Vault-13

FIRST TR EXCHANGE TRADED FD SKYY

CLOUD COMPUTING · ETP · CUSIP 33734X192

310 institutional holders +6 vs Q2 2023
16,166,99916.2m shares reported held*
$1.2bnreported value*
30 new 80 added 117 reduced 27 sold out net sold ≈ $187.2m (-2.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $75.51. Options: 4 managers hold calls ($8.5m notional), 5 hold puts ($14.7m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 293Q4 22: 292Q1 23: 285Q2 23: 304Q3 23: 310310Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022293
Q4 2022292
Q1 2023285
Q2 2023304
Q3 2023310

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 87 bought or addedQ4 22: 166 cut or sold outQ4 22Q1 23: 79 bought or addedQ1 23: 159 cut or sold outQ1 23Q2 23: 102 bought or addedQ2 23: 157 cut or sold outQ2 23Q3 23: 110 bought or addedQ3 23: 144 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202287166
Q1 202379159
Q2 2023102157
Q3 2023110144

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ4 22 calls: $13.6mQ4 22 puts: $15.5mQ4 22P/C 1.14Q1 23 calls: $18.5mQ1 23 puts: $14.2mQ1 23P/C 0.77Q2 23 calls: $17.1mQ2 23 puts: $18.5mQ2 23P/C 1.08Q3 23 calls: $8.5mQ3 23 puts: $14.7mQ3 23P/C 1.73
Numbers
QuarterCallsPutsP/C
Q4 2022$13.6m$15.5m1.14
Q1 2023$18.5m$14.2m0.77
Q2 2023$17.1m$18.5m1.08
Q3 2023$8.5m$14.7m1.73

Biggest buyers

Main Management ETF Advisors, LLC New +214,830+214.8k
Florin Court Capital LLP Added +65,000+65.0k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +59,029+59.0k
VALLEY WEALTH MANAGERS, INC. New +50,262+50.3k
Robertson Stephens Wealth Management, LLC New +49,226+49.2k
HRT FINANCIAL LP Added +44,834+44.8k
Tower Research Capital LLC (TRC) Added +27,871+27.9k
GOLDMAN SACHS GROUP INC Added +27,610+27.6k
Dakota Wealth Management New +24,566+24.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +24,258+24.3k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -2,572,086-2.6m
UBS Group AG Reduced -84,167-84.2k
TWO SIGMA INVESTMENTS, LP Reduced -74,138-74.1k
AMERIPRISE FINANCIAL INC Reduced -48,882-48.9k
RETIREMENT CAPITAL STRATEGIES Reduced -36,188-36.2k
BlueCrest Capital Management Ltd Sold out -35,598-35.6k
MEITAV INVESTMENT HOUSE LTD Reduced -30,079-30.1k
Triumph Capital Management Sold out -27,598-27.6k
PALLADIEM, LLC Sold out -25,073-25.1k
Good Life Advisors, LLC Sold out -24,969-25.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $7.0m91.8k shares
CITADEL ADVISORS LLC Added $1.2m15.6k shares
WOLVERINE TRADING, LLC Reduced $334.0k4.4k shares
Cutler Group LLC / CA Reduced $0200 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $8.2m108.4k shares
CITADEL ADVISORS LLC Reduced $3.6m47.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Reduced $2.5m33.4k shares
WOLVERINE TRADING, LLC Reduced $334.0k4.4k shares
Cutler Group LLC / CA Reduced $0100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.08% of their portfolio CHARLOTTE, NC 8,204,8138.2m $622.8m $622.8m 0.08% Reduced -2.6m -2,572,086
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 909,583909.6k $69.0m $69.0m 0.01% Added +14.2k +14,175
3 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 868,932868.9k $66.0m $66.0m 0.05% Added +16.4k +16,393
4 UBS Group AG 0.02% of their portfolio ZURICH, V8 537,201537.2k $40.8m $40.8m 0.02% Reduced -84.2k -84,167
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 293,049293.0k $22.2m $22.2m 0.01% Added +4.6k +4,640
6 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 218,505218.5k $16.6m $16.6m 0.01% Reduced -48.9k -48,882
7 Main Management ETF Advisors, LLC 0.70% of their portfolio SAN FRANCISCO, CA 214,830214.8k $9.9m $9.9m 0.70% New
8 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 166,620166.6k $12.7m $12.7m 0.02% Reduced -2.8k -2,847
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 163,945163.9k $12.4m $12.4m 0.00% Reduced -22.4k -22,429
10 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 139,758139.8k $10.6m $10.6m 0.01% Added +17.4k +17,391
11 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 137,970138.0k $10.5m $10.5m 0.00% Added +11.1k +11,071
12 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 130,707130.7k $9.9m $9.9m 0.05% Reduced -98 -98
13 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 130,403130.4k $9.9m $9.9m 0.01% Reduced -18.2k -18,227
14 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 114,257114.3k $8.7m $8.7m 0.02% Reduced -1.3k -1,339
15 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 112,799112.8k $8.6m $8.6m 0.00% Added +4.2k +4,174
16 Private Advisor Group, LLC 0.08% of their portfolio MORRISTOWN, NJ 110,253110.3k $8.4m $8.4m 0.08% Reduced -2.3k -2,325
17 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 106,418106.4k $8.1m $8.1m 0.04% Reduced -3.5k -3,547
18 Integrated Wealth Concepts LLC 0.14% of their portfolio WALTHAM, MA 104,372104.4k $7.9m $7.9m 0.14% Reduced -4.4k -4,440
19 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 104,091104.1k $7.9m $7.9m 0.02% Reduced -3.1k -3,088
20 Ignite Planners, LLC 1.85% of their portfolio SAN CLEMENTE, CA 81,31181.3k $6.1m $6.1m 1.85% Reduced -2.4k -2,404
21 TWO SIGMA ADVISERS, LP 0.01% of their portfolio NEW YORK, NY 73,20073.2k $5.6m $5.6m 0.01% Added +6.2k +6,200
22 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 72,30572.3k $5.5m $5.5m 0.01% Reduced -2.2k -2,199
23 Florin Court Capital LLP 11.35% of their portfolio London, X0 70,00070.0k $5.3m $5.3m 11.35% Added +65.0k +65,000
24 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 64,47964.5k $4.9m $4.9m 0.05% Reduced -9.0k -9,010
25 CONTINUUM WEALTH ADVISORS, LLC 3.20% of their portfolio SARATOGA SPRINGS, NY 59,79759.8k $4.5m $4.5m 3.20% Added +2.8k +2,839
26 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 59,02959.0k $4.5m $4.5m 0.01% New
27 NORTHSTAR ASSET MANAGEMENT Co 1.28% of their portfolio BLUE BELL, PA 58,48058.5k $4.4m $4.4m 1.28% Reduced -1.4k -1,435
28 INDEPENDENT FINANCIAL GROUP, LLC 0.29% of their portfolio SAN DIEGO, CA 57,80957.8k $4.4m $4.4m 0.29% Added +715 +715
29 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 56,52556.5k $4.3m $4.3m 0.00% Added +27.6k +27,610
30 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 56,30056.3k $4.3m $4.3m 0.01% Reduced -74.1k -74,138
31 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 55,61255.6k $4.2m $4.2m 0.01% Reduced -2.4k -2,434
32 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 54,52754.5k $4.1m $4.1m 0.03% Added +22.0k +21,985
33 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 52,94452.9k $4.0m $4.0m 0.01% Reduced -1.6k -1,551
34 BENJAMIN F. EDWARDS & COMPANY, INC. 0.15% of their portfolio ST. LOUIS, MO 50,70950.7k $3.8m $3.8m 0.15% Reduced -5.2k -5,178
35 HRT FINANCIAL LP 0.04% of their portfolio NEW YORK, NY 50,69050.7k $3.8m $3.8m 0.04% Added +44.8k +44,834
36 VALLEY WEALTH MANAGERS, INC. 0.32% of their portfolio PARAMUS, NJ 50,26250.3k $3.8m $3.8m 0.32% New
37 Robertson Stephens Wealth Management, LLC 0.25% of their portfolio San Francisco, CA 49,22649.2k $3.7m $3.7m 0.25% New
38 Prestige Wealth Management Group LLC 0.72% of their portfolio FLEMINGTON, NJ 38,63438.6k $2.9m $2.9m 0.72% Added +1.0k +1,045
39 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 37,55837.6k $2.9m $2.9m 0.01% Reduced -123 -123
40 Prosperity Financial Group, Inc. 2.31% of their portfolio San Ramon, CA 36,82336.8k $2.8m $2.8m 2.31% Added +23.9k +23,896
41 Mariner, LLC 0.01% of their portfolio Overland Park, KS 36,77136.8k $2.8m $2.8m 0.01% Reduced -4.0k -3,954
42 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 34,52134.5k $2.6m $2.6m 0.01% Added +1.2k +1,221
43 Equitable Holdings, Inc. 0.04% of their portfolio NEW YORK, NY 33,51633.5k $2.5m $2.5m 0.04% Added +495 +495
44 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 33,39633.4k $2.5m $2.5m 0.00% Reduced -299 -299
45 B. Riley Wealth Advisors, Inc. 0.07% of their portfolio MEMPHIS, TN 32,90632.9k $2.5m $2.5m 0.07% Reduced -14.6k -14,574
46 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 32,49032.5k $2.5m $2.5m 0.00% Added +14.0k +13,954
47 CASCADE INVESTMENT GROUP, INC. 2.32% of their portfolio Colorado Springs, CO 32,46832.5k $2.5m $2.5m 2.32% Reduced -2.0k -2,025
48 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 32,40732.4k $2.5m $2.5m 0.00% Added +24.3k +24,258
49 Jaffetilchin Investment Partners, LLC 0.27% of their portfolio TAMPA, FL 32,37632.4k $2.5m $2.5m 0.27% Reduced -1 -1
50 WADE G W & INC 0.09% of their portfolio Wellesley, MA 31,84131.8k $2.4m $2.4m 0.09% Reduced -58 -58
51 D.A. DAVIDSON & CO. 0.03% of their portfolio GREAT FALLS, MT 31,32231.3k $2.4m $2.4m 0.03% Reduced -1.0k -1,037
52 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.08% of their portfolio TOKYO, M0 31,23631.2k $2.4m $2.4m 0.08% Added +3.5k +3,547
53 Capital Investment Advisory Services, LLC 0.23% of their portfolio RALEIGH, NC 31,14231.1k $2.4m $2.4m 0.23% Reduced -3.9k -3,934
54 Proquility Private Wealth Partners, LLC 0.97% of their portfolio LAS VEGAS, NV 31,11231.1k $2.4m $2.4m 0.97% Reduced -718 -718
55 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 30,63130.6k $2.3m $2.3m 0.01% Reduced -2.1k -2,121
56 Plotkin Financial Advisors, LLC 2.04% of their portfolio CHEVY CHASE, MD 30,52730.5k $2.3m $2.3m 2.04% Reduced -159 -159
57 MEITAV INVESTMENT HOUSE LTD 0.04% of their portfolio BENE-BERAQ, L3 30,20930.2k $2.3m $2.3m 0.04% Reduced -30.1k -30,079
58 MONEY CONCEPTS CAPITAL CORP 0.24% of their portfolio PALM BEACH GARDENS, FL 30,20730.2k $2.3m $2.3m 0.24% Reduced -661 -661
59 Tower Research Capital LLC (TRC) 0.07% of their portfolio NEW YORK, NY 30,12030.1k $2.3m $2.3m 0.07% Added +27.9k +27,871
60 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 29,63629.6k $2.3m $2.3m 0.00% Unchanged
61 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 28,17028.2k $2.1m $2.1m 0.02% Reduced -1.8k -1,800
62 Ameritas Advisory Services, LLC 0.10% of their portfolio Lincoln, NE 27,63727.6k $2.1m $2.1m 0.10% Added +15.4k +15,394
63 OPPENHEIMER & CO INC 0.04% of their portfolio NEW YORK, NY 27,10627.1k $2.1m $2.1m 0.04% Reduced -666 -666
64 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 26,72926.7k $2.0m $2.0m 0.02% Reduced -2.1k -2,086
65 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 26,50026.5k $2.0m $2.0m 0.00% Reduced -13 -13
66 Capital Analysts, LLC 0.10% of their portfolio FORT WASHINGTON, PA 24,81624.8k $1.9m $1.9m 0.10% Reduced -2.5k -2,543
67 Anfield Capital Management, LLC 0.89% of their portfolio IRVINE, CA 24,71924.7k $1.9m $1.9m 0.89% Reduced -255 -255
68 Dakota Wealth Management 0.08% of their portfolio PALM BEACH GARDENS, FL 24,56624.6k $1.9m $1.9m 0.08% New
69 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 24,52424.5k $1.9m $1.9m 0.01% Added +6.8k +6,805
70 Stratos Wealth Partners, LTD. 0.04% of their portfolio BEACHWOOD, OH 24,32824.3k $1.8m $1.8m 0.04% Reduced -1.1k -1,071
71 PETERSON WEALTH MANAGEMENT 1.50% of their portfolio SPARKS, NV 23,95424.0k $1.8m $1.8m 1.50% Added +11.4k +11,409
72 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 23,23023.2k $1.8m $1.8m 0.02% Added +1.2k +1,213
73 Spire Wealth Management 0.07% of their portfolio MCLEAN, VA 22,67622.7k $1.7m $1.7m 0.07% Added +17.0k +17,032
74 ERn Financial, LLC 0.37% of their portfolio MIDDLETON, WI 22,48122.5k $1.7m $1.7m 0.37% Added +6.4k +6,404
75 Paragon Private Wealth Management, LLC 1.41% of their portfolio LEXINGTON, KY 22,43022.4k $1.7m $1.7m 1.41% Added +41 +41
76 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 22,40822.4k $1.7m $1.7m 0.00% Reduced -1.3k -1,273
77 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 22,17322.2k $1.7m $1.7m 0.00% Reduced -1.3k -1,298
78 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 21,84621.8k $1.7m $1.7m 0.00% Added +885 +885
79 Fulton Bank, N.A. 0.08% of their portfolio Lancaster, PA 21,54621.5k $1.6m $1.6m 0.08% Reduced -742 -742
80 Prospera Financial Services Inc 0.06% of their portfolio Dallas, TX 20,71720.7k $1.6m $1.6m 0.06% Added +7.6k +7,631
81 Sigma Planning Corp 0.06% of their portfolio ANN ARBOR, MI 19,95120.0k $1.5m $1.5m 0.06% Added +1.6k +1,630
82 Keebeck Wealth Management 0.26% of their portfolio Chicago, IL 19,55019.6k $1.5m $1.5m 0.26% Reduced -126 -126
83 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 17,83817.8k $1.4m $1.4m 0.01% Reduced -3.2k -3,182
84 IFP Advisors, Inc 0.06% of their portfolio TAMPA, FL 17,74517.7k $1.3m $1.3m 0.06% Reduced -19.5k -19,519
85 LANARK FINANCIAL, INC. 0.15% of their portfolio BIRMINGHAM, AL 17,59717.6k $1.3m $1.3m 0.15% First filing
86 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 17,59217.6k $1.3m $1.3m 0.00% Unchanged
87 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 16,31816.3k $1.2m $1.2m 0.00% Reduced -585 -585
88 Western Wealth Management, LLC 0.10% of their portfolio GOLDEN, CO 16,08016.1k $1.2m $1.2m 0.10% Added +631 +631
89 Mutual Advisors, LLC 0.05% of their portfolio OMAHA, NE 15,95916.0k $1.2m $1.2m 0.05% Reduced -420 -420
90 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 15,91515.9k $1.2m $1.2m 0.00% Reduced -7.9k -7,870
91 Kingsview Wealth Management, LLC 0.04% of their portfolio GRANTS PASS, OR 15,54115.5k $1.2m $1.2m 0.04% Added +3.8k +3,800
92 CITY HOLDING CO 0.21% of their portfolio CHARLESTON, WV 15,24015.2k $1.2m $1.2m 0.21% Added +2.1k +2,085
93 Migdal Insurance & Financial Holdings Ltd. 0.02% of their portfolio Petach Tikva, L3 15,23515.2k $1.1m $1.1m 0.02% Reduced -15.4k -15,435
94 U.S. Capital Wealth Advisors, LLC 0.05% of their portfolio AUSTIN, TX 15,21115.2k $1.2m $1.2m 0.05% Reduced -110 -110
95 Rathbones Group PLC 0.01% of their portfolio Liverpool, X0 14,94714.9k $1.1m $1.1m 0.01% Added +525 +525
96 Aptus Capital Advisors, LLC 0.03% of their portfolio FAIRHOPE, AL 14,92714.9k $1.1m $1.1m 0.03% Reduced -86 -86
97 BANK HAPOALIM BM 0.18% of their portfolio TEL AVIV, L3 14,33414.3k $1.1m $1.1m 0.18% Reduced -4.8k -4,767
98 Segment Wealth Management, LLC 0.11% of their portfolio HOUSTON, TX 14,17014.2k $1.1m $1.1m 0.11% Reduced -60 -60
99 Arkadios Wealth Advisors 0.10% of their portfolio ATLANTA, GA 13,94913.9k $1.1m $1.1m 0.10% Reduced -710 -710
100 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 13,92213.9k $1.1m $1.1m 0.02% Added +1 +1