Vault-13

ISHARES TR ESGU

ESG AWR MSCI USA · ETP · CUSIP 46435G425

711 institutional holders +9 vs Q1 2023
131,531,452131.5m shares reported held*
$12.8bnreported value*
54 new 228 added 341 reduced 48 sold out net sold ≈ $269.9m (-7.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($10.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $97.46. Options: 0 managers hold calls (— notional), 1 hold puts ($0).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 668Q4 22: 706Q1 23: 702Q2 23: 711711Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022668
Q4 2022706
Q1 2023702
Q2 2023711

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 243 bought or addedQ4 22: 387 cut or sold outQ4 22Q1 23: 234 bought or addedQ1 23: 419 cut or sold outQ1 23Q2 23: 282 bought or addedQ2 23: 389 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022243387
Q1 2023234419
Q2 2023282389

Biggest buyers

NORTHERN TRUST CORP Added +2,771,545+2.8m
Mizuho Bank, Ltd. New +2,500,000+2.5m
Qube Research & Technologies Ltd Added +692,522+692.5k
CreativeOne Wealth, LLC Added +442,862+442.9k
JPMORGAN CHASE & CO Added +376,970+377.0k
CITIGROUP INC Added +281,948+281.9k
TORONTO DOMINION BANK New +242,000+242.0k
Wealthfront Advisers LLC Added +156,982+157.0k
NATIONAL BANK OF CANADA /FI/ New +138,200+138.2k
TIAA, FSB Added +122,786+122.8k

Biggest sellers

Summit Wealth Group, LLC Reduced -4,901,564-4.9m
ENVESTNET ASSET MANAGEMENT INC Reduced -1,848,136-1.8m
BlackRock Inc. Reduced -1,528,337-1.5m
SUMITOMO MITSUI FINANCIAL GROUP, INC. Sold out -974,038-974.0k
LPL Financial LLC Reduced -767,857-767.9k
True Link Financial Advisors, LLC Reduced -345,766-345.8k
Blue Trust, Inc. Reduced -335,878-335.9k
EP Wealth Advisors, LLC Reduced -314,180-314.2k
Foundations Investment Advisors, LLC Reduced -260,367-260.4k
AE Wealth Management LLC Reduced -227,289-227.3k

Biggest calls

None

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.90% of their portfolio Berwyn, PA 20,934,52920.9m $2.0bn $2.0bn 0.90% Reduced -1.8m -1,848,136
2 BANK OF AMERICA CORP /DE/ 0.16% of their portfolio CHARLOTTE, NC 14,027,62814.0m $1.4bn $1.4bn 0.16% Reduced -135.5k -135,452
3 JPMORGAN CHASE & CO 0.10% of their portfolio NEW YORK, NY 8,801,6608.8m $857.8m $857.8m 0.10% Added +377.0k +376,970
4 BlackRock Inc. 0.02% of their portfolio New York, NY 6,087,6326.1m $593.3m $593.3m 0.02% Reduced -1.5m -1,528,337
5 LPL Financial LLC 0.33% of their portfolio FORT MILL, SC 4,767,1814.8m $464.6m $464.6m 0.33% Reduced -767.9k -767,857
6 TIAA, FSB 1.61% of their portfolio ST. LOUIS, MO 4,566,7324.6m $445.1m $445.1m 1.61% Added +122.8k +122,786
7 NORTHERN TRUST CORP 0.08% of their portfolio CHICAGO, IL 4,408,7894.4m $429.7m $429.7m 0.08% Added +2.8m +2,771,545
8 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 3,813,4453.8m $371.7m $371.7m 0.04% Reduced -95.8k -95,777
9 GOLDMAN SACHS GROUP INC 0.09% of their portfolio NEW YORK, NY 3,739,1493.7m $364.4m $364.4m 0.09% Reduced -100.8k -100,812
10 CWM, LLC 1.67% of their portfolio OMAHA, NE 2,767,6872.8m $269.7m $269.7m 1.67% Added +83.4k +83,387
11 Betterment LLC 0.78% of their portfolio NEW YORK, NY 2,571,8302.6m $250.7m $250.7m 0.78% Added +43.4k +43,385
12 WELLS FARGO & COMPANY/MN 0.07% of their portfolio SAN FRANCISCO, CA 2,540,5632.5m $247.6m $247.6m 0.07% Reduced -217.4k -217,421
13 Mizuho Bank, Ltd. 23.65% of their portfolio TOKYO, M0 2,500,0002.5m $243.7m $243.7m 23.65% New
14 OSAIC HOLDINGS, INC. 0.37% of their portfolio SCOTTSDALE, AZ 2,135,1962.1m $208.2m $208.2m 0.37% Reduced -215.0k -215,026
15 Acorns Advisers, LLC 2.76% of their portfolio IRVINE, CA 2,094,1422.1m $204.1m $204.1m 2.76% Added +82.7k +82,660
16 Bank of Italy 6.26% of their portfolio ROME, L6 2,068,9082.1m $201.6m $201.6m 6.26% Unchanged
17 PARK AVENUE SECURITIES LLC 3.13% of their portfolio NEW YORK, NY 2,027,4242.0m $197.6m $197.6m 3.13% Reduced -198.8k -198,755
18 MML INVESTORS SERVICES, LLC 0.78% of their portfolio SPRINGFIELD, MA 1,453,7871.5m $141.7m $141.7m 0.78% Reduced -204.7k -204,654
19 Wealthfront Advisers LLC 0.58% of their portfolio Palo Alto, CA 1,408,1151.4m $137.2m $137.2m 0.58% Added +157.0k +156,982
20 TAIYO LIFE INSURANCE CO 10.08% of their portfolio CHUO-KU, TOKYO, M0 1,307,0001.3m $127.4m $127.4m 10.08% Unchanged
21 COMMONWEALTH EQUITY SERVICES, LLC 0.24% of their portfolio WALTHAM, MA 1,223,2491.2m $119.2m $119.2m 0.24% Reduced -100.9k -100,919
22 Janney Montgomery Scott LLC 0.35% of their portfolio PHILADELPHIA, PA 1,022,7651.0m $99.7m $99.7m 0.35% Reduced -3.2k -3,159
23 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 967,351967.4k $94.3m $94.3m 0.03% Reduced -70.8k -70,814
24 Empower Advisory Group, LLC 0.37% of their portfolio Greenwood Village, CO 877,057877.1k $85.5m $85.5m 0.37% Added +13.0k +12,969
25 J.P. Morgan Private Wealth Advisors LLC 0.43% of their portfolio SAN FRANCISCO, CA 853,275853.3k $83.2m $83.2m 0.43% Reduced -2.8k -2,769
26 Mirae Asset Global Investments Co., Ltd. 0.17% of their portfolio SEOUL, M5 828,730828.7k $80.8m $80.8m 0.17% Reduced -113.0k -113,000
27 Qube Research & Technologies Ltd 0.29% of their portfolio LONDON, X0 695,244695.2k $74.8m $74.8m 0.29% Added +692.5k +692,522
28 CITIGROUP INC 0.08% of their portfolio NEW YORK, NY 674,545674.5k $65.7m $65.7m 0.08% Added +281.9k +281,948
29 Cetera Investment Advisers 0.54% of their portfolio SCHAUMBURG, IL 655,794655.8k $63.9m $63.9m 0.54% Reduced -102.5k -102,513
30 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.08% of their portfolio MILWAUKEE, WI 650,658650.7k $63.4m $63.4m 0.08% Reduced -59.4k -59,361
31 WEALTHSOURCE PARTNERS, LLC 4.07% of their portfolio SAN LUIS OBISPO, CA 633,294633.3k $61.7m $61.7m 4.07% Reduced -29.3k -29,340
32 MERCER GLOBAL ADVISORS INC /ADV 0.20% of their portfolio DENVER, CO 507,028507.0k $49.4m $49.4m 0.20% Reduced -49.2k -49,173
33 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 495,103495.1k $48.3m $48.3m 0.01% Reduced -20.3k -20,341
34 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 489,398489.4k $47.7m $47.7m 0.01% Added +8.8k +8,799
35 UBS Group AG 0.02% of their portfolio ZURICH, V8 479,548479.5k $46.7m $46.7m 0.02% Reduced -81.4k -81,401
36 CreativeOne Wealth, LLC 1.02% of their portfolio OVERLAND PARK, KS 479,332479.3k $41.1m $41.1m 1.02% Added +442.9k +442,862
37 JB Capital LLC 3.79% of their portfolio WETHERSFIELD, CT 460,916460.9k $44.9m $44.9m 3.79% Added +24.1k +24,053
38 PARTNERS CAPITAL INVESTMENT GROUP, LLP 0.95% of their portfolio BOSTON, MA 456,578456.6k $44.5m $44.5m 0.95% Added +35.3k +35,275
39 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 5.98% of their portfolio Westlake, OH 439,025439.0k $42.8m $42.8m 5.98% Added +37.1k +37,141
40 NewEdge Advisors, LLC 0.48% of their portfolio NEW ORLEANS, LA 438,605438.6k $42.7m $42.7m 0.48% Reduced -32.8k -32,798
41 Cambridge Investment Research Advisors, Inc. 0.18% of their portfolio FAIRFIELD, IA 413,330413.3k $40.3m $40.3m 0.18% Reduced -33.9k -33,942
42 HighTower Advisors, LLC 0.08% of their portfolio CHICAGO, IL 403,727403.7k $39.4m $39.4m 0.08% Reduced -7.3k -7,252
43 Fiduciary Trust Co 0.67% of their portfolio Boston, MA 389,812389.8k $38.0m $38.0m 0.67% Added +6.8k +6,794
44 Alesco Advisors, LLC, An ESL Co 1.28% of their portfolio Pittsford, NY 365,092365.1k $35.6m $35.6m 1.28% Reduced -9.9k -9,893
45 Kestra Advisory Services, LLC 0.34% of their portfolio AUSTIN, TX 350,319350.3k $34.1m $34.1m 0.34% Reduced -110.7k -110,716
46 Cetera Advisor Networks LLC 0.23% of their portfolio EL SEGUNDO, CA 336,221336.2k $32.8m $32.8m 0.23% Reduced -50.0k -49,988
47 Sharkey, Howes & Javer 5.80% of their portfolio DENVER, CO 314,324314.3k $30.6m $30.6m 5.80% Reduced -52.3k -52,313
48 Atria Wealth Solutions, Inc. 0.40% of their portfolio NEW YORK, NY 303,798303.8k $29.6m $29.6m 0.40% Reduced -20.4k -20,366
49 Ally Invest Advisors Inc. 3.31% of their portfolio CHARLOTTE, NC 296,988297.0k $28.9m $28.9m 3.31% Added +13.1k +13,084
50 CHOREO, LLC 0.96% of their portfolio ROCKFORD, IL 289,028289.0k $28.2m $28.2m 0.96% Added +1.1k +1,058
51 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 272,491272.5k $26.6m $26.6m 0.04% Reduced -21.7k -21,687
52 Vestcor Inc 0.96% of their portfolio FREDERICTON, A3 269,500269.5k $26.3m $26.3m 0.96% Unchanged
53 Icon Wealth Partners, LLC 2.77% of their portfolio HOUSTON, TX 268,959269.0k $26.2m $26.2m 2.77% Reduced -52.8k -52,796
54 Brookstone Capital Management 0.50% of their portfolio WHEATON, IL 259,927259.9k $25.1m $25.1m 0.50% Added +7.7k +7,682
55 Creative Planning 0.03% of their portfolio OVERLAND PARK, KS 246,930246.9k $24.1m $24.1m 0.03% Reduced -1.1k -1,084
56 Integrated Wealth Concepts LLC 0.41% of their portfolio WALTHAM, MA 246,232246.2k $24.0m $24.0m 0.41% Reduced -16.6k -16,624
57 CFS Investment Advisory Services, LLC 3.03% of their portfolio TOTOWA, NJ 243,463243.5k $23.7m $23.7m 3.03% Reduced -13.6k -13,594
58 TORONTO DOMINION BANK 0.02% of their portfolio TORONTO, ONTARIO, A6 242,000242.0k $23.6m $23.6m 0.02% New
59 Provida Pension Fund Administrator 0.82% of their portfolio LAS CONDES, SANTIAGO, F3 238,215238.2k $23.2m $23.2m 0.82% Reduced -16.1k -16,070
60 One Wealth Advisors, LLC 4.69% of their portfolio SAN FRANCISCO, CA 228,475228.5k $22.3m $22.3m 4.69% Reduced -3.3k -3,251
61 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.23% of their portfolio OMAHA, NE 226,064226.1k $22.0m $22.0m 0.23% Reduced -30.0k -29,967
62 KEYBANK NATIONAL ASSOCIATION/OH 0.10% of their portfolio BROOKLYN, OH 220,325220.3k $21.5m $21.5m 0.10% Added +1.3k +1,270
63 PRUDENTIAL FINANCIAL INC 0.03% of their portfolio NEWARK, NJ 218,535218.5k $21.3m $21.3m 0.03% Reduced -38.9k -38,885
64 CLIENT 1ST ADVISORY GROUP, LLC 11.20% of their portfolio DUNEDIN, FL 218,091218.1k $21.3m $21.3m 11.20% Reduced -39.5k -39,511
65 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 213,231213.2k $20.8m $20.8m 0.03% Added +8.3k +8,327
66 Money Design Co.,Ltd. 1.17% of their portfolio TOKYO, M0 202,215202.2k $19.7m $19.7m 1.17% Reduced -5.7k -5,718
67 MA Private Wealth 4.57% of their portfolio SAN CARLOS, CA 202,203202.2k $19.7m $19.7m 4.57% Added +6.8k +6,835
68 Atria Investments, Inc 0.34% of their portfolio Charlotte, NC 192,197192.2k $18.7m $18.7m 0.34% Reduced -21.8k -21,804
69 Foundations Investment Advisors, LLC 0.61% of their portfolio PHOENIX, AZ 188,934188.9k $18.4m $18.4m 0.61% Reduced -260.4k -260,367
70 IMPACTfolio, LLC 14.36% of their portfolio DENVER, CO 185,517185.5k $18.1m $18.1m 14.36% Added +4.6k +4,592
71 SEI INVESTMENTS CO 0.03% of their portfolio OAKS, PA 185,096185.1k $18.0m $18.0m 0.03% Reduced -11.5k -11,485
72 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 179,524179.5k $17.5m $17.5m 0.03% Reduced -51.7k -51,733
73 Strategic Blueprint, LLC 1.66% of their portfolio ATLANTA, GA 178,946178.9k $17.4m $17.4m 1.66% Reduced -170.7k -170,731
74 Blue Trust, Inc. 0.26% of their portfolio BRENTWOOD, TN 177,864177.9k $16.1m $16.1m 0.26% Reduced -335.9k -335,878
75 Austin Private Wealth, LLC 2.48% of their portfolio Austin, TX 175,940175.9k $17.1m $17.1m 2.48% Added +8.9k +8,863
76 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 168,642168.6k $16.4m $16.4m 0.01% Reduced -10.8k -10,837
77 Sand Hill Global Advisors, LLC 0.81% of their portfolio Palo Alto, CA 168,289168.3k $16.4m $16.4m 0.81% Added +61.4k +61,375
78 Cetera Advisors LLC 0.26% of their portfolio DENVER, CO 167,405167.4k $16.3m $16.3m 0.26% Reduced -5.7k -5,650
79 JOURNEY STRATEGIC WEALTH LLC 0.72% of their portfolio SUMMIT, NJ 163,696163.7k $16.0m $16.0m 0.72% Added +9.1k +9,123
80 West Wealth Group, LLC 6.53% of their portfolio Irvine, CA 158,265158.3k $15.4m $15.4m 6.53% Added +4.0k +4,007
81 Van Hulzen Asset Management, LLC 1.31% of their portfolio EL DORADO HILLS, CA 157,427157.4k $15.3m $15.3m 1.31% Reduced -769 -769
82 High Falls Advisors, Inc 4.30% of their portfolio ROCHESTER, NY 154,860154.9k $15.1m $15.1m 4.30% Reduced -17.4k -17,378
83 Orion Porfolio Solutions, LLC 0.16% of their portfolio OMAHA, NE 152,419152.4k $14.9m $14.9m 0.16% Reduced -6.4k -6,430
84 Orion Portfolio Solutions, LLC 0.16% of their portfolio Omaha, NE 152,419152.4k $14.9m $14.9m 0.16% Reduced -6.4k -6,430
85 DOHJ, LLC 6.26% of their portfolio SEATTLE, WA 149,812149.8k $14.6m $14.6m 6.26% Added +81.7k +81,739
86 Virtus Investment Advisers, LLC 9.82% of their portfolio HARTFORD, CT 148,406148.4k $14.5m $14.5m 9.82% Added +65.7k +65,725
87 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 148,358148.4k $14.5m $14.5m 0.01% Reduced -38.0k -37,969
88 Detalus Advisors, LLC 6.47% of their portfolio ST. LOUIS, MO 148,242148.2k $14.4m $14.4m 6.47% Reduced -9.9k -9,891
89 TNF LLC 6.24% of their portfolio BILLINGS, MT 146,716146.7k $14.3m $14.3m 6.24% Reduced -2.9k -2,927
90 Merit Financial Group, LLC 0.45% of their portfolio ALPHARETTA, GA 142,490142.5k $13.9m $13.9m 0.45% Reduced -13.5k -13,528
91 MISSION WEALTH MANAGEMENT, LP 0.53% of their portfolio Santa Barbara, CA 141,677141.7k $13.8m $13.8m 0.53% Reduced -5.6k -5,585
92 Northwest Capital Management Inc 5.68% of their portfolio Lake Oswego, OR 139,107139.1k $13.6m $13.6m 5.68% Reduced -4.5k -4,524
93 NATIONAL BANK OF CANADA /FI/ 0.03% of their portfolio MONTREAL, A8 138,200138.2k $13.5m $13.5m 0.03% New
94 Horst & Graben Wealth Management LLC 3.10% of their portfolio PORTLAND, OR 133,218133.2k $13.0m $13.0m 3.10% Reduced -10.0k -9,954
95 Joel Isaacson & Co., LLC 0.87% of their portfolio NEW YORK, NY 133,038133.0k $13.0m $13.0m 0.87% Added +2.5k +2,529
96 AVANTAX ADVISORY SERVICES, INC. 0.15% of their portfolio DALLAS, TX 132,824132.8k $12.9m $12.9m 0.15% Reduced -62.0k -62,002
97 Apella Capital, LLC 0.91% of their portfolio WEST HARTFORD, CT 131,303131.3k $12.8m $12.8m 0.91% First filing
98 Keebeck Wealth Management 1.72% of their portfolio Chicago, IL 128,426128.4k $12.5m $12.5m 1.72% Added +18.0k +17,992
99 Erickson Financial Group, LLC 11.28% of their portfolio ALLENTOWN, PA 127,608127.6k $12.4m $12.4m 11.28% Added +1.3k +1,340
100 AE Wealth Management LLC 0.07% of their portfolio TOPEKA, KS 126,167126.2k $12.3m $12.3m 0.07% Reduced -227.3k -227,289