Vault-13

FIRST TR SML CP CORE ALPHA F FYX

COM SHS · ETP · CUSIP 33734Y109

125 institutional holders -1 vs Q1 2023
6,066,7916.1m shares reported held*
$499.3mreported value*
10 new 37 added 56 reduced 13 sold out net sold ≈ $19.0m (-229.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $82.30. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 122Q4 22: 127Q1 23: 126Q2 23: 125125Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022122
Q4 2022127
Q1 2023126
Q2 2023125

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 67 bought or addedQ4 22: 50 cut or sold outQ4 22Q1 23: 56 bought or addedQ1 23: 61 cut or sold outQ1 23Q2 23: 47 bought or addedQ2 23: 69 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226750
Q1 20235661
Q2 20234769

Biggest buyers

NewEdge Advisors, LLC Added +73,427+73.4k
Janney Montgomery Scott LLC Added +34,842+34.8k
RAYMOND JAMES & ASSOCIATES Added +33,427+33.4k
Baird Financial Group, Inc. Added +32,877+32.9k
FLOW TRADERS U.S. LLC New +23,987+24.0k
Sweet Financial Partners, LLC New +20,210+20.2k
Equitable Holdings, Inc. Added +11,273+11.3k
Cambridge Investment Research Advisors, Inc. Added +9,404+9.4k
Bison Wealth, LLC New +8,988+9.0k
TWO SIGMA INVESTMENTS, LP New +8,400+8.4k

Biggest sellers

LPL Financial LLC Reduced -117,352-117.4k
BANK OF AMERICA CORP /DE/ Reduced -112,970-113.0k
Spectrum Wealth Advisory Group, LLC Sold out -67,990-68.0k
ROYAL BANK OF CANADA Reduced -32,088-32.1k
U.S. Capital Wealth Advisors, LLC Reduced -27,592-27.6k
Coppell Advisory Solutions LLC Reduced -17,770-17.8k
DAYMARK WEALTH PARTNERS, LLC Reduced -15,160-15.2k
CITADEL ADVISORS LLC Sold out -13,407-13.4k
MORGAN STANLEY Reduced -12,995-13.0k
Per Stirling Capital Management, LLC. Reduced -11,209-11.2k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 664,649664.6k $54.7m $54.7m 0.01% Reduced -13.0k -12,995
2 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 659,105659.1k $54.2m $54.2m 0.04% Reduced -117.4k -117,352
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 570,965571.0k $47.0m $47.0m 0.01% Reduced -10.5k -10,527
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 513,416513.4k $42.2m $42.2m 0.01% Reduced -113.0k -112,970
5 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 405,446405.4k $33.4m $33.4m 0.01% Reduced -32.1k -32,088
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 239,366239.4k $19.7m $19.7m 0.01% Reduced -2.1k -2,139
7 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 220,410220.4k $18.1m $18.1m 0.01% Added +33.4k +33,427
8 Hapanowicz & Associates Financial Services, Inc 11.69% of their portfolio PITTSBURGH, PA 212,423212.4k $17.5m $17.5m 11.69% Reduced -7.4k -7,383
9 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 197,978198.0k $16.3m $16.3m 0.06% Added +34.8k +34,842
10 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 142,022142.0k $11.7m $11.7m 0.02% Reduced -2.5k -2,498
11 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 117,773117.8k $9.7m $9.7m 0.03% Added +32.9k +32,877
12 Wealth Alliance Advisory Group, LLC 3.14% of their portfolio Wichita, KS 108,016108.0k $8.9m $8.9m 3.14% Reduced -497 -497
13 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 94,81794.8k $7.8m $7.8m 0.07% Added +2.5k +2,505
14 Main Line Retirement Advisors, LLC 7.13% of their portfolio WHITEFISH, MT 92,14392.1k $7.6m $7.6m 7.13% First filing
15 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 90,32790.3k $7.4m $7.4m 0.03% Added +9.4k +9,404
16 Kestra Advisory Services, LLC 0.07% of their portfolio AUSTIN, TX 89,89489.9k $7.4m $7.4m 0.07% Added +3.8k +3,826
17 WEALTHSOURCE PARTNERS, LLC 0.46% of their portfolio SAN LUIS OBISPO, CA 85,77585.8k $7.1m $7.1m 0.46% Reduced -276 -276
18 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 79,78679.8k $6.6m $6.6m 0.01% Added +3.9k +3,937
19 Regal Investment Advisors LLC 0.54% of their portfolio KENTWOOD, MI 78,77978.8k $6.5m $6.5m 0.54% Added +2.9k +2,915
20 NewEdge Advisors, LLC 0.07% of their portfolio NEW ORLEANS, LA 73,46273.5k $6.0m $6.0m 0.07% Added +73.4k +73,427
21 Western Wealth Management, LLC 0.48% of their portfolio GOLDEN, CO 68,86368.9k $5.7m $5.7m 0.48% Reduced -6.1k -6,051
22 D.A. DAVIDSON & CO. 0.06% of their portfolio GREAT FALLS, MT 68,43068.4k $5.6m $5.6m 0.06% Reduced -1.8k -1,819
23 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 63,83363.8k $5.3m $5.3m 0.01% Added +5.6k +5,567
24 IFG Advisory, LLC 0.44% of their portfolio ATLANTA, GA 59,99060.0k $4.9m $4.9m 0.44% Reduced -1.8k -1,824
25 Chicago Partners Investment Group LLC 0.26% of their portfolio CHICAGO, IL 56,36856.4k $4.9m $4.9m 0.26% Added +2.6k +2,562
26 PARK NATIONAL CORP /OH/ 0.20% of their portfolio NEWARK, OH 55,35355.4k $4.6m $4.6m 0.20% Added +2.4k +2,368
27 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 54,37754.4k $4.5m $4.5m 0.01% Reduced -11.2k -11,189
28 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 44,71944.7k $3.7m $3.7m 0.03% Added +2.4k +2,400
29 MTM Investment Management, LLC 1.57% of their portfolio SPARTANBURG, SC 39,08639.1k $3.2m $3.2m 1.57% Added +161 +161
30 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 36,72536.7k $3.0m $3.0m 0.00% Added +758 +758
31 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 33,56833.6k $2.8m $2.8m 0.01% Reduced -171 -171
32 Per Stirling Capital Management, LLC. 0.54% of their portfolio AUSTIN, TX 32,51932.5k $2.7m $2.7m 0.54% Reduced -11.2k -11,209
33 Perennial Investment Advisors, LLC 0.45% of their portfolio Los Angeles, CA 30,78730.8k $2.5m $2.5m 0.45% Added +2.4k +2,416
34 Mainsail Financial Group, LLC 2.22% of their portfolio BELLEVUE, WA 28,77428.8k $2.4m $2.4m 2.22% Reduced -237 -237
35 RETIREMENT GUYS FORMULA LLC 1.33% of their portfolio MAUMEE, OH 27,81727.8k $2.3m $2.3m 1.33% Reduced -2.2k -2,192
36 LVZ, Inc. 0.28% of their portfolio Holland, MI 24,78924.8k $2.0m $2.0m 0.28% Added +1.7k +1,739
37 FLOW TRADERS U.S. LLC 0.09% of their portfolio NEW YORK, NY 23,98724.0k $2.0m $2.0m 0.09% New
38 SILVER OAK SECURITIES, INCORPORATED 0.32% of their portfolio JACKSON, TN 23,87723.9k $2.0m $2.0m 0.32% Added +2.4k +2,428
39 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 23,69323.7k $1.9m $1.9m 0.00% Added +2.9k +2,857
40 OneDigital Investment Advisors LLC 0.04% of their portfolio OVERLAND PARK, KS 23,47823.5k $1.9m $1.9m 0.04% Added +35 +35
41 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 23,05423.1k $1.9m $1.9m 0.03% Reduced -554 -554
42 Belpointe Asset Management LLC 0.19% of their portfolio RENO, NV 21,50821.5k $1.8m $1.8m 0.19% Reduced -55 -55
43 MONECO ADVISORS, LLC 0.46% of their portfolio FAIRFIELD, CT 20,48720.5k $1.7m $1.7m 0.46% Reduced -169 -169
44 Sweet Financial Partners, LLC 0.43% of their portfolio FAIRMONT, MN 20,21020.2k $1.7m $1.7m 0.43% New
45 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 19,58619.6k $1.6m $1.6m 0.03% Reduced -1.4k -1,408
46 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 17,08017.1k $1.4m $1.4m 0.00% Reduced -851 -851
47 DAYMARK WEALTH PARTNERS, LLC 0.10% of their portfolio CINCINNATI, OH 16,40516.4k $1.3m $1.3m 0.10% Reduced -15.2k -15,160
48 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 15,34315.3k $1.3m $1.3m 0.02% Added +11.3k +11,273
49 Financial Advocates Investment Management 0.09% of their portfolio OLYMPIA, WA 15,26415.3k $1.3m $1.3m 0.09% Reduced -8.3k -8,327
50 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 15,19615.2k $1.2m $1.2m 0.00% Added +2 +2
51 ARS Wealth Advisors Group, LLC 0.20% of their portfolio St. Petersburg, FL 15,04815.0k $1.2m $1.2m 0.20% Reduced -1.9k -1,941
52 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.11% of their portfolio CEDAR RAPIDS, IA 14,21414.2k $1.2m $1.2m 0.11% Reduced -66 -66
53 Arkadios Wealth Advisors 0.12% of their portfolio ATLANTA, GA 12,24912.2k $1.0m $1.0m 0.12% Reduced -4.3k -4,309
54 Root Financial Partners, LLC 0.57% of their portfolio ENCINITAS, CA 11,73511.7k $965.3k $965.3k 0.57% Reduced -991 -991
55 PCA Investment Advisory Services Inc. 0.56% of their portfolio CINCINNATI, OH 11,49611.5k $945.7k $945.7k 0.56% Reduced -1.5k -1,506
56 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 11,29711.3k $929.0k $929.0k 0.01% Added +194 +194
57 Virtue Capital Management, LLC 0.15% of their portfolio BRENTWOOD, TN 11,05811.1k $902.5k $902.5k 0.15% Unchanged
58 BENJAMIN F. EDWARDS & COMPANY, INC. 0.03% of their portfolio ST. LOUIS, MO 10,27910.3k $846.0k $846.0k 0.03% Reduced -88 -88
59 Bison Wealth, LLC 0.14% of their portfolio Atlanta, GA 8,9889.0k $739.3k $739.3k 0.14% New
60 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 8,4008.4k $691.0k $691.0k 0.00% New
61 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 8,1918.2k $673.8k $673.8k 0.02% Added +138 +138
62 COMERICA SECURITIES,INC. 0.05% of their portfolio DETROIT, MI 7,9568.0k $654.5k $654.5k 0.05% Reduced -38 -38
63 Cyndeo Wealth Partners, LLC 0.07% of their portfolio ST. PETERSBURG, FL 7,8397.8k $644.8k $644.8k 0.07% Added +1.7k +1,696
64 U.S. Capital Wealth Advisors, LLC 0.03% of their portfolio AUSTIN, TX 7,8037.8k $641.9k $641.9k 0.03% Reduced -27.6k -27,592
65 INDEPENDENT FINANCIAL GROUP, LLC 0.04% of their portfolio SAN DIEGO, CA 7,7947.8k $641.1k $641.1k 0.04% Reduced -878 -878
66 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 7,5667.6k $622.3k $622.3k 0.01% Reduced -395 -395
67 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 7,5287.5k $619.3k $619.3k 0.00% First filing
68 Keystone Wealth Services, LLC 0.23% of their portfolio PALM DESERT, CA 7,4437.4k $612.3k $612.3k 0.23% Reduced -178 -178
69 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 6,8616.9k $564.4k $564.4k 0.03% Reduced -19 -19
70 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 6,0186.0k $444.1k $444.1k 0.01% Added +2.5k +2,475
71 American Institute for Advanced Investment Management, LLP 0.42% of their portfolio Scottsdale, AZ 5,7805.8k $475.5k $475.5k 0.42% New
72 DHJJ Financial Advisors, Ltd. 0.24% of their portfolio NAPERVILLE, IL 5,5405.5k $455.7k $455.7k 0.24% Added +2 +2
73 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 5,5005.5k $452.4k $452.4k 0.01% Unchanged
74 SMITH, MOORE & CO. 0.06% of their portfolio CLAYTON, MO 5,4515.5k $448.4k $448.4k 0.06% Added +67 +67
75 Independent Wealth Network Inc. 0.26% of their portfolio URBANDALE, IA 5,2185.2k $429.2k $429.2k 0.26% Reduced -101 -101
76 Solano Wealth Management, Inc. 0.29% of their portfolio Fairfield, CA 5,1205.1k $421.2k $421.2k 0.29% Unchanged
77 TFG Advisers LLC 0.19% of their portfolio Auburn Hills, MI 5,0505.0k $415.4k $415.4k 0.19% Added +12 +12
78 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 5,0135.0k $412.4k $412.4k 0.00% Added +430 +430
79 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 4,5104.5k $371.0k $371.0k 0.01% Reduced -2.4k -2,350
80 Element Wealth, LLC 0.26% of their portfolio RIDGELAND, MS 4,5074.5k $370.7k $370.7k 0.26% Reduced -25 -25
81 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 4,4534.5k $366.3k $366.3k 0.01% Reduced -500 -500
82 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 4,4244.4k $363.9k $363.9k 0.00% Unchanged
83 Northeast Financial Consultants Inc 0.02% of their portfolio WESTPORT, CT 4,4004.4k $361.9k $361.9k 0.02% Unchanged
84 HM PAYSON & CO 0.01% of their portfolio PORTLAND, ME 4,2834.3k $352.3k $352.3k 0.01% Unchanged
85 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 4,1954.2k $345.1k $345.1k 0.01% Reduced -871 -871
86 Apollon Wealth Management, LLC 0.02% of their portfolio MOUNT PLEASANT, SC 4,0494.0k $333.1k $333.1k 0.02% Reduced -800 -800
87 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 3,8463.8k $316.4k $316.4k 0.00% Reduced -43 -43
88 Capital Asset Advisory Services LLC 0.02% of their portfolio Williamston, MI 3,5183.5k $297.3k $297.3k 0.02% Reduced -500 -500
89 Farther Finance Advisors, LLC 0.06% of their portfolio SAN FRANCISCO, CA 3,4293.4k $282.1k $282.1k 0.06% Added +9 +9
90 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 3,3473.3k $275.0k $275.0k 0.01% Added +4 +4
91 Virtu Financial LLC 0.02% of their portfolio New York, NY 3,2253.2k $265.0k $265.0k 0.02% New
92 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,2193.2k $264.8k $264.8k 0.00% Added +936 +936
93 HBK Sorce Advisory LLC 0.01% of their portfolio ERIE, PA 3,1053.1k $255.4k $255.4k 0.01% Reduced -405 -405
94 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 3,1003.1k $255.0k $255.0k 0.00% Unchanged
95 Gladstone Institutional Advisory LLC 0.01% of their portfolio Bedminster, NJ 2,9823.0k $245.3k $245.3k 0.01% Reduced -2 -2
96 WEALTH EFFECTS LLC 0.11% of their portfolio BOSTON, MA 2,9563.0k $243.2k $243.2k 0.11% Unchanged
97 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,9112.9k $239.0k $239.0k 0.00% Unchanged
98 Keystone Financial Group 0.04% of their portfolio LEXINGTON, KY 2,8882.9k $237.6k $237.6k 0.04% First filing
99 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 2,8012.8k $230.4k $230.4k 0.00% New
100 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 2,7412.7k $225.5k $225.5k 0.01% Added +2.6k +2,648