21%	Added +61	+61 0.8%
53	FIRST TR EXCH TRADED FD III PFD SECS INC ETF FPE	FPE	39,008	$655.3k0.19%	0.19%	Reduced -1.4k	-1,373 -3.4%
54	AMERICAN ELEC PWR CO INC COM AEP	AEP	6,723	$638.4k0.19%	0.19%	Added +1.3k	+1,349 25.1%
55	DUKE ENERGY CORP NEW COM NEW DUK	DUK	6,137	$632.1k0.19%	0.19%	Added +584	+584 10.5%
56	OMNICOM GROUP INC COM OMC	OMC	7,694	$627.6k0.19%	0.19%	Added +1.4k	+1,442 23.1%
57	COCA COLA CO COM KO	KO	9,788	$622.6k0.18%	0.18%	Reduced -762	-762 -7.2%
58	BRISTOL-MYERS SQUIBB CO COM BMY	BMY	8,371	$602.3k0.18%	0.18%	Added +277	+277 3.4%
59	TRAVELERS COMPANIES INC COM TRV	TRV	3,182	$596.5k0.18%	0.18%	Added +415	+415 15.0%
60	GENERAL MLS INC COM GIS	GIS	7,020	$588.6k0.17%	0.17%	Added +883	+883 14.4%
61	ELI LILLY & CO COM LLY	LLY	1,572	$575.1k0.17%	0.17%	Added +503	+503 47.0%
62	HUBBELL INC COM HUBB	HUBB	2,445	$573.8k0.17%	0.17%	Added +8	+8 0.3%
63	PHILLIPS 66 COM PSX	PSX	5,509	$573.3k0.17%	0.17%	Added +1.3k	+1,304 31.0%
64	SOUTHERN CO COM SO	SO	7,971	$569.2k0.17%	0.17%	Added +832	+832 11.7%
65	VERIZON COMMUNICATIONS INC COM VZ	VZ	14,373	$566.3k0.17%	0.17%	Unchanged
66	GILEAD SCIENCES INC COM GILD	GILD	6,578	$564.7k0.17%	0.17%	Added +865	+865 15.1%
67	CHEVRON CORP NEW COM CVX	CVX	3,085	$553.8k0.16%	0.16%	Added +105	+105 3.5%
68	EXXON MOBIL CORP COM XOM	XOM	4,953	$546.4k0.16%	0.16%	Added +182	+182 3.8%
69	MASTERCARD INCORPORATED CL A MA	MA	1,544	$537.0k0.16%	0.16%	Added +81	+81 5.5%
70	THERMO FISHER SCIENTIFIC INC COM TMO	TMO	969	$533.6k0.16%	0.16%	Added +32	+32 3.4%
71	CUMMINS INC COM CMI	CMI	2,200	$533.0k0.16%	0.16%	Added +292	+292 15.3%
72	INVESCO EXCH TRADED FD TR II RUSEL 1000 EQL EQAL	EQAL	13,151	$528.4k0.16%	0.16%	New
73	BANK AMERICA CORP COM BAC	BAC	15,782	$522.7k0.15%	0.15%	Added +2.2k	+2,246 16.6%
74	ACCENTURE PLC IRELAND SHS CLASS A ACN	ACN	1,927	$514.3k0.15%	0.15%	Added +8	+8 0.4%
75	DANAHER CORPORATION COM DHR	DHR	1,923	$510.5k0.15%	0.15%	Added +121	+121 6.7%
76	ADOBE INC COM ADBE	ADBE	1,479	$497.7k0.15%	0.15%	Added +69	+69 4.9%
77	PRUDENTIAL FINL INC COM PRU	PRU	4,829	$480.3k0.14%	0.14%	Added +860	+860 21.7%
78	VANECK ETF TRUST IG FLOATING RATE FLTR	FLTR	17,515	$435.8k0.13%	0.13%	Reduced -32.8k	-32,753 -65.2%
79	PHILIP MORRIS INTL INC COM PM	PM	4,178	$422.8k0.13%	0.13%	Added +62	+62 1.5%
80	VANGUARD INDEX FDS VALUE ETF VTV	VTV	2,963	$415.9k0.12%	0.12%	Reduced -147	-147 -4.7%
81	AMGEN INC COM AMGN	AMGN	1,582	$415.4k0.12%	0.12%	Added +77	+77 5.1%
82	CVS HEALTH CORP COM CVS	CVS	4,411	$411.0k0.12%	0.12%	Added +91	+91 2.1%
83	VANGUARD INDEX FDS SMALL CP ETF VB	VB	2,227	$408.8k0.12%	0.12%	Reduced -127	-127 -5.4%
84	INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT RPG	RPG	2,474	$375.0k0.11%	0.11%	Added +6	+6 0.2%
85	DARDEN RESTAURANTS INC COM DRI	DRI	2,678	$370.4k0.11%	0.11%	New
86	META PLATFORMS INC CL A META	META	3,044	$366.3k0.11%	0.11%	Reduced -889	-889 -22.6%
87	QUALCOMM INC COM QCOM	QCOM	3,215	$353.4k0.10%	0.10%	Reduced -2.1k	-2,133 -39.9%
88	EDWARDS LIFESCIENCES CORP COM EW	EW	4,705	$351.0k0.10%	0.10%	Added +171	+171 3.8%
89	ARCHER DANIELS MIDLAND CO COM ADM	ADM	3,690	$342.6k0.10%	0.10%	Reduced -9	-9 -0.2%
90	DISNEY WALT CO COM DIS	DIS	3,917	$340.3k0.10%	0.10%	Reduced -548	-548 -12.3%
91	SCHWAB STRATEGIC TR US SML CAP ETF SCHA	SCHA	8,040	$325.7k0.10%	0.10%	Added +20	+20 0.2%
92	READY CAPITAL CORP COM RC	RC	28,562	$318.2k0.09%	0.09%	Added +171	+171 0.6%
93	NIKE INC CL B NKE	NKE	2,719	$318.2k0.09%	0.09%	Added +238	+238 9.6%
94	HCA HEALTHCARE INC COM HCA	HCA	1,290	$309.6k0.09%	0.09%	Added +6	+6 0.5%
95	AMERICAN INTL GROUP INC COM NEW AIG	AIG	230,580	$298.2k0.09%	0.09%	Unchanged
96	ISHARES TR CORE MSCI EAFE IEFA	IEFA	4,766	$293.7k0.09%	0.09%	Added +26	+26 0.6%
97	CINTAS CORP COM CTAS	CTAS	643	$290.5k0.09%	0.09%	Unchanged
98	AT&T INC COM T	T	15,721	$289.4k0.09%	0.09%	Added +471	+471 3.1%
99	FIRST TR MORNINGSTAR DIVID L SHS FDL	FDL	7,847	$286.9k0.08%	0.08%	Unchanged
100	J P MORGAN EXCHANGE TRADED F ULTRA SHRT ETF JPST	JPST	5,378	$269.6k0.08%	0.08%	Reduced -261	-261 -4.6%

Sold out since Q3 2022

Security	Ticker	Shares held before	Value then
FIRST TR EXCHANGE-TRADED FD FTSL	FTSL	360,455	$15.9m360.5k shares
GLOBAL X FDS QYLD	QYLD	113,709	$1.8m113.7k shares
INVESCO ACTIVELY MANAGED EXC GTO	GTO	31,645	$1.4m31.6k shares
VANECK ETF TRUST MOO	MOO	8,397	$677.0k8.4k shares
FIRST TR EXCHANGE TRADED FD CIBR	CIBR	16,352	$630.0k16.4k shares
TRUIST FINL CORP TFC	TFC	6,192	$270.0k6.2k shares
LPL FINL HLDGS INC LPLA	LPLA	1,010	$221.0k1.0k shares
ZOETIS INC ZTS	ZTS	1,440	$214.0k1.4k shares
IBIO INC		20,000	$3.0k20.0k shares

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
APPLE INC AAPL · Put	AAPL	Put	25,000	$3.3m25.0k shares	New
GLOBAL X FDS QYLD · Call	QYLD	Call	11,390,426	$1.8m11.4m shares	New
GLOBAL X FDS XYLD · Call	XYLD	Call	99,000	$39.0k99.0k shares	New