Vault-13

GLOBAL X FDS XYLD

S&P 500 COVERED · ETP · CUSIP 37954Y475

176 institutional holders +21 vs Q3 2022
19,176,79419.2m shares reported held*
$756.4mreported value*
35 new 69 added 45 reduced 22 sold out net bought ≈ $111.0m (+2.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $39.44. Options: 7 managers hold calls ($4.0m notional), 3 hold puts ($2.7m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 155Q4 22: 176176Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022155
Q4 2022176

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $1.9mQ3 22 puts: $2.7mQ3 22P/C 1.46Q4 22 calls: $4.0mQ4 22 puts: $2.7mQ4 22P/C 0.66
Numbers
QuarterCallsPutsP/C
Q3 2022$1.9m$2.7m1.46
Q4 2022$4.0m$2.7m0.66

Biggest buyers

NISSAY ASSET MANAGEMENT CORP /JAPAN New +935,836+935.8k
Hamilton Wealth, LLC Added +426,720+426.7k
MORGAN STANLEY Added +377,564+377.6k
LPL Financial LLC Added +173,686+173.7k
WELLS FARGO & COMPANY/MN Added +166,689+166.7k
JANE STREET GROUP, LLC Added +141,387+141.4k
Janney Montgomery Scott LLC Added +130,237+130.2k
AMERIPRISE FINANCIAL INC Added +120,582+120.6k
BANK OF AMERICA CORP /DE/ Added +112,665+112.7k
Iron Horse Wealth Management, LLC Added +111,058+111.1k

Biggest sellers

Blue Chip Partners, LLC Reduced -155,897-155.9k
Raymond James Financial Services Advisors, Inc. Reduced -74,403-74.4k
GOFEN & GLOSSBERG LLC /IL/ Reduced -62,282-62.3k
ENVESTNET ASSET MANAGEMENT INC Reduced -50,679-50.7k
Private Advisor Group, LLC Reduced -50,294-50.3k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -45,835-45.8k
RAYMOND JAMES & ASSOCIATES Reduced -43,989-44.0k
IFP Advisors, Inc Reduced -38,242-38.2k
OLD SECOND NATIONAL BANK OF AURORA Reduced -36,706-36.7k
Atlantic Union Bankshares Corp Sold out -36,560-36.6k

Biggest calls

CITADEL ADVISORS LLC Added $2.8m70.6k shares
WOLVERINE TRADING, LLC New $555.0k14.1k shares
Kovack Advisors, Inc. New $315.7k8.0k shares
Belvedere Trading LLC Reduced $236.2k6.0k shares
Prism Advisors, Inc. New $100.0k254.0k shares
MJP ASSOCIATES INC /ADV New $39.0k99.0k shares
Intergy Private Wealth, LLC New $22.6k57.5k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $1.9m48.2k shares
WOLVERINE TRADING, LLC New $697.0k17.7k shares
Belvedere Trading LLC Reduced $66.9k1.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 3,894,0533.9m $153.3m $153.3m 0.02% Added +377.6k +377,564
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,497,3251.5m $58.9m $58.9m 0.01% Added +112.7k +112,665
3 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 1,406,0021.4m $55.4m $55.4m 0.05% Added +173.7k +173,686
4 Hamilton Capital Partners Inc. 18.22% of their portfolio TORONTO, A6 1,091,9031.1m $43.0m $43.0m 18.22% First filing
5 Raymond James Financial Services Advisors, Inc. 0.08% of their portfolio ST. PETERSBURG, FL 1,044,3151.0m $41.1m $41.1m 0.08% Reduced -74.4k -74,403
6 NISSAY ASSET MANAGEMENT CORP /JAPAN 0.35% of their portfolio Tokyo, M0 935,836935.8k $36.8m $36.8m 0.35% New
7 UBS Group AG 0.02% of their portfolio ZURICH, V8 923,007923.0k $36.3m $36.3m 0.02% Reduced -8.1k -8,060
8 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 607,072607.1k $23.9m $23.9m 0.01% Added +78.7k +78,656
9 Brookstone Capital Management 0.48% of their portfolio WHEATON, IL 594,899594.9k $23.7m $23.7m 0.48% Added +58.5k +58,455
10 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 498,811498.8k $19.7m $19.7m 0.01% Added +120.6k +120,582
11 Hamilton Wealth, LLC 7.07% of their portfolio LOS ANGELES, CA 441,302441.3k $17.4m $17.4m 7.07% Added +426.7k +426,720
12 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 390,379390.4k $15.4m $15.4m 0.00% Added +166.7k +166,689
13 CENTAURUS FINANCIAL, INC. 1.32% of their portfolio ANAHEIM, CA 357,792357.8k $14.1m $14.1m 1.32% Added +35.9k +35,862
14 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 310,724310.7k $12.2m $12.2m 0.02% Added +108.7k +108,728
15 Blue Chip Partners, LLC 1.37% of their portfolio FARMINGTON HILLS, MI 280,232280.2k $11.0m $11.0m 1.37% Reduced -155.9k -155,897
16 Truadvice, LLC 5.79% of their portfolio SARASOTA, FL 272,673272.7k $11.0m $11.0m 5.79% Reduced -28.7k -28,676
17 Cavalier Investments, LLC 3.51% of their portfolio ALPHARETTA, GA 248,566248.6k $9.8m $9.8m 3.51% Reduced -7.3k -7,266
18 OLD SECOND NATIONAL BANK OF AURORA 2.53% of their portfolio AURORA, IL 217,791217.8k $8.6m $8.6m 2.53% Reduced -36.7k -36,706
19 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 194,161194.2k $7.6m $7.6m 0.03% Added +130.2k +130,237
20 Iron Horse Wealth Management, LLC 3.75% of their portfolio JOHSTON, IA 176,666176.7k $7.0m $7.0m 3.75% Added +111.1k +111,058
21 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 158,710158.7k $6.2m $6.2m 0.02% Unchanged
22 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 156,028156.0k $6.1m $6.1m 0.01% Added +141.4k +141,387
23 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 142,138142.1k $5.6m $5.6m 0.01% Reduced -3.8k -3,848
24 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 132,215132.2k $5.2m $5.2m 0.01% Added +9.7k +9,688
25 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 122,801122.8k $4.8m $4.8m 0.00% Reduced -44.0k -43,989
26 Private Advisor Group, LLC 0.14% of their portfolio MORRISTOWN, NJ 118,706118.7k $4.7m $4.7m 0.14% Reduced -50.3k -50,294
27 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 102,174102.2k $4.0m $4.0m 0.01% Reduced -45.8k -45,835
28 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 90,72490.7k $3.6m $3.6m 0.02% Added +1.7k +1,653
29 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 90,30490.3k $3.6m $3.6m 0.03% Added +8.5k +8,467
30 Uniplan Investment Counsel, Inc. 0.25% of their portfolio MILWAUKEE, WI 88,74888.7k $3.5m $3.5m 0.25% New
31 Thrive Capital Management, LLC 2.10% of their portfolio FORT WASHINGTON, PA 81,66981.7k $3.2m $3.2m 2.10% Added +15.3k +15,305
32 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 80,42280.4k $3.2m $3.2m 0.02% Reduced -1.0k -1,041
33 Castle Rock Wealth Management, LLC 1.45% of their portfolio WALNUT CREEK, CA 80,00180.0k $3.2m $3.2m 1.45% Added +1.2k +1,196
34 MYDA Advisors LLC 2.27% of their portfolio WOODMERE, NY 80,00080.0k $3.1m $3.1m 2.27% New
35 River Street Advisors LLC 3.32% of their portfolio AURORA, IL 78,67378.7k $3.1m $3.1m 3.32% First filing
36 Ameritas Advisory Services, LLC 0.14% of their portfolio Lincoln, NE 78,51178.5k $3.1m $3.1m 0.14% Reduced -23.6k -23,550
37 MAS Advisors LLC 2.82% of their portfolio Miami, FL 75,97576.0k $3.0m $3.0m 2.82% Reduced -4.9k -4,853
38 Flaharty Asset Management, LLC 0.52% of their portfolio CLEARWATER, FL 71,08371.1k $2.8m $2.8m 0.52% Added +41.5k +41,528
39 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 63,38763.4k $2.5m $2.5m 0.04% Added +30.0k +30,018
40 XML Financial, LLC 0.30% of their portfolio BETHESDA, MD 60,36260.4k $2.4m $2.4m 0.30% Added +16.1k +16,114
41 LOOMIS SAYLES & CO L P 0.00% of their portfolio BOSTON, MA 59,99960.0k $2.4m $2.4m 0.00% New
42 Advisory Services Network, LLC 0.07% of their portfolio ATLANTA, GA 59,43859.4k $2.3m $2.3m 0.07% Added +49.2k +49,208
43 ELCO Management Co., LLC 1.72% of their portfolio New York, NY 58,20058.2k $2.3m $2.3m 1.72% Added +10.0k +10,000
44 RiverFront Investment Group, LLC 0.51% of their portfolio RICHMOND, VA 57,59857.6k $2.3m $2.3m 0.51% New
45 McAdam, LLC 0.28% of their portfolio Philadelphia, PA 56,73356.7k $2.9m $2.9m 0.28% Added +9.9k +9,860
46 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 55,42255.4k $2.2m $2.2m 0.00% Reduced -50.7k -50,679
47 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 52,15652.2k $2.1m $2.1m 0.00% Added +19.7k +19,697
48 BEAM WEALTH ADVISORS, INC. 1.98% of their portfolio COVINGTON, LA 48,18848.2k $1.9m $1.9m 1.98% Added +852 +852
49 IFP Advisors, Inc 0.05% of their portfolio TAMPA, FL 43,20743.2k $1.9m $1.9m 0.05% Reduced -38.2k -38,242
50 Owen LaRue, LLC 1.84% of their portfolio ELIZABETHTOWN, KY 43,05743.1k $1.7m $1.7m 1.84% First filing
51 Anfield Capital Management, LLC 0.78% of their portfolio IRVINE, CA 40,42040.4k $1.6m $1.6m 0.78% Reduced -4.6k -4,564
52 Wealthspire Retirement, LLC 0.35% of their portfolio ALISO VIEJO, CA 40,29040.3k $1.6m $1.6m 0.35% Added +12.8k +12,766
53 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 39,12339.1k $1.5m $1.5m 0.01% Added +919 +919
54 Berger Financial Group, Inc 0.20% of their portfolio PLYMOUTH, MN 38,24938.2k $1.5m $1.5m 0.20% Added +9 +9
55 WEDBUSH SECURITIES INC 0.08% of their portfolio PASADENA, CA 37,74037.7k $1.5m $1.5m 0.08% Added +6.8k +6,754
56 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 36,63936.6k $1.4m $1.4m 0.00% Reduced -17.3k -17,262
57 B. Riley Wealth Advisors, Inc. 0.04% of their portfolio MEMPHIS, TN 35,99936.0k $1.4m $1.4m 0.04% Added +977 +977
58 1900 WEALTH MANAGEMENT LLC 0.15% of their portfolio SAN ANTONIO, TX 34,91934.9k $1.4m $1.4m 0.15% Added +2.8k +2,769
59 Curtis Advisory Group, LLC 0.51% of their portfolio SANTA BARBARA, CA 32,36832.4k $1.3m $1.3m 0.51% Added +20.6k +20,569
60 COMERICA SECURITIES,INC. 0.09% of their portfolio DETROIT, MI 30,31630.3k $1.2m $1.2m 0.09% Added +7.7k +7,653
61 VIAWEALTH, LLC 0.87% of their portfolio Leawood, KS 26,48426.5k $1.1m $1.1m 0.87% First filing
62 CreativeOne Wealth, LLC 0.06% of their portfolio OVERLAND PARK, KS 26,42426.4k $1.0m $1.0m 0.06% Added +3.8k +3,780
63 HBW ADVISORY SERVICES LLC 0.28% of their portfolio SIMI VALLEY, CA 26,28526.3k $1.0m $1.0m 0.28% Added +16.7k +16,658
64 1832 Asset Management L.P. 0.00% of their portfolio TORONTO, A6 25,50825.5k $1.0m $1.0m 0.00% New
65 Regal Investment Advisors LLC 0.09% of their portfolio KENTWOOD, MI 23,64823.6k $931.0k $931.0k 0.09% Reduced -478 -478
66 Prospera Financial Services Inc 0.05% of their portfolio Dallas, TX 23,42623.4k $922.3k $922.3k 0.05% Reduced -2.6k -2,635
67 Pasadena Private Wealth, LLC 0.26% of their portfolio PASADENA, CA 21,72221.7k $855.2k $855.2k 0.26% Reduced -6.4k -6,354
68 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 21,57021.6k $849.2k $849.2k 0.00% Added +15.0k +15,012
69 GOFEN & GLOSSBERG LLC /IL/ 0.02% of their portfolio CHICAGO, IL 19,67419.7k $775.0k $775.0k 0.02% Reduced -62.3k -62,282
70 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 19,67419.7k $774.6k $774.6k 0.00% First filing
71 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 19,33919.3k $761.4k $761.4k 0.01% Added +4.5k +4,517
72 MONTCHANIN ASSET MANAGEMENT, LLC 1.04% of their portfolio MONTCHANIN, DE 19,30019.3k $760.0k $760.0k 1.04% New
73 ASHFORD CAPITAL MANAGEMENT INC 0.12% of their portfolio WILMINGTON, DE 19,10019.1k $752.0k $752.0k 0.12% Reduced -36.2k -36,185
74 VERUS CAPITAL PARTNERS, LLC 0.14% of their portfolio SCOTTSDALE, AZ 18,76118.8k $738.6k $738.6k 0.14% Added +4.5k +4,474
75 Mariner, LLC 0.00% of their portfolio Overland Park, KS 18,32518.3k $721.0k $721.0k 0.00% Added +1.1k +1,138
76 Arete Wealth Advisors, LLC 0.06% of their portfolio CHICAGO, IL 17,21517.2k $677.8k $677.8k 0.06% Added +2.3k +2,288
77 QP WEALTH MANAGEMENT, LLC 1.05% of their portfolio BOCA RATON, FL 17,16517.2k $675.8k $675.8k 1.05% New
78 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 16,28516.3k $641.1k $641.1k 0.02% Added +3.3k +3,322
79 Good Life Advisors, LLC 0.09% of their portfolio READING, PA 15,87815.9k $625.1k $625.1k 0.09% New
80 J.W. COLE ADVISORS, INC. 0.05% of their portfolio TAMPA, FL 15,62315.6k $615.1k $615.1k 0.05% Added +967 +967
81 Armor Investment Advisors, LLC 0.35% of their portfolio RALEIGH, NC 14,57114.6k $573.7k $573.7k 0.35% Added +1.3k +1,270
82 Capital Analysts, LLC 0.03% of their portfolio FORT WASHINGTON, PA 14,34514.3k $565.0k $565.0k 0.03% Added +280 +280
83 Eudaimonia Partners, LLC 0.14% of their portfolio Winchester, TN 14,29014.3k $562.6k $562.6k 0.14% Reduced -140 -140
84 GREAT VALLEY ADVISOR GROUP, INC. 0.03% of their portfolio WILMINGTON, DE 13,97114.0k $550.0k $550.0k 0.03% Reduced -4.1k -4,093
85 Geneos Wealth Management Inc. 0.03% of their portfolio ENGLEWOOD, CO 13,26513.3k $522.2k $522.2k 0.03% Added +9.6k +9,642
86 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 12,92512.9k $509.0k $509.0k 0.02% Added +11.9k +11,854
87 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 12,41012.4k $488.6k $488.6k 0.00% Added +933 +933
88 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 12,00912.0k $472.8k $472.8k 0.01% Added +2.4k +2,391
89 IHT Wealth Management, LLC 0.03% of their portfolio Chicago, IL 11,97112.0k $471.3k $471.3k 0.03% Added +341 +341
90 MANCHESTER FINANCIAL INC 0.13% of their portfolio Westlake Village, CA 11,86811.9k $467.3k $467.3k 0.13% Added +31 +31
91 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 11,78111.8k $463.8k $463.8k 0.02% New
92 Sowell Financial Services LLC 0.03% of their portfolio NORTH LITTLE ROCK, AR 11,73111.7k $464.0k $464.0k 0.03% New
93 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 11,68911.7k $460.2k $460.2k 0.00% Added +889 +889
94 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 11,67211.7k $459.5k $459.5k 0.01% New
95 Capital Asset Advisory Services LLC 0.03% of their portfolio Williamston, MI 11,04311.0k $438.6k $438.6k 0.03% Reduced -3.4k -3,409
96 Foundations Investment Advisors, LLC 0.02% of their portfolio PHOENIX, AZ 10,94910.9k $431.1k $431.1k 0.02% New
97 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 10,85110.9k $427.2k $427.2k 0.02% Added +1.7k +1,654
98 Baker Avenue Asset Management, LP 0.03% of their portfolio SAN FRANCISCO, CA 10,79010.8k $424.8k $424.8k 0.03% Added +1.1k +1,144
99 Alterity Financial Group, LLC 0.67% of their portfolio BANGOR, ME 10,44010.4k $411.0k $411.0k 0.67% Reduced -1.6k -1,555
100 EUDAIMONIA ADVISORS LLC 0.26% of their portfolio Winchester, TN 9,8889.9k $389.3k $389.3k 0.26% Added +346 +346