Vault-13

NUVEEN AMT FREE MUN CR INC F NVG

COM · Closed-End Fund · CUSIP 67071L106

241 institutional holders -3 vs Q2 2023
41,235,20741.2m shares reported held*
$424.3mreported value*
17 new 73 added 86 reduced 22 sold out net bought ≈ $39.3m (+3.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.29.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 243Q4 22: 250Q1 23: 252Q2 23: 244Q3 23: 241241Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022243
Q4 2022250
Q1 2023252
Q2 2023244
Q3 2023241

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 96 bought or addedQ4 22: 119 cut or sold outQ4 22Q1 23: 107 bought or addedQ1 23: 95 cut or sold outQ1 23Q2 23: 108 bought or addedQ2 23: 83 cut or sold outQ2 23Q3 23: 90 bought or addedQ3 23: 108 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202296119
Q1 202310795
Q2 202310883
Q3 202390108

Biggest buyers

Saba Capital Management, L.P. Added +1,200,694+1.2m
RIVERNORTH CAPITAL MANAGEMENT, LLC Added +1,173,046+1.2m
MORGAN STANLEY Added +616,278+616.3k
Logan Stone Capital, LLC Added +609,638+609.6k
Penserra Capital Management LLC Added +375,844+375.8k
AQR Arbitrage LLC Added +349,495+349.5k
ROBINSON CAPITAL MANAGEMENT, LLC Added +282,194+282.2k
DEBUSSY CAPITAL MANAGEMENT LP New +225,431+225.4k
OSAIC HOLDINGS, INC. Added +221,689+221.7k
Westchester Capital Management, LLC New +172,951+173.0k

Biggest sellers

SIT INVESTMENT ASSOCIATES INC Reduced -340,505-340.5k
Johnson Financial Group, Inc. Reduced -162,500-162.5k
UBS Group AG Reduced -160,912-160.9k
Houlihan Financial Resource Group, Ltd. Sold out -156,407-156.4k
BANK OF AMERICA CORP /DE/ Reduced -131,496-131.5k
Kestra Advisory Services, LLC Reduced -122,272-122.3k
Sea Otter Advisors LLC Reduced -120,000-120.0k
ROYAL BANK OF CANADA Reduced -99,575-99.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -91,705-91.7k
AMERIPRISE FINANCIAL INC Reduced -79,591-79.6k

Insider purchases and sales in Q3 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

DateInsiderTradeSharesPrice ValueTheir holding
2023-09-21 TOTH TERENCE J Trustee Sold 1,277 $10.75 $13.7k1.3k shares -100%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RIVERNORTH CAPITAL MANAGEMENT, LLC 3.15% of their portfolio WEST PALM BEACH, FL 5,883,9725.9m $60.7m $60.7m 3.15% Added +1.2m +1,173,046
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,543,6053.5m $36.5m $36.5m 0.00% Added +616.3k +616,278
3 SIT INVESTMENT ASSOCIATES INC 0.75% of their portfolio Minneapolis, MN 2,654,6752.7m $27.4m $27.4m 0.75% Reduced -340.5k -340,505
4 Saba Capital Management, L.P. 0.57% of their portfolio NEW YORK, NY 1,729,8961.7m $17.8m $17.8m 0.57% Added +1.2m +1,200,694
5 Logan Stone Capital, LLC 4.03% of their portfolio CHICAGO, IL 1,427,2181.4m $14.7m $14.7m 4.03% Added +609.6k +609,638
6 VAN ECK ASSOCIATES CORP 0.03% of their portfolio NEW YORK, NY 1,420,3401.4m $14.6m $14.6m 0.03% Added +16.8k +16,787
7 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,261,2231.3m $13.0m $13.0m 0.01% Reduced -160.9k -160,912
8 GUGGENHEIM CAPITAL LLC 0.11% of their portfolio CHICAGO, IL 1,235,6051.2m $12.7m $12.7m 0.11% Added +78.2k +78,241
9 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 1,192,7421.2m $12.3m $12.3m 0.02% Added +221.7k +221,689
10 ROBINSON CAPITAL MANAGEMENT, LLC 5.31% of their portfolio GROSSE POINTE FARMS, MI 1,152,6091.2m $11.9m $11.9m 5.31% Added +282.2k +282,194
11 Karpus Management, Inc. 0.35% of their portfolio Pittsford, NY 1,015,4681.0m $10.5m $10.5m 0.35% Added +53.2k +53,164
12 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 975,644975.6k $10.1m $10.1m 0.00% Reduced -48.1k -48,134
13 Penserra Capital Management LLC 0.18% of their portfolio ORINDA, CA 851,167851.2k $8.8m $8.8m 0.18% Added +375.8k +375,844
14 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 773,438773.4k $8.0m $8.0m 0.00% Reduced -131.5k -131,496
15 Fiera Capital Corp 0.03% of their portfolio MONTREAL, A8 765,252765.3k $7.9m $7.9m 0.03% Added +18.8k +18,761
16 AQR Arbitrage LLC 0.31% of their portfolio Greenwich, CT 664,933664.9k $6.9m $6.9m 0.31% Added +349.5k +349,495
17 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 586,394586.4k $6.0m $6.0m 0.00% Added +8.1k +8,124
18 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 528,636528.6k $5.5m $5.5m 0.01% Reduced -13.0k -13,037
19 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 502,425502.4k $5.2m $5.2m 0.01% Reduced -12.0k -11,978
20 Advisors Asset Management, Inc. 0.11% of their portfolio Monument, CO 479,623479.6k $4.9m $4.9m 0.11% Added +38.7k +38,715
21 Hennion & Walsh Asset Management, Inc. 0.30% of their portfolio Parsippany, NJ 449,791449.8k $4.6m $4.6m 0.30% Reduced -73.8k -73,825
22 Cornerstone Advisory, LLC 0.81% of their portfolio HUNT VALLEY, MD 447,193447.2k $4.6m $4.6m 0.81% Reduced -41.9k -41,901
23 Johnson Financial Group, Inc. 0.31% of their portfolio RACINE, WI 430,000430.0k $4.5m $4.5m 0.31% Reduced -162.5k -162,500
24 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 418,579418.6k $4.3m $4.3m 0.01% Added +7.9k +7,942
25 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 382,856382.9k $3.9m $3.9m 0.01% Reduced -40.7k -40,742
26 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 355,222355.2k $3.7m $3.7m 0.00% Reduced -79.6k -79,591
27 KENNEDY INVESTMENT GROUP, INC. 2.11% of their portfolio WEST DEPTFORD, NJ 340,699340.7k $3.5m $3.5m 2.11% Reduced -4.4k -4,351
28 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 309,886309.9k $3.2m $3.2m 0.00% Added +8.0k +7,967
29 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 301,066301.1k $3.1m $3.1m 0.01% Reduced -11.0k -11,000
30 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 272,725272.7k $2.8m $2.8m 0.00% Reduced -99.6k -99,575
31 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 261,814261.8k $2.7m $2.7m 0.01% Added +2.7k +2,719
32 GOODWIN DANIEL L 1.29% of their portfolio Oak Brook, IL 257,983258.0k $2.7m $2.7m 1.29% Added +2.3k +2,300
33 DEBUSSY CAPITAL MANAGEMENT LP 0.76% of their portfolio CHICAGO, IL 225,431225.4k $2.3m $2.3m 0.76% New
34 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 198,066198.1k $2.0m $2.0m 0.00% Added +12.6k +12,637
35 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 194,591194.6k $2.0m $2.0m 0.01% Added +27.4k +27,369
36 MELFA WEALTH MANAGEMENT, INC. 2.08% of their portfolio WESTBOROUGH, MA 185,440185.4k $1.9m $1.9m 2.08% Reduced -2.3k -2,294
37 Merit Financial Group, LLC 0.06% of their portfolio ALPHARETTA, GA 179,362179.4k $1.8m $1.8m 0.06% Reduced -5.3k -5,348
38 Westchester Capital Management, LLC 0.06% of their portfolio VALHALLA, NY 172,951173.0k $1.8m $1.8m 0.06% New
39 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 171,661171.7k $1.8m $1.8m 0.01% Reduced -4.5k -4,520
40 Capital Investment Advisors, LLC 0.05% of their portfolio ATLANTA, GA 167,460167.5k $1.7m $1.7m 0.05% Reduced -13.8k -13,807
41 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 167,430167.4k $1.7m $1.7m 0.00% Added +3.5k +3,500
42 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 166,124166.1k $1.7m $1.7m 0.00% Added +8.9k +8,936
43 Claybrook Capital, LLC 0.94% of their portfolio WELLESLEY, MA 160,147160.1k $1.7m $1.7m 0.94% Unchanged
44 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.21% of their portfolio Englewood, NJ 155,834155.8k $1.6m $1.6m 0.21% Added +3.1k +3,105
45 CoreCap Advisors, LLC 0.11% of their portfolio SOUTHFIELD, MI 150,064150.1k $1.5m $1.5m 0.11% Reduced -6.5k -6,506
46 Hirtle & Co., LLC 0.08% of their portfolio WEST CONSHOHOCKEN, PA 146,801146.8k $1.5m $1.5m 0.08% Unchanged
47 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 143,457143.5k $1.5m $1.5m 0.01% Reduced -122.3k -122,272
48 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 143,398143.4k $1.5m $1.5m 0.01% Added +262 +262
49 Wakefield Asset Management LLLP 0.66% of their portfolio Englewood, CO 140,842140.8k $1.5m $1.5m 0.66% Reduced -22.9k -22,907
50 PINNACLE ASSOCIATES LTD 0.03% of their portfolio NEW YORK, NY 133,206133.2k $1.4m $1.4m 0.03% Added +66 +66
51 ADVISOR PARTNERS II, LLC 0.05% of their portfolio WALNUT CREEK, CA 124,889124.9k $1.3m $1.3m 0.05% New
52 Congress Park Capital LLC 0.73% of their portfolio SARATOGA SPRINGS, NY 122,500122.5k $1.3m $1.3m 0.73% Added +67.5k +67,500
53 Gould Capital, LLC 0.98% of their portfolio TACOMA, WA 118,346118.3k $1.2m $1.2m 0.98% Reduced -116 -116
54 Matisse Capital 0.80% of their portfolio PORTLAND, OR 110,000110.0k $1.1m $1.1m 0.80% Unchanged
55 BOKF, NA 0.02% of their portfolio TULSA, OK 108,000108.0k $1.1m $1.1m 0.02% Added +1.0k +1,000
56 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 104,499104.5k $1.1m $1.1m 0.00% Reduced -3.1k -3,144
57 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 104,147104.1k $1.1m $1.1m 0.00% Unchanged
58 Sterneck Capital Management, LLC 0.70% of their portfolio KANSAS CITY, MO 102,132102.1k $1.1m $1.1m 0.70% Reduced -5.9k -5,911
59 Moors & Cabot, Inc. 0.07% of their portfolio BOSTON, MA 100,074100.1k $1.0m $1.0m 0.07% Reduced -1.2k -1,164
60 PenderFund Capital Management Ltd. 0.42% of their portfolio VANCOUVER, A1 100,000100.0k $1.4k $1.4k 0.42% New
61 Palogic Value Management, L.P. 0.50% of their portfolio DALLAS, TX 98,54998.5k $1.0m $1.0m 0.50% Added +7.2k +7,250
62 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 97,06397.1k $1.0m $1.0m 0.02% Added +72.4k +72,376
63 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 94,86394.9k $978.0k $978.0k 0.01% Added +39.2k +39,248
64 Melone Private Wealth, LLC 0.66% of their portfolio AUBURN HILLS, MI 90,11590.1k $929.1k $929.1k 0.66% Added +10.1k +10,108
65 Mariner, LLC 0.00% of their portfolio Overland Park, KS 89,67589.7k $924.6k $924.6k 0.00% Added +7.2k +7,175
66 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 83,01583.0k $855.9k $855.9k 0.00% Added +596 +596
67 InTrack Investment Management Inc 0.69% of their portfolio SOUTH BURLINGTON, VT 75,71575.7k $780.6k $780.6k 0.69% New
68 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 71,64571.6k $738.7k $738.7k 0.00% Reduced -482 -482
69 Pallas Capital Advisors LLC 0.04% of their portfolio BRAINTREE, MA 67,00067.0k $667.3k $667.3k 0.04% Reduced -25.7k -25,713
70 TECTONIC ADVISORS LLC 0.06% of their portfolio FRISCO, TX 66,66066.7k $687.3k $687.3k 0.06% Reduced -9.2k -9,160
71 Ackerman Capital Advisors, LLC 0.18% of their portfolio DALLAS, TX 62,99463.0k $649.5k $649.5k 0.18% Reduced -29.2k -29,247
72 Caldwell Trust Co 0.09% of their portfolio Venice, FL 61,69061.7k $636.0k $636.0k 0.09% Reduced -19.7k -19,713
73 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 60,84160.8k $627.3k $627.3k 0.00% Added +32.4k +32,442
74 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 60,16760.2k $620.0k $620.0k 0.00% Reduced -5.0k -4,971
75 Richmond Brothers, Inc. 1.11% of their portfolio JACKSON, MI 57,33657.3k $591.2k $591.2k 1.11% Reduced -5.1k -5,115
76 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.02% of their portfolio LOS ANGELES, CA 55,30855.3k $570.0k $570.0k 0.02% Added +7.4k +7,352
77 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 51,92851.9k $535.4k $535.4k 0.01% Added +4 +4
78 Koshinski Asset Management, Inc. 0.06% of their portfolio DECATUR, IL 50,73250.7k $523.1k $523.1k 0.06% Reduced -3.2k -3,234
79 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 49,86549.9k $514.1k $514.1k 0.00% Reduced -11.8k -11,773
80 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 49,73449.7k $512.8k $512.8k 0.02% Reduced -8.5k -8,544
81 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 49,30349.3k $639.5k $639.5k 0.00% Added +2.7k +2,677
82 Founders Financial Alliance, LLC 0.22% of their portfolio RALEIGH, NC 49,18549.2k $507.1k $507.1k 0.22% Added +526 +526
83 Texas Capital Bank Wealth Management Services Inc 0.06% of their portfolio Dallas, TX 48,73048.7k $502.4k $502.4k 0.06% Reduced -31.7k -31,707
84 McGlone Suttner Wealth Management, Inc. 0.11% of their portfolio APPLETON, WI 48,10548.1k $495.9k $495.9k 0.11% Reduced -9.7k -9,745
85 Ranch Capital Advisors Inc. 0.35% of their portfolio SARASOTA, FL 47,82347.8k $493.1k $493.1k 0.35% Reduced -4.1k -4,098
86 Wealth Advisors of Tampa Bay, LLC 0.13% of their portfolio TAMPA, FL 46,98847.0k $484.4k $484.4k 0.13% Added +23.5k +23,494
87 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 45,19445.2k $465.9k $465.9k 0.01% Added +1.3k +1,290
88 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 44,17844.2k $455.5k $455.5k 0.00% Reduced -425 -425
89 SMITH, MOORE & CO. 0.06% of their portfolio CLAYTON, MO 43,45043.5k $448.0k $448.0k 0.06% Reduced -35.4k -35,359
90 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 43,19643.2k $445.3k $445.3k 0.00% Added +526 +526
91 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 42,56642.6k $438.9k $438.9k 0.03% Added +9.4k +9,421
92 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 41,28641.3k $425.7k $425.7k 0.02% Added +1.1k +1,135
93 Transform Wealth, LLC 0.04% of their portfolio GREENWOOD VILLAGE, CO 41,13241.1k $425.7k $425.7k 0.04% Reduced -36.4k -36,432
94 Element Wealth, LLC 0.30% of their portfolio RIDGELAND, MS 39,98440.0k $412.2k $412.2k 0.30% Reduced -124 -124
95 Capital Investment Advisory Services, LLC 0.04% of their portfolio RALEIGH, NC 39,55039.5k $407.8k $407.8k 0.04% Reduced -577 -577
96 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 38,83138.8k $400.4k $400.4k 0.01% Added +8.5k +8,517
97 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 38,21538.2k $394.0k $394.0k 0.01% Reduced -11.7k -11,699
98 Integrated Advisors Network LLC 0.02% of their portfolio DALLAS, TX 37,77337.8k $389.4k $389.4k 0.02% Unchanged
99 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.01% of their portfolio MINNEAPOLIS, MN 37,71637.7k $388.9k $388.9k 0.01% Reduced -4.1k -4,065
100 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 37,51837.5k $388.4k $388.4k 0.01% Added +6.6k +6,645