Vault-13

PROSOMNUS INC

COMMON STOCK · CUSIP 50535E108

19 institutional holders +4 vs Q1 2023
1,178,7571.2m shares reported held*
$3.6mreported value*
6 new 5 added 3 reduced 2 sold out net bought ≈ $45.5k (-23.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($289.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $3.07.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

01020Q4 22: 10Q1 23: 15Q2 23: 1919Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q4 202210
Q1 202315
Q2 202319

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q1 23: 8 bought or addedQ1 23: 4 cut or sold outQ1 23Q2 23: 11 bought or addedQ2 23: 5 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q1 202384
Q2 2023115

Biggest buyers

LPWM LLC Added +51,265+51.3k
Worth Venture Partners, LLC Added +41,351+41.4k
VANGUARD GROUP INC New +29,312+29.3k
Cannell & Spears LLC New +20,160+20.2k
Root Financial Partners, LLC New +15,000+15.0k
BlackRock Inc. New +4,509+4.5k
MORGAN STANLEY Added +1,556+1.6k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +205+205
Steward Partners Investment Advisory, LLC New +182+182
Tower Research Capital LLC (TRC) New +99+99

Biggest sellers

Cohanzick Management, LLC Sold out -150,916-150.9k
Polar Asset Management Partners Inc. Reduced -21,273-21.3k
MILLENNIUM MANAGEMENT LLC Reduced -9,332-9.3k
AIGH Capital Management LLC Reduced -4,207-4.2k
Elequin Capital, LP Sold out -1,312-1.3k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Polar Asset Management Partners Inc. 0.03% of their portfolio TORONTO, A6 431,208431.2k $1.3m $1.3m 0.03% Reduced -21.3k -21,273
2 AIGH Capital Management LLC 0.49% of their portfolio BALTIMORE, MD 386,433386.4k $1.2m $1.2m 0.49% Reduced -4.2k -4,207
3 Worth Venture Partners, LLC 0.16% of their portfolio FORT LEE, NJ 96,34996.3k $289.0k $289.0k 0.16% Added +41.4k +41,351
4 LITTLEJOHN & CO LLC 0.18% of their portfolio GREENWICH, CT 83,33383.3k $250.0k $250.0k 0.18% Unchanged
5 LPWM LLC 0.09% of their portfolio MINNEAPOLIS, MN 67,26567.3k $207.2k $207.2k 0.09% Added +51.3k +51,265
6 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 39,18739.2k $117.6k $117.6k 0.00% Added +205 +205
7 MYDA Advisors LLC 0.05% of their portfolio WOODMERE, NY 39,03739.0k $121.0k $121.0k 0.05% Unchanged
8 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 29,31229.3k $90.9k $90.9k 0.00% New
9 Periscope Capital Inc. 0.01% of their portfolio Toronto, A6 25,00025.0k $77.5k $77.5k 0.01% Unchanged
10 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 22,35922.4k $67.1k $67.1k 0.00% Reduced -9.3k -9,332
11 Cannell & Spears LLC 0.01% of their portfolio NEW YORK, NY 20,16020.2k $62.5k $62.5k 0.01% New
12 Root Financial Partners, LLC 0.03% of their portfolio ENCINITAS, CA 15,00015.0k $46.5k $46.5k 0.03% New
13 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 14,01714.0k $43.5k $43.5k 0.00% Unchanged
14 BlackRock Inc. 0.00% of their portfolio New York, NY 4,5094.5k $14.0k $14.0k 0.00% New
15 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,5961.6k $4.9k $4.9k 0.00% Added +1.6k +1,556
16 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 182182 $564 $564 0.00% New
17 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 9999 $306 $306 0.00% New
18 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 6060 $186 $186 0.00% Added +3 +3
19 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged