NUVEEN CALIFORNIA AMT QLT MU XNCMX
COM · Closed-End Fund · CUSIP 670651108
62
institutional holders
-3 vs Q2 2023
7.4m
shares reported held*
$76.3mreported value*
5 new
18 added
20 reduced
7 sold out
net bought ≈ $2.4m (+230.1k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.26.
Trends to Q3 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 57 |
| Q4 2022 | 64 |
| Q1 2023 | 69 |
| Q2 2023 | 65 |
| Q3 2023 | 62 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 33 | 21 |
| Q1 2023 | 36 | 28 |
| Q2 2023 | 27 | 29 |
| Q3 2023 | 23 | 27 |
Biggest buyers
| AQR Arbitrage LLC | Added | +147.9k |
| MORGAN STANLEY | Added | +138.7k |
| Fisher Asset Management, LLC | New | +84.2k |
| GUGGENHEIM CAPITAL LLC | Added | +72.2k |
| Logan Stone Capital, LLC | Added | +69.5k |
| RAYMOND JAMES & ASSOCIATES | Added | +29.9k |
| AMERIPRISE FINANCIAL INC | Added | +25.6k |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | New | +18.5k |
| Advisors Asset Management, Inc. | Added | +17.2k |
| Cambridge Investment Research Advisors, Inc. | New | +12.2k |
Biggest sellers
| UBS Group AG | Reduced | -132.7k |
| Snowden Capital Advisors LLC | Sold out | -65.4k |
| WELLS FARGO & COMPANY/MN | Reduced | -53.1k |
| Virtu Financial LLC | Sold out | -23.4k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | Reduced | -22.9k |
| Mariner, LLC | Reduced | -21.4k |
| Pacific Wealth Strategies Group, Inc. | Reduced | -16.4k |
| Gradient Capital Advisors, LLC | Sold out | -14.4k |
| NOMURA HOLDINGS INC | Sold out | -12.2k |
| WOLVERINE ASSET MANAGEMENT LLC | Reduced | -8.8k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| MORGAN STANLEY 13G · institution new · filed 2025-05-06 | 5.1% |
Holders, Q3 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 1.9m $19.3m | Added +138.7k |
| GUGGENHEIM CAPITAL LLC 0.07% of their portfolio | 812.9k $8.3m | Added +72.2k |
| Hennion & Walsh Asset Management, Inc. 0.35% of their portfolio | 532.8k $5.5m | Reduced -3.3k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 498.6k $5.1m | Reduced -53.1k |
| Advisors Asset Management, Inc. 0.08% of their portfolio | 361.9k $3.7m | Added +17.2k |
| UBS Group AG 0.00% of their portfolio | 349.7k $3.6m | Reduced -132.7k |
| AQR Arbitrage LLC 0.13% of their portfolio | 290.1k $3.0m | Added +147.9k |
| Logan Stone Capital, LLC 0.71% of their portfolio | 253.8k $2.6m | Added +69.5k |
| REGATTA CAPITAL GROUP, LLC 0.71% of their portfolio | 219.0k $2.2m | Unchanged |
| Blue Zone Wealth Advisors, LLC 0.90% of their portfolio | 198.9k $2.0m | Added +3.8k |
| Leisure Capital Management 1.17% of their portfolio | 198.8k $2.0m | Reduced -4.5k |
| EVOKE WEALTH, LLC 0.06% of their portfolio | 168.9k $1.7m | Reduced -7.8k |
| Mariner, LLC 0.00% of their portfolio | 165.2k $1.7m | Reduced -21.4k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 98.4k $1.0m | Added +25.6k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 90.0k $923.5k | Added +29.9k |
| MYECFO, LLC 0.63% of their portfolio | 88.4k $907.0k | Reduced -3.0k |
| Fisher Asset Management, LLC 0.00% of their portfolio | 84.2k $863.7k | New |
| WEDBUSH SECURITIES INC 0.04% of their portfolio | 82.4k $845.0k | Reduced -223 |
| LPL Financial LLC 0.00% of their portfolio | 72.6k $744.6k | Added +7.2k |
| MKT Advisors LLC 0.55% of their portfolio | 72.5k $730.3k | Unchanged |
| Apriem Advisors 0.09% of their portfolio | 62.3k $638.8k | Reduced -2.7k |
| Claybrook Capital, LLC 0.35% of their portfolio | 58.8k $603.4k | Unchanged |
| Diligent Investors, LLC 0.17% of their portfolio | 54.8k $561.8k | Added +564 |
| WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio | 46.3k $474.7k | Reduced -8.8k |
| Pacific Wealth Strategies Group, Inc. 0.46% of their portfolio | 42.3k $434.0k | Reduced -16.4k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 41.2k $422.0k | Reduced -3.4k |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 41.2k $422.4k | Added +298 |
| Integrated Wealth Concepts LLC 0.01% of their portfolio | 35.8k $367.6k | Added +17 |
| D.A. DAVIDSON & CO. 0.00% of their portfolio | 32.4k $332.6k | Reduced -6.2k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 31.7k $325.3k | Reduced -5.6k |
| LAZARI CAPITAL MANAGEMENT, INC. 0.18% of their portfolio | 28.8k $295.1k | Unchanged |
| Cetera Investment Advisers 0.00% of their portfolio | 27.3k $280.0k | Reduced -191 |
| Castle Rock Wealth Management, LLC 0.08% of their portfolio | 25.2k $252.8k | Added +5.9k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 24.9k $255.9k | Added +1.1k |
| Perigon Wealth Management, LLC 0.01% of their portfolio | 24.8k $254.0k | Unchanged |
| Ignite Planners, LLC 0.08% of their portfolio | 24.6k $245.7k | Added +68 |
| Van Hulzen Asset Management, LLC 0.02% of their portfolio | 23.6k $242.0k | Reduced -9 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio | 23.2k $237.9k | Reduced -22.9k |
| Western Wealth Management, LLC 0.02% of their portfolio | 22.2k $227.9k | Added +18 |
| Cerity Partners LLC 0.00% of their portfolio | 22.0k $226.2k | Unchanged |
| Strait & Sound Wealth Management LLC 0.19% of their portfolio | 22.0k $225.4k | Reduced -2.5k |
| Stratos Wealth Partners, LTD. 0.00% of their portfolio | 20.5k $210.5k | Unchanged |
| Creative Planning 0.00% of their portfolio | 19.4k $199.6k | Reduced -1.2k |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio | 18.5k $190.3k | New |
| Core Wealth Partners LLC 0.17% of their portfolio | 18.4k $189.0k | Unchanged |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 18.0k $184.0k | Added +3.0k |
| Pure Financial Advisors, LLC 0.01% of their portfolio | 17.1k $175.4k | Unchanged |
| Saba Capital Management, L.P. 0.00% of their portfolio | 14.9k $152.9k | Unchanged |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 14.5k $149.4k | Reduced -1.5k |
| Mutual Advisors, LLC 0.01% of their portfolio | 14.0k $143.5k | Unchanged |
| World Investment Advisors 0.03% of their portfolio | 12.8k $131.4k | Unchanged |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 12.2k $125.0k | New |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 10.2k $104.1k | Unchanged |
| COMERICA BANK 0.00% of their portfolio | 6.2k $63.1k | New |
| Allworth Financial LP 0.00% of their portfolio | 3.0k $30.8k | Unchanged |
| Blume Capital Management, Inc. 0.00% of their portfolio | 1.2k $12.3k | Unchanged |
| FNY Investment Advisers, LLC 0.01% of their portfolio | 900 $9.0k | Unchanged |
| Westside Investment Management, Inc. 0.00% of their portfolio | 668 $6.9k | New |
| Silicon Valley Capital Partners 0.00% of their portfolio | 399 $4.1k | Added +5 |
| WHITTIER TRUST CO 0.00% of their portfolio | 200 $2.1k | Unchanged |
| CITIGROUP INC 0.00% of their portfolio | 3 $31 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |