Vault-13

FIRST TR EXCHANGE-TRADED FD FTSL

SENIOR LN FD · ETP · CUSIP 33738D309

333 institutional holders +9 vs Q3 2022
43,448,87443.4m shares reported held*
$1.9bnreported value*
35 new 109 added 145 reduced 33 sold out net sold ≈ $182.8m (-4.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($613.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $44.09. Options: 1 managers hold calls ($0 notional), 1 hold puts ($254.2k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 324Q4 22: 333333Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022324
Q4 2022333

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $254.2kQ4 22P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$254.2k—

Biggest buyers

ROYAL BANK OF CANADA Added +785,452+785.5k
FLOW TRADERS U.S. LLC New +282,591+282.6k
ASSETMARK, INC Added +262,022+262.0k
Edmonds Duncan Registered Investment Advisors, LLC New +259,848+259.8k
AE Wealth Management LLC Added +236,718+236.7k
RENAISSANCE TECHNOLOGIES LLC New +234,600+234.6k
Wagner Wealth Management, LLC Added +173,602+173.6k
Tanager Wealth Management LLP Added +145,344+145.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +135,255+135.3k
RPg Family Wealth Advisory, LLC New +115,590+115.6k

Biggest sellers

MORGAN STANLEY Reduced -1,238,409-1.2m
Virtue Capital Management, LLC Reduced -737,783-737.8k
BEACON FINANCIAL GROUP Reduced -706,544-706.5k
BANK OF AMERICA CORP /DE/ Reduced -482,374-482.4k
UBS Group AG Reduced -395,482-395.5k
JANE STREET GROUP, LLC Reduced -377,805-377.8k
MJP ASSOCIATES INC /ADV Sold out -360,455-360.5k
Jaffetilchin Investment Partners, LLC Reduced -318,878-318.9k
WELLS FARGO & COMPANY/MN Reduced -300,848-300.8k
Arete Wealth Advisors, LLC Reduced -299,912-299.9k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

Belvedere Trading LLC New $254.2k5.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 5,903,1845.9m $263.2m $263.2m 0.03% Reduced -1.2m -1,238,409
2 ROYAL BANK OF CANADA 0.06% of their portfolio TORONTO, A6 4,117,4494.1m $183.6m $183.6m 0.06% Added +785.5k +785,452
3 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 2,556,0212.6m $114.0m $114.0m 0.04% Reduced -300.8k -300,848
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,184,6822.2m $97.4m $97.4m 0.01% Reduced -482.4k -482,374
5 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 1,962,0642.0m $87.5m $87.5m 0.08% Reduced -46.1k -46,138
6 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,546,1931.5m $68.9m $68.9m 0.03% Reduced -395.5k -395,482
7 Virtue Capital Management, LLC 6.76% of their portfolio BRENTWOOD, TN 993,303993.3k $44.3m $44.3m 6.76% Reduced -737.8k -737,783
8 Raymond James Financial Services Advisors, Inc. 0.07% of their portfolio ST. PETERSBURG, FL 772,301772.3k $34.4m $34.4m 0.07% Reduced -93.2k -93,249
9 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 759,211759.2k $33.9m $33.9m 0.03% Reduced -114.0k -113,981
10 Flaharty Asset Management, LLC 6.04% of their portfolio CLEARWATER, FL 724,298724.3k $32.3m $32.3m 6.04% Added +11.4k +11,430
11 FIRST TRUST ADVISORS LP 0.04% of their portfolio Wheaton, IL 716,711716.7k $31.9m $31.9m 0.04% Reduced -34.7k -34,697
12 BEACON FINANCIAL GROUP 2.04% of their portfolio DALLAS, TX 663,208663.2k $14.9m $14.9m 2.04% Reduced -706.5k -706,544
13 One Capital Management, LLC 1.39% of their portfolio WESTLAKE VILLAGE, CA 585,367585.4k $26.1m $26.1m 1.39% Added +68.0k +67,991
14 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 526,726526.7k $23.5m $23.5m 0.04% Reduced -37.7k -37,714
15 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 524,163524.2k $23.4m $23.4m 0.05% Reduced -61.0k -60,971
16 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 471,341471.3k $21.0m $21.0m 0.05% Reduced -54.1k -54,080
17 Engrave Wealth Partners LLC 7.43% of their portfolio SPRING, TX 468,099468.1k $21.4m $21.4m 7.43% Reduced -3.4k -3,424
18 Welch & Forbes LLC 0.36% of their portfolio Boston, MA 454,201454.2k $20.3m $20.3m 0.36% Reduced -120.1k -120,124
19 TELEMUS CAPITAL, LLC 1.72% of their portfolio Southfield, MI 416,403416.4k $18.9m $18.9m 1.72% Reduced -6.5k -6,549
20 TL Private Wealth 10.82% of their portfolio SOUTHLAKE, TX 408,509408.5k $18.6m $18.6m 10.82% Reduced -38.5k -38,468
21 Tanager Wealth Management LLP 4.81% of their portfolio Goring On Thames, X0 400,480400.5k $17.9m $17.9m 4.81% Added +145.3k +145,344
22 Csenge Advisory Group 1.36% of their portfolio CLEARWATER, FL 395,103395.1k $17.6m $17.6m 1.36% Added +102.4k +102,381
23 Wagner Wealth Management, LLC 10.71% of their portfolio GREENVILLE, SC 388,218388.2k $17.3m $17.3m 10.71% Added +173.6k +173,602
24 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 345,121345.1k $15.4m $15.4m 0.01% Reduced -177.7k -177,704
25 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.08% of their portfolio IRVING, TX 323,349323.3k $14.4m $14.4m 0.08% Reduced -112.7k -112,696
26 Kestra Advisory Services, LLC 0.13% of their portfolio AUSTIN, TX 319,637319.6k $14.3m $14.3m 0.13% Reduced -7.4k -7,410
27 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 293,221293.2k $13.1m $13.1m 0.07% Reduced -51.3k -51,296
28 American Financial Advisors, LLC 2.19% of their portfolio Marietta, GA 289,802289.8k $12.9m $12.9m 2.19% Added +1.4k +1,361
29 FLOW TRADERS U.S. LLC 0.63% of their portfolio NEW YORK, NY 282,591282.6k $12.6m $12.6m 0.63% New
30 AE Wealth Management LLC 0.09% of their portfolio TOPEKA, KS 282,429282.4k $12.6m $12.6m 0.09% Added +236.7k +236,718
31 Advisor OS, LLC 3.32% of their portfolio CHICAGO, IL 280,214280.2k $12.5m $12.5m 3.32% Reduced -48.2k -48,233
32 Milestone Advisory Partners 9.25% of their portfolio Southern Pines, NC 278,880278.9k $12.4m $12.4m 9.25% Reduced -25.3k -25,296
33 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 277,344277.3k $12.4m $12.4m 0.02% Reduced -377.8k -377,805
34 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 271,552271.6k $12.1m $12.1m 0.03% Reduced -45.8k -45,788
35 ASSETMARK, INC 0.05% of their portfolio CONCORD, CA 262,280262.3k $11.7m $11.7m 0.05% Added +262.0k +262,022
36 Edmonds Duncan Registered Investment Advisors, LLC 3.78% of their portfolio LAWRENCE, KS 259,848259.8k $11.6m $11.6m 3.78% New
37 TrueWealth Advisors, LLC 4.76% of their portfolio BIRMINGHAM, AL 243,938243.9k $10.9m $10.9m 4.76% Reduced -134.9k -134,853
38 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 234,600234.6k $10.5m $10.5m 0.01% New
39 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 221,055221.1k $9.9m $9.9m 0.04% Added +4.9k +4,888
40 Jaffetilchin Investment Partners, LLC 1.16% of their portfolio TAMPA, FL 212,842212.8k $9.5m $9.5m 1.16% Reduced -318.9k -318,878
41 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 212,707212.7k $9.5m $9.5m 0.02% Reduced -207.7k -207,661
42 Financial Partners Group, Inc 2.12% of their portfolio Overland Park, KS 210,637210.6k $9.6m $9.6m 2.12% Added +72.4k +72,364
43 Trinity Legacy Partners, LLC 3.53% of their portfolio HOUSTON, TX 198,686198.7k $8.9m $8.9m 3.53% Reduced -10.7k -10,651
44 Cetera Advisor Networks LLC 0.07% of their portfolio EL SEGUNDO, CA 181,466181.5k $8.1m $8.1m 0.07% Reduced -76.0k -75,983
45 High Note Wealth, LLC 3.33% of their portfolio DEEPHAVEN, MN 178,107178.1k $7.9m $7.9m 3.33% Reduced -23.5k -23,525
46 CWM, LLC 0.06% of their portfolio OMAHA, NE 177,942177.9k $7.9m $7.9m 0.06% Reduced -27.2k -27,169
47 Trivium Point Advisory, LLC 2.23% of their portfolio WILTON, CT 168,972169.0k $7.7m $7.7m 2.23% Reduced -9.9k -9,930
48 Cyndeo Wealth Partners, LLC 0.86% of their portfolio ST. PETERSBURG, FL 164,402164.4k $7.3m $7.3m 0.86% First filing
49 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 162,076162.1k $393.8k $393.8k 0.01% Reduced -44.8k -44,830
50 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.33% of their portfolio Seattle, WA 157,109157.1k $7.0m $7.0m 0.33% Reduced -11.0k -10,989
51 PRUDENTIAL PLC 0.08% of their portfolio LONDON, X0 150,900150.9k $6.7m $6.7m 0.08% Reduced -12.5k -12,500
52 Cherry Creek Investment Advisors, Inc. 5.19% of their portfolio ENGLEWOOD, CO 150,079150.1k $6.7m $6.7m 5.19% Reduced -338 -338
53 Mattern Wealth Management LLC 2.69% of their portfolio LAWRENCE, KS 149,012149.0k $6.6m $6.6m 2.69% Reduced -101.3k -101,342
54 WealthOne, LLC 2.67% of their portfolio ALBANY, NY 147,554147.6k $6.6m $6.6m 2.67% Added +12.6k +12,585
55 RFG Advisory, LLC 0.32% of their portfolio BIRMINGHAM, AL 140,820140.8k $6.4m $6.4m 0.32% Added +17.8k +17,768
56 Cranbrook Wealth Management, LLC 1.68% of their portfolio Bloomfield Hills, MI 138,634138.6k $6.2m $6.2m 1.68% Reduced -7.3k -7,329
57 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 135,255135.3k $6.0m $6.0m 0.01% New
58 ICA Group Wealth Management, LLC 1.39% of their portfolio DENVER, CO 132,630132.6k $5.9m $5.9m 1.39% Added +4.3k +4,312
59 Composition Wealth, LLC 0.20% of their portfolio LOS ANGELES, CA 127,544127.5k $5.7m $5.7m 0.20% Added +73.1k +73,096
60 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 126,518126.5k $5.6m $5.6m 0.01% Reduced -21.0k -20,989
61 LAKE STREET PRIVATE WEALTH, LLC 1.16% of their portfolio CHICAGO, IL 126,120126.1k $5.6m $5.6m 1.16% Added +16.6k +16,594
62 Accel Wealth Management 2.67% of their portfolio WAVERLY, IA 125,102125.1k $5.6m $5.6m 2.67% Reduced -5.1k -5,106
63 WT Wealth Management 2.59% of their portfolio SCOTTSDALE, AZ 119,735119.7k $5.3m $5.3m 2.59% Added +1.6k +1,614
64 RPg Family Wealth Advisory, LLC 3.53% of their portfolio BURLINGTON, MA 115,590115.6k $5.2m $5.2m 3.53% New
65 Financial Enhancement Group LLC 0.98% of their portfolio ANDERSON, IN 112,305112.3k $5.1m $5.1m 0.98% Added +43.8k +43,845
66 Prospera Financial Services Inc 0.25% of their portfolio Dallas, TX 111,293111.3k $5.0m $5.0m 0.25% Added +3.1k +3,059
67 Gladstone Institutional Advisory LLC 0.35% of their portfolio Bedminster, NJ 110,019110.0k $4.9m $4.9m 0.35% Reduced -34.0k -34,035
68 Kovack Advisors, Inc. 0.68% of their portfolio FT. LAUDERDALE, FL 103,808103.8k $4.6m $4.6m 0.68% Reduced -4.2k -4,214
69 Chicago Partners Investment Group LLC 0.29% of their portfolio CHICAGO, IL 102,968103.0k $4.7m $4.7m 0.29% Added +21.3k +21,307
70 Colorado Capital Management, Inc. 3.83% of their portfolio BOULDER, CO 102,851102.9k $4.6m $4.6m 3.83% Reduced -2.9k -2,903
71 Aspen Investment Management Inc 3.00% of their portfolio GRAND RAPIDS, MI 102,732102.7k $4.6m $4.6m 3.00% Reduced -11.7k -11,679
72 My Legacy Advisors, LLC 1.99% of their portfolio BEND, OR 102,219102.2k $4.7m $4.7m 1.99% Added +82.5k +82,527
73 RiverTree Advisors, LLC 3.65% of their portfolio WINTER PARK, FL 99,70099.7k $4.4m $4.4m 3.65% New
74 Steward Partners Investment Advisory, LLC 0.07% of their portfolio STAMFORD, CT 97,18097.2k $4.3m $4.3m 0.07% Reduced -19.1k -19,113
75 HARBOUR INVESTMENTS, INC. 0.26% of their portfolio MADISON, WI 96,07096.1k $4.3m $4.3m 0.26% Reduced -24.9k -24,913
76 SSI INVESTMENT MANAGEMENT LLC 0.27% of their portfolio Los Angeles, CA 94,96395.0k $4.2m $4.2m 0.27% Unchanged
77 Integrated Advisors Network LLC 0.26% of their portfolio DALLAS, TX 89,99590.0k $4.0m $4.0m 0.26% Reduced -24.6k -24,633
78 Mariner, LLC 0.01% of their portfolio Overland Park, KS 89,80389.8k $4.0m $4.0m 0.01% Added +47.6k +47,598
79 Lokken Investment Group LLC 3.04% of their portfolio LEWES, DE 86,33186.3k $3.8m $3.8m 3.04% Added +4.5k +4,476
80 Ameritas Advisory Services, LLC 0.18% of their portfolio Lincoln, NE 85,23485.2k $3.8m $3.8m 0.18% Reduced -13.0k -12,999
81 Sowell Financial Services LLC 0.24% of their portfolio NORTH LITTLE ROCK, AR 83,52983.5k $3.7m $3.7m 0.24% Added +2.4k +2,353
82 Sigma Planning Corp 0.13% of their portfolio ANN ARBOR, MI 81,90181.9k $3.7m $3.7m 0.13% Reduced -34.3k -34,269
83 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 81,55881.6k $3.6m $3.6m 0.02% Added +15.6k +15,616
84 Quad-Cities Investment Group, LLC 2.64% of their portfolio DAVENPORT, IA 80,45480.5k $3.6m $3.6m 2.64% Reduced -4.3k -4,274
85 J.W. COLE ADVISORS, INC. 0.28% of their portfolio TAMPA, FL 80,26680.3k $3.6m $3.6m 0.28% Added +11.8k +11,836
86 Asset Allocation Strategies LLC 2.40% of their portfolio FARMINGTON, MI 79,37979.4k $3.5m $3.5m 2.40% First filing
87 COTTONWOOD CAPITAL ADVISORS, LLC 3.10% of their portfolio SALT LAKE CITY, UT 77,90977.9k $3.5m $3.5m 3.10% Reduced -20 -20
88 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.38% of their portfolio CEDAR RAPIDS, IA 75,54275.5k $3.4m $3.4m 0.38% Reduced -4.5k -4,468
89 RiverFront Investment Group, LLC 0.75% of their portfolio RICHMOND, VA 74,18874.2k $3.3m $3.3m 0.75% New
90 Geneos Wealth Management Inc. 0.20% of their portfolio ENGLEWOOD, CO 73,17173.2k $3.3m $3.3m 0.20% Reduced -16.3k -16,284
91 OneDigital Investment Advisors LLC 0.09% of their portfolio OVERLAND PARK, KS 73,14573.1k $3.3m $3.3m 0.09% Reduced -37.2k -37,234
92 IHT Wealth Management, LLC 0.20% of their portfolio Chicago, IL 72,25272.3k $3.2m $3.2m 0.20% Added +30.1k +30,083
93 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 71,32671.3k $3.2m $3.2m 0.00% Reduced -3.9k -3,947
94 Midwest Heritage Bank, FSB 3.08% of their portfolio WEST DES MOINES, IA 71,28171.3k $3.2m $3.2m 3.08% Added +3.0k +2,993
95 Western Wealth Management, LLC 0.32% of their portfolio GOLDEN, CO 69,48169.5k $3.1m $3.1m 0.32% Reduced -32.0k -31,955
96 CASTLE WEALTH MANAGEMENT LLC 1.87% of their portfolio BOYNTON BEACH, FL 66,75566.8k $3.0m $3.0m 1.87% Added +31.6k +31,614
97 EWG Elevate Inc. 1.44% of their portfolio ROSEVILLE, CA 64,32764.3k $2.9m $2.9m 1.44% Added +2.6k +2,581
98 Stratos Wealth Partners, LTD. 0.07% of their portfolio BEACHWOOD, OH 61,82361.8k $2.8m $2.8m 0.07% Reduced -6.1k -6,111
99 Kingsview Wealth Management, LLC 0.12% of their portfolio GRANTS PASS, OR 61,74761.7k $2.8m $2.8m 0.12% Reduced -12.8k -12,792
100 WEDBUSH SECURITIES INC 0.15% of their portfolio PASADENA, CA 61,28761.3k $2.7m $2.7m 0.15% Added +917 +917