Vault-13

FIRST TR EXCHANGE TRAD FD VI FTGC

FST TR GLB FD · ETP · CUSIP 33739H101

305 institutional holders +5 vs Q3 2022
101,725,249101.7m shares reported held*
$2.5bnreported value*
24 new 92 added 140 reduced 34 sold out net sold ≈ $414.1m (-16.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $24.32. Options: 1 managers hold calls ($0 notional), 2 hold puts ($75.9k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 300Q4 22: 305305Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022300
Q4 2022305

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60k$80kQ3 22 calls: $65.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $0Q4 22 puts: $75.9kQ4 22P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$65.0k$00.00
Q4 2022$0$75.9k—

Biggest buyers

Composition Wealth, LLC New +660,080+660.1k
Flaharty Asset Management, LLC Added +505,734+505.7k
JANE STREET GROUP, LLC Added +358,363+358.4k
SlateStone Wealth, LLC New +285,515+285.5k
Wolf Group Capital Advisors Added +211,114+211.1k
GDS Wealth Management Added +191,297+191.3k
Lindbrook Capital, LLC Added +175,150+175.2k
Mariner, LLC Added +115,840+115.8k
Onyx Bridge Wealth Group LLC Added +115,455+115.5k
Financial Partners Group, Inc Added +96,991+97.0k

Biggest sellers

FIRST TRUST ADVISORS LP Sold out -5,678,677-5.7m
WELLS FARGO & COMPANY/MN Reduced -1,808,276-1.8m
LPL Financial LLC Reduced -805,286-805.3k
PCG Wealth Advisors, LLC Reduced -725,356-725.4k
WCG Wealth Advisors LLC Reduced -711,960-712.0k
CWM, LLC Reduced -701,293-701.3k
MORGAN STANLEY Reduced -685,192-685.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -642,611-642.6k
Karp Capital Management Corp Sold out -636,321-636.3k
Crumly & Associates Inc. Sold out -615,947-615.9k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SG3 Management, LLC Not comparable $75.9k3.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.18% of their portfolio SAN FRANCISCO, CA 23,162,22923.2m $567.2m $567.2m 0.18% Reduced -1.8m -1,808,276
2 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 17,527,35417.5m $429.2m $429.2m 0.05% Reduced -685.2k -685,192
3 LPL Financial LLC 0.13% of their portfolio FORT MILL, SC 6,309,0426.3m $154.5m $154.5m 0.13% Reduced -805.3k -805,286
4 UBS Group AG 0.07% of their portfolio ZURICH, V8 5,959,2836.0m $145.9m $145.9m 0.07% Reduced -456.1k -456,071
5 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 3,646,8343.6m $89.3m $89.3m 0.03% Reduced -596.4k -596,403
6 OSAIC HOLDINGS, INC. 0.10% of their portfolio SCOTTSDALE, AZ 2,116,0752.1m $51.8m $51.8m 0.10% Added +3.8k +3,821
7 Raymond James Financial Services Advisors, Inc. 0.08% of their portfolio ST. PETERSBURG, FL 1,712,3411.7m $41.9m $41.9m 0.08% Reduced -39.1k -39,141
8 ATWOOD & PALMER INC 3.72% of their portfolio KANSAS CITY, MO 1,682,5251.7m $41.2m $41.2m 3.72% Added +5.1k +5,059
9 STIFEL FINANCIAL CORP 0.06% of their portfolio ST. LOUIS, MO 1,662,2041.7m $40.7m $40.7m 0.06% Reduced -242.9k -242,882
10 COMMONWEALTH EQUITY SERVICES, LLC 0.09% of their portfolio WALTHAM, MA 1,568,7511.6m $38.4m $38.4m 0.09% Reduced -105.3k -105,253
11 Kestra Advisory Services, LLC 0.25% of their portfolio AUSTIN, TX 1,163,9851.2m $28.5m $28.5m 0.25% Reduced -135.6k -135,588
12 Janney Montgomery Scott LLC 0.11% of their portfolio PHILADELPHIA, PA 1,122,8211.1m $27.5m $27.5m 0.11% Reduced -209.7k -209,708
13 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,057,1971.1m $25.9m $25.9m 0.01% Reduced -312.1k -312,144
14 Financial Partners Group, Inc 5.27% of their portfolio Overland Park, KS 996,437996.4k $24.0m $24.0m 5.27% Added +97.0k +96,991
15 IFP Advisors, Inc 0.56% of their portfolio TAMPA, FL 959,748959.7k $20.8m $20.8m 0.56% Reduced -101.5k -101,535
16 Cetera Advisor Networks LLC 0.19% of their portfolio EL SEGUNDO, CA 954,150954.1k $23.4m $23.4m 0.19% Added +19.2k +19,226
17 Cambridge Investment Research Advisors, Inc. 0.12% of their portfolio FAIRFIELD, IA 938,085938.1k $23.0m $23.0m 0.12% Reduced -276.6k -276,561
18 Good Life Advisors, LLC 3.17% of their portfolio READING, PA 937,752937.8k $23.0m $23.0m 3.17% Reduced -23.5k -23,507
19 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 884,830884.8k $21.7m $21.7m 0.02% Reduced -260.6k -260,558
20 Atria Wealth Solutions, Inc. 0.31% of their portfolio NEW YORK, NY 791,215791.2k $19.4m $19.4m 0.31% Reduced -60.6k -60,578
21 GDS Wealth Management 3.32% of their portfolio FLOWER MOUND, TX 709,466709.5k $17.4m $17.4m 3.32% Added +191.3k +191,297
22 CWM, LLC 0.12% of their portfolio OMAHA, NE 690,593690.6k $16.9m $16.9m 0.12% Reduced -701.3k -701,293
23 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 675,992676.0k $16.6m $16.6m 0.03% Added +358.4k +358,363
24 Composition Wealth, LLC 0.55% of their portfolio LOS ANGELES, CA 660,080660.1k $16.2m $16.2m 0.55% New
25 Flaharty Asset Management, LLC 2.77% of their portfolio CLEARWATER, FL 603,394603.4k $14.8m $14.8m 2.77% Added +505.7k +505,734
26 Cetera Investment Advisers 0.13% of their portfolio SCHAUMBURG, IL 556,753556.8k $13.6m $13.6m 0.13% Added +23.9k +23,883
27 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 528,653528.7k $272.6k $272.6k 0.01% Reduced -30.0k -30,043
28 PCG Wealth Advisors, LLC 8.01% of their portfolio OVERLAND PARK, KS 516,457516.5k $12.6m $12.6m 8.01% Reduced -725.4k -725,356
29 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 478,761478.8k $11.7m $11.7m 0.02% Reduced -332.1k -332,138
30 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 422,114422.1k $10.3m $10.3m 0.02% Added +71.1k +71,076
31 Valmark Advisers, Inc. 0.24% of their portfolio AKRON, OH 418,882418.9k $10.3m $10.3m 0.24% Added +7.9k +7,948
32 Cyndeo Wealth Partners, LLC 1.14% of their portfolio ST. PETERSBURG, FL 398,056398.1k $9.7m $9.7m 1.14% First filing
33 Mutual Advisors, LLC 0.42% of their portfolio OMAHA, NE 381,065381.1k $9.3m $9.3m 0.42% Reduced -75.2k -75,247
34 OPPENHEIMER & CO INC 0.20% of their portfolio NEW YORK, NY 356,040356.0k $8.7m $8.7m 0.20% Reduced -13.2k -13,233
35 STEPHENS INC /AR/ 0.18% of their portfolio LITTLE ROCK, AR 354,558354.6k $8.7m $8.7m 0.18% Reduced -23.4k -23,355
36 DAYMARK WEALTH PARTNERS, LLC 1.45% of their portfolio CINCINNATI, OH 334,470334.5k $8.2m $8.2m 1.45% First filing
37 Steward Partners Investment Advisory, LLC 0.14% of their portfolio STAMFORD, CT 324,538324.5k $7.9m $7.9m 0.14% Reduced -96.1k -96,111
38 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 309,462309.5k $7.6m $7.6m 0.02% Reduced -129.1k -129,059
39 Cetera Advisors LLC 0.14% of their portfolio DENVER, CO 305,576305.6k $7.5m $7.5m 0.14% Added +40.4k +40,423
40 AE Wealth Management LLC 0.05% of their portfolio TOPEKA, KS 303,194303.2k $7.4m $7.4m 0.05% Added +23.3k +23,318
41 Prosperity Financial Group, Inc. 7.77% of their portfolio San Ramon, CA 293,933293.9k $7.2m $7.2m 7.77% First filing
42 COLDSTREAM CAPITAL MANAGEMENT INC 0.26% of their portfolio BELLEVUE, WA 293,794293.8k $7.2m $7.2m 0.26% First filing
43 SlateStone Wealth, LLC 1.69% of their portfolio JUPITER, FL 285,515285.5k $7.0m $7.0m 1.69% New
44 BENJAMIN F. EDWARDS & COMPANY, INC. 0.31% of their portfolio ST. LOUIS, MO 281,027281.0k $6.9m $6.9m 0.31% Reduced -118.2k -118,191
45 Laurel Wealth Advisors, Inc. 0.65% of their portfolio SOLANA BEACH, CA 268,154268.2k $6.6m $6.6m 0.65% Reduced -188.0k -187,958
46 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 266,972267.0k $6.5m $6.5m 0.04% Reduced -71.5k -71,486
47 Ameritas Advisory Services, LLC 0.30% of their portfolio Lincoln, NE 261,483261.5k $6.4m $6.4m 0.30% Added +18.6k +18,623
48 SHELTON WEALTH MANAGEMENT, LLC 5.02% of their portfolio FORT WORTH, TX 259,342259.3k $6.4m $6.4m 5.02% Added +11.2k +11,159
49 AIFG Consultants Ltd. 5.86% of their portfolio HALFMOON, NY 245,779245.8k $6.0m $6.0m 5.86% First filing
50 Sigma Planning Corp 0.21% of their portfolio ANN ARBOR, MI 241,871241.9k $5.9m $5.9m 0.21% Added +462 +462
51 INSPIRION WEALTH ADVISORS, LLC 1.24% of their portfolio LIBERTYVILLE, IL 239,337239.3k $5.9m $5.9m 1.24% Reduced -73.5k -73,537
52 Prospera Financial Services Inc 0.29% of their portfolio Dallas, TX 233,224233.2k $5.7m $5.7m 0.29% Reduced -323.8k -323,813
53 Mainsail Financial Group, LLC 5.75% of their portfolio BELLEVUE, WA 230,335230.3k $5.6m $5.6m 5.75% First filing
54 Norris Financial Group, LLC 4.73% of their portfolio GREENVILLE, SC 228,252228.3k $5.6m $5.6m 4.73% Reduced -4.2k -4,162
55 HARBOUR INVESTMENTS, INC. 0.34% of their portfolio MADISON, WI 225,959226.0k $5.5m $5.5m 0.34% Reduced -203.1k -203,082
56 Wolf Group Capital Advisors 2.54% of their portfolio FAIRFAX, VA 220,222220.2k $5.4m $5.4m 2.54% Added +211.1k +211,114
57 COMERICA SECURITIES,INC. 0.38% of their portfolio DETROIT, MI 215,563215.6k $5.3m $5.3m 0.38% Reduced -1.8k -1,830
58 Darwin Wealth Management, LLC 1.36% of their portfolio TAMPA, FL 215,315215.3k $5.3m $5.3m 1.36% Reduced -18.2k -18,202
59 Financial Advocates Investment Management 0.39% of their portfolio OLYMPIA, WA 209,719209.7k $5.1m $5.1m 0.39% Added +31.9k +31,950
60 Cassia Capital Partners, LLC 4.21% of their portfolio WINSTON SALEM, NC 209,112209.1k $5.1m $5.1m 4.21% Added +5.6k +5,554
61 Genesee Capital Advisors, LLC 3.76% of their portfolio AUBURN, NY 205,869205.9k $5.0m $5.0m 3.76% Added +143 +143
62 Clear Perspectives Financial Planning, LLC 2.66% of their portfolio CINCINNATI, OH 204,585204.6k $5.0m $5.0m 2.66% Reduced -5.4k -5,368
63 WealthCare Investment Partners, LLC 3.37% of their portfolio PORTSMOUTH, RI 202,247202.2k $5.0m $5.0m 3.37% Added +38.9k +38,876
64 TAP Consulting, LLC 1.29% of their portfolio KIRKWOOD, MO 201,324201.3k $4.9m $4.9m 1.29% Added +9.4k +9,445
65 RFG Advisory, LLC 0.24% of their portfolio BIRMINGHAM, AL 198,362198.4k $4.7m $4.7m 0.24% Added +35.2k +35,218
66 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 198,111198.1k $4.9m $4.9m 0.01% Added +12.7k +12,733
67 Walkner Condon Financial Advisors LLC 1.38% of their portfolio MADISON, WI 188,856188.9k $4.6m $4.6m 1.38% Added +552 +552
68 Sargent Investment Group, LLC 1.39% of their portfolio BETHESDA, MD 182,845182.8k $4.5m $4.5m 1.39% Reduced -4.4k -4,391
69 Focus Financial Network, Inc. 0.36% of their portfolio MINNEAPOLIS, MN 182,361182.4k $4.5m $4.5m 0.36% Reduced -13.1k -13,133
70 Lindbrook Capital, LLC 0.55% of their portfolio CALABASAS, CA 181,650181.7k $4.4m $4.4m 0.55% Added +175.2k +175,150
71 Vestmark Advisory Solutions, Inc. 0.21% of their portfolio Wakefield, MA 175,646175.6k $4.3m $4.3m 0.21% Added +8.5k +8,513
72 Holistic Financial Partners 3.82% of their portfolio INDIANAPOLIS, IN 174,399174.4k $4.3m $4.3m 3.82% Reduced -9.6k -9,571
73 Arkadios Wealth Advisors 0.56% of their portfolio ATLANTA, GA 171,224171.2k $4.2m $4.2m 0.56% Reduced -113.1k -113,118
74 W1M Investment Management Ltd 0.15% of their portfolio London, X0 167,600167.6k $4.1m $4.1m 0.15% Added +35.5k +35,550
75 Choice Wealth Advisors LLC 3.06% of their portfolio WATERVILLE, ME 166,674166.7k $4.1m $4.1m 3.06% Added +13.4k +13,427
76 National Wealth Management Group, LLC 4.89% of their portfolio CINCINNATI, OH 166,491166.5k $4.1m $4.1m 4.89% Added +8.7k +8,660
77 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 162,067162.1k $4.0m $4.0m 0.01% Added +15.1k +15,097
78 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 161,903161.9k $4.0m $4.0m 0.01% Added +96.1k +96,103
79 AllSquare Wealth Management LLC 2.66% of their portfolio ALBANY, NY 158,457158.5k $3.9m $3.9m 2.66% Reduced -8.0k -7,972
80 Solitude Financial Services 2.62% of their portfolio CHARLOTTESVILLE, VA 156,104156.1k $3.8m $3.8m 2.62% Added +13.0k +12,975
81 FDx Advisors, Inc. 0.16% of their portfolio BERWYN, PA 153,532153.5k $3.8m $3.8m 0.16% Reduced -66.1k -66,082
82 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 0.78% of their portfolio Reston, VA 150,213150.2k $3.7m $3.7m 0.78% Added +1.9k +1,851
83 KLR INVESTMENT ADVISORS, LLC 2.93% of their portfolio PROVIDENCE, RI 145,210145.2k $3.6m $3.6m 2.93% First filing
84 Andesa Financial Management Inc. 1.94% of their portfolio ALLENTOWN, PA 145,067145.1k $3.6m $3.6m 1.94% Reduced -161.8k -161,797
85 J.W. COLE ADVISORS, INC. 0.27% of their portfolio TAMPA, FL 143,729143.7k $3.5m $3.5m 0.27% Added +15.4k +15,409
86 MRA Advisory Group 2.68% of their portfolio PARSIPPANY, NJ 139,062139.1k $3.4m $3.4m 2.68% Reduced -2.8k -2,822
87 TrueWealth Advisors, LLC 1.45% of their portfolio BIRMINGHAM, AL 135,332135.3k $3.3m $3.3m 1.45% Reduced -90.4k -90,430
88 Gladstone Institutional Advisory LLC 0.23% of their portfolio Bedminster, NJ 134,349134.3k $3.3m $3.3m 0.23% Reduced -60.1k -60,054
89 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 133,169133.2k $3.3m $3.3m 0.04% Added +13.9k +13,863
90 Quad-Cities Investment Group, LLC 2.40% of their portfolio DAVENPORT, IA 133,007133.0k $3.3m $3.3m 2.40% Reduced -15.8k -15,827
91 Rehmann Capital Advisory Group 0.33% of their portfolio LANSING, MI 130,265130.3k $3.2m $3.2m 0.33% Added +12.2k +12,235
92 Orion Porfolio Solutions, LLC 0.06% of their portfolio OMAHA, NE 128,943128.9k $3.2m $3.2m 0.06% Reduced -17.5k -17,513
93 Castle Rock Wealth Management, LLC 1.42% of their portfolio WALNUT CREEK, CA 128,333128.3k $3.2m $3.2m 1.42% Reduced -1.8k -1,815
94 Mariner, LLC 0.01% of their portfolio Overland Park, KS 128,264128.3k $3.1m $3.1m 0.01% Added +115.8k +115,840
95 Onyx Bridge Wealth Group LLC 1.19% of their portfolio TARRYTOWN, NY 123,369123.4k $2.9m $2.9m 1.19% Added +115.5k +115,455
96 Western Wealth Management, LLC 0.31% of their portfolio GOLDEN, CO 123,205123.2k $3.0m $3.0m 0.31% Reduced -122.5k -122,513
97 WEALTHSOURCE PARTNERS, LLC 0.21% of their portfolio SAN LUIS OBISPO, CA 123,072123.1k $3.0m $3.0m 0.21% Added +20.9k +20,866
98 NewEdge Advisors, LLC 0.05% of their portfolio NEW ORLEANS, LA 116,275116.3k $2.0m $2.0m 0.05% Reduced -33.1k -33,148
99 PSI Advisors, LLC 1.51% of their portfolio TAMPA, FL 115,876115.9k $2.8m $2.8m 1.51% Added +1.7k +1,726
100 Hedeker Wealth, LLC 1.04% of their portfolio Lincolnshire, IL 113,502113.5k $2.8m $2.8m 1.04% Reduced -40.1k -40,068