Vault-13

SPDR SER TR SPSM

PORTFOLIO S&P600 · ETP · CUSIP 78468R853

476 institutional holders +44 vs Q3 2022
95,830,88795.8m shares reported held*
$3.5bnreported value*
53 new 192 added 150 reduced 35 sold out net bought ≈ $246.1m (+6.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $36.32. Options: 3 managers hold calls ($1.5m notional), 1 hold puts ($70.2k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 432Q4 22: 476476Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022432
Q4 2022476

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 22 calls: $1.2mQ3 22 puts: $1.0kQ3 22P/C 0.00Q4 22 calls: $1.5mQ4 22 puts: $70.2kQ4 22P/C 0.05
Numbers
QuarterCallsPutsP/C
Q3 2022$1.2m$1.0k0.00
Q4 2022$1.5m$70.2k0.05

Biggest buyers

Financial Engines Advisors L.L.C. Added +3,617,472+3.6m
LPL Financial LLC Added +2,024,240+2.0m
Bridgeworth, LLC Added +769,071+769.1k
Amplius Wealth Advisors, LLC New +728,726+728.7k
Gradient Investments LLC Added +665,596+665.6k
CW Advisors, LLC Added +658,470+658.5k
AMERIPRISE FINANCIAL INC Added +594,888+594.9k
BANK OF AMERICA CORP /DE/ Added +533,223+533.2k
Pinnacle Wealth Planning Services, Inc. Added +410,945+410.9k
Private Advisor Group, LLC Added +263,398+263.4k

Biggest sellers

Valmark Advisers, Inc. Reduced -1,793,001-1.8m
OSAIC HOLDINGS, INC. Reduced -1,420,951-1.4m
Annex Advisory Services, LLC Reduced -799,155-799.2k
Global Strategic Investment Solutions, LLC Reduced -729,497-729.5k
CFS Investment Advisory Services, LLC Reduced -563,740-563.7k
STATE STREET CORP Reduced -398,456-398.5k
ASSETMARK, INC Reduced -379,128-379.1k
Crestwood Advisors Group, LLC Reduced -365,176-365.2k
Allen Capital Group, LLC Sold out -242,111-242.1k
KARLINSKI ANDREW C Sold out -111,636-111.6k

Biggest calls

CITADEL ADVISORS LLC Added $1.1m28.9k shares
Paladin Advisory Group, LLC Added $460.6k12.5k shares
Cutler Group LLC / CA Reduced $1.0k1.4k shares

Biggest puts

CITADEL ADVISORS LLC New $70.2k1.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 1.82% of their portfolio SANTA CLARA, CA 17,177,04917.2m $635.0m $635.0m 1.82% Added +3.6m +3,617,472
2 LPL Financial LLC 0.34% of their portfolio FORT MILL, SC 10,825,97410.8m $400.2m $400.2m 0.34% Added +2.0m +2,024,240
3 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.06% of their portfolio SAN FRANCISCO, CA 5,267,5675.3m $194.7m $194.7m 0.06% Added +107.9k +107,882
4 Valmark Advisers, Inc. 3.59% of their portfolio AKRON, OH 4,210,0864.2m $155.6m $155.6m 3.59% Reduced -1.8m -1,793,001
5 Creative Planning 0.18% of their portfolio OVERLAND PARK, KS 3,317,9553.3m $122.7m $122.7m 0.18% Added +58.9k +58,883
6 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,712,3382.7m $100.3m $100.3m 0.01% Added +533.2k +533,223
7 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 1,851,7901.9m $957.9k $957.9k 0.03% Added +263.4k +263,398
8 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,642,1971.6m $60.7m $60.7m 0.03% Reduced -7.8k -7,767
9 Syntegra Private Wealth Group, LLC 11.25% of their portfolio Chesterfield, MO 1,517,6701.5m $56.1m $56.1m 11.25% First filing
10 Merit Financial Group, LLC 2.01% of their portfolio ALPHARETTA, GA 1,498,5741.5m $55.4m $55.4m 2.01% Added +162.3k +162,319
11 Wealthcare Advisory Partners LLC 2.54% of their portfolio WEST CHESTER, PA 1,435,2821.4m $53.1m $53.1m 2.54% Added +131.8k +131,792
12 Gradient Investments LLC 1.52% of their portfolio ARDEN HILLS, MN 1,301,7221.3m $48.1m $48.1m 1.52% Added +665.6k +665,596
13 Stadion Money Management, LLC 3.96% of their portfolio WATKINSVILLE, GA 1,281,7831.3m $47.4m $47.4m 3.96% Reduced -60.5k -60,544
14 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 1,276,4781.3m $47.2m $47.2m 0.02% Added +594.9k +594,888
15 Pinnacle Wealth Planning Services, Inc. 8.15% of their portfolio MANSFIELD, OH 1,240,6421.2m $45.9m $45.9m 8.15% Added +410.9k +410,945
16 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,221,2921.2m $45.2m $45.2m 0.02% Reduced -18.4k -18,371
17 Crestwood Advisors Group, LLC 1.32% of their portfolio BOSTON, MA 1,048,5111.0m $38.8m $38.8m 1.32% Reduced -365.2k -365,176
18 WALLER FINANCIAL PLANNING GROUP, INC 9.74% of their portfolio COLUMBUS, OH 907,671907.7k $33.6m $33.6m 9.74% Added +9.9k +9,863
19 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 894,271894.3k $33.1m $33.1m 0.07% Reduced -1.4m -1,420,951
20 Bridgeworth, LLC 5.13% of their portfolio BIRMINGHAM, AL 871,649871.6k $32.2m $32.2m 5.13% Added +769.1k +769,071
21 TOWNSQUARE CAPITAL LLC 0.79% of their portfolio Lehi, UT 861,772861.8k $31.9m $31.9m 0.79% Added +20.7k +20,654
22 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 844,381844.4k $31.2m $31.2m 0.00% Added +229.8k +229,841
23 CW Advisors, LLC 0.74% of their portfolio BOSTON, MA 779,174779.2k $28.8m $28.8m 0.74% Added +658.5k +658,470
24 Capital Analysts, LLC 1.75% of their portfolio FORT WASHINGTON, PA 774,132774.1k $28.6m $28.6m 1.75% Added +24.9k +24,922
25 Global Strategic Investment Solutions, LLC 1.90% of their portfolio Scottsdale, AZ 773,736773.7k $28.6m $28.6m 1.90% Reduced -729.5k -729,497
26 Amplius Wealth Advisors, LLC 4.30% of their portfolio BLUE BELL, PA 728,726728.7k $26.9m $26.9m 4.30% New
27 TRUIST FINANCIAL CORP 0.05% of their portfolio CHARLOTTE, NC 705,610705.6k $26.1m $26.1m 0.05% Added +22.1k +22,079
28 Morningstar Investment Services LLC 0.33% of their portfolio CHICAGO, IL 648,395648.4k $24.2m $24.2m 0.33% Reduced -1.6k -1,618
29 GREAT VALLEY ADVISOR GROUP, INC. 1.16% of their portfolio WILMINGTON, DE 611,823611.8k $22.6m $22.6m 1.16% Added +51.8k +51,822
30 Peterson Wealth Advisors, LLC 6.47% of their portfolio Orem, UT 579,921579.9k $21.4m $21.4m 6.47% Added +13.9k +13,889
31 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 540,026540.0k $20.0m $20.0m 0.02% Added +33.9k +33,862
32 SPINNAKER TRUST 1.55% of their portfolio PORTLAND, ME 538,394538.4k $19.9m $19.9m 1.55% Added +98.5k +98,536
33 Annex Advisory Services, LLC 1.10% of their portfolio BROOKFIELD, WI 526,550526.5k $19.5m $19.5m 1.10% Reduced -799.2k -799,155
34 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 515,227515.2k $19.0m $19.0m 0.01% Added +175.0k +174,977
35 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 504,166504.2k $18.6m $18.6m 0.00% Reduced -398.5k -398,456
36 ASSETMARK, INC 0.08% of their portfolio CONCORD, CA 489,334489.3k $18.1m $18.1m 0.08% Reduced -379.1k -379,128
37 Good Life Advisors, LLC 2.41% of their portfolio READING, PA 472,017472.0k $17.5m $17.5m 2.41% Added +12.6k +12,645
38 Leicht Financial Planning & Wealth Management, Inc. 11.68% of their portfolio PARSIPPANY, NJ 471,141471.1k $17.4m $17.4m 11.68% Reduced -20.0k -19,954
39 Gateway Wealth Partners, LLC 2.93% of their portfolio APPLETON, WI 460,763460.8k $17.0m $17.0m 2.93% First filing
40 Marmo Financial Group, LLC 16.35% of their portfolio Johnson City, TN 457,644457.6k $16.9m $16.9m 16.35% First filing
41 Cetera Advisor Networks LLC 0.13% of their portfolio EL SEGUNDO, CA 446,588446.6k $16.5m $16.5m 0.13% Added +63.8k +63,776
42 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 429,312429.3k $15.9m $15.9m 0.04% Added +33.5k +33,480
43 Pure Financial Advisors, LLC 0.75% of their portfolio SAN DIEGO, CA 392,384392.4k $14.5m $14.5m 0.75% Added +1.3k +1,326
44 Garrett Wealth Advisory Group, LLC 7.40% of their portfolio WEATHERFORD, TX 389,745389.7k $14.4m $14.4m 7.40% Added +16.4k +16,390
45 McNamara Financial Services, Inc. 3.76% of their portfolio MARSHFIELD, MA 383,534383.5k $14.2m $14.2m 3.76% Added +371 +371
46 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.19% of their portfolio PLYMOUTH, MN 379,180379.2k $15.0m $15.0m 0.19% Reduced -16.9k -16,892
47 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 360,461360.5k $13.3m $13.3m 0.03% Added +3.5k +3,491
48 Trilogy Capital Inc. 0.83% of their portfolio IRVINE, CA 317,161317.2k $11.7m $11.7m 0.83% Added +219.6k +219,601
49 IFP Advisors, Inc 0.28% of their portfolio TAMPA, FL 314,062314.1k $10.3m $10.3m 0.28% Reduced -27.1k -27,078
50 Dakota Wealth Management 0.79% of their portfolio PALM BEACH GARDENS, FL 301,734301.7k $11.2m $11.2m 0.79% Added +138.6k +138,555
51 Boston Standard Wealth Management, LLC 3.25% of their portfolio WINCHESTER, MA 296,290296.3k $11.0m $11.0m 3.25% Added +8.0k +7,951
52 ST GERMAIN D J CO INC 0.67% of their portfolio SPRINGFIELD, MA 293,662293.7k $10.9m $10.9m 0.67% Added +34.1k +34,061
53 AE Wealth Management LLC 0.07% of their portfolio TOPEKA, KS 270,728270.7k $10.0m $10.0m 0.07% Reduced -87.2k -87,185
54 Financial Synergies Wealth Advisors, Inc. 1.55% of their portfolio HOUSTON, TX 270,561270.6k $10.0m $10.0m 1.55% Reduced -789 -789
55 IHT Wealth Management, LLC 0.62% of their portfolio Chicago, IL 265,084265.1k $9.8m $9.8m 0.62% Added +6.0k +6,043
56 Equitable Holdings, Inc. 0.16% of their portfolio NEW YORK, NY 255,871255.9k $9.5m $9.5m 0.16% Added +48.5k +48,547
57 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 254,400254.4k $9.4m $9.4m 0.05% Added +5.8k +5,837
58 Mariner, LLC 0.03% of their portfolio Overland Park, KS 250,289250.3k $9.3m $9.3m 0.03% Added +123.6k +123,636
59 CreativeOne Wealth, LLC 0.50% of their portfolio OVERLAND PARK, KS 243,808243.8k $9.0m $9.0m 0.50% Reduced -22.1k -22,116
60 Valeo Financial Advisors, LLC 0.47% of their portfolio CARMEL, IN 232,247232.2k $8.6m $8.6m 0.47% Added +55.6k +55,644
61 Stratos Wealth Partners, LTD. 0.22% of their portfolio BEACHWOOD, OH 230,727230.7k $8.5m $8.5m 0.22% Added +23.1k +23,133
62 Windsor Capital Management, LLC 3.06% of their portfolio Phoenix, AZ 227,610227.6k $8.4m $8.4m 3.06% Reduced -4.5k -4,523
63 KWB Wealth 1.51% of their portfolio REDLANDS, CA 215,175215.2k $8.0m $8.0m 1.51% Reduced -9.2k -9,188
64 Larson Financial Group LLC 0.92% of their portfolio ST LOUIS, MO 208,338208.3k $7.7m $7.7m 0.92% Reduced -28.2k -28,219
65 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 202,481202.5k $7.5m $7.5m 0.05% Added +4.7k +4,680
66 Wealth Management Solutions, LLC 3.93% of their portfolio EXTON, PA 202,384202.4k $7.5m $7.5m 3.93% Added +7.0k +7,015
67 HARVEST GROUP WEALTH MANAGEMENT, LLC 4.87% of their portfolio WALTHAM, MA 200,736200.7k $7.4m $7.4m 4.87% Added +6.2k +6,188
68 NORTH STAR ASSET MANAGEMENT INC 0.45% of their portfolio NEENAH, WI 197,332197.3k $7.3m $7.3m 0.45% Added +10.9k +10,946
69 ADAMSBROWN WEALTH CONSULTANTS LLC 4.38% of their portfolio WICHITA, KS 194,998195.0k $7.2m $7.2m 4.38% Added +32.7k +32,683
70 Global Retirement Partners, LLC 0.48% of their portfolio San Rafael, CA 189,618189.6k $7.0m $7.0m 0.48% Added +40.3k +40,260
71 OARSMAN CAPITAL, INC. 3.57% of their portfolio MILWAUKEE, WI 188,905188.9k $7.0m $7.0m 3.57% Reduced -4.3k -4,285
72 Allworth Financial LP 0.08% of their portfolio FOLSOM, CA 185,915185.9k $6.9m $6.9m 0.08% Reduced -4.3k -4,296
73 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 184,744184.7k $6.8m $6.8m 0.01% Added +167.4k +167,424
74 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 183,855183.9k $6.8m $6.8m 0.00% Added +183.6k +183,585
75 Arete Wealth Advisors, LLC 0.56% of their portfolio CHICAGO, IL 174,333174.3k $6.4m $6.4m 0.56% Added +8.1k +8,121
76 Advisory Alpha, LLC 0.44% of their portfolio HOLLAND, MI 169,705169.7k $6.3m $6.3m 0.44% Added +11.3k +11,303
77 Geneos Wealth Management Inc. 0.37% of their portfolio ENGLEWOOD, CO 165,549165.5k $6.1m $6.1m 0.37% Added +16.7k +16,666
78 DEBUSSY CAPITAL MANAGEMENT LP 1.51% of their portfolio CHICAGO, IL 158,703158.7k $6.1m $6.1m 1.51% Reduced -5.1k -5,067
79 WRAPMANAGER INC 1.85% of their portfolio MILL VALLEY, CA 156,057156.1k $5.8m $5.8m 1.85% Reduced -5.7k -5,653
80 CAHABA WEALTH MANAGEMENT, INC. 0.71% of their portfolio Atlanta, GA 154,363154.4k $5.7m $5.7m 0.71% Added +9.5k +9,514
81 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 151,123151.1k $5.6m $5.6m 0.05% Added +18.6k +18,647
82 Summit Investment Advisory Services, LLC 6.69% of their portfolio ROSEVILLE, MN 149,454149.5k $5.5m $5.5m 6.69% First filing
83 TPG Financial Advisors, LLC 3.28% of their portfolio PORTLAND, OR 146,349146.3k $5.4m $5.4m 3.28% Added +63.4k +63,400
84 Avior Wealth Management, LLC 0.41% of their portfolio OMAHA, NE 146,165146.2k $5.4m $5.4m 0.41% Added +969 +969
85 BCGM Wealth Management, LLC 2.61% of their portfolio LAFAYETTE, IN 145,215145.2k $5.4m $5.4m 2.61% Added +2.2k +2,200
86 Merriman Wealth Management, LLC 0.27% of their portfolio SEATTLE, WA 142,653142.7k $5.3m $5.3m 0.27% New
87 Sterling Group Wealth Management, LLC 5.16% of their portfolio PASADENA, CA 141,816141.8k $5.2m $5.2m 5.16% First filing
88 Wealthquest Corp 0.65% of their portfolio CINCINNATI, OH 136,624136.6k $5.1m $5.1m 0.65% Added +128.0k +128,025
89 MJP ASSOCIATES INC /ADV 1.49% of their portfolio FARMINGTON, CT 136,356136.4k $5.0m $5.0m 1.49% Added +5.9k +5,924
90 Advisor OS, LLC 1.33% of their portfolio CHICAGO, IL 135,815135.8k $5.0m $5.0m 1.33% Reduced -8.1k -8,132
91 GPS Wealth Strategies Group, LLC 1.51% of their portfolio CENTENNIAL, CO 135,809135.8k $5.0m $5.0m 1.51% Added +11.3k +11,266
92 Destiny Capital Corp/CO 4.44% of their portfolio DENVER, CO 133,523133.5k $5.4m $5.4m 4.44% First filing
93 PARK AVENUE SECURITIES LLC 0.09% of their portfolio NEW YORK, NY 133,216133.2k $4.9m $4.9m 0.09% Reduced -7.1k -7,125
94 Integrated Wealth Concepts LLC 0.13% of their portfolio WALTHAM, MA 131,710131.7k $4.9m $4.9m 0.13% Added +4.2k +4,192
95 PSI Advisors, LLC 2.59% of their portfolio TAMPA, FL 131,464131.5k $4.9m $4.9m 2.59% Added +19.4k +19,414
96 CWM, LLC 0.04% of their portfolio OMAHA, NE 129,288129.3k $4.8m $4.8m 0.04% Added +117.1k +117,097
97 Scarborough Advisors, LLC 1.26% of their portfolio ANNAPOLIS, MD 127,680127.7k $4.7m $4.7m 1.26% Added +22.2k +22,173
98 FLYNN ZITO CAPITAL MANAGEMENT, LLC 3.92% of their portfolio GARDEN CITY, NY 127,049127.0k $4.7m $4.7m 3.92% Reduced -1.0k -1,018
99 Walkner Condon Financial Advisors LLC 1.36% of their portfolio MADISON, WI 122,609122.6k $4.5m $4.5m 1.36% Reduced -1.9k -1,948
100 Tennessee Valley Asset Management Partners 1.56% of their portfolio KNOXVILLE, TN 121,371121.4k $4.5m $4.5m 1.56% Added +72.7k +72,694