Vault-13

SPDR SERIES TRUST SPMD

PORTFOLIO S&P400 · ETP · CUSIP 78464A847

427 institutional holders +46 vs Q3 2022
108,962,411109.0m shares reported held*
$4.6bnreported value*
50 new 158 added 143 reduced 21 sold out net bought ≈ $220.9m (+5.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $42.22. Options: 2 managers hold calls ($1.6m notional), 0 hold puts (—).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 381Q4 22: 427427Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022381
Q4 2022427

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 22 calls: $248.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $1.6mQ4 22 puts: $0Q4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$248.0k$00.00
Q4 2022$1.6m$00.00

Biggest buyers

Creative Planning Added +3,334,879+3.3m
Bridgeworth, LLC Added +1,381,769+1.4m
ACT Advisors, LLC. New +516,875+516.9k
CWM, LLC Added +492,645+492.6k
LPL Financial LLC Added +450,565+450.6k
AMERIPRISE FINANCIAL INC Added +263,580+263.6k
RFG Advisory, LLC Added +233,394+233.4k
HighTower Advisors, LLC Added +229,939+229.9k
Trilogy Capital Inc. New +214,724+214.7k
CITIZENS & NORTHERN CORP New +209,370+209.4k

Biggest sellers

Valmark Advisers, Inc. Reduced -2,141,115-2.1m
OSAIC HOLDINGS, INC. Reduced -888,651-888.7k
CFS Investment Advisory Services, LLC Reduced -582,351-582.4k
Koss-Olinger Consulting, LLC Reduced -337,356-337.4k
MORGAN STANLEY Reduced -137,937-137.9k
Western Wealth Management, LLC Reduced -137,212-137.2k
Tower Research Capital LLC (TRC) Reduced -111,424-111.4k
Cetera Advisor Networks LLC Reduced -92,875-92.9k
CAPTRUST FINANCIAL ADVISORS Reduced -71,381-71.4k
CITADEL ADVISORS LLC Reduced -59,099-59.1k

Biggest calls

CITADEL ADVISORS LLC New $1.3m30.6k shares
Paladin Advisory Group, LLC Added $334.6k7.9k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Creative Planning 3.31% of their portfolio OVERLAND PARK, KS 51,729,16651.7m $2.2bn $2.2bn 3.31% Added +3.3m +3,334,879
2 LPL Financial LLC 0.33% of their portfolio FORT MILL, SC 9,152,6549.2m $389.0m $389.0m 0.33% Added +450.6k +450,565
3 TIEDEMANN ADVISORS, LLC 13.83% of their portfolio NEW YORK, NY 6,791,6906.8m $288.6m $288.6m 13.83% Reduced -43.5k -43,457
4 Valmark Advisers, Inc. 4.97% of their portfolio AKRON, OH 5,067,3675.1m $215.4m $215.4m 4.97% Reduced -2.1m -2,141,115
5 Bridgeworth, LLC 10.49% of their portfolio BIRMINGHAM, AL 1,551,3251.6m $65.9m $65.9m 10.49% Added +1.4m +1,381,769
6 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 1,223,7021.2m $2.2m $2.2m 0.06% Added +202.4k +202,397
7 RFG Advisory, LLC 2.63% of their portfolio BIRMINGHAM, AL 1,100,2501.1m $52.2m $52.2m 2.63% Added +233.4k +233,394
8 Auto-Owners Insurance Co 1.61% of their portfolio LANSING, MI 1,040,0001.0m $44.2m $44.2m 1.61% First filing
9 Syntegra Private Wealth Group, LLC 8.83% of their portfolio Chesterfield, MO 1,036,2941.0m $44.0m $44.0m 8.83% First filing
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,007,2631.0m $42.8m $42.8m 0.00% Reduced -137.9k -137,937
11 Gateway Wealth Partners, LLC 7.33% of their portfolio APPLETON, WI 1,003,1741.0m $42.6m $42.6m 7.33% First filing
12 HighTower Advisors, LLC 0.09% of their portfolio CHICAGO, IL 920,830920.8k $39.2m $39.2m 0.09% Added +229.9k +229,939
13 WALLER FINANCIAL PLANNING GROUP, INC 9.88% of their portfolio COLUMBUS, OH 800,886800.9k $34.0m $34.0m 9.88% Added +7.9k +7,922
14 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 776,360776.4k $33.0m $33.0m 0.07% Reduced -888.7k -888,651
15 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 722,562722.6k $30.7m $30.7m 0.01% Reduced -16.8k -16,760
16 Wealthcare Advisory Partners LLC 1.19% of their portfolio WEST CHESTER, PA 585,495585.5k $24.9m $24.9m 1.19% Added +85.1k +85,132
17 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 584,890584.9k $24.9m $24.9m 0.01% Added +9.3k +9,315
18 ASSETMARK, INC 0.11% of their portfolio CONCORD, CA 584,510584.5k $24.8m $24.8m 0.11% Reduced -15.7k -15,653
19 Good Life Advisors, LLC 3.41% of their portfolio READING, PA 580,565580.6k $24.7m $24.7m 3.41% Added +14.8k +14,827
20 Koss-Olinger Consulting, LLC 3.46% of their portfolio GAINESVILLE, FL 565,835565.8k $24.0m $24.0m 3.46% Reduced -337.4k -337,356
21 Peterson Wealth Advisors, LLC 7.01% of their portfolio Orem, UT 546,543546.5k $23.2m $23.2m 7.01% Added +11.4k +11,366
22 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 520,225520.2k $22.1m $22.1m 0.01% Added +263.6k +263,580
23 ACT Advisors, LLC. 13.98% of their portfolio ASHEVILLE, NC 516,875516.9k $22.0m $22.0m 13.98% New
24 CWM, LLC 0.16% of their portfolio OMAHA, NE 509,875509.9k $21.7m $21.7m 0.16% Added +492.6k +492,645
25 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.03% of their portfolio MILWAUKEE, WI 498,898498.9k $21.2m $21.2m 0.03% Added +177.3k +177,274
26 Atlas Private Wealth Advisors 9.78% of their portfolio RED BANK, NJ 431,850431.9k $18.4m $18.4m 9.78% Added +53.1k +53,052
27 RESTON WEALTH MANAGEMENT LLC 9.02% of their portfolio Reston, VA 384,325384.3k $16.3m $16.3m 9.02% Added +165.6k +165,550
28 Measured Wealth Private Client Group, LLC 6.19% of their portfolio PORTSMOUTH, NH 353,533353.5k $15.0m $15.0m 6.19% Added +64.5k +64,456
29 UBS Group AG 0.01% of their portfolio ZURICH, V8 350,116350.1k $14.9m $14.9m 0.01% Reduced -52.4k -52,446
30 GREAT VALLEY ADVISOR GROUP, INC. 0.75% of their portfolio WILMINGTON, DE 347,355347.4k $14.8m $14.8m 0.75% Added +143 +143
31 Financial Strategies Group, Inc. 5.82% of their portfolio OKEMOS, MI 329,822329.8k $14.0m $14.0m 5.82% Added +5.8k +5,811
32 MML INVESTORS SERVICES, LLC 0.09% of their portfolio SPRINGFIELD, MA 322,529322.5k $13.7m $13.7m 0.09% Added +4.2k +4,186
33 AlphaStar Capital Management, LLC 1.39% of their portfolio CORNELIUS, NC 321,723321.7k $13.7m $13.7m 1.39% Added +59.3k +59,309
34 IFP Advisors, Inc 0.66% of their portfolio TAMPA, FL 293,118293.1k $24.5m $24.5m 0.66% Reduced -6.7k -6,723
35 CGN Advisors LLC 2.19% of their portfolio MANHATTAN, KS 292,905292.9k $12.4m $12.4m 2.19% Added +92.9k +92,917
36 Equitable Holdings, Inc. 0.20% of their portfolio NEW YORK, NY 263,836263.8k $11.2m $11.2m 0.20% Added +32.7k +32,732
37 CAPTRUST FINANCIAL ADVISORS 0.06% of their portfolio RALEIGH, NC 261,906261.9k $11.1m $11.1m 0.06% Reduced -71.4k -71,381
38 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 256,367256.4k $10.9m $10.9m 0.03% Reduced -7.4k -7,387
39 CAHABA WEALTH MANAGEMENT, INC. 1.32% of their portfolio Atlanta, GA 249,724249.7k $10.6m $10.6m 1.32% Added +17.2k +17,176
40 Advisory Alpha, LLC 0.72% of their portfolio HOLLAND, MI 238,580238.6k $10.1m $10.1m 0.72% Added +16.9k +16,899
41 Capital Investment Advisory Services, LLC 1.20% of their portfolio RALEIGH, NC 238,082238.1k $10.1m $10.1m 1.20% Added +40.3k +40,282
42 RETIREMENT INCOME SOLUTIONS, INC 3.08% of their portfolio ANN ARBOR, MI 227,874227.9k $9.7m $9.7m 3.08% Added +4.9k +4,877
43 Wealthspire Advisors, LLC 0.18% of their portfolio NEW YORK, NY 227,755227.8k $9.7m $9.7m 0.18% Reduced -531 -531
44 New Perspectives, Inc 7.32% of their portfolio TOUGALOO, MS 224,724224.7k $9.6m $9.6m 7.32% Added +11.3k +11,333
45 Retirement Planning Group, LLC 1.09% of their portfolio LEAWOOD, KS 223,735223.7k $9.5m $9.5m 1.09% Reduced -865 -865
46 Windsor Capital Management, LLC 3.43% of their portfolio Phoenix, AZ 221,500221.5k $9.4m $9.4m 3.43% Reduced -10.4k -10,367
47 ST GERMAIN D J CO INC 0.57% of their portfolio SPRINGFIELD, MA 217,942217.9k $9.3m $9.3m 0.57% Added +38.9k +38,884
48 Trilogy Capital Inc. 0.65% of their portfolio IRVINE, CA 214,724214.7k $9.1m $9.1m 0.65% New
49 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 211,030211.0k $9.0m $9.0m 0.02% Added +108.0k +108,039
50 CITIZENS & NORTHERN CORP 3.68% of their portfolio WELLSBORO, PA 209,370209.4k $8.9m $8.9m 3.68% New
51 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 208,207208.2k $8.8m $8.8m 0.00% Added +14.0k +14,006
52 Beacon Pointe Advisors, LLC 0.17% of their portfolio NEWPORT BEACH, CA 205,198205.2k $8.7m $8.7m 0.17% Added +453 +453
53 M Holdings Securities, Inc. 0.90% of their portfolio PORTLAND, OR 201,063201.1k $8.5m $8.5m 0.90% Reduced -9.3k -9,268
54 MONETA GROUP INVESTMENT ADVISORS LLC 0.25% of their portfolio ST LOUIS, MO 199,437199.4k $9.3m $9.3m 0.25% Reduced -44.9k -44,884
55 TOWNSQUARE CAPITAL LLC 0.21% of their portfolio Lehi, UT 195,476195.5k $8.3m $8.3m 0.21% Added +8.7k +8,668
56 Mariner, LLC 0.03% of their portfolio Overland Park, KS 192,860192.9k $8.2m $8.2m 0.03% Added +157.2k +157,205
57 StrategIQ Financial Group, LLC 0.93% of their portfolio MERRILLVILLE, IN 188,707188.7k $8.0m $8.0m 0.93% Added +3.6k +3,584
58 Advance Capital Management, Inc. 1.03% of their portfolio SOUTHFIELD, MI 182,551182.6k $7.8m $7.8m 1.03% Reduced -26.9k -26,921
59 OneDigital Investment Advisors LLC 0.22% of their portfolio OVERLAND PARK, KS 178,307178.3k $7.6m $7.6m 0.22% Reduced -23.5k -23,549
60 TPG Financial Advisors, LLC 4.52% of their portfolio PORTLAND, OR 175,280175.3k $7.4m $7.4m 4.52% Added +159 +159
61 Global Retirement Partners, LLC 0.51% of their portfolio San Rafael, CA 173,065173.1k $7.4m $7.4m 0.51% Added +52.5k +52,460
62 Montz Harcus Wealth Management LLC 7.18% of their portfolio New Orleans, LA 170,344170.3k $7.2m $7.2m 7.18% Added +1.9k +1,913
63 Wealthquest Corp 0.92% of their portfolio CINCINNATI, OH 168,327168.3k $7.2m $7.2m 0.92% Added +33.1k +33,147
64 Allworth Financial LP 0.08% of their portfolio FOLSOM, CA 167,512167.5k $7.1m $7.1m 0.08% Added +11.1k +11,145
65 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 155,028155.0k $6.6m $6.6m 0.01% Reduced -2.6k -2,625
66 PSI Advisors, LLC 3.49% of their portfolio TAMPA, FL 154,366154.4k $6.6m $6.6m 3.49% Added +21.9k +21,874
67 Veritable, L.P. 0.12% of their portfolio Newtown Square, PA 153,896153.9k $6.5m $6.5m 0.12% Reduced -20.6k -20,605
68 Western Wealth Management, LLC 0.66% of their portfolio GOLDEN, CO 152,491152.5k $6.5m $6.5m 0.66% Reduced -137.2k -137,212
69 Executive Wealth Management, LLC 0.79% of their portfolio BRIGHTON, MI 152,016152.0k $6.5m $6.5m 0.79% Added +146.5k +146,531
70 WRAPMANAGER INC 2.06% of their portfolio MILL VALLEY, CA 151,175151.2k $6.4m $6.4m 2.06% Reduced -8.0k -8,021
71 Stratos Wealth Partners, LTD. 0.16% of their portfolio BEACHWOOD, OH 150,394150.4k $6.4m $6.4m 0.16% Added +3.2k +3,170
72 ARQ WEALTH ADVISORS, LLC 4.03% of their portfolio SCOTTSDALE, AZ 145,276145.3k $6.2m $6.2m 4.03% Added +9.4k +9,415
73 Moisand Fitzgerald Tamayo, LLC 1.40% of their portfolio ORLANDO, FL 144,138144.1k $6.1m $6.1m 1.40% Reduced -2.3k -2,295
74 KWB Wealth 1.14% of their portfolio REDLANDS, CA 141,705141.7k $6.0m $6.0m 1.14% Added +2.8k +2,845
75 IAG Wealth Partners, LLC 1.69% of their portfolio WAUKESHA, WI 134,912134.9k $5.7m $5.7m 1.69% Added +8.7k +8,742
76 Capital Analysts, LLC 0.34% of their portfolio FORT WASHINGTON, PA 132,720132.7k $5.6m $5.6m 0.34% Added +3.8k +3,794
77 DEBUSSY CAPITAL MANAGEMENT LP 1.42% of their portfolio CHICAGO, IL 130,035130.0k $5.7m $5.7m 1.42% Reduced -2.4k -2,367
78 Merriman Wealth Management, LLC 0.28% of their portfolio SEATTLE, WA 127,248127.2k $5.4m $5.4m 0.28% New
79 Financial Advocates Investment Management 0.40% of their portfolio OLYMPIA, WA 126,081126.1k $5.4m $5.4m 0.40% Added +6.9k +6,870
80 Geneos Wealth Management Inc. 0.32% of their portfolio ENGLEWOOD, CO 125,284125.3k $5.3m $5.3m 0.32% Added +13.5k +13,526
81 Leicht Financial Planning & Wealth Management, Inc. 3.41% of their portfolio PARSIPPANY, NJ 119,746119.7k $5.1m $5.1m 3.41% Added +20.1k +20,135
82 IHT Wealth Management, LLC 0.31% of their portfolio Chicago, IL 117,910117.9k $5.0m $5.0m 0.31% Added +4.6k +4,645
83 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 114,213114.2k $4.9m $4.9m 0.00% Added +39.9k +39,855
84 Gerber Kawasaki Wealth & Investment Management 0.42% of their portfolio SANTA MONICA, CA 111,764111.8k $4.7m $4.7m 0.42% Added +20.3k +20,272
85 PARK AVENUE SECURITIES LLC 0.08% of their portfolio NEW YORK, NY 110,912110.9k $4.7m $4.7m 0.08% Added +6.5k +6,474
86 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 109,206109.2k $4.6m $4.6m 0.04% Reduced -92.9k -92,875
87 PECAUT & CO. 2.15% of their portfolio SIOUX CITY, IA 106,371106.4k $4.5m $4.5m 2.15% Added +10.5k +10,531
88 Resonant Capital Advisors, LLC 0.55% of their portfolio Madison, WI 104,422104.4k $4.4m $4.4m 0.55% Added +6.1k +6,098
89 Warren Street Wealth Advisors, LLC 3.48% of their portfolio IRVINE, CA 102,069102.1k $4.3m $4.3m 3.48% Added +6.0k +5,998
90 COLONY GROUP LLC 0.06% of their portfolio Boston, MA 97,73097.7k $4.2m $4.2m 0.06% Reduced -974 -974
91 Levy Wealth Management Group, LLC 1.39% of their portfolio PHILADELPHIA, PA 97,52197.5k $4.1m $4.1m 1.39% Added +11.4k +11,406
92 Grey Ledge Advisors, LLC 1.47% of their portfolio GUILFORD, CT 96,80296.8k $4.1m $4.1m 1.47% Reduced -4.7k -4,687
93 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 96,61296.6k $4.1m $4.1m 0.02% Added +3.2k +3,180
94 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 96,44096.4k $4.1m $4.1m 0.00% Added +19.5k +19,525
95 Millington Financial Advisors, LLC 3.82% of their portfolio NAPERVILLE, IL 92,24192.2k $3.9m $3.9m 3.82% First filing
96 Astoria Portfolio Advisors LLC. 1.92% of their portfolio NEW YORK, NY 91,25991.3k $4.1m $4.1m 1.92% Added +42.3k +42,328
97 Walkner Condon Financial Advisors LLC 1.14% of their portfolio MADISON, WI 89,85189.9k $3.8m $3.8m 1.14% Reduced -283 -283
98 Merit Financial Group, LLC 0.14% of their portfolio ALPHARETTA, GA 89,83089.8k $3.8m $3.8m 0.14% New
99 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 89,76889.8k $3.8m $3.8m 0.00% Added +4.6k +4,588
100 Collaborative Wealth Managment Inc. 2.48% of their portfolio LAKE MARY, FL 88,63588.6k $3.8m $3.8m 2.48% Reduced -1.9k -1,909