Vault-13

NUVEEN CR STRATEGIES INCOME XJQCX

COM SHS · Closed-End Fund · CUSIP 67073D102

157 institutional holders +6 vs Q2 2023
52,287,76852.3m shares reported held*
$265.4mreported value*
19 new 51 added 37 reduced 12 sold out net sold ≈ $7.1m (-1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $5.08.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 149Q4 22: 151Q1 23: 153Q2 23: 151Q3 23: 157157Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022149
Q4 2022151
Q1 2023153
Q2 2023151
Q3 2023157

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 70 bought or addedQ4 22: 45 cut or sold outQ4 22Q1 23: 68 bought or addedQ1 23: 64 cut or sold outQ1 23Q2 23: 57 bought or addedQ2 23: 59 cut or sold outQ2 23Q3 23: 70 bought or addedQ3 23: 49 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227045
Q1 20236864
Q2 20235759
Q3 20237049

Biggest buyers

ADVISOR PARTNERS II, LLC New +882,352+882.4k
PRIVATE MANAGEMENT GROUP INC Added +595,356+595.4k
MORGAN STANLEY Added +562,664+562.7k
Advisors Asset Management, Inc. Added +270,481+270.5k
CLOUGH CAPITAL PARTNERS L P New +249,700+249.7k
Quarry LP New +142,300+142.3k
AQR Arbitrage LLC Added +141,799+141.8k
GUGGENHEIM CAPITAL LLC Added +125,065+125.1k
Raymond James Financial Services Advisors, Inc. Added +110,579+110.6k
OSAIC HOLDINGS, INC. Added +97,309+97.3k

Biggest sellers

OAKTREE CAPITAL MANAGEMENT LP Reduced -2,522,741-2.5m
RIVERNORTH CAPITAL MANAGEMENT, LLC Reduced -1,833,670-1.8m
Invesco Ltd. Reduced -389,321-389.3k
CREDIT SUISSE AG/ Reduced -150,000-150.0k
CENTAURUS FINANCIAL, INC. Reduced -131,151-131.2k
Gallagher Fiduciary Advisors, LLC Sold out -123,284-123.3k
HighTower Advisors, LLC Reduced -80,572-80.6k
GOLDMAN SACHS GROUP INC Reduced -75,740-75.7k
Bramshill Investments, LLC Reduced -64,299-64.3k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Reduced -55,269-55.3k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 14,784,31814.8m $74.8m $74.8m 0.01% Added +562.7k +562,664
2 OAK HILL ADVISORS LP 1.73% of their portfolio New York, NY 3,436,1233.4m $17.4m $17.4m 1.73% Unchanged
3 Saba Capital Management, L.P. 0.54% of their portfolio NEW YORK, NY 3,364,4283.4m $17.0m $17.0m 0.54% Added +93.3k +93,347
4 Penserra Capital Management LLC 0.22% of their portfolio ORINDA, CA 2,143,6062.1m $10.8m $10.8m 0.22% Added +52.8k +52,756
5 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 2,111,0092.1m $10.7m $10.7m 0.00% Reduced -389.3k -389,321
6 GUGGENHEIM CAPITAL LLC 0.09% of their portfolio CHICAGO, IL 2,049,8882.0m $10.4m $10.4m 0.09% Added +125.1k +125,065
7 Advisors Asset Management, Inc. 0.22% of their portfolio Monument, CO 2,020,5542.0m $10.2m $10.2m 0.22% Added +270.5k +270,481
8 PRIVATE MANAGEMENT GROUP INC 0.37% of their portfolio IRVINE, CA 1,802,1831.8m $9.1m $9.1m 0.37% Added +595.4k +595,356
9 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 1,560,8801.6m $7.9m $7.9m 0.01% Added +45.0k +45,000
10 ADVISOR PARTNERS II, LLC 0.18% of their portfolio WALNUT CREEK, CA 882,352882.4k $4.5m $4.5m 0.18% New
11 OAKTREE CAPITAL MANAGEMENT LP 0.06% of their portfolio LOS ANGELES, CA 811,208811.2k $4.1m $4.1m 0.06% Reduced -2.5m -2,522,741
12 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.35% of their portfolio London, X0 793,163793.2k $4.0m $4.0m 0.35% Added +30.0k +30,000
13 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 779,132779.1k $3.9m $3.9m 0.01% Added +110.6k +110,579
14 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 649,738649.7k $3.3m $3.3m 0.01% Unchanged
15 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 578,896578.9k $2.9m $2.9m 0.00% Added +18.2k +18,250
16 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 520,787520.8k $2.6m $2.6m 0.01% Reduced -10.0k -10,000
17 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 507,905507.9k $2.6m $2.6m 0.00% Reduced -42.8k -42,842
18 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 505,741505.7k $2.6m $2.6m 0.00% Reduced -180 -180
19 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 492,947492.9k $2.5m $2.5m 0.00% Added +61.9k +61,898
20 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 446,387446.4k $2.3m $2.3m 0.00% Reduced -30.1k -30,080
21 Thomas J. Herzfeld Advisors, Inc. 0.86% of their portfolio MIAMI BEACH, FL 441,045441.0k $2.2m $2.2m 0.86% Added +76.8k +76,778
22 DCF Advisers, LLC 1.48% of their portfolio MOUNT PLEASANT, SC 420,000420.0k $2.1m $2.1m 1.48% Added +30.0k +30,000
23 M&T Bank Corp 0.01% of their portfolio BUFFALO, NY 413,940413.9k $2.1m $2.1m 0.01% Reduced -13.6k -13,629
24 Sowell Financial Services LLC 0.13% of their portfolio NORTH LITTLE ROCK, AR 412,736412.7k $2.1m $2.1m 0.13% Unchanged
25 AQR Arbitrage LLC 0.09% of their portfolio Greenwich, CT 406,890406.9k $2.1m $2.1m 0.09% Added +141.8k +141,799
26 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 403,026403.0k $2.0m $2.0m 0.00% Added +1.5k +1,529
27 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 400,000400.0k $2.0m $2.0m 0.00% Reduced -150.0k -150,000
28 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 399,270399.3k $2.0m $2.0m 0.00% Added +97.3k +97,309
29 Bramshill Investments, LLC 0.23% of their portfolio NAPLES, FL 388,774388.8k $2.0m $2.0m 0.23% Reduced -64.3k -64,299
30 UBS Group AG 0.00% of their portfolio ZURICH, V8 364,479364.5k $1.8m $1.8m 0.00% Added +5.8k +5,778
31 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 349,345349.3k $1.8m $1.8m 0.00% Added +42.5k +42,482
32 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 307,038307.0k $1.6m $1.6m 0.00% Added +42.1k +42,063
33 INDEPENDENT FINANCIAL GROUP, LLC 0.10% of their portfolio SAN DIEGO, CA 302,179302.2k $1.5m $1.5m 0.10% Added +89.2k +89,178
34 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 294,851294.9k $1.5m $1.5m 0.01% Added +17.5k +17,463
35 ZAZOVE ASSOCIATES LLC 0.15% of their portfolio INCLINE VILLAGE, NV 291,105291.1k $1.5m $1.5m 0.15% Unchanged
36 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 288,926288.9k $1.5m $1.5m 0.01% Reduced -15.9k -15,863
37 GraniteShares Advisors LLC 1.35% of their portfolio NEW YORK, NY 285,381285.4k $1.4m $1.4m 1.35% Added +10.9k +10,948
38 CLOUGH CAPITAL PARTNERS L P 0.14% of their portfolio Boston, MA 249,700249.7k $1.3m $1.3m 0.14% New
39 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 231,159231.2k $1.2m $1.2m 0.00% Reduced -10.6k -10,560
40 CENTAURUS FINANCIAL, INC. 0.10% of their portfolio ANAHEIM, CA 221,452221.5k $1.1m $1.1m 0.10% Reduced -131.2k -131,151
41 SIT INVESTMENT ASSOCIATES INC 0.03% of their portfolio Minneapolis, MN 219,237219.2k $1.1m $1.1m 0.03% Unchanged
42 Westchester Capital Management, LLC 0.04% of their portfolio VALHALLA, NY 216,312216.3k $1.1m $1.1m 0.04% Reduced -48.6k -48,623
43 Stolper Co 0.47% of their portfolio TULSA, OK 216,061216.1k $1.1m $1.1m 0.47% Reduced -3.3k -3,295
44 Fiera Capital Corp 0.00% of their portfolio MONTREAL, A8 193,428193.4k $978.7k $978.7k 0.00% Reduced -814 -814
45 RIVERBRIDGE PARTNERS LLC 0.01% of their portfolio MINNEAPOLIS, MN 186,759186.8k $945.0k $945.0k 0.01% Added +96.9k +96,910
46 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 186,495186.5k $943.7k $943.7k 0.00% Reduced -75.7k -75,740
47 VIRTUS ADVISERS, LLC 0.49% of their portfolio HARTFORD, CT 158,532158.5k $802.2k $802.2k 0.49% Added +70.3k +70,319
48 Koshinski Asset Management, Inc. 0.09% of their portfolio DECATUR, IL 150,097150.1k $759.5k $759.5k 0.09% Unchanged
49 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 150,000150.0k $758.0k $758.0k 0.00% Added +90.0k +90,000
50 Quarry LP 0.46% of their portfolio NEW YORK, NY 142,300142.3k $720.0k $720.0k 0.46% New
51 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 142,138142.1k $719.2k $719.2k 0.00% Added +11.1k +11,062
52 Claybrook Capital, LLC 0.41% of their portfolio WELLESLEY, MA 140,195140.2k $709.4k $709.4k 0.41% Unchanged
53 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 138,187138.2k $696.0k $696.0k 0.00% Reduced -80.6k -80,572
54 FIRST NATIONAL BANK & TRUST CO OF NEWTOWN 0.15% of their portfolio NEWTOWN, PA 130,973131.0k $662.7k $662.7k 0.15% Unchanged
55 InterOcean Capital Group, LLC 0.02% of their portfolio NASHVILLE, TN 110,000110.0k $556.6k $556.6k 0.02% Added +20.0k +20,000
56 Capital Wealth Alliance, LLC 0.42% of their portfolio Scottsdale, AZ 109,716109.7k $555.2k $555.2k 0.42% Reduced -1.6k -1,591
57 Family Firm, Inc. 0.14% of their portfolio BETHESDA, MD 96,44496.4k $488.0k $488.0k 0.14% Added +9.5k +9,483
58 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 95,37095.4k $482.6k $482.6k 0.00% Unchanged
59 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 94,57294.6k $478.5k $478.5k 0.01% Reduced -9.9k -9,930
60 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.02% of their portfolio WEST PALM BEACH, FL 81,44081.4k $412.1k $412.1k 0.02% Reduced -1.8m -1,833,670
61 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.06% of their portfolio ORLANDO, FL 79,75479.8k $404.4k $404.4k 0.06% Reduced -10.1k -10,090
62 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.05% of their portfolio Englewood, NJ 79,25079.2k $401.0k $401.0k 0.05% Reduced -55.3k -55,269
63 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 78,47978.5k $401.3k $401.3k 0.01% Reduced -200 -200
64 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 75,28875.3k $381.0k $381.0k 0.00% Added +645 +645
65 IEQ CAPITAL, LLC 0.01% of their portfolio Foster City, CA 74,04074.0k $374.6k $374.6k 0.01% Added +8.7k +8,715
66 Mariner, LLC 0.00% of their portfolio Overland Park, KS 72,85272.9k $368.6k $368.6k 0.00% Added +2.9k +2,858
67 COMERICA BANK 0.00% of their portfolio DALLAS, TX 67,21067.2k $340.1k $340.1k 0.00% New
68 LANARK FINANCIAL, INC. 0.03% of their portfolio BIRMINGHAM, AL 59,12159.1k $299.0k $299.0k 0.03% First filing
69 Boyce & Associates Wealth Consulting, Inc. 0.48% of their portfolio CEDAR PARK, TX 57,48757.5k $290.9k $290.9k 0.48% Added +1.2k +1,225
70 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 57,29357.3k $289.9k $289.9k 0.00% Added +1.0k +1,003
71 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 56,47456.5k $285.8k $285.8k 0.02% Unchanged
72 LEVEL FOUR ADVISORY SERVICES, LLC 0.02% of their portfolio DALLAS, TX 54,24354.2k $274.5k $274.5k 0.02% Added +1.6k +1,556
73 SVB WEALTH LLC 0.01% of their portfolio BOSTON, MA 54,00454.0k $273.3k $273.3k 0.01% Reduced -6.8k -6,780
74 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 52,91252.9k $267.7k $267.7k 0.00% Unchanged
75 NWF Advisory Services Inc. 0.06% of their portfolio Los Angeles, CA 52,80052.8k $267.2k $267.2k 0.06% Unchanged
76 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 49,86849.9k $252.3k $252.3k 0.00% Added +1.3k +1,265
77 BOOTHBAY FUND MANAGEMENT, LLC 0.01% of their portfolio NEW YORK, NY 49,14549.1k $248.7k $248.7k 0.01% Added +30.0k +30,000
78 PARK AVENUE SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 46,08146.1k $233.0k $233.0k 0.00% Reduced -263 -263
79 SeaCrest Wealth Management, LLC 0.03% of their portfolio PURCHASE, NY 45,50145.5k $230.2k $230.2k 0.03% Added +530 +530
80 Wilmington Savings Fund Society, FSB 0.01% of their portfolio WILMINGTON, DE 43,43743.4k $219.8k $219.8k 0.01% Unchanged
81 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 42,19942.2k $213.5k $213.5k 0.00% New
82 Ausdal Financial Partners, Inc. 0.03% of their portfolio Davenport, IA 39,32239.3k $199.0k $199.0k 0.03% New
83 Meteora Capital, LLC 0.03% of their portfolio Boca Raton, FL 35,00035.0k $177.1k $177.1k 0.03% Unchanged
84 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 34,50534.5k $175.0k $175.0k 0.00% Reduced -10.0k -9,956
85 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 33,65733.7k $170.3k $170.3k 0.00% Reduced -4.9k -4,888
86 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 33,30233.3k $168.5k $168.5k 0.00% Reduced -843 -843
87 Ironsides Asset Advisors, LLC 0.08% of their portfolio ROCKY MOUNT, NC 32,66532.7k $165.3k $165.3k 0.08% Added +236 +236
88 Elequin Capital, LP 0.03% of their portfolio NEW YORK, NY 32,26832.3k $163.3k $163.3k 0.03% Reduced -7.8k -7,782
89 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 32,00032.0k $161.9k $161.9k 0.00% New
90 SFI Advisors, LLC 0.15% of their portfolio Montclair, NJ 30,01030.0k $151.9k $151.9k 0.15% Unchanged
91 Quad-Cities Investment Group, LLC 0.10% of their portfolio DAVENPORT, IA 28,52428.5k $144.3k $144.3k 0.10% Reduced -1.5k -1,526
92 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 27,74427.7k $140.4k $140.4k 0.00% Added +1.1k +1,145
93 Pinnacle Wealth Planning Services, Inc. 0.02% of their portfolio MANSFIELD, OH 27,50527.5k $139.2k $139.2k 0.02% Added +3.0k +3,048
94 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 26,51026.5k $134.1k $134.1k 0.01% Added +1.2k +1,227
95 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 26,14326.1k $132.3k $132.3k 0.00% Reduced -3.7k -3,696
96 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 25,21325.2k $128.0k $128.0k 0.01% Reduced -3.0k -2,954
97 Relative Value Partners Group, LLC 0.01% of their portfolio NORTHBROOK, IL 24,51324.5k $124.0k $124.0k 0.01% Unchanged
98 Shaker Financial Services, LLC 0.06% of their portfolio Arlington, VA 24,00024.0k $122.7k $122.7k 0.06% Unchanged
99 Meridian Wealth Management, LLC 0.01% of their portfolio LEXINGTON, KY 22,88022.9k $115.8k $115.8k 0.01% Reduced -1.5k -1,513
100 Ignite Planners, LLC 0.03% of their portfolio SAN CLEMENTE, CA 22,59722.6k $113.0k $113.0k 0.03% New