Vault-13

FIRST TR EXCHANGE TRADED FD FGD

DJ GLBL DIVID · ETP · CUSIP 33734X200

128 institutional holders +2 vs Q1 2023
17,804,95517.8m shares reported held*
$381.9mreported value*
17 new 43 added 43 reduced 18 sold out net bought ≈ $21.2m (+996.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $21.45. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 121Q4 22: 130Q1 23: 126Q2 23: 128128Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022121
Q4 2022130
Q1 2023126
Q2 2023128

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 55 bought or addedQ4 22: 59 cut or sold outQ4 22Q1 23: 57 bought or addedQ1 23: 57 cut or sold outQ1 23Q2 23: 60 bought or addedQ2 23: 61 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225559
Q1 20235757
Q2 20236061

Biggest buyers

AMERIPRISE FINANCIAL INC Added +839,885+839.9k
WELLS FARGO & COMPANY/MN Added +293,238+293.2k
FIRST TRUST ADVISORS LP Added +198,220+198.2k
ENVESTNET ASSET MANAGEMENT INC Added +53,280+53.3k
Elevated Capital Advisors, LLC New +49,400+49.4k
BANK OF AMERICA CORP /DE/ Added +38,986+39.0k
AE Wealth Management LLC Added +29,321+29.3k
STIFEL FINANCIAL CORP Added +28,880+28.9k
PNC Financial Services Group, Inc. Added +25,032+25.0k
Private Advisor Group, LLC Added +24,922+24.9k

Biggest sellers

JANE STREET GROUP, LLC Reduced -133,613-133.6k
LPL Financial LLC Reduced -122,076-122.1k
OLD MISSION CAPITAL LLC Reduced -91,273-91.3k
MORGAN STANLEY Reduced -63,510-63.5k
Orion Portfolio Solutions, LLC Sold out -49,088-49.1k
Orion Porfolio Solutions, LLC Sold out -49,088-49.1k
BlackDiamond Wealth Management, LLC Reduced -42,894-42.9k
Raymond James Financial Services Advisors, Inc. Reduced -40,864-40.9k
Integrated Wealth Concepts LLC Reduced -24,775-24.8k
Cetera Investment Advisers Sold out -23,213-23.2k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.07% of their portfolio Wheaton, IL 2,965,4153.0m $63.6m $63.6m 0.07% Added +198.2k +198,220
2 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 2,075,5192.1m $44.5m $44.5m 0.01% Added +293.2k +293,238
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,557,4401.6m $33.4m $33.4m 0.00% Reduced -63.5k -63,510
4 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,472,3901.5m $31.6m $31.6m 0.02% Reduced -122.1k -122,076
5 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,417,7231.4m $30.4m $30.4m 0.01% Added +839.9k +839,885
6 AE Wealth Management LLC 0.15% of their portfolio TOPEKA, KS 1,140,9301.1m $24.5m $24.5m 0.15% Added +29.3k +29,321
7 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,050,1531.1m $22.5m $22.5m 0.01% Reduced -10.3k -10,279
8 FUKOKU MUTUAL LIFE INSURANCE Co 1.28% of their portfolio TOKYO, M0 632,000632.0k $13.6m $13.6m 1.28% Unchanged
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 529,791529.8k $11.4m $11.4m 0.00% Added +39.0k +38,986
10 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 503,282503.3k $10.8m $10.8m 0.01% Reduced -133.6k -133,613
11 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 309,189309.2k $6.6m $6.6m 0.00% Added +53.3k +53,280
12 PARK NATIONAL CORP /OH/ 0.26% of their portfolio NEWARK, OH 276,196276.2k $5.9m $5.9m 0.26% Added +107 +107
13 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 192,392192.4k $4.1m $4.1m 0.00% Added +25.0k +25,032
14 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 177,287177.3k $3.8m $3.8m 0.00% Reduced -3.2k -3,204
15 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 174,973175.0k $3.8m $3.8m 0.00% Reduced -4.1k -4,087
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 167,645167.6k $3.6m $3.6m 0.00% Reduced -21.1k -21,094
17 ForthRight Wealth Management, LLC 1.38% of their portfolio ALPHARETTA, GA 153,505153.5k $3.3m $3.3m 1.38% Reduced -11.4k -11,428
18 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 152,629152.6k $3.3m $3.3m 0.03% Added +24.9k +24,922
19 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 144,106144.1k $3.1m $3.1m 0.01% Added +4.4k +4,418
20 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 134,362134.4k $2.9m $2.9m 0.01% Added +10.5k +10,456
21 U.S. Capital Wealth Advisors, LLC 0.13% of their portfolio AUSTIN, TX 123,379123.4k $2.6m $2.6m 0.13% Added +1.2k +1,243
22 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 114,777114.8k $2.5m $2.5m 0.01% Added +16.6k +16,612
23 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 114,364114.4k $2.5m $2.5m 0.01% Reduced -9.4k -9,417
24 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 111,154111.2k $2.4m $2.4m 0.00% Added +28.9k +28,880
25 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 109,150109.2k $2.3m $2.3m 0.00% Added +18.1k +18,087
26 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 107,577107.6k $2.3m $2.3m 0.00% Reduced -40.9k -40,864
27 BENJAMIN F. EDWARDS & COMPANY, INC. 0.09% of their portfolio ST. LOUIS, MO 106,312106.3k $2.3m $2.3m 0.09% Reduced -2.5k -2,545
28 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 82,12882.1k $1.8m $1.8m 0.03% Added +13 +13
29 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 73,77173.8k $1.6m $1.6m 0.01% Added +3.8k +3,807
30 Harvest Investment Services, LLC 0.89% of their portfolio Oakbrook Terrace, IL 72,97473.0k $1.6m $1.6m 0.89% Added +1.8k +1,758
31 Twelve Points Wealth Management LLC 0.74% of their portfolio CONCORD, MA 64,98765.0k $1.4m $1.4m 0.74% Added +6.2k +6,242
32 FOREFRONT WEALTH MANAGEMENT INC. 1.83% of their portfolio MALVERN, PA 64,40764.4k $1.4m $1.4m 1.83% Reduced -1.4k -1,450
33 Mission Creek Capital Partners, Inc. 0.44% of their portfolio SAN FRANCISCO, CA 62,93162.9k $1.3m $1.3m 0.44% Reduced -897 -897
34 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 61,17961.2k $1.3m $1.3m 0.00% Reduced -924 -924
35 B.O.S.S. Retirement Advisors, LLC 0.26% of their portfolio Lehi, UT 56,47656.5k $1.2m $1.2m 0.26% Added +6.1k +6,091
36 OLD MISSION CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 56,14256.1k $1.2m $1.2m 0.04% Reduced -91.3k -91,273
37 Capital Investment Advisory Services, LLC 0.12% of their portfolio RALEIGH, NC 55,95356.0k $1.2m $1.2m 0.12% Reduced -905 -905
38 Prospera Financial Services Inc 0.04% of their portfolio Dallas, TX 50,78750.8k $1.1m $1.1m 0.04% Added +3.7k +3,734
39 Elevated Capital Advisors, LLC 0.35% of their portfolio SANDY, UT 49,40049.4k $1.1m $1.1m 0.35% New
40 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 46,33746.3k $993.5k $993.5k 0.01% Reduced -1.9k -1,913
41 Transamerica Financial Advisors, LLC 0.13% of their portfolio CEDAR RAPIDS, IA 45,33545.3k $972.0k $972.0k 0.13% Added +1.4k +1,415
42 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 43,74443.7k $937.9k $937.9k 0.03% Reduced -6.6k -6,581
43 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 38,27938.3k $820.7k $820.7k 0.01% Added +11.9k +11,945
44 Triumph Capital Management 0.36% of their portfolio DENVER, CO 37,20137.2k $797.6k $797.6k 0.36% Reduced -268 -268
45 L.M. KOHN & COMPANY 0.28% of their portfolio CINCINNATI, OH 34,68334.7k $743.6k $743.6k 0.28% Added +1.8k +1,822
46 Private Portfolio Partners LLC 0.18% of their portfolio PARAMUS, NJ 32,50532.5k $696.9k $696.9k 0.18% Added +591 +591
47 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 32,01032.0k $686.3k $686.3k 0.00% Reduced -4.8k -4,789
48 DDFG, Inc 0.22% of their portfolio THOUSAND OAKS, CA 27,53227.5k $590.3k $590.3k 0.22% Added +4.6k +4,647
49 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 26,84626.8k $575.6k $575.6k 0.01% Added +4.5k +4,470
50 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 26,41026.4k $566.2k $566.2k 0.01% Reduced -24.8k -24,775
51 BlackDiamond Wealth Management, LLC 0.46% of their portfolio NEW YORK, NY 24,64624.6k $547.4k $547.4k 0.46% Reduced -42.9k -42,894
52 WealthBridge Capital Management, LLC 0.20% of their portfolio WESTERVILLE, OH 23,21823.2k $497.8k $497.8k 0.20% Reduced -1.5k -1,473
53 Authentikos Wealth Advisory, LLC 0.47% of their portfolio MORGAN HILL, CA 23,20623.2k $497.5k $497.5k 0.47% Reduced -3.1k -3,086
54 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 21,89621.9k $515.3k $515.3k 0.01% Added +8.7k +8,719
55 Kovack Advisors, Inc. 0.06% of their portfolio FT. LAUDERDALE, FL 21,83321.8k $468.1k $468.1k 0.06% Added +72 +72
56 Foundations Investment Advisors, LLC 0.02% of their portfolio PHOENIX, AZ 21,25921.3k $455.8k $455.8k 0.02% Added +9.2k +9,207
57 COTTONWOOD CAPITAL ADVISORS, LLC 0.41% of their portfolio SALT LAKE CITY, UT 21,01121.0k $450.5k $450.5k 0.41% Added +440 +440
58 Advisors Capital Management, LLC 0.01% of their portfolio RIDGEWOOD, NJ 20,84120.8k $447.0k $447.0k 0.01% Added +2.1k +2,100
59 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 19,72419.7k $422.9k $422.9k 0.01% Added +1.2k +1,223
60 Main Street Financial Solutions, LLC 0.05% of their portfolio NEWTOWN, PA 17,36517.4k $372.3k $372.3k 0.05% Reduced -259 -259
61 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 17,14717.1k $368.0k $368.0k 0.01% Unchanged
62 RETIREMENT GUYS FORMULA LLC 0.21% of their portfolio MAUMEE, OH 16,92116.9k $362.8k $362.8k 0.21% Reduced -685 -685
63 Kowal Investment Group, LLC 0.10% of their portfolio BROOKFIELD, WI 16,70716.7k $358.2k $358.2k 0.10% Reduced -1.3k -1,261
64 StrategIQ Financial Group, LLC 0.04% of their portfolio MERRILLVILLE, IN 16,55316.6k $354.9k $354.9k 0.04% Reduced -213 -213
65 SignalPoint Asset Management, LLC 0.10% of their portfolio SPRINGFIELD, MO 14,78914.8k $317.1k $317.1k 0.10% Unchanged
66 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 14,52914.5k $311.5k $311.5k 0.01% Reduced -1.8k -1,785
67 GPS Wealth Strategies Group, LLC 0.06% of their portfolio CENTENNIAL, CO 14,27714.3k $306.1k $306.1k 0.06% Added +5.9k +5,874
68 Virtue Capital Management, LLC 0.05% of their portfolio BRENTWOOD, TN 14,24314.2k $305.2k $305.2k 0.05% Reduced -280 -280
69 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 13,11813.1k $281.2k $281.2k 0.00% Reduced -1.5k -1,530
70 Lion Street Advisors, LLC 0.11% of their portfolio Austin, TX 12,95413.0k $331.0k $331.0k 0.11% New
71 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 12,53312.5k $268.7k $268.7k 0.00% Reduced -10.9k -10,855
72 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 12,15012.2k $260.5k $260.5k 0.01% Reduced -579 -579
73 Slagle Financial, LLC 0.16% of their portfolio Edwardsville, IL 12,14512.1k $260.4k $260.4k 0.16% First filing
74 HOWE & RUSLING INC 0.03% of their portfolio ROCHESTER, NY 11,59511.6k $248.6k $248.6k 0.03% Added +1.5k +1,548
75 Csenge Advisory Group 0.02% of their portfolio CLEARWATER, FL 11,58611.6k $248.4k $248.4k 0.02% New
76 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 11,53311.5k $247.3k $247.3k 0.00% Added +6.5k +6,480
77 TFG Advisers LLC 0.11% of their portfolio Auburn Hills, MI 11,27711.3k $241.8k $241.8k 0.11% Reduced -758 -758
78 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 11,27111.3k $241.7k $241.7k 0.01% Added +795 +795
79 Pine Valley Investments Ltd Liability Co 0.02% of their portfolio MARLTON, NJ 10,91410.9k $234.0k $234.0k 0.02% Added +1.5k +1,499
80 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 10,89910.9k $233.7k $233.7k 0.01% Reduced -2.3k -2,314
81 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 10,69910.7k $229.4k $229.4k 0.00% First filing
82 RDA Financial Network 0.10% of their portfolio AKRON, IA 10,64210.6k $228.2k $228.2k 0.10% Reduced -741 -741
83 LifePro Asset Management 0.17% of their portfolio San Diego, CA 10,50410.5k $225.2k $225.2k 0.17% Reduced -677 -677
84 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 10,15610.2k $217.8k $217.8k 0.00% New
85 Worth Financial Advisory Group, LLC 0.20% of their portfolio CHARLOTTE, NC 9,98710.0k $214.1k $214.1k 0.20% Unchanged
86 Holistic Financial Partners 0.15% of their portfolio INDIANAPOLIS, IN 9,8459.8k $211.1k $211.1k 0.15% New
87 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 9,6559.7k $207.0k $207.0k 0.00% New
88 MEITAV INVESTMENT HOUSE LTD 0.00% of their portfolio BENE-BERAQ, L3 8,7118.7k $186.6k $186.6k 0.00% Reduced -630 -630
89 Archer Investment Corp 0.06% of their portfolio Carmel, IN 7,7867.8k $166.9k $166.9k 0.06% Unchanged
90 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 7,5517.6k $161.9k $161.9k 0.01% Reduced -2.8k -2,792
91 CREATIVE FINANCIAL DESIGNS INC /ADV 0.02% of their portfolio KOKOMO, IN 6,7106.7k $143.9k $143.9k 0.02% Added +35 +35
92 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 6,6136.6k $141.8k $141.8k 0.00% New
93 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 5,1005.1k $109.3k $109.3k 0.00% Unchanged
94 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 4,8844.9k $104.7k $104.7k 0.01% Added +72 +72
95 AdvisorNet Financial, Inc 0.01% of their portfolio MINNETONKA, MN 4,4664.5k $95.8k $95.8k 0.01% Added +22 +22
96 INTREPID CAPITAL MANAGEMENT INC 0.03% of their portfolio JACKSONVILLE BEACH, FL 4,2404.2k $90.9k $90.9k 0.03% New
97 Realta Investment Advisors 0.02% of their portfolio WILMINGTON, DE 3,8093.8k $81.7k $81.7k 0.02% New
98 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 3,5253.5k $75.6k $75.6k 0.01% Added +403 +403
99 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 3,3453.3k $71.7k $71.7k 0.00% Reduced -15 -15
100 Sandy Spring Bank 0.00% of their portfolio Olney, MD 3,3073.3k $70.9k $70.9k 0.00% New