Claybrook Capital, LLC

WELLESLEY, MA · CIK 1729848 · 13F filing filed 2023-10-24

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

Others nearbyWellesley, MA

$174.8m reported value -6.8% vs Q2 2023

138positions

34.0%in top 10

1 new 9 added 15 reduced 4 sold out vs Q2 2023

Holdings, Q3 2023

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	38,321	$16.4m9.37%	9.37%	Added +52	+52 0.1%
2	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	26,054	$9.3m5.34%	5.34%	Added +32	+32 0.1%
3	NUVEEN NEW YORK AMT QLT MUNI COM NRK	NRK	792,367	$7.5m4.28%	4.28%	Unchanged
4	ALTRIA GROUP INC COM MO	MO	120,458	$5.1m2.90%	2.90%	Unchanged
5	NUVEEN NEW YORK QLT MUN INC COM NAN	NAN	486,078	$4.7m2.69%	2.69%	Unchanged
6	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	10,980	$3.8m2.20%	2.20%	Added +135	+135 1.2%
7	AMAZON COM INC COM AMZN	AMZN	28,050	$3.6m2.04%	2.04%	Reduced -800	-800 -2.8%
8	ENERGY TRANSFER L P COM UT LTD PTN ET	ET	222,298	$3.1m1.78%	1.78%	Unchanged
9	BLACKROCK MUNIYIELD N Y QUAL COM MYN	MYN	348,250	$3.1m1.77%	1.77%	Unchanged
10	LADDER CAP CORP CL A LADR	LADR	271,781	$2.8m1.60%	1.60%	Unchanged
11	VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF VT	VT	29,423	$2.7m1.57%	1.57%	Reduced -920	-920 -3.0%
12	VANECK ETF TRUST MRNGSTR WDE MOAT MOAT	MOAT	35,300	$2.7m1.53%	1.53%	Unchanged
13	BLACKROCK MUNIHLDGS NY QLTY COM COM		292,141	$2.7m1.53%	1.53%	Unchanged
14	PIMCO NEW YORK MUN INCOME FD COM COM		397,400	$2.5m1.42%	1.42%	Unchanged
15	NUVEEN AMT FREE QLTY MUN INC COM XNEAX	XNEAX	248,583	$2.4m1.38%	1.38%	Unchanged
16	FS KKR CAP CORP COM FSK	FSK	119,643	$2.4m1.35%	1.35%	Unchanged
17	STARWOOD PPTY TR INC COM STWD	STWD	120,192	$2.3m1.33%	1.33%	Unchanged
18	MICROSOFT CORP COM MSFT	MSFT	7,335	$2.3m1.33%	1.33%	Unchanged
19	ESSENTIAL PPTYS RLTY TR INC COM EPRT	EPRT	106,758	$2.3m1.32%	1.32%	Unchanged
20	NUVEEN PFD & INCOME OPPORTUN COM JPC	JPC	357,226	$2.3m1.29%	1.29%	Unchanged
21	PIMCO MUN INCOME FD II COM PML	PML	280,187	$2.2m1.23%	1.23%	Unchanged
22	PROSHARES TR SHORT QQQ NEW PSQ	PSQ	195,350	$2.1m1.22%	1.22%	Reduced -1.8k	-1,800 -0.9%
23	READY CAPITAL CORP COM RC	RC	206,637	$2.1m1.20%	1.20%	Unchanged
24	BECTON DICKINSON & CO COM BDX	BDX	7,950	$2.1m1.18%	1.18%	Reduced -125	-125 -1.6%
25	INVESCO QUALITY MUN INCOME T COM IQI	IQI	244,543	$2.1m1.17%	1.17%	Unchanged
26	BOEING CO COM BA	BA	10,010	$1.9m1.10%	1.10%	Reduced -10	-10 -0.1%
27	BLACKROCK MUNIVEST FD INC COM XMVFX	XMVFX	312,220	$1.9m1.08%	1.08%	Unchanged
28	KKR REAL ESTATE FIN TR INC COM KREF	KREF	154,116	$1.8m1.05%	1.05%	Unchanged
29	OAKTREE SPECIALTY LENDING CO COM OCSL	OCSL	90,468	$1.8m1.04%	1.04%	Unchanged
30	PIMCO NEW YORK MUN FD II COM PNI	PNI	281,593	$1.8m1.03%	1.03%	Unchanged
31	KINDER MORGAN INC DEL COM KMI	KMI	104,000	$1.7m0.99%	0.99%	Unchanged
32	SPDR GOLD TR GOLD SHS GLD	GLD	9,785	$1.7m0.96%	0.96%	Reduced -25	-25 -0.2%
33	ARBOR REALTY TRUST INC COM ABR	ABR	108,877	$1.7m0.95%	0.95%	Unchanged
34	NUVEEN AMT FREE MUN CR INC F COM NVG	NVG	160,147	$1.7m0.94%	0.94%	Unchanged
35	REAVES UTIL INCOME FD COM SH BEN INT UTG	UTG	66,212	$1.6m0.93%	0.93%	Unchanged
36	PENNANTPARK INVT CORP COM PNNT	PNNT	246,312	$1.6m0.93%	0.93%	Unchanged
37	AIR PRODS & CHEMS INC COM APD	APD	5,600	$1.6m0.91%	0.91%	Unchanged
38	INVESCO TR INVT GRADE NEW YO COM VTN	VTN	170,381	$1.6m0.89%	0.89%	Unchanged
39	NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT NZF	NZF	148,183	$1.5m0.88%	0.88%	Unchanged
40	XAI OCTAGN FLT RAT & ALT INM COM COM		214,393	$1.5m0.85%	0.85%	Unchanged
41	ETFIS SER TR I VIRTUS INFRCAP PFFA	PFFA	72,115	$1.4m0.80%	0.80%	Unchanged
42	ONEMAIN HLDGS INC COM OMF	OMF	34,391	$1.4m0.79%	0.79%	Unchanged
43	TRIPLEPOINT VENTURE GROWTH B COM TPVG	TPVG	121,240	$1.3m0.73%	0.73%	Unchanged
44	ARES COML REAL ESTATE CORP COM ACRE	ACRE	129,913	$1.2m0.71%	0.71%	Unchanged
45	APOLLO COML REAL EST FIN INC COM ARI	ARI	121,855	$1.2m0.71%	0.71%	Unchanged
46	MFS HIGH YIELD MUN TR SH BEN INT XCMUX	XCMUX	382,584	$1.2m0.69%	0.69%	Unchanged
47	BLACKSTONE MTG TR INC COM CL A BXMT	BXMT	52,758	$1.1m0.66%	0.66%	Unchanged
48	VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT VEA	VEA	26,109	$1.1m0.65%	0.65%	Reduced -823	-823 -3.1%
49	ARES CAPITAL CORP COM ARCC	ARCC	57,562	$1.1m0.64%	0.64%	Unchanged
50	SARATOGA INVT CORP COM NEW SAR	SAR	41,817	$1.1m0.61%	0.61%	Unchanged
51	ISHARES TR US AER DEF ETF ITA	ITA	10,025	$1.1m0.61%	0.61%	Unchanged
52	VERIZON COMMUNICATIONS INC COM VZ	VZ	32,040	$1.0m0.59%	0.59%	Reduced -2.1k	-2,149 -6.3%
53	VANECK ETF TRUST BDC INCOME ETF BIZD	BIZD	64,093	$1.0m0.59%	0.59%	Unchanged
54	FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING SKYY	SKYY	13,490	$1.0m0.59%	0.59%	Unchanged
55	KAYNE ANDERSON ENERGY INFRST COM KYN	KYN	121,491	$1.0m0.58%	0.58%	Unchanged
56	VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF VWO	VWO	25,621	$1.0m0.57%	0.57%	Reduced -704	-704 -2.7%
57	ALPHABET INC CAP STK CL C GOOG	GOOG	7,540	$994.1k0.57%	0.57%	Added +250	+250 3.4%
58	ALPHABET INC CAP STK CL A GOOGL	GOOGL	7,440	$973.6k0.56%	0.56%	Added +50	+50 0.7%
59	INVESCO EXCH TRADED FD TR II NASDAQNXTGEN100 QQQJ	QQQJ	38,480	$948.1k0.54%	0.54%	Added +59	+59 0.1%
60	HESS CORP COM HES	HES	6,000	$918.0k0.53%	0.53%	Unchanged
61	CONOCOPHILLIPS COM COP	COP	7,600	$910.5k0.52%	0.52%	Unchanged
62	COHEN & STEERS QUALITY INCOM COM RQI	RQI	85,300	$863.2k0.49%	0.49%	Unchanged
63	DYNEX CAP INC COM DX	DX	67,140	$801.7k0.46%	0.46%	Unchanged
64	3M CO COM MMM	MMM	8,550	$800.5k0.46%	0.46%	Unchanged
65	SEVEN HILLS REALTY TRUST COM SEVN	SEVN	70,588	$770.8k0.44%	0.44%	Unchanged
66	ENTERPRISE PRODS PARTNERS L COM EPD	EPD	28,151	$770.5k0.44%	0.44%	Unchanged
67	ALPS ETF TR ALERIAN MLP AMLP	AMLP	17,870	$754.1k0.43%	0.43%	Unchanged
68	VANGUARD BD INDEX FDS SHORT TRM BOND BSV	BSV	10,000	$751.7k0.43%	0.43%	Reduced -600	-600 -5.7%
69	VERTIV HOLDINGS CO COM CL A VRT	VRT	19,760	$735.1k0.42%	0.42%	Unchanged
70	BAIN CAP SPECIALTY FIN INC COM STK BCSF	BCSF	46,355	$709.7k0.41%	0.41%	Unchanged
71	NUVEEN CR STRATEGIES INCOME COM SHS XJQCX	XJQCX	140,195	$709.4k0.41%	0.41%	Unchanged
72	GOLDMAN SACHS BDC INC SHS GSBD	GSBD	47,200	$687.2k0.39%	0.39%	Unchanged
73	PIMCO DYNAMIC INCOME FD SHS PDI	PDI	37,383	$646.0k0.37%	0.37%	Unchanged
74	BLACKROCK N Y MUN INCOME TRU SH BEN INT XBNYX	XBNYX	70,821	$644.5k0.37%	0.37%	Unchanged
75	SLR INVESTMENT CORP COM SLRC	SLRC	41,393	$637.0k0.36%	0.36%	Unchanged
76	COHEN & STEERS LTD DURATION COM LDP	LDP	36,815	$628.4k0.36%	0.36%	Unchanged
77	RITHM CAPITAL CORP COM NEW RITM	RITM	65,915	$612.4k0.35%	0.35%	Unchanged
78	MIDCAP FINANCIAL INVSTMNT CO COM NEW MFIC	MFIC	44,137	$606.9k0.35%	0.35%	Unchanged
79	NUVEEN CALIFORNIA AMT QLT MU COM XNCMX	XNCMX	58,810	$603.4k0.35%	0.35%	Unchanged
80	COHEN & STEERS TAX ADVAN PFD COM PTA	PTA	34,384	$600.7k0.34%	0.34%	Unchanged
81	MPLX LP COM UNIT REP LTD MPLX	MPLX	16,516	$587.5k0.34%	0.34%	Unchanged
82	SPDR SER TR S&P DIVID ETF SDY	SDY	5,000	$575.0k0.33%	0.33%	Unchanged
83	BLACKROCK CORPOR HI YLD FD I COM HYT	HYT	63,742	$550.1k0.31%	0.31%	Unchanged
84	HERCULES CAPITAL INC COM HTGC	HTGC	32,620	$535.6k0.31%	0.31%	Unchanged
85	BARCLAYS BANK PLC IPTH SR B S&P IPTH SR B S&P		21,550	$502.5k0.29%	0.29%	Reduced -200	-200 -0.9%
86	BLACKSTONE STRATEGIC CRED 20 COM SHS BEN IN BGB	BGB	44,898	$493.4k0.28%	0.28%	Unchanged
87	VOYA GLBL EQTY DIV & PREM OP COM XIGDX	XIGDX	100,402	$492.0k0.28%	0.28%	Unchanged
88	SIXTH STREET SPECIALTY LENDI COM TSLX	TSLX	23,660	$483.6k0.28%	0.28%	Unchanged
89	KAYNE ANDERSON NEXTGEN ENRGY COM COM		66,675	$474.7k0.27%	0.27%	Unchanged
90	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	3,000	$466.1k0.27%	0.27%	Unchanged
91	KRAFT HEINZ CO COM KHC	KHC	13,000	$437.3k0.25%	0.25%	Unchanged
92	PIONEER NAT RES CO COM PXD	PXD	1,902	$436.6k0.25%	0.25%	Unchanged
93	ELLINGTON FINANCIAL INC COM EFC	EFC	33,695	$420.2k0.24%	0.24%	Unchanged
94	VIRTUS CONVERTIBLE & INCOME COM COM		126,918	$394.7k0.23%	0.23%	Unchanged
95	BLUE OWL CAPITAL CORPORATION COM OBDC	OBDC	28,490	$394.6k0.23%	0.23%	Unchanged
96	NUVEEN PFD & INCOME TERM FD COM XJPIX	XJPIX	22,795	$391.4k0.22%	0.22%	Unchanged
97	GREAT AJAX CORP COM COM		58,552	$377.1k0.22%	0.22%	Unchanged
98	SALESFORCE INC COM CRM	CRM	1,857	$376.6k0.22%	0.22%	Reduced -3.1k	-3,093 -62.5%
99	GRANITE PT MTG TR INC COM STK COM STK		75,760	$369.7k0.21%	0.21%	Unchanged
100	ARISTA NETWORKS INC COM COM		2,000	$367.9k0.21%	0.21%	Unchanged

Sold out since Q2 2023

Security	Ticker	Shares held before	Value then
GRIFFON CORP GFF	GFF	56,551	$2.3m56.6k shares
CONSTELLATION BRANDS INC STZ	STZ	1,069	$263.1k1.1k shares
MAGELLAN MIDSTREAM PRTNRS LP		4,150	$258.6k4.2k shares
UBS AG LONDON BRANCH PFFL	PFFL	18,658	$188.8k18.7k shares