Root Financial Partners, LLC

ENCINITAS, CA · CIK 1977181 · 13F filing filed 2023-07-27

SEC-registered investment adviser since 2022 · limited liability company

Assets managed$2.1bn
Staff65 · 59 in investment roles
Main clients (by assets)High net worth individuals 96%, Individuals 4%
Main officeAustin, TX
Form ADV · 2026-08-28SEC adviser record

$168.0m reported value +19.8% vs Q1 2023

63positions

74.1%in top 10

7 new 28 added 28 reduced 6 sold out vs Q1 2023

Holdings, Q2 2023

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	DIMENSIONAL ETF TRUST US EQUITY MARKET DFUS	DFUS	531,657	$25.6m15.24%	15.24%	Added +104.3k	+104,281 24.4%
2	DIMENSIONAL ETF TRUST INTL CORE EQT MK DFAI	DFAI	889,038	$24.3m14.46%	14.46%	Added +127.4k	+127,427 16.7%
3	DIMENSIONAL ETF TRUST US CORE EQUITY 2 DFAC	DFAC	779,859	$21.2m12.60%	12.60%	Added +66.0k	+66,010 9.2%
4	DIMENSIONAL ETF TRUST CORE FIXED INCOM DFCF	DFCF	330,771	$13.8m8.22%	8.22%	Added +79.6k	+79,619 31.7%
5	DIMENSIONAL ETF TRUST EMGR CRE EQT MNG DFAE	DFAE	503,812	$11.8m7.04%	7.04%	Added +84.2k	+84,160 20.1%
6	DIMENSIONAL ETF TRUST US MKTWIDE VALUE DFUV	DFUV	244,736	$8.4m5.03%	5.03%	Added +87.4k	+87,351 55.5%
7	DIMENSIONAL ETF TRUST US SMALL CAP VAL US SMALL CAP VAL		248,368	$6.4m3.80%	3.80%	Added +85.4k	+85,411 52.4%
8	DIMENSIONAL ETF TRUST SHORT DURATION F DFSD	DFSD	103,934	$4.8m2.87%	2.87%	Added +22.0k	+22,046 26.9%
9	DIMENSIONAL ETF TRUST US REAL ESTATE E US REAL ESTATE E		210,663	$4.5m2.70%	2.70%	Added +80.2k	+80,248 61.5%
10	DIMENSIONAL ETF TRUST INTERNATNAL VAL DFIV	DFIV	110,382	$3.6m2.16%	2.16%	Added +26.4k	+26,394 31.4%
11	DIMENSIONAL ETF TRUST INFLATION PROTE DFIP	DFIP	85,450	$3.5m2.10%	2.10%	Added +25.8k	+25,818 43.3%
12	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	14,401	$3.2m1.89%	1.89%	Added +1.2k	+1,229 9.3%
13	APPLE INC COM AAPL	AAPL	14,776	$2.9m1.71%	1.71%	Added +657	+657 4.7%
14	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	7,138	$2.4m1.45%	1.45%	Reduced -71	-71 -1.0%
15	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	5,075	$1.9m1.12%	1.12%	Reduced -721	-721 -12.4%
16	DIMENSIONAL ETF TRUST INTL SMALL CAP E DFIS	DFIS	75,733	$1.7m1.03%	1.03%	Added +24.6k	+24,630 48.2%
17	DIMENSIONAL ETF TRUST US TARGETED VLU DFAT	DFAT	29,415	$1.4m0.81%	0.81%	Reduced -2.4k	-2,419 -7.6%
18	VANGUARD STAR FDS VG TL INTL STK F VXUS	VXUS	24,250	$1.4m0.81%	0.81%	Added +3.5k	+3,468 16.7%
19	FIRST TR EXCHANGE TRADED FD RISNG DIVD ACHIV RDVY	RDVY	28,650	$1.3m0.80%	0.80%	Reduced -1.6k	-1,646 -5.4%
20	DIMENSIONAL ETF TRUST INTL CORE EQUITY DFIC	DFIC	54,001	$1.3m0.78%	0.78%	Added +3.4k	+3,380 6.7%
21	ISHARES TR 0-3 MNTH TREASRY SGOV	SGOV	11,710	$1.2m0.70%	0.70%	New
22	FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF SDVY	SDVY	41,456	$1.2m0.70%	0.70%	Reduced -4.8k	-4,812 -10.4%
23	FIRST TR VALUE LINE DIVID IN SHS FVD	FVD	26,346	$1.1m0.63%	0.63%	Reduced -1.6k	-1,625 -5.8%
24	VANGUARD BD INDEX FDS TOTAL BND MRKT BND	BND	13,627	$990.5k0.59%	0.59%	Reduced -21.1k	-21,106 -60.8%
25	FIRST TR SML CP CORE ALPHA F COM SHS FYX	FYX	11,735	$965.3k0.57%	0.57%	Reduced -991	-991 -7.8%
26	DIMENSIONAL ETF TRUST US SMALL CAP ETF DFAS	DFAS	16,834	$922.5k0.55%	0.55%	Added +305	+305 1.9%
27	DIMENSIONAL ETF TRUST US CORE EQT MKT DFAU	DFAU	27,898	$864.6k0.51%	0.51%	Reduced -1.5k	-1,519 -5.2%
28	SCHWAB STRATEGIC TR US REIT ETF SCHH	SCHH	42,445	$829.0k0.49%	0.49%	Reduced -2.9k	-2,877 -6.3%
29	VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT VEA	VEA	16,203	$748.3k0.45%	0.45%	Reduced -18.8k	-18,753 -53.6%
30	DIMENSIONAL ETF TRUST EMERGING MKTS VA DFEV	DFEV	29,812	$726.5k0.43%	0.43%	Added +9.2k	+9,242 44.9%
31	DIMENSIONAL ETF TRUST US HIGH PROFITAB US HIGH PROFITAB		24,970	$662.7k0.39%	0.39%	Reduced -3.6k	-3,648 -12.8%
32	DIMENSIONAL ETF TRUST EMERGING MKTS CO DFEM	DFEM	26,673	$641.5k0.38%	0.38%	Added +1.6k	+1,592 6.3%
33	VANGUARD INDEX FDS VALUE ETF VTV	VTV	4,499	$639.2k0.38%	0.38%	Reduced -1.0k	-1,016 -18.4%
34	META PLATFORMS INC CL A META	META	2,069	$593.7k0.35%	0.35%	Reduced -75	-75 -3.5%
35	MONSTER BEVERAGE CORP NEW COM MNST	MNST	10,312	$592.3k0.35%	0.35%	Added +734	+734 7.7%
36	CHEVRON CORP NEW COM CVX	CVX	3,674	$578.1k0.34%	0.34%	Reduced -158	-158 -4.1%
37	FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI UCON	UCON	22,786	$550.7k0.33%	0.33%	Reduced -2.2k	-2,219 -8.9%
38	MICROSOFT CORP COM MSFT	MSFT	1,574	$535.8k0.32%	0.32%	Added +399	+399 34.0%
39	VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF VWO	VWO	12,984	$528.2k0.31%	0.31%	Reduced -7.5k	-7,506 -36.6%
40	VANGUARD INDEX FDS REAL ESTATE ETF VNQ	VNQ	6,292	$525.8k0.31%	0.31%	Reduced -7.3k	-7,345 -53.9%
41	AMERICAN CENTY ETF TR US SML CP VALU AVUV	AVUV	6,361	$493.7k0.29%	0.29%	Added +32	+32 0.5%
42	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	1,206	$491.0k0.29%	0.29%	Reduced -360	-360 -23.0%
43	FIRST TR EXCHNG TRADED FD VI TCW SECURITIZED DEED	DEED	22,992	$490.9k0.29%	0.29%	Reduced -2.8k	-2,833 -11.0%
44	ISHARES TR ESG AWR MSCI USA ESGU	ESGU	4,601	$448.4k0.27%	0.27%	Reduced -111	-111 -2.4%
45	TESLA INC COM TSLA	TSLA	1,681	$440.0k0.26%	0.26%	Added +59	+59 3.6%
46	RTX CORPORATION COM RTX	RTX	4,213	$412.7k0.25%	0.25%	Reduced -25	-25 -0.6%
47	BLACKROCK INC COM BLK	BLK	553	$382.2k0.23%	0.23%	Added +1	+1 0.2%
48	VANGUARD INDEX FDS SMALL CP ETF VB	VB	1,818	$361.6k0.22%	0.22%	Added +92	+92 5.3%
49	KLA CORP COM NEW KLAC	KLAC	741	$359.4k0.21%	0.21%	Reduced -26	-26 -3.4%
50	VANGUARD CHARLOTTE FDS TOTAL INT BD ETF BNDX	BNDX	6,942	$339.3k0.20%	0.20%	Reduced -10.7k	-10,699 -60.6%
51	SCHWAB STRATEGIC TR US LRG CAP ETF SCHX	SCHX	6,294	$329.6k0.20%	0.20%	New
52	ADVANCED MICRO DEVICES INC COM AMD	AMD	2,753	$313.5k0.19%	0.19%	Added +4	+4 0.1%
53	INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF QQQM	QQQM	2,024	$307.6k0.18%	0.18%	New
54	LPL FINL HLDGS INC COM LPLA	LPLA	1,349	$293.3k0.17%	0.17%	Added +3	+3 0.2%
55	ISHARES INC MSCI EMRG CHN EMXC	EMXC	5,153	$267.9k0.16%	0.16%	Reduced -68	-68 -1.3%
56	AMAZON COM INC COM AMZN	AMZN	2,003	$261.1k0.16%	0.16%	New
57	ISHARES TR CALIF MUN BD ETF CMF	CMF	4,557	$259.5k0.15%	0.15%	Reduced -138	-138 -2.9%
58	ISHARES TR ESG AW MSCI EAFE ESGD	ESGD	3,418	$249.3k0.15%	0.15%	Reduced -163	-163 -4.5%
59	AMERICAN CENTY ETF TR INTL SMCP VLU AVDV	AVDV	3,923	$225.8k0.13%	0.13%	Reduced -1.8k	-1,799 -31.4%
60	DIMENSIONAL ETF TRUST WORLD EX US CORE DFAX	DFAX	9,320	$217.2k0.13%	0.13%	Added +121	+121 1.3%
61	VANGUARD INDEX FDS GROWTH ETF VUG	VUG	709	$200.6k0.12%	0.12%	New
62	PROSOMNUS INC COMMON STOCK COMMON STOCK		15,000	$46.5k0.03%	0.03%	New
63	23ANDME HOLDING CO CLASS A COM CLASS A COM		13,378	$23.4k0.01%	0.01%	New

Sold out since Q1 2023

Security	Ticker	Shares held before	Value then
VANGUARD SCOTTSDALE FDS VGSH	VGSH	8,899	$520.9k8.9k shares
VANGUARD BD INDEX FDS BIV	BIV	4,339	$333.0k4.3k shares
VANGUARD INDEX FDS VBR	VBR	1,872	$297.2k1.9k shares
VANGUARD INDEX FDS VXF	VXF	1,690	$236.9k1.7k shares
VANGUARD INDEX FDS VOE	VOE	1,590	$213.2k1.6k shares
FIRST TR EXCHANGE TRADED FD FGD	FGD	9,142	$202.1k9.1k shares