Vault-13

FIRST TR MORNINGSTAR DIVID L FDL

SHS · ETP · CUSIP 336917109

358 institutional holders +67 vs Q3 2022
80,038,13980.0m shares reported held*
$2.9bnreported value*
77 new 162 added 60 reduced 19 sold out net bought ≈ $1.0bn (+27.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $36.30. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 291Q4 22: 358358Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022291
Q4 2022358

Biggest buyers

LPL Financial LLC Added +3,286,674+3.3m
MORGAN STANLEY Added +3,024,149+3.0m
WELLS FARGO & COMPANY/MN Added +2,567,604+2.6m
UBS Group AG Added +1,742,387+1.7m
AMERIPRISE FINANCIAL INC Added +1,148,745+1.1m
OSAIC HOLDINGS, INC. Added +1,086,412+1.1m
RAYMOND JAMES & ASSOCIATES Added +941,560+941.6k
ENVESTNET ASSET MANAGEMENT INC Added +860,628+860.6k
BARINGS LLC New +728,680+728.7k
BANK OF AMERICA CORP /DE/ Added +728,320+728.3k

Biggest sellers

J Arnold Wealth Management Co Reduced -562,308-562.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -184,484-184.5k
GDS Wealth Management Reduced -101,919-101.9k
ICA Group Wealth Management, LLC Reduced -95,269-95.3k
OneAscent Financial Services LLC Sold out -85,650-85.7k
HighTower Advisors, LLC Reduced -60,196-60.2k
GREAT VALLEY ADVISOR GROUP, INC. Reduced -48,938-48.9k
Concorde Asset Management, LLC Reduced -39,422-39.4k
Tower Research Capital LLC (TRC) Reduced -33,278-33.3k
SILVER OAK SECURITIES, INCORPORATED Reduced -29,718-29.7k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 9,497,8689.5m $347.2m $347.2m 0.04% Added +3.0m +3,024,149
2 LPL Financial LLC 0.25% of their portfolio FORT MILL, SC 7,892,9157.9m $288.6m $288.6m 0.25% Added +3.3m +3,286,674
3 WELLS FARGO & COMPANY/MN 0.07% of their portfolio SAN FRANCISCO, CA 6,041,6856.0m $220.9m $220.9m 0.07% Added +2.6m +2,567,604
4 AMERIPRISE FINANCIAL INC 0.06% of their portfolio MINNEAPOLIS, MN 5,085,4975.1m $186.0m $186.0m 0.06% Added +1.1m +1,148,745
5 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 3,007,3533.0m $109.9m $109.9m 0.01% Added +728.3k +728,320
6 UBS Group AG 0.05% of their portfolio ZURICH, V8 3,005,6283.0m $109.9m $109.9m 0.05% Added +1.7m +1,742,387
7 Raymond James Financial Services Advisors, Inc. 0.18% of their portfolio ST. PETERSBURG, FL 2,405,9622.4m $88.0m $88.0m 0.18% Added +727.8k +727,829
8 RAYMOND JAMES & ASSOCIATES 0.07% of their portfolio ST PETERSBURG, FL 2,039,6612.0m $74.6m $74.6m 0.07% Added +941.6k +941,560
9 OSAIC HOLDINGS, INC. 0.15% of their portfolio SCOTTSDALE, AZ 1,990,7632.0m $72.8m $72.8m 0.15% Added +1.1m +1,086,412
10 STIFEL FINANCIAL CORP 0.10% of their portfolio ST. LOUIS, MO 1,806,5051.8m $66.0m $66.0m 0.10% Added +146.9k +146,949
11 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 1,754,2301.8m $64.1m $64.1m 0.03% Added +860.6k +860,628
12 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,732,6941.7m $63.3m $63.3m 0.02% Added +311.4k +311,438
13 Csenge Advisory Group 3.48% of their portfolio CLEARWATER, FL 1,228,4781.2m $44.9m $44.9m 3.48% Added +132.4k +132,437
14 Cambridge Investment Research Advisors, Inc. 0.23% of their portfolio FAIRFIELD, IA 1,222,6271.2m $44.7m $44.7m 0.23% Added +459.8k +459,807
15 Cetera Advisors LLC 0.71% of their portfolio DENVER, CO 1,071,7661.1m $39.2m $39.2m 0.71% Added +97.3k +97,322
16 TRUIST FINANCIAL CORP 0.07% of their portfolio CHARLOTTE, NC 1,060,6241.1m $38.8m $38.8m 0.07% Added +501.9k +501,861
17 Kestra Advisory Services, LLC 0.34% of their portfolio AUSTIN, TX 1,055,0381.1m $38.6m $38.6m 0.34% Added +225.1k +225,077
18 Cetera Advisor Networks LLC 0.30% of their portfolio EL SEGUNDO, CA 1,026,4341.0m $37.5m $37.5m 0.30% Added +254.5k +254,481
19 COMMONWEALTH EQUITY SERVICES, LLC 0.07% of their portfolio WALTHAM, MA 848,834848.8k $31.0m $31.0m 0.07% Added +412.0k +412,018
20 AE Wealth Management LLC 0.20% of their portfolio TOPEKA, KS 760,385760.4k $27.8m $27.8m 0.20% Added +196.9k +196,916
21 BARINGS LLC 0.94% of their portfolio CHARLOTTE, NC 728,680728.7k $26.6m $26.6m 0.94% New
22 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.04% of their portfolio MILWAUKEE, WI 662,099662.1k $24.2m $24.2m 0.04% Added +610.7k +610,683
23 Steward Partners Investment Advisory, LLC 0.40% of their portfolio STAMFORD, CT 643,059643.1k $23.5m $23.5m 0.40% Added +491.5k +491,538
24 Kowal Investment Group, LLC 6.88% of their portfolio BROOKFIELD, WI 630,491630.5k $23.1m $23.1m 6.88% Added +513.6k +513,607
25 Teamwork Financial Advisors, LLC 4.31% of their portfolio San Antonio, TX 582,338582.3k $21.3m $21.3m 4.31% Added +46.6k +46,625
26 STEPHENS INC /AR/ 0.43% of their portfolio LITTLE ROCK, AR 572,438572.4k $20.9m $20.9m 0.43% Added +74.5k +74,457
27 One Capital Management, LLC 0.96% of their portfolio WESTLAKE VILLAGE, CA 491,157491.2k $18.0m $18.0m 0.96% Added +317.6k +317,562
28 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 440,152440.2k $16.1m $16.1m 0.06% Added +33.6k +33,590
29 AIFG Consultants Ltd. 15.63% of their portfolio HALFMOON, NY 438,897438.9k $16.0m $16.0m 15.63% First filing
30 Sigma Planning Corp 0.57% of their portfolio ANN ARBOR, MI 436,674436.7k $16.0m $16.0m 0.57% Added +304.3k +304,256
31 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 436,030436.0k $391.5k $391.5k 0.01% Added +171.0k +171,047
32 TRUE Private Wealth Advisors 2.44% of their portfolio Salem, OR 433,094433.1k $15.8m $15.8m 2.44% New
33 Summit Financial Wealth Advisors, LLC 3.70% of their portfolio Lafayette, LA 418,927418.9k $15.3m $15.3m 3.70% Added +22.2k +22,228
34 Southland Equity Partners LLC 5.60% of their portfolio WILDWOOD, MO 397,339397.3k $14.5m $14.5m 5.60% Reduced -1.9k -1,873
35 MML INVESTORS SERVICES, LLC 0.09% of their portfolio SPRINGFIELD, MA 388,224388.2k $14.2m $14.2m 0.09% Added +94.3k +94,323
36 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 368,915368.9k $13.5m $13.5m 0.03% Reduced -60.2k -60,196
37 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 364,169364.2k $13.3m $13.3m 0.03% New
38 Prospera Financial Services Inc 0.66% of their portfolio Dallas, TX 358,882358.9k $13.1m $13.1m 0.66% Added +264.0k +263,996
39 CHURCHILL MANAGEMENT Corp 0.31% of their portfolio Los Angeles, CA 349,782349.8k $12.8m $12.8m 0.31% New
40 Sterling Manor Financial, LLC 13.09% of their portfolio Saratoga Springs, NY 322,397322.4k $11.8m $11.8m 13.09% Added +12 +12
41 Cetera Investment Advisers 0.11% of their portfolio SCHAUMBURG, IL 320,635320.6k $11.7m $11.7m 0.11% Added +174.4k +174,446
42 BEACON FINANCIAL GROUP 1.59% of their portfolio DALLAS, TX 306,036306.0k $11.7m $11.7m 1.59% Added +74.4k +74,377
43 GDS Wealth Management 2.14% of their portfolio FLOWER MOUND, TX 305,777305.8k $11.2m $11.2m 2.14% Reduced -101.9k -101,919
44 HC Advisors, LLC 7.47% of their portfolio SANDY SPRINGS, GA 299,217299.2k $10.9m $10.9m 7.47% Added +21.4k +21,405
45 Fortune 45 LLC 11.71% of their portfolio Gonzales, LA 291,285291.3k $10.6m $10.6m 11.71% Added +3.3k +3,307
46 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 284,009284.0k $10.4m $10.4m 0.00% Added +183.8k +183,783
47 KESTRA PRIVATE WEALTH SERVICES, LLC 0.47% of their portfolio AUSTIN, TX 256,181256.2k $9.4m $9.4m 0.47% Added +206.0k +205,978
48 Atria Wealth Solutions, Inc. 0.15% of their portfolio NEW YORK, NY 256,038256.0k $9.4m $9.4m 0.15% Added +113.5k +113,483
49 AVANTAX ADVISORY SERVICES, INC. 0.12% of their portfolio DALLAS, TX 248,677248.7k $9.1m $9.1m 0.12% Added +27.4k +27,396
50 Spectrum Wealth Advisory Group, LLC 12.31% of their portfolio GRANITE BAY, CA 241,771241.8k $8.8m $8.8m 12.31% Reduced -2.0k -2,032
51 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 239,791239.8k $8.8m $8.8m 0.00% Added +216.9k +216,868
52 Redhawk Wealth Advisors, Inc. 3.39% of their portfolio MINNEAPOLIS, MN 238,792238.8k $8.7m $8.7m 3.39% New
53 Integrated Wealth Concepts LLC 0.24% of their portfolio WALTHAM, MA 236,908236.9k $8.7m $8.7m 0.24% Added +207.2k +207,245
54 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 236,844236.8k $8.7m $8.7m 0.01% Added +81.9k +81,918
55 Bluespring Wealth Management, LLC 1.15% of their portfolio AUSTIN, TX 232,295232.3k $8.5m $8.5m 1.15% Reduced -1.1k -1,050
56 ICA Group Wealth Management, LLC 1.94% of their portfolio DENVER, CO 225,933225.9k $8.3m $8.3m 1.94% Reduced -95.3k -95,269
57 NewEdge Advisors, LLC 0.07% of their portfolio NEW ORLEANS, LA 223,204223.2k $2.7m $2.7m 0.07% Added +24.5k +24,490
58 Allworth Financial LP 0.09% of their portfolio FOLSOM, CA 217,425217.4k $7.9m $7.9m 0.09% Reduced -7.2k -7,180
59 Financial Advocates Investment Management 0.59% of their portfolio OLYMPIA, WA 213,641213.6k $7.8m $7.8m 0.59% New
60 HARBOUR INVESTMENTS, INC. 0.47% of their portfolio MADISON, WI 210,976211.0k $7.7m $7.7m 0.47% Added +119.2k +119,164
61 J.P. Morgan Private Wealth Advisors LLC 0.02% of their portfolio SAN FRANCISCO, CA 200,254200.3k $7.3m $7.3m 0.02% Added +149.4k +149,371
62 COZAD ASSET MANAGEMENT INC 1.02% of their portfolio CHAMPAIGN, IL 199,259199.3k $7.3m $7.3m 1.02% Added +46.3k +46,310
63 Salomon & Ludwin, LLC 0.91% of their portfolio RICHMOND, VA 196,108196.1k $7.2m $7.2m 0.91% Reduced -187 -187
64 Eagle Strategies LLC 2.09% of their portfolio NEW YORK, NY 191,220191.2k $7.0m $7.0m 2.09% New
65 JFS WEALTH ADVISORS, LLC 0.68% of their portfolio HERMITAGE, PA 190,956191.0k $7.0m $7.0m 0.68% Reduced -698 -698
66 Bulltick Wealth Management, LLC 1.97% of their portfolio Miami, FL 188,235188.2k $6.9m $6.9m 1.97% Reduced -2.1k -2,095
67 Atria Investments, Inc 0.14% of their portfolio Charlotte, NC 183,484183.5k $6.7m $6.7m 0.14% Added +4.2k +4,228
68 Key Client Fiduciary Advisors, LLC 4.55% of their portfolio Fairfield, NJ 182,216182.2k $6.7m $6.7m 4.55% Added +20.8k +20,804
69 Mariner, LLC 0.02% of their portfolio Overland Park, KS 181,758181.8k $6.6m $6.6m 0.02% Added +139.9k +139,874
70 D.A. DAVIDSON & CO. 0.08% of their portfolio GREAT FALLS, MT 176,566176.6k $6.5m $6.5m 0.08% Added +31.0k +31,026
71 Vestmark Advisory Solutions, Inc. 0.30% of their portfolio Wakefield, MA 169,391169.4k $6.2m $6.2m 0.30% Added +108.9k +108,931
72 MANCHESTER FINANCIAL INC 1.65% of their portfolio Westlake Village, CA 166,677166.7k $6.1m $6.1m 1.65% Added +7.0k +7,021
73 Stratos Wealth Partners, LTD. 0.15% of their portfolio BEACHWOOD, OH 165,981166.0k $6.1m $6.1m 0.15% Added +115.4k +115,436
74 Geneos Wealth Management Inc. 0.36% of their portfolio ENGLEWOOD, CO 163,937163.9k $6.0m $6.0m 0.36% Added +8.8k +8,803
75 Leelyn Smith, LLC 1.59% of their portfolio GENEVA, IL 163,054163.1k $6.0m $6.0m 1.59% Added +12.0k +12,008
76 Clear Perspectives Financial Planning, LLC 3.05% of their portfolio CINCINNATI, OH 156,962157.0k $5.7m $5.7m 3.05% Added +20.3k +20,322
77 Good Life Advisors, LLC 0.79% of their portfolio READING, PA 156,557156.6k $5.7m $5.7m 0.79% New
78 Alpha Omega Group, Inc. 8.00% of their portfolio RESTON, VA 155,063155.1k $5.7m $5.7m 8.00% Added +146.5k +146,531
79 Rehmann Capital Advisory Group 0.57% of their portfolio LANSING, MI 151,807151.8k $5.6m $5.6m 0.57% Added +3.5k +3,513
80 Prosperity Financial Group, Inc. 5.98% of their portfolio San Ramon, CA 151,688151.7k $5.5m $5.5m 5.98% First filing
81 Mach-1 Financial Group, LLC 2.53% of their portfolio Rogers, AR 148,594148.6k $5.4m $5.4m 2.53% Added +145.5k +145,463
82 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 147,716147.7k $5.4m $5.4m 0.03% New
83 Equitable Holdings, Inc. 0.09% of their portfolio NEW YORK, NY 142,098142.1k $5.2m $5.2m 0.09% Added +51.4k +51,432
84 Advisory Services Network, LLC 0.16% of their portfolio ATLANTA, GA 141,624141.6k $5.2m $5.2m 0.16% Added +14.4k +14,450
85 RFG Advisory, LLC 0.27% of their portfolio BIRMINGHAM, AL 139,244139.2k $5.3m $5.3m 0.27% Added +4.7k +4,730
86 Avestar Capital, LLC 1.08% of their portfolio New York, NY 137,547137.5k $5.0m $5.0m 1.08% Added +5.7k +5,700
87 LWM Advisory Services, LLC 5.49% of their portfolio PLANTATION, FL 135,851135.9k $5.0m $5.0m 5.49% New
88 Foundations Investment Advisors, LLC 0.19% of their portfolio PHOENIX, AZ 133,098133.1k $4.9m $4.9m 0.19% Added +82.5k +82,473
89 IFP Advisors, Inc 0.10% of their portfolio TAMPA, FL 131,700131.7k $3.8m $3.8m 0.10% Reduced -5.0k -4,956
90 Orion Portfolio Solutions, LLC 0.16% of their portfolio Omaha, NE 127,295127.3k $4.7m $4.7m 0.16% Added +33.1k +33,101
91 PSI Advisors, LLC 2.44% of their portfolio TAMPA, FL 125,440125.4k $4.6m $4.6m 2.44% Added +2.1k +2,079
92 HFG Advisors, Inc. 5.24% of their portfolio CINCINATTI, OH 121,968122.0k $4.5m $4.5m 5.24% Added +37.4k +37,412
93 Ergawealth Advisors, Inc. 3.76% of their portfolio OAK BROOK, IL 113,485113.5k $4.1m $4.1m 3.76% First filing
94 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 112,392112.4k $4.1m $4.1m 0.01% Added +42.2k +42,152
95 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 111,429111.4k $4.1m $4.1m 0.01% Added +9.5k +9,501
96 RiverTree Advisors, LLC 3.29% of their portfolio WINTER PARK, FL 109,651109.7k $4.0m $4.0m 3.29% Reduced -4.5k -4,497
97 WORLD EQUITY GROUP, INC. 0.94% of their portfolio SCHAUMBURG, IL 108,619108.6k $4.0m $4.0m 0.94% New
98 MGO ONE SEVEN LLC 0.39% of their portfolio Beachwood, OH 107,784107.8k $3.9m $3.9m 0.39% Reduced -12.9k -12,859
99 Pacific Wealth Management 2.88% of their portfolio SAN DIEGO, CA 107,070107.1k $3.9m $3.9m 2.88% Added +14.8k +14,783
100 Harvest Investment Services, LLC 3.78% of their portfolio Oakbrook Terrace, IL 96,65196.7k $3.5m $3.5m 3.78% Reduced -4.3k -4,256