Vault-13

PIMCO DYNAMIC INCOME FD PDI

SHS · Closed-End Fund · CUSIP 72201Y101

256 institutional holders +12 vs Q2 2023
40,218,26340.2m shares reported held*
$697.4mreported value*
30 new 96 added 76 reduced 21 sold out net bought ≈ $2.0m (+155.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($286.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $17.34.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 221Q4 22: 239Q1 23: 239Q2 23: 244Q3 23: 256256Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022221
Q4 2022239
Q1 2023239
Q2 2023244
Q3 2023256

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 114 bought or addedQ4 22: 98 cut or sold outQ4 22Q1 23: 133 bought or addedQ1 23: 88 cut or sold outQ1 23Q2 23: 131 bought or addedQ2 23: 90 cut or sold outQ2 23Q3 23: 126 bought or addedQ3 23: 97 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202211498
Q1 202313388
Q2 202313190
Q3 202312697

Biggest buyers

OSAIC HOLDINGS, INC. Added +236,943+236.9k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +181,308+181.3k
IFP Advisors, Inc Added +141,517+141.5k
Williams Jones Wealth Management, LLC. New +141,167+141.2k
UBS Group AG Added +120,052+120.1k
AVANTAX ADVISORY SERVICES, INC. Added +92,325+92.3k
Cerity Partners LLC New +77,025+77.0k
Ausdal Financial Partners, Inc. New +68,087+68.1k
JOURNEY STRATEGIC WEALTH LLC New +66,300+66.3k
AE Wealth Management LLC Added +65,856+65.9k

Biggest sellers

RIVERNORTH CAPITAL MANAGEMENT, LLC Reduced -467,696-467.7k
Orion Portfolio Solutions, LLC Reduced -242,208-242.2k
Orion Porfolio Solutions, LLC Reduced -242,208-242.2k
WELLS FARGO & COMPANY/MN Reduced -166,526-166.5k
COHEN & STEERS, INC. Reduced -115,000-115.0k
Cornerstone Advisory, LLC Reduced -111,636-111.6k
Marks Group Wealth Management, Inc Sold out -84,887-84.9k
Snowden Capital Advisors LLC Sold out -81,269-81.3k
Parisi Gray Wealth Management Reduced -67,350-67.3k
Retirement Group, LLC Reduced -65,258-65.3k

Insider purchases and sales in Q3 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 21: 0 buyingQ4 21: 0 sellingQ1 22: 0 buyingQ1 22: 0 sellingQ1 22Q2 22: 0 buyingQ2 22: 0 sellingQ3 22: 0 buyingQ3 22: 0 sellingQ3 22Q4 22: 0 buyingQ4 22: 0 sellingQ1 23: 1 buyingQ1 23: 0 sellingQ1 23Q2 23: 0 buyingQ2 23: 0 sellingQ3 23: 0 buyingQ3 23: 0 sellingQ3 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20210—0——
Q1 20220—0——
Q2 20220—0——
Q3 20220—0——
Q4 20220—0——
Q1 20231$134.1k0——
Q2 20230—0——
Q3 20230—0——

None reported in Q3 2023.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 10,842,60010.8m $187.4m $187.4m 0.02% Reduced -41.3k -41,262
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,915,8911.9m $33.1m $33.1m 0.00% Reduced -5.2k -5,225
3 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,502,2661.5m $26.0m $26.0m 0.01% Added +120.1k +120,052
4 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,451,2591.5m $25.1m $25.1m 0.02% Added +25.9k +25,864
5 COHEN & STEERS, INC. 0.06% of their portfolio NEW YORK, NY 1,442,9201.4m $24.9m $24.9m 0.06% Reduced -115.0k -115,000
6 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 1,386,1431.4m $24.0m $24.0m 0.04% Added +236.9k +236,943
7 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,374,7621.4m $23.8m $23.8m 0.01% Added +25.5k +25,463
8 RIVERNORTH CAPITAL MANAGEMENT, LLC 1.12% of their portfolio WEST PALM BEACH, FL 1,252,2991.3m $21.6m $21.6m 1.12% Reduced -467.7k -467,696
9 TD Waterhouse Canada Inc. 0.24% of their portfolio TORONTO, A6 1,194,1931.2m $22.9m $22.9m 0.24% Reduced -17.6k -17,598
10 Atria Wealth Solutions, Inc. 0.24% of their portfolio NEW YORK, NY 982,413982.4k $17.0m $17.0m 0.24% Added +50.8k +50,819
11 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 820,567820.6k $14.2m $14.2m 0.03% Added +19.0k +19,011
12 Penserra Capital Management LLC 0.26% of their portfolio ORINDA, CA 715,766715.8k $12.4m $12.4m 0.26% Added +41.4k +41,378
13 SOL Capital Management CO 1.78% of their portfolio ROCKVILLE, MD 663,598663.6k $11.5m $11.5m 1.78% Added +51.5k +51,523
14 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 639,770639.8k $11.1m $11.1m 0.02% Reduced -17.6k -17,576
15 Cornerstone Advisory, LLC 1.72% of their portfolio HUNT VALLEY, MD 570,482570.5k $9.9m $9.9m 1.72% Reduced -111.6k -111,636
16 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 538,650538.6k $9.3m $9.3m 0.04% Added +7.5k +7,505
17 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 533,544533.5k $9.2m $9.2m 0.00% Added +4.6k +4,621
18 Wagner Wealth Management, LLC 2.82% of their portfolio GREENVILLE, SC 444,781444.8k $7.7m $7.7m 2.82% Added +4.5k +4,450
19 Private Advisor Group, LLC 0.07% of their portfolio MORRISTOWN, NJ 424,538424.5k $7.3m $7.3m 0.07% Added +58.7k +58,690
20 Arcus Capital Partners, LLC 1.96% of their portfolio ATLANTA, GA 370,114370.1k $6.4m $6.4m 1.96% Added +11.7k +11,701
21 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 358,688358.7k $6.2m $6.2m 0.04% Added +65.9k +65,856
22 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 338,242338.2k $5.8m $5.8m 0.00% Added +39.7k +39,694
23 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 289,597289.6k $5.0m $5.0m 0.02% Added +8.6k +8,640
24 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 249,852249.9k $4.3m $4.3m 0.01% Reduced -31.3k -31,266
25 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 225,968226.0k $3.9m $3.9m 0.00% Added +6.9k +6,930
26 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 222,982223.0k $3.9m $3.9m 0.04% Added +92.3k +92,325
27 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 222,455222.5k $3.8m $3.8m 0.03% Added +39.6k +39,647
28 Orion Porfolio Solutions, LLC 0.05% of their portfolio OMAHA, NE 218,165218.2k $3.8m $3.8m 0.05% Reduced -242.2k -242,208
29 Orion Portfolio Solutions, LLC 0.05% of their portfolio Omaha, NE 218,165218.2k $3.8m $3.8m 0.05% Reduced -242.2k -242,208
30 GILL CAPITAL PARTNERS, LLC 1.55% of their portfolio DENVER, CO 202,740202.7k $3.5m $3.5m 1.55% Reduced -5.2k -5,249
31 MEANS INVESTMENT CO., INC. 0.55% of their portfolio BANGOR, ME 194,952195.0k $3.4m $3.4m 0.55% Added +1.1k +1,097
32 MorganRosel Wealth Management, LLC 1.35% of their portfolio HIGHLANDS RANCH, CO 186,577186.6k $3.2m $3.2m 1.35% Added +11.0k +11,017
33 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 181,308181.3k $3.1m $3.1m 0.01% New
34 Cetera Advisors LLC 0.05% of their portfolio DENVER, CO 178,315178.3k $3.1m $3.1m 0.05% Added +10.7k +10,719
35 INDEPENDENT FINANCIAL GROUP, LLC 0.20% of their portfolio SAN DIEGO, CA 176,978177.0k $3.1m $3.1m 0.20% Added +16.9k +16,857
36 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 170,158170.2k $2.9m $2.9m 0.02% Reduced -2.5k -2,471
37 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 164,878164.9k $2.8m $2.8m 0.00% Reduced -166.5k -166,526
38 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 160,583160.6k $2.8m $2.8m 0.01% Reduced -44.7k -44,684
39 EVERGREEN CAPITAL MANAGEMENT LLC 0.12% of their portfolio Bellevue, WA 152,721152.7k $2.7m $2.7m 0.12% Reduced -5.8k -5,793
40 IFP Advisors, Inc 0.12% of their portfolio TAMPA, FL 152,517152.5k $2.6m $2.6m 0.12% Added +141.5k +141,517
41 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.63% of their portfolio CONCORD, MA 152,157152.2k $2.6m $2.6m 0.63% Added +7.6k +7,576
42 Williams Jones Wealth Management, LLC. 0.04% of their portfolio NEW YORK, NY 141,167141.2k $2.4m $2.4m 0.04% New
43 U.S. Capital Wealth Advisors, LLC 0.11% of their portfolio AUSTIN, TX 140,335140.3k $2.4m $2.4m 0.11% Unchanged
44 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 135,449135.4k $2.3m $2.3m 0.01% Added +10.3k +10,257
45 B. Riley Wealth Advisors, Inc. 0.06% of their portfolio MEMPHIS, TN 132,483132.5k $2.3m $2.3m 0.06% Added +1.4k +1,449
46 Anfield Capital Management, LLC 1.01% of their portfolio IRVINE, CA 122,606122.6k $2.1m $2.1m 1.01% Reduced -1.3k -1,269
47 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 114,421114.4k $2.0m $2.0m 0.02% Added +2.4k +2,394
48 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 113,900113.9k $2.0m $2.0m 0.00% Reduced -4.4k -4,379
49 Western Wealth Management, LLC 0.16% of their portfolio GOLDEN, CO 106,204106.2k $1.8m $1.8m 0.16% Added +1.8k +1,831
50 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 104,871104.9k $1.8m $1.8m 0.02% Reduced -14.9k -14,932
51 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 104,480104.5k $1.8m $1.8m 0.01% Added +1.8k +1,810
52 Dynamic Advisor Solutions LLC 0.08% of their portfolio PHOENIX, AZ 100,656100.7k $1.7m $1.7m 0.08% Reduced -11.2k -11,227
53 FIRST FOUNDATION ADVISORS 0.08% of their portfolio Irvine, CA 100,505100.5k $1.7m $1.7m 0.08% Reduced -50.7k -50,744
54 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 100,073100.1k $1.7m $1.7m 0.01% Reduced -6.1k -6,074
55 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 99,27599.3k $1.7m $1.7m 0.00% Added +7.4k +7,406
56 Tennessee Valley Asset Management Partners 0.56% of their portfolio KNOXVILLE, TN 98,89398.9k $1.7m $1.7m 0.56% Added +11.4k +11,353
57 WEDBUSH SECURITIES INC 0.08% of their portfolio PASADENA, CA 98,77098.8k $1.7m $1.7m 0.08% Added +13.2k +13,222
58 Sigma Planning Corp 0.06% of their portfolio ANN ARBOR, MI 98,09698.1k $1.7m $1.7m 0.06% Reduced -42.0k -41,997
59 Cyndeo Wealth Partners, LLC 0.17% of their portfolio ST. PETERSBURG, FL 91,89291.9k $1.6m $1.6m 0.17% Unchanged
60 Merit Financial Group, LLC 0.05% of their portfolio ALPHARETTA, GA 89,13189.1k $1.5m $1.5m 0.05% Reduced -6.9k -6,873
61 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 87,47187.5k $1.5m $1.5m 0.01% Reduced -3.2k -3,186
62 Wealthstar Advisors, LLC 0.65% of their portfolio Plano, TX 86,99287.0k $1.5m $1.5m 0.65% Reduced -619 -619
63 Venture Visionary Partners LLC 0.09% of their portfolio Sylvania, OH 83,97284.0k $1.5m $1.5m 0.09% Added +3.3k +3,262
64 Aviance Capital Partners, LLC 0.32% of their portfolio NAPLES, FL 83,10483.1k $1.4m $1.4m 0.32% Reduced -10.1k -10,110
65 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 80,47680.5k $1.4m $1.4m 0.00% Unchanged
66 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 80,42080.4k $1.4m $1.4m 0.00% Added +46.5k +46,540
67 Beta Wealth Group, Inc. 0.80% of their portfolio SAN DIEGO, CA 78,79878.8k $1.4m $1.4m 0.80% Added +4.7k +4,712
68 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 78,15378.2k $1.4m $1.4m 0.00% Reduced -6.5k -6,505
69 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 77,59277.6k $1.3m $1.3m 0.00% Added +7.8k +7,837
70 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 77,02577.0k $1.3m $1.3m 0.01% New
71 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 70,90970.9k $1.2m $1.2m 0.03% Added +7.3k +7,311
72 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 70,83370.8k $1.2m $1.2m 0.01% Reduced -2.5k -2,547
73 Ausdal Financial Partners, Inc. 0.16% of their portfolio Davenport, IA 68,08768.1k $1.2m $1.2m 0.16% New
74 ACT Advisors, LLC. 0.73% of their portfolio ASHEVILLE, NC 67,98268.0k $1.2m $1.2m 0.73% Reduced -6.9k -6,928
75 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 67,03467.0k $1.2m $1.2m 0.01% Added +2.8k +2,758
76 M Holdings Securities, Inc. 0.15% of their portfolio PORTLAND, OR 67,03367.0k $1.2m $1.2m 0.15% Added +27.8k +27,783
77 HORIZON KINETICS ASSET MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 66,34666.3k $1.1m $1.1m 0.02% Reduced -67 -67
78 JOURNEY STRATEGIC WEALTH LLC 0.05% of their portfolio SUMMIT, NJ 66,30066.3k $1.1m $1.1m 0.05% New
79 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 65,08365.1k $1.1m $1.1m 0.01% Reduced -5.0k -5,017
80 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 64,66164.7k $1.1m $1.1m 0.00% New
81 MAS Advisors LLC 1.56% of their portfolio Miami, FL 63,12863.1k $1.1m $1.1m 1.56% Unchanged
82 PFG Investments, LLC 0.20% of their portfolio WOODBURY, NY 62,42162.4k $1.1m $1.1m 0.20% Added +196 +196
83 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 60,42560.4k $1.0m $1.0m 0.00% Added +3.9k +3,867
84 Parisi Gray Wealth Management 0.47% of their portfolio MENDHAM, NJ 60,00060.0k $1.0m $1.0m 0.47% Reduced -67.3k -67,350
85 COMERICA BANK 0.01% of their portfolio DALLAS, TX 59,94259.9k $1.0m $1.0m 0.01% New
86 SteelPeak Wealth, LLC 0.06% of their portfolio WOODLAND HILLS, CA 56,73756.7k $994.4k $994.4k 0.06% Reduced -2.4k -2,405
87 Apollon Wealth Management, LLC 0.05% of their portfolio MOUNT PLEASANT, SC 56,04356.0k $968.4k $968.4k 0.05% Added +13.2k +13,179
88 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 53,24653.2k $920.1k $920.1k 0.00% Added +1.8k +1,828
89 Americana Partners, LLC 0.10% of their portfolio Houston, TX 52,87552.9k $913.7k $913.7k 0.10% New
90 Summit X, LLC 0.28% of their portfolio CHESTERFIELD, MO 51,76851.8k $894.7k $894.7k 0.28% Reduced -3.4k -3,405
91 E&G Advisors, LLC 0.33% of their portfolio HOUSTON, TX 51,70951.7k $893.5k $893.5k 0.33% Unchanged
92 CoreCap Advisors, LLC 0.06% of their portfolio SOUTHFIELD, MI 51,19951.2k $884.7k $884.7k 0.06% Reduced -3.7k -3,704
93 Kaizen Financial Strategies 0.75% of their portfolio CAMPBELL, CA 50,97851.0k $880.9k $880.9k 0.75% Reduced -237 -237
94 Garden State Investment Advisory Services LLC 0.40% of their portfolio Red Bank, NJ 49,58649.6k $856.8k $856.8k 0.40% Added +153 +153
95 HUB Investment Partners, LLC 0.13% of their portfolio AUSTIN, TX 48,79348.8k $843.1k $843.1k 0.13% Added +18.3k +18,329
96 Flagship Private Wealth, LLC 0.73% of their portfolio Woburn, MA 48,23048.2k $833.4k $833.4k 0.73% Added +6.2k +6,194
97 HF Advisory Group, LLC 0.60% of their portfolio Annapolis, MD 46,72246.7k $807.3k $807.3k 0.60% Added +2.3k +2,316
98 Savant Capital, LLC 0.01% of their portfolio ROCKFORD, IL 46,67046.7k $806.5k $806.5k 0.01% Reduced -304 -304
99 Spire Wealth Management 0.03% of their portfolio MCLEAN, VA 45,73245.7k $790.3k $790.3k 0.03% Reduced -542 -542
100 Icon Wealth Partners, LLC 0.09% of their portfolio HOUSTON, TX 45,71945.7k $790.0k $790.0k 0.09% Reduced -1.5k -1,455