Vault-13

PIMCO ETF TR EMNT

ENHANCD SHORT · ETP · CUSIP 72201R643

66 institutional holders +5 vs Q3 2022
1,176,4511.2m shares reported held*
$111.6mreported value*
10 new 20 added 18 reduced 6 sold out net sold ≈ $38.7m (-374.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($41.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $94.84.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 61Q4 22: 6666Q3 22Q4 22
Numbers
QuarterHolders
Q3 202261
Q4 202266

Biggest buyers

Cerity Partners LLC New +49,710+49.7k
ST GERMAIN D J CO INC Added +38,348+38.3k
MORGAN STANLEY Added +26,894+26.9k
JANE STREET GROUP, LLC Added +20,824+20.8k
OSAIC HOLDINGS, INC. Added +13,111+13.1k
Laurel Wealth Planning LLC Added +11,229+11.2k
UBS Group AG Added +7,420+7.4k
Richard Bernstein Advisors LLC New +5,899+5.9k
CITADEL ADVISORS LLC Added +4,013+4.0k
Financial Insights, Inc. New +2,597+2.6k

Biggest sellers

MJP ASSOCIATES INC /ADV Reduced -275,000-275.0k
Arete Wealth Advisors, LLC Reduced -224,136-224.1k
Advisor OS, LLC Sold out -13,214-13.2k
STIFEL FINANCIAL CORP Reduced -12,317-12.3k
AlphaMark Advisors, LLC Reduced -7,788-7.8k
LFA - Lugano Financial Advisors SA Reduced -7,475-7.5k
LPL Financial LLC Reduced -5,706-5.7k
WCG Wealth Advisors LLC Sold out -5,107-5.1k
OLD MISSION CAPITAL LLC Reduced -4,132-4.1k
OARSMAN CAPITAL, INC. Reduced -2,220-2.2k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Allianz Investment Management U.S. LLC 2.20% of their portfolio Minneapolis, MN 249,000249.0k $24.1m $24.1m 2.20% Unchanged
2 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 57,73557.7k $5.6m $5.6m 0.01% Added +20.8k +20,824
3 AlphaMark Advisors, LLC 2.70% of their portfolio FT. WRIGHT, KY 55,46055.5k $5.4m $5.4m 2.70% Reduced -7.8k -7,788
4 MJP ASSOCIATES INC /ADV 1.52% of their portfolio FARMINGTON, CT 53,14053.1k $5.1m $5.1m 1.52% Reduced -275.0k -275,000
5 ST GERMAIN D J CO INC 0.15% of their portfolio SPRINGFIELD, MA 50,25050.2k $2.4m $2.4m 0.15% Added +38.3k +38,348
6 Cerity Partners LLC 0.03% of their portfolio NEW YORK, NY 49,71049.7k $4.8m $4.8m 0.03% New
7 Arete Wealth Advisors, LLC 0.40% of their portfolio CHICAGO, IL 47,12147.1k $4.6m $4.6m 0.40% Reduced -224.1k -224,136
8 Mascoma Wealth Management LLC 1.43% of their portfolio HANOVER, NH 46,43746.4k $4.5m $4.5m 1.43% Added +2.2k +2,177
9 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 46,34446.3k $4.5m $4.5m 0.00% Added +26.9k +26,894
10 Stewardship Advisors, LLC 1.76% of their portfolio MOUNT JOY, PA 45,24745.2k $4.4m $4.4m 1.76% Reduced -1.2k -1,196
11 Destination Wealth Management 0.17% of their portfolio Walnut Creek, CA 45,02545.0k $4.4m $4.4m 0.17% Reduced -153 -153
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 36,45536.5k $3.5m $3.5m 0.00% Added +573 +573
13 Laurel Wealth Planning LLC 2.13% of their portfolio EDINA, MN 34,08934.1k $3.3m $3.3m 2.13% Added +11.2k +11,229
14 Milestone Investment Advisors LLC 0.92% of their portfolio MIDDLETON, WI 27,04627.0k $2.6m $2.6m 0.92% First filing
15 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 26,93726.9k $2.6m $2.6m 0.00% Added +4.0k +4,013
16 First Affirmative Financial Network 3.01% of their portfolio COLORADO SPRINGS, CO 25,64625.6k $2.5m $2.5m 3.01% Reduced -1.3k -1,310
17 Rain Capital Management, LLC 1.82% of their portfolio LAKE OSWEGO, OR 25,05325.1k $2.4m $2.4m 1.82% Reduced -1.7k -1,655
18 Sonoma Private Wealth LLC 5.20% of their portfolio San Francisco, CA 24,27324.3k $2.4m $2.4m 5.20% First filing
19 UBS Group AG 0.00% of their portfolio ZURICH, V8 23,56623.6k $2.3m $2.3m 0.00% Added +7.4k +7,420
20 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 20,47220.5k $2.0m $2.0m 0.00% Reduced -12.3k -12,317
21 Baldrige Asset Management LLC 0.81% of their portfolio ALLENTOWN, PA 18,67318.7k $1.8m $1.8m 0.81% Added +342 +342
22 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 17,33117.3k $1.7m $1.7m 0.00% Added +13.1k +13,111
23 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 16,76616.8k $1.6m $1.6m 0.00% Reduced -5.7k -5,706
24 Orion Porfolio Solutions, LLC 0.03% of their portfolio OMAHA, NE 16,43416.4k $1.6m $1.6m 0.03% Added +465 +465
25 LFA - Lugano Financial Advisors SA 0.96% of their portfolio LUGANO, V8 13,35013.3k $1.3m $1.3m 0.96% Reduced -7.5k -7,475
26 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 8,8118.8k $859.7k $859.7k 0.01% Added +895 +895
27 Walkner Condon Financial Advisors LLC 0.23% of their portfolio MADISON, WI 7,7927.8k $755.1k $755.1k 0.23% Added +768 +768
28 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 7,4927.5k $726.0k $726.0k 0.00% Reduced -978 -978
29 ALBION FINANCIAL GROUP /UT 0.06% of their portfolio SALT LAKE CITY, UT 6,3386.3k $614.1k $614.1k 0.06% Reduced -55 -55
30 Richard Bernstein Advisors LLC 0.01% of their portfolio NEW YORK, NY 5,8995.9k $571.6k $571.6k 0.01% New
31 Tradition Wealth Management, LLC 0.06% of their portfolio EDINA, MN 4,5984.6k $446.0k $446.0k 0.06% Added +507 +507
32 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 4,4634.5k $432.0k $432.0k 0.00% Added +402 +402
33 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 4,1814.2k $405.1k $405.1k 0.01% Added +381 +381
34 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 4,0694.1k $394.0k $394.0k 0.00% Added +279 +279
35 Round Rock Advisors LLC 0.16% of their portfolio WILTON, CT 3,9123.9k $379.1k $379.1k 0.16% Unchanged
36 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 3,3673.4k $326.2k $326.2k 0.02% Added +925 +925
37 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 3,2823.3k $318.0k $318.0k 0.01% Reduced -4.1k -4,132
38 Edmonds Duncan Registered Investment Advisors, LLC 0.10% of their portfolio LAWRENCE, KS 3,2513.3k $315.0k $315.0k 0.10% Unchanged
39 OARSMAN CAPITAL, INC. 0.16% of their portfolio MILWAUKEE, WI 3,2023.2k $310.3k $310.3k 0.16% Reduced -2.2k -2,220
40 CIM, LLC 0.06% of their portfolio ALBANY, NY 3,1393.1k $305.9k $305.9k 0.06% Unchanged
41 Treynor Bancshares, Inc. 0.20% of their portfolio TREYNOR, IA 2,9643.0k $287.2k $287.2k 0.20% Unchanged
42 NOTTINGHAM ADVISORS, INC. 0.03% of their portfolio AMHERST, NY 2,6402.6k $255.8k $255.8k 0.03% Reduced -670 -670
43 Financial Insights, Inc. 0.12% of their portfolio TACOMA, WA 2,5972.6k $251.6k $251.6k 0.12% New
44 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 2,5952.6k $251.5k $251.5k 0.01% Reduced -240 -240
45 WealthShield Partners, LLC 0.05% of their portfolio CARY, NC 2,5272.5k $247.6k $247.6k 0.05% Reduced -1.5k -1,523
46 TIEMANN INVESTMENT ADVISORS, LLC 0.14% of their portfolio MENLO PARK, CA 2,5002.5k $242.2k $242.2k 0.14% Unchanged
47 CITIZENS FINANCIAL GROUP INC/RI 0.01% of their portfolio PROVIDENCE, RI 2,4852.5k $243.5k $243.5k 0.01% New
48 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 2,3332.3k $226.1k $226.1k 0.00% New
49 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 2,0232.0k $196.0k $196.0k 0.01% New
50 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 1,0351.0k $100.3k $100.3k 0.00% New
51 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 1,0201.0k $99.0k $99.0k 0.01% Unchanged
52 Community Bank, N.A. 0.01% of their portfolio DeWitt, NY 1,0001.0k $96.9k $96.9k 0.01% Unchanged
53 SITTNER & NELSON, LLC 0.06% of their portfolio EUGENE, OR 1,0001.0k $96.9k $96.9k 0.06% Unchanged
54 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 752752 $73.0k $73.0k 0.00% New
55 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 723723 $70.1k $70.1k 0.00% Reduced -2.1k -2,112
56 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 528528 $51.2k $51.2k 0.00% New
57 Fortis Capital Advisors, LLC 0.03% of their portfolio PRAIRIE VILLAGE, KS 528528 $51.2k $51.2k 0.03% First filing
58 Sargent Bickham Lagudis LLC 0.00% of their portfolio Boulder, CO 521521 $50.5k $50.5k 0.00% Unchanged
59 Kistler-Tiffany Companies, LLC 0.01% of their portfolio BERWYN, PA 481481 $46.6k $46.6k 0.01% Unchanged
60 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 447447 $43.0k $43.0k 0.00% Unchanged
61 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 296296 $29.0k $29.0k 0.00% Unchanged
62 BDO Wealth Advisors, LLC 0.00% of their portfolio JACKSONVILLE, FL 283283 $27.4k $27.4k 0.00% Added +2 +2
63 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 173173 $16.8k $16.8k 0.00% Unchanged
64 Focused Wealth Management, Inc 0.00% of their portfolio Newburgh, NY 6767 $6.5k $6.5k 0.00% Added +39 +39
65 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $97 $97 0.00% New
66 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged