Vault-13

VANECK ETF TRUST MOAT

MRNGSTR WDE MOAT · ETP · CUSIP 92189F643

522 institutional holders +62 vs Q2 2023
76,528,04676.5m shares reported held*
$5.8bnreported value*
87 new 253 added 114 reduced 26 sold out net bought ≈ $729.3m (+5.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $75.88. Options: 2 managers hold calls ($1.8m notional), 2 hold puts ($910.1k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 352Q4 22: 374Q1 23: 381Q2 23: 460Q3 23: 522522Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022352
Q4 2022374
Q1 2023381
Q2 2023460
Q3 2023522

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 193 bought or addedQ4 22: 146 cut or sold outQ4 22Q1 23: 189 bought or addedQ1 23: 157 cut or sold outQ1 23Q2 23: 300 bought or addedQ2 23: 112 cut or sold outQ2 23Q3 23: 340 bought or addedQ3 23: 140 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022193146
Q1 2023189157
Q2 2023300112
Q3 2023340140

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25m$50m$75m$100mQ4 22 calls: $29.9mQ4 22 puts: $246.7kQ4 22P/C 0.01Q1 23 calls: $85.0mQ1 23 puts: $243.6kQ1 23P/C 0.00Q2 23 calls: $14.4mQ2 23 puts: $2.7mQ2 23P/C 0.19Q3 23 calls: $1.8mQ3 23 puts: $910.1kQ3 23P/C 0.51
Numbers
QuarterCallsPutsP/C
Q4 2022$29.9m$246.7k0.01
Q1 2023$85.0m$243.6k0.00
Q2 2023$14.4m$2.7m0.19
Q3 2023$1.8m$910.1k0.51

Biggest buyers

MORGAN STANLEY Added +1,140,029+1.1m
BANK OF AMERICA CORP /DE/ Added +997,618+997.6k
OSAIC HOLDINGS, INC. Added +655,950+656.0k
Thrivent Financial for Lutherans Added +635,177+635.2k
Bank of New York Mellon Corp New +601,281+601.3k
Davidson Capital Management Inc. Added +558,246+558.2k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +472,587+472.6k
LPL Financial LLC Added +418,536+418.5k
WELLS FARGO & COMPANY/MN Added +382,012+382.0k
Strategic Investment Solutions, Inc. /IL Added +311,212+311.2k

Biggest sellers

Soundwatch Capital LLC Reduced -2,693,934-2.7m
EP Wealth Advisors, LLC Reduced -1,067,384-1.1m
Raymond James Financial Services Advisors, Inc. Reduced -956,842-956.8k
PRUDENTIAL PLC Reduced -705,944-705.9k
Bard Financial Services, Inc. Sold out -351,907-351.9k
Piedmont Capital Management, LLC Reduced -330,745-330.7k
FSA WEALTH PARTNERS, INC. Sold out -178,121-178.1k
IFP Advisors, Inc Reduced -131,169-131.2k
OVERSEA-CHINESE BANKING Corp Ltd Reduced -85,667-85.7k
AE Wealth Management LLC Reduced -84,089-84.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.4m18.8k shares
CITADEL ADVISORS LLC Added $371.6k4.9k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $857.0k11.3k shares
CITADEL ADVISORS LLC Reduced $53.1k700 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.07% of their portfolio CHARLOTTE, NC 7,122,3367.1m $540.2m $540.2m 0.07% Added +997.6k +997,618
2 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 6,783,2136.8m $514.4m $514.4m 0.05% Added +1.1m +1,140,029
3 LPL Financial LLC 0.29% of their portfolio FORT MILL, SC 5,504,3635.5m $417.5m $417.5m 0.29% Added +418.5k +418,536
4 AMERIPRISE FINANCIAL INC 0.06% of their portfolio MINNEAPOLIS, MN 2,239,0772.2m $170.9m $170.9m 0.06% Added +296.7k +296,676
5 WELLS FARGO & COMPANY/MN 0.05% of their portfolio SAN FRANCISCO, CA 2,132,7792.1m $161.7m $161.7m 0.05% Added +382.0k +382,012
6 RAYMOND JAMES & ASSOCIATES 0.13% of their portfolio ST PETERSBURG, FL 2,106,3502.1m $159.7m $159.7m 0.13% Added +41.0k +40,975
7 Raymond James Financial Services Advisors, Inc. 0.28% of their portfolio ST. PETERSBURG, FL 2,042,3652.0m $154.9m $154.9m 0.28% Reduced -956.8k -956,842
8 COMMONWEALTH EQUITY SERVICES, LLC 0.32% of their portfolio WALTHAM, MA 2,016,8402.0m $153.0m $153.0m 0.32% Added +238.4k +238,387
9 Thrivent Financial for Lutherans 0.35% of their portfolio Minneapolis, MN 1,929,8131.9m $146.3m $146.3m 0.35% Added +635.2k +635,177
10 OSAIC HOLDINGS, INC. 0.20% of their portfolio SCOTTSDALE, AZ 1,743,4981.7m $132.2m $132.2m 0.20% Added +656.0k +655,950
11 Provenance Wealth Advisors, LLC 14.93% of their portfolio FORT LAUDERDALE, FL 1,218,7031.2m $92.4m $92.4m 14.93% First filing
12 UBS Group AG 0.04% of their portfolio ZURICH, V8 1,119,2061.1m $84.9m $84.9m 0.04% Added +110.4k +110,363
13 OneDigital Investment Advisors LLC 1.59% of their portfolio OVERLAND PARK, KS 967,072967.1k $73.3m $73.3m 1.59% Reduced -38.7k -38,656
14 SOUTHERN FARM BUREAU LIFE INSURANCE 11.35% of their portfolio JACKSON, MS 845,027845.0k $64.1m $64.1m 11.35% Unchanged
15 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 816,451816.5k $61.9m $61.9m 0.03% Added +237.3k +237,314
16 JNBA Financial Advisors 7.43% of their portfolio BLOOMINGTON, MN 784,241784.2k $59.5m $59.5m 7.43% Reduced -20.5k -20,507
17 Cambridge Investment Research Advisors, Inc. 0.27% of their portfolio FAIRFIELD, IA 770,671770.7k $58.4m $58.4m 0.27% Added +277.3k +277,298
18 CWM, LLC 0.35% of their portfolio OMAHA, NE 758,398758.4k $57.5m $57.5m 0.35% Added +238.7k +238,741
19 Employees' Retirement Fund of the City of Fort Worth 12.50% of their portfolio FORT WORTH, TX 748,564748.6k $56.8m $56.8m 12.50% Added +184.0k +184,000
20 TTP Investments, Inc. 37.31% of their portfolio San Jose, CA 746,156746.2k $56.6m $56.6m 37.31% Added +90.7k +90,664
21 Davidson Capital Management Inc. 25.19% of their portfolio CORPUS CHRISTI, TX 668,294668.3k $50.7m $50.7m 25.19% Added +558.2k +558,246
22 OVERSEA-CHINESE BANKING Corp Ltd 2.28% of their portfolio SINGAPORE, U0 655,514655.5k $49.7m $49.7m 2.28% Reduced -85.7k -85,667
23 Obermeyer Wealth Partners 3.64% of their portfolio ASPEN, CO 645,572645.6k $49.0m $49.0m 3.64% Added +71.2k +71,245
24 Verde Capital Management 18.16% of their portfolio CLARKSTON, MI 616,007616.0k $46.7m $46.7m 18.16% Added +16.1k +16,093
25 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.06% of their portfolio MILWAUKEE, WI 611,461611.5k $46.4m $46.4m 0.06% Added +73.7k +73,696
26 FIRST FOUNDATION ADVISORS 2.14% of their portfolio Irvine, CA 604,539604.5k $45.8m $45.8m 2.14% Added +99.4k +99,427
27 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 601,281601.3k $45.6m $45.6m 0.01% New
28 Private Advisor Group, LLC 0.41% of their portfolio MORRISTOWN, NJ 598,741598.7k $45.4m $45.4m 0.41% Added +114.4k +114,412
29 SFMG, LLC 4.60% of their portfolio PLANO, TX 589,492589.5k $44.7m $44.7m 4.60% Added +8.7k +8,663
30 Brookstone Capital Management 0.91% of their portfolio WHEATON, IL 557,824557.8k $41.5m $41.5m 0.91% Added +59.9k +59,940
31 Kelman-Lazarov, Inc. 9.79% of their portfolio MEMPHIS, TN 545,841545.8k $41.4m $41.4m 9.79% Added +5.5k +5,500
32 CAHILL FINANCIAL ADVISORS INC 6.17% of their portfolio EDINA, MN 490,116490.1k $37.2m $37.2m 6.17% Added +13.0k +13,002
33 Apexium Financial, LP 3.63% of their portfolio Dallas, TX 476,994477.0k $36.2m $36.2m 3.63% Added +9.0k +8,985
34 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.12% of their portfolio PLYMOUTH, MN 472,587472.6k $35.8m $35.8m 0.12% New
35 Mirae Asset Global Investments Co., Ltd. 0.07% of their portfolio SEOUL, M5 428,000428.0k $32.3m $32.3m 0.07% Added +28.0k +28,000
36 FINANCIAL MANAGEMENT NETWORK INC 10.51% of their portfolio MISSION VIEJO, CA 426,067426.1k $31.8m $31.8m 10.51% Added +15.2k +15,228
37 STIFEL FINANCIAL CORP 0.05% of their portfolio ST. LOUIS, MO 426,036426.0k $32.3m $32.3m 0.05% Added +53.8k +53,789
38 Whitaker-Myers Wealth Managers, LTD. 19.99% of their portfolio Mansfield, OH 424,623424.6k $32.2m $32.2m 19.99% Added +48.8k +48,796
39 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 421,546421.5k $32.0m $32.0m 0.01% Added +1.0k +1,038
40 Leelyn Smith, LLC 7.59% of their portfolio GENEVA, IL 410,095410.1k $31.1m $31.1m 7.59% Added +2.4k +2,414
41 REGATTA CAPITAL GROUP, LLC 9.59% of their portfolio EL SEGUNDO, CA 398,583398.6k $30.2m $30.2m 9.59% Added +15.1k +15,109
42 Tanager Wealth Management LLP 5.94% of their portfolio Goring On Thames, X0 377,590377.6k $28.6m $28.6m 5.94% Added +44.1k +44,051
43 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 370,897370.9k $28.1m $28.1m 0.05% Added +47.2k +47,157
44 Smart Money Group LLC 12.80% of their portfolio EASTLAND, TX 355,387355.4k $27.0m $27.0m 12.80% Added +23.2k +23,153
45 CEERA INVESTMENTS, LLC 14.44% of their portfolio BELLAIRE, TX 350,186350.2k $26.6m $26.6m 14.44% Added +25.3k +25,264
46 G2 CAPITAL MANAGEMENT, LLC / OH 11.54% of their portfolio COLUMBUS, OH 339,002339.0k $25.7m $25.7m 11.54% Added +1.4k +1,422
47 CAPTRUST FINANCIAL ADVISORS 0.10% of their portfolio RALEIGH, NC 335,984336.0k $25.5m $25.5m 0.10% Added +4.6k +4,567
48 LEVEL FOUR ADVISORY SERVICES, LLC 1.63% of their portfolio DALLAS, TX 333,177333.2k $25.3m $25.3m 1.63% Added +58.7k +58,707
49 Geneos Wealth Management Inc. 1.27% of their portfolio ENGLEWOOD, CO 325,920325.9k $24.7m $24.7m 1.27% Added +63.5k +63,527
50 Cetera Advisor Networks LLC 0.15% of their portfolio EL SEGUNDO, CA 323,470323.5k $24.5m $24.5m 0.15% Added +177.8k +177,762
51 One Capital Management, LLC 1.08% of their portfolio WESTLAKE VILLAGE, CA 319,941319.9k $24.3m $24.3m 1.08% Reduced -30.9k -30,898
52 Strategic Investment Solutions, Inc. /IL 0.31% of their portfolio ORLAND PARK, IL 315,302315.3k $25.1m $25.1m 0.31% Added +311.2k +311,212
53 Planned Solutions, Inc. 13.60% of their portfolio FOLSOM, CA 298,128298.1k $22.6m $22.6m 13.60% Added +6.5k +6,488
54 PALO ALTO WEALTH ADVISORS, LLC 18.83% of their portfolio PALO ALTO, CA 297,578297.6k $22.6m $22.6m 18.83% Added +11.6k +11,648
55 Summit Asset Management, LLC 5.79% of their portfolio MEMPHIS, TN 281,017281.0k $21.3m $21.3m 5.79% Added +5.9k +5,940
56 Beaumont Asset Management, L.L.C. 17.35% of their portfolio BEAUMONT, TX 278,541278.5k $21.1m $21.1m 17.35% Added +18.9k +18,925
57 Visionary Wealth Advisors 1.71% of their portfolio O'FALLON, IL 278,306278.3k $21.1m $21.1m 1.71% Added +39.6k +39,590
58 MML INVESTORS SERVICES, LLC 0.11% of their portfolio SPRINGFIELD, MA 272,311272.3k $20.7m $20.7m 0.11% Added +94.1k +94,087
59 STEPHENS INC /AR/ 0.37% of their portfolio LITTLE ROCK, AR 251,990252.0k $19.1m $19.1m 0.37% Added +42.2k +42,180
60 Cerity Partners LLC 0.09% of their portfolio NEW YORK, NY 243,229243.2k $18.4m $18.4m 0.09% Reduced -75.3k -75,346
61 Sigma Planning Corp 0.68% of their portfolio ANN ARBOR, MI 240,367240.4k $18.2m $18.2m 0.68% Added +48.9k +48,875
62 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 239,062239.1k $18.1m $18.1m 0.03% Added +67.9k +67,913
63 VALLEY WEALTH MANAGERS, INC. 1.48% of their portfolio PARAMUS, NJ 233,906233.9k $17.7m $17.7m 1.48% New
64 MAI Capital Management 0.26% of their portfolio INDEPENDENCE, OH 226,108226.1k $17.1m $17.1m 0.26% Added +104.0k +103,969
65 Activest Wealth Management 10.47% of their portfolio AVENTURA, FL 224,322224.3k $17.0m $17.0m 10.47% New
66 Smith Anglin Financial, LLC 2.07% of their portfolio DALLAS, TX 224,137224.1k $17.0m $17.0m 2.07% Reduced -9.3k -9,302
67 Federation des caisses Desjardins du Quebec 0.16% of their portfolio LEVIS, A8 204,910204.9k $15.5m $15.5m 0.16% Added +92.5k +92,497
68 Core Wealth Advisors, Inc. 6.35% of their portfolio LAKELAND, FL 204,673204.7k $15.5m $15.5m 6.35% Added +19.6k +19,595
69 Legacy CG, LLC 7.16% of their portfolio PLANO, TX 203,058203.1k $15.4m $15.4m 7.16% New
70 Provident Wealth Management, LLC 6.85% of their portfolio BRENTWOOD, TN 185,711185.7k $14.1m $14.1m 6.85% Reduced -3.5k -3,523
71 Roundview Capital LLC 1.38% of their portfolio PRINCETON, NJ 181,424181.4k $13.8m $13.8m 1.38% Added +27.1k +27,102
72 Beaumont Financial Advisors, LLC 1.35% of their portfolio NEEDHAM, MA 178,753178.8k $13.6m $13.6m 1.35% Reduced -4.5k -4,543
73 Kestra Advisory Services, LLC 0.13% of their portfolio AUSTIN, TX 175,631175.6k $13.3m $13.3m 0.13% Added +55.7k +55,669
74 WealthPLAN Partners, LLC 1.54% of their portfolio OMAHA, NE 174,346174.3k $13.2m $13.2m 1.54% Added +34.7k +34,706
75 Stratos Wealth Partners, LTD. 0.28% of their portfolio BEACHWOOD, OH 174,023174.0k $13.2m $13.2m 0.28% Added +19.8k +19,845
76 New England Private Wealth Advisors LLC 2.74% of their portfolio WELLESLEY, MA 173,398173.4k $13.2m $13.2m 2.74% Added +95.2k +95,223
77 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 173,207173.2k $13.1m $13.1m 0.05% Added +10.0k +10,014
78 Dynamic Advisor Solutions LLC 0.60% of their portfolio PHOENIX, AZ 168,713168.7k $12.8m $12.8m 0.60% Added +5.9k +5,874
79 DAVENPORT & Co LLC 0.09% of their portfolio RICHMOND, VA 162,495162.5k $12.3m $12.3m 0.09% Added +3.0k +3,026
80 NewEdge Advisors, LLC 0.13% of their portfolio NEW ORLEANS, LA 161,440161.4k $12.2m $12.2m 0.13% Added +26.9k +26,916
81 Darrow Company, Inc. 10.56% of their portfolio Needham, MA 158,900158.9k $12.1m $12.1m 10.56% Reduced -8.3k -8,299
82 Buttonwood Financial Advisors Inc. 7.62% of their portfolio BALTIMORE, MD 158,494158.5k $12.0m $12.0m 7.62% Added +16.2k +16,237
83 Steward Partners Investment Advisory, LLC 0.18% of their portfolio STAMFORD, CT 157,304157.3k $11.9m $11.9m 0.18% Added +12.4k +12,447
84 IFP Advisors, Inc 0.53% of their portfolio TAMPA, FL 154,431154.4k $11.7m $11.7m 0.53% Reduced -131.2k -131,169
85 Allworth Financial LP 0.10% of their portfolio FOLSOM, CA 152,906152.9k $11.6m $11.6m 0.10% Reduced -5.7k -5,668
86 Ethos Financial Group, LLC 2.89% of their portfolio KING OF PRUSSIA, PA 147,126147.1k $11.2m $11.2m 2.89% Added +100.9k +100,915
87 Prospera Financial Services Inc 0.43% of their portfolio Dallas, TX 146,361146.4k $11.1m $11.1m 0.43% Added +47.8k +47,756
88 Heck Capital Advisors, LLC 2.02% of their portfolio Rhinelander, WI 143,355143.4k $10.9m $10.9m 2.02% Reduced -3.7k -3,699
89 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 141,559141.6k $10.7m $10.7m 0.02% Added +73.1k +73,113
90 Zurich Insurance Group Ltd/FI 0.11% of their portfolio ZURICH, V8 141,530141.5k $10.6m $10.6m 0.11% Unchanged
91 Mariner, LLC 0.03% of their portfolio Overland Park, KS 139,943139.9k $10.6m $10.6m 0.03% Added +3.5k +3,487
92 Eagle Strategies LLC 2.61% of their portfolio NEW YORK, NY 139,922139.9k $10.6m $10.6m 2.61% Added +4.4k +4,386
93 Orion Porfolio Solutions, LLC 0.13% of their portfolio OMAHA, NE 138,978139.0k $10.5m $10.5m 0.13% Reduced -5.6k -5,586
94 Orion Portfolio Solutions, LLC 0.13% of their portfolio Omaha, NE 138,978139.0k $10.5m $10.5m 0.13% Reduced -5.6k -5,586
95 Apriem Advisors 1.54% of their portfolio IRVINE, CA 138,320138.3k $10.5m $10.5m 1.54% Added +2.0k +1,978
96 US FINANCIAL ADVISORS, LLC 4.35% of their portfolio BRAINTREE, MA 137,942137.9k $10.5m $10.5m 4.35% Added +4.8k +4,836
97 Almanack Investment Partners, LLC. 1.93% of their portfolio WAYNE, PA 131,389131.4k $10.0m $10.0m 1.93% Added +109.8k +109,817
98 OGOREK ANTHONY JOSEPH /NY/ /ADV 3.86% of their portfolio WILLIAMSVILLE, NY 129,155129.2k $9.8m $9.8m 3.86% New
99 WJ Wealth Management, LLC 4.73% of their portfolio GLENDALE, AZ 128,381128.4k $9.7m $9.7m 4.73% Added +29.6k +29,620
100 Alpha Omega Group, Inc. 18.33% of their portfolio RESTON, VA 127,546127.5k $9.7m $9.7m 18.33% Added +419 +419