Vault-13

SPDR SERIES TRUST SPTM

PORTFOLI S&P1500 · ETP · CUSIP 78464A805

482 institutional holders +34 vs Q3 2022
68,255,80268.3m shares reported held*
$3.1bnreported value*
41 new 165 added 179 reduced 28 sold out net bought ≈ $45.5m (+644.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($803.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $45.92. Options: 8 managers hold calls ($30.6m notional), 2 hold puts ($520.2k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 448Q4 22: 482482Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022448
Q4 2022482

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30m$40mQ3 22 calls: $32.5mQ3 22 puts: $222.0kQ3 22P/C 0.01Q4 22 calls: $30.6mQ4 22 puts: $520.2kQ4 22P/C 0.02
Numbers
QuarterCallsPutsP/C
Q3 2022$32.5m$222.0k0.01
Q4 2022$30.6m$520.2k0.02

Biggest buyers

Financial Enhancement Group LLC New +652,262+652.3k
Gibson Wealth Advisors LLC Added +651,000+651.0k
GM Advisory Group, LLC New +604,031+604.0k
LPL Financial LLC Added +576,123+576.1k
Portfolio Strategies, Inc. New +560,765+560.8k
CWM, LLC Added +356,781+356.8k
AJ WEALTH STRATEGIES, LLC New +351,608+351.6k
Wealthcare Advisory Partners LLC Added +305,788+305.8k
SFMG, LLC New +263,700+263.7k
RFG Advisory, LLC Added +239,636+239.6k

Biggest sellers

Annex Advisory Services, LLC Reduced -1,298,744-1.3m
WELLS FARGO & COMPANY/MN Reduced -628,362-628.4k
Astor Investment Management LLC Reduced -381,394-381.4k
CFS Investment Advisory Services, LLC Reduced -348,673-348.7k
Balefire, LLC Reduced -317,369-317.4k
ENVESTNET ASSET MANAGEMENT INC Reduced -289,187-289.2k
MORGAN STANLEY Reduced -282,632-282.6k
Badgley Phelps Wealth Managers, LLC Sold out -263,723-263.7k
RVW Wealth, LLC Reduced -262,285-262.3k
AE Wealth Management LLC Reduced -222,896-222.9k

Biggest calls

JANE STREET GROUP, LLC Reduced $24.6m494.2k shares
IMC-Chicago, LLC Added $2.7m54.7k shares
CITADEL ADVISORS LLC Reduced $1.5m31.2k shares
JPMORGAN CHASE & CO Added $1.2m24.1k shares
Twin Tree Management, LP Unchanged $528.0k10.6k shares
Paladin Advisory Group, LLC Reduced $12.6k266 shares
Cutler Group LLC / CA Reduced $7.0k5.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $449.3k9.5k shares
CITADEL ADVISORS LLC New $70.9k1.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.28% of their portfolio FORT MILL, SC 6,809,9946.8m $322.0m $322.0m 0.28% Added +576.1k +576,123
2 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 2.04% of their portfolio PLYMOUTH, MN 3,200,8683.2m $158.8m $158.8m 2.04% Reduced -142.6k -142,564
3 Wealthcare Advisory Partners LLC 5.02% of their portfolio WEST CHESTER, PA 2,220,3622.2m $105.0m $105.0m 5.02% Added +305.8k +305,788
4 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 2,201,8062.2m $1.3m $1.3m 0.04% Reduced -62.3k -62,306
5 Valmark Advisers, Inc. 2.15% of their portfolio AKRON, OH 1,968,0432.0m $93.1m $93.1m 2.15% Added +110.5k +110,467
6 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,641,7621.6m $77.6m $77.6m 0.01% Reduced -282.6k -282,632
7 CWM, LLC 0.54% of their portfolio OMAHA, NE 1,554,3601.6m $73.5m $73.5m 0.54% Added +356.8k +356,781
8 Shepherd Financial Partners LLC 12.30% of their portfolio WINCHESTER, MA 1,436,8521.4m $67.9m $67.9m 12.30% Added +22.2k +22,207
9 Rockbridge Investment Management, LCC 12.35% of their portfolio Syracuse, NY 1,289,0411.3m $61.0m $61.0m 12.35% Added +18.3k +18,259
10 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.59% of their portfolio OMAHA, NE 1,243,7961.2m $58.8m $58.8m 0.59% Reduced -89.4k -89,448
11 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 1,208,1881.2m $57.1m $57.1m 0.03% Reduced -289.2k -289,187
12 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 1,195,1571.2m $56.5m $56.5m 0.02% Added +108.5k +108,463
13 OSAIC HOLDINGS, INC. 0.11% of their portfolio SCOTTSDALE, AZ 1,173,1131.2m $55.5m $55.5m 0.11% Reduced -108.6k -108,561
14 Professional Financial Advisors, LLC 35.19% of their portfolio NORTH PLATTE, NE 1,099,3231.1m $52.0m $52.0m 35.19% Added +36.0k +35,974
15 RFG Advisory, LLC 2.67% of their portfolio BIRMINGHAM, AL 1,032,5921.0m $52.9m $52.9m 2.67% Added +239.6k +239,636
16 ARS Wealth Advisors Group, LLC 6.24% of their portfolio St. Petersburg, FL 801,249801.2k $37.9m $37.9m 6.24% Reduced -24.3k -24,325
17 Allworth Financial LP 0.41% of their portfolio FOLSOM, CA 787,545787.5k $37.2m $37.2m 0.41% Added +11.2k +11,215
18 Financial Strategies Group, Inc. 15.31% of their portfolio OKEMOS, MI 779,484779.5k $36.9m $36.9m 15.31% Added +6.3k +6,281
19 PARK AVENUE SECURITIES LLC 0.63% of their portfolio NEW YORK, NY 752,194752.2k $35.6m $35.6m 0.63% Added +20.4k +20,402
20 Barber Financial Group, Inc. 9.49% of their portfolio LENEXA, KS 724,274724.3k $34.3m $34.3m 9.49% Reduced -91.3k -91,279
21 Weitzel Financial Services, Inc. 21.39% of their portfolio DUBUQUE, IA 708,267708.3k $33.5m $33.5m 21.39% Added +18.0k +17,951
22 Cambridge Investment Research Advisors, Inc. 0.17% of their portfolio FAIRFIELD, IA 685,624685.6k $32.4m $32.4m 0.17% Reduced -6.7k -6,655
23 Gibson Wealth Advisors LLC 0.60% of their portfolio TYLER, TX 661,500661.5k $31.4m $31.4m 0.60% Added +651.0k +651,000
24 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 659,419659.4k $31.2m $31.2m 0.01% Reduced -628.4k -628,362
25 Financial Enhancement Group LLC 6.36% of their portfolio ANDERSON, IN 652,262652.3k $33.2m $33.2m 6.36% New
26 Stratos Wealth Partners, LTD. 0.76% of their portfolio BEACHWOOD, OH 631,547631.5k $29.9m $29.9m 0.76% Added +143.6k +143,574
27 SigFig Wealth Management, LLC 1.70% of their portfolio SAN FRANCISCO, CA 625,399625.4k $34.3m $34.3m 1.70% Reduced -8.9k -8,924
28 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 609,371609.4k $28.8m $28.8m 0.00% Added +37.6k +37,639
29 GM Advisory Group, LLC 3.05% of their portfolio MELVILLE, NY 604,031604.0k $28.6m $28.6m 3.05% New
30 Portfolio Strategies, Inc. 5.91% of their portfolio MONTVALE, NJ 560,765560.8k $26.5m $26.5m 5.91% New
31 StrategIQ Financial Group, LLC 2.96% of their portfolio MERRILLVILLE, IN 540,452540.5k $25.6m $25.6m 2.96% Added +83.6k +83,637
32 Rinkey Investments 13.99% of their portfolio San Diego, CA 494,284494.3k $23.4m $23.4m 13.99% Added +17.7k +17,694
33 Wealthquest Corp 2.97% of their portfolio CINCINNATI, OH 488,338488.3k $23.1m $23.1m 2.97% Added +218.4k +218,366
34 Brookstone Capital Management 0.47% of their portfolio WHEATON, IL 482,723482.7k $23.2m $23.2m 0.47% Reduced -25.1k -25,136
35 Rosenberg Matthew Hamilton 7.73% of their portfolio GRAND JUNCTION, CO 482,606482.6k $22.8m $22.8m 7.73% Added +45.8k +45,814
36 Balefire, LLC 10.10% of their portfolio DALLAS, TX 477,272477.3k $24.4m $24.4m 10.10% Reduced -317.4k -317,369
37 Winch Advisory Services, LLC 9.53% of their portfolio Appleton, WI 472,600472.6k $22.3m $22.3m 9.53% Added +10.5k +10,454
38 Winthrop Advisory Group LLC 4.07% of their portfolio BOSTON, MA 453,353453.4k $21.4m $21.4m 4.07% Added +31.1k +31,116
39 Per Stirling Capital Management, LLC. 3.77% of their portfolio AUSTIN, TX 438,088438.1k $20.7m $20.7m 3.77% First filing
40 RVW Wealth, LLC 2.55% of their portfolio LOS ANGELES, CA 423,000423.0k $20.0m $20.0m 2.55% Reduced -262.3k -262,285
41 Balentine LLC 0.70% of their portfolio ATLANTA, GA 422,260422.3k $20.0m $20.0m 0.70% Reduced -69.6k -69,636
42 Parallel Advisors, LLC 0.86% of their portfolio SAN FRANCISCO, CA 419,459419.5k $19.8m $19.8m 0.86% Reduced -36.8k -36,762
43 Asset Management Resources, LLC 13.38% of their portfolio HYANNIS, MA 416,505416.5k $19.7m $19.7m 13.38% Added +5.6k +5,563
44 Callan Capital, LLC 2.31% of their portfolio LA JOLLA, CA 394,690394.7k $18.7m $18.7m 2.31% Added +169.8k +169,781
45 Treasure Coast Financial Planning 13.83% of their portfolio VERO BEACH, FL 391,902391.9k $18.5m $18.5m 13.83% Reduced -25.9k -25,886
46 Aquire Wealth Advisors, LLC 9.18% of their portfolio Salt Lake City, UT 389,928389.9k $18.4m $18.4m 9.18% Reduced -169.8k -169,819
47 Annex Advisory Services, LLC 1.00% of their portfolio BROOKFIELD, WI 376,063376.1k $17.8m $17.8m 1.00% Reduced -1.3m -1,298,744
48 N.E.W. Advisory Services LLC 2.78% of their portfolio DE PERE, WI 375,905375.9k $17.8m $17.8m 2.78% Added +91.3k +91,258
49 Compass Financial Group, INC/SD 6.28% of their portfolio Sioux Falls, SD 367,832367.8k $17.4m $17.4m 6.28% First filing
50 Wealth Management Solutions, LLC 8.84% of their portfolio EXTON, PA 355,797355.8k $16.8m $16.8m 8.84% Reduced -4.4k -4,403
51 AJ WEALTH STRATEGIES, LLC 0.87% of their portfolio NEW YORK, NY 351,608351.6k $16.6m $16.6m 0.87% New
52 Symphony Financial, Ltd. Co. 4.40% of their portfolio HOUSTON, TX 349,751349.8k $16.6m $16.6m 4.40% Added +15.0k +14,969
53 Boston Standard Wealth Management, LLC 4.81% of their portfolio WINCHESTER, MA 342,773342.8k $16.2m $16.2m 4.81% Added +10.8k +10,827
54 MONEY CONCEPTS CAPITAL CORP 0.72% of their portfolio PALM BEACH GARDENS, FL 339,931339.9k $16.1m $16.1m 0.72% Reduced -20.3k -20,282
55 Equitable Holdings, Inc. 0.28% of their portfolio NEW YORK, NY 335,745335.7k $15.9m $15.9m 0.28% Reduced -1.5k -1,545
56 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.09% of their portfolio IRVING, TX 322,896322.9k $15.3m $15.3m 0.09% Reduced -13.0k -13,031
57 Snowden Capital Advisors LLC 0.62% of their portfolio New York, NY 312,235312.2k $14.8m $14.8m 0.62% Reduced -2.5k -2,469
58 GREAT LAKES ADVISORS, LLC 0.08% of their portfolio CHICAGO, IL 296,585296.6k $1.4m $1.4m 0.08% Reduced -77.9k -77,944
59 Pure Financial Advisors, LLC 0.71% of their portfolio SAN DIEGO, CA 289,606289.6k $13.7m $13.7m 0.71% Reduced -3.8k -3,836
60 Astor Investment Management LLC 3.97% of their portfolio CHICAGO, IL 274,920274.9k $13.0m $13.0m 3.97% Reduced -381.4k -381,394
61 AdvisorNet Financial, Inc 1.27% of their portfolio MINNETONKA, MN 272,844272.8k $12.9m $12.9m 1.27% Added +12.7k +12,687
62 Ford Financial Group, LLC 5.03% of their portfolio Fresno, CA 269,536269.5k $12.7m $12.7m 5.03% Reduced -2.5k -2,476
63 SFMG, LLC 1.38% of their portfolio PLANO, TX 263,700263.7k $12.5m $12.5m 1.38% New
64 Blueprint Investment Partners LLC 2.57% of their portfolio GREENSBORO, NC 256,319256.3k $12.1m $12.1m 2.57% Added +30.5k +30,513
65 BANK HAPOALIM BM 1.41% of their portfolio TEL AVIV, L3 238,892238.9k $11.3m $11.3m 1.41% Unchanged
66 Arete Wealth Advisors, LLC 0.99% of their portfolio CHICAGO, IL 238,541238.5k $11.3m $11.3m 0.99% Reduced -307 -307
67 AE Wealth Management LLC 0.08% of their portfolio TOPEKA, KS 236,155236.2k $11.2m $11.2m 0.08% Reduced -222.9k -222,896
68 Capasso Planning Partners LLC 6.73% of their portfolio CHARLESTON, SC 223,304223.3k $10.6m $10.6m 6.73% Reduced -11.7k -11,671
69 Geneos Wealth Management Inc. 0.59% of their portfolio ENGLEWOOD, CO 205,461205.5k $9.7m $9.7m 0.59% Added +15.3k +15,292
70 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 205,057205.1k $9.7m $9.7m 0.02% Reduced -1.7k -1,660
71 IAG Wealth Partners, LLC 2.85% of their portfolio WAUKESHA, WI 204,664204.7k $9.7m $9.7m 2.85% Added +7.8k +7,802
72 SENTINEL PENSION ADVISORS, LLC 2.94% of their portfolio WAKEFIELD, MA 198,285198.3k $9.4m $9.4m 2.94% Reduced -7.5k -7,458
73 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 197,969198.0k $9.4m $9.4m 0.02% Added +21.5k +21,532
74 Evensky & Katz LLC 0.84% of their portfolio CORAL GABLES, FL 196,444196.4k $9.3m $9.3m 0.84% Added +800 +800
75 Tillar-Wenstrup Advisors, LLC 4.29% of their portfolio CENTERVILLE, OH 187,744187.7k $8.9m $8.9m 4.29% Reduced -43.0k -42,961
76 AIFG Consultants Ltd. 8.49% of their portfolio HALFMOON, NY 184,326184.3k $8.7m $8.7m 8.49% First filing
77 Cerity Partners OCIO LLC 0.28% of their portfolio New York, NY 183,906183.9k $8.7m $8.7m 0.28% Added +72.9k +72,866
78 Larson Financial Group LLC 1.01% of their portfolio ST LOUIS, MO 177,969178.0k $8.4m $8.4m 1.01% Reduced -9.6k -9,628
79 PAX Financial Group, LLC 2.09% of their portfolio SAN ANTONIO, TX 174,243174.2k $8.2m $8.2m 2.09% Reduced -80 -80
80 BEACON FINANCIAL GROUP 1.20% of their portfolio DALLAS, TX 173,817173.8k $8.8m $8.8m 1.20% Reduced -930 -930
81 SENTINEL TRUST CO LBA 1.24% of their portfolio HOUSTON, TX 167,413167.4k $7.9m $7.9m 1.24% Unchanged
82 Treynor Bancshares, Inc. 5.43% of their portfolio TREYNOR, IA 166,497166.5k $7.9m $7.9m 5.43% Added +4.8k +4,823
83 Peterson Wealth Advisors, LLC 2.35% of their portfolio Orem, UT 164,588164.6k $7.8m $7.8m 2.35% Reduced -3.9k -3,886
84 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 5.17% of their portfolio Phoenix, AZ 160,924160.9k $7.6m $7.6m 5.17% Added +29.1k +29,125
85 UBS Group AG 0.00% of their portfolio ZURICH, V8 157,600157.6k $7.5m $7.5m 0.00% Added +11.0k +11,013
86 Jacobi Capital Management LLC 0.91% of their portfolio PITTSTON, PA 154,225154.2k $7.3m $7.3m 0.91% Added +4.5k +4,535
87 Investors Research Corp 1.94% of their portfolio ATLANTA, GA 151,298151.3k $7.2m $7.2m 1.94% Added +9.5k +9,503
88 Ervin Investment Management, LLC 6.49% of their portfolio SEATTLE, WA 150,866150.9k $7.1m $7.1m 6.49% Added +6.8k +6,789
89 Merit Financial Group, LLC 0.25% of their portfolio ALPHARETTA, GA 146,923146.9k $6.9m $6.9m 0.25% Added +9.4k +9,443
90 WNY Asset Management, LLC 1.88% of their portfolio Williamsville, NY 146,793146.8k $6.9m $6.9m 1.88% Added +1.8k +1,761
91 OneDigital Investment Advisors LLC 0.20% of their portfolio OVERLAND PARK, KS 144,498144.5k $6.8m $6.8m 0.20% Added +5.1k +5,128
92 Cetera Advisor Networks LLC 0.05% of their portfolio EL SEGUNDO, CA 139,795139.8k $6.6m $6.6m 0.05% Reduced -85.2k -85,192
93 Cannon Financial Strategists, Inc. 2.40% of their portfolio ATHENS, GA 138,995139.0k $6.6m $6.6m 2.40% Added +870 +870
94 G&S Capital LLC 2.91% of their portfolio DENVER, CO 138,801138.8k $6.6m $6.6m 2.91% Reduced -595 -595
95 Foundations Investment Advisors, LLC 0.26% of their portfolio PHOENIX, AZ 138,792138.8k $6.6m $6.6m 0.26% Added +7.5k +7,456
96 Leicht Financial Planning & Wealth Management, Inc. 4.35% of their portfolio PARSIPPANY, NJ 137,105137.1k $6.5m $6.5m 4.35% Reduced -849 -849
97 Mariner, LLC 0.02% of their portfolio Overland Park, KS 132,183132.2k $6.3m $6.3m 0.02% Added +126.2k +126,222
98 Summit Investment Advisory Services, LLC 7.40% of their portfolio ROSEVILLE, MN 129,296129.3k $6.1m $6.1m 7.40% First filing
99 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 121,979122.0k $5.8m $5.8m 0.05% Reduced -24.7k -24,657
100 Bridgewealth Advisory Group, LLC 11.19% of their portfolio Fresno, CA 120,620120.6k $5.7m $5.7m 11.19% First filing