Vault-13

UBS AG LONDON BRANCH PFFL

ETRACS 2XM ETN · ETP · CUSIP 90274E174

2 institutional holders +0 vs Q2 2023
1,6891.7k shares reported held*
$15.7kreported value*
1 new 0 added 0 reduced 1 sold out net sold ≈ $158.1k (-17.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $9.32.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

024Q3 22: 4Q4 22: 2Q1 23: 2Q2 23: 2Q3 23: 22Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 20224
Q4 20222
Q1 20232
Q2 20232
Q3 20232

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
404Q4 22: 0 bought or addedQ4 22: 3 cut or sold outQ4 22Q1 23: 1 bought or addedQ1 23: 1 cut or sold outQ1 23Q2 23: 0 bought or addedQ2 23: 0 cut or sold outQ2 23Q3 23: 1 bought or addedQ3 23: 1 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202203
Q1 202311
Q2 202300
Q3 202311

Biggest buyers

UBS Group AG New +1,689+1.7k

Biggest sellers

Claybrook Capital, LLC Sold out -18,658-18.7k

Insider purchases and sales in Q3 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2023.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,6891.7k $15.7k $15.7k 0.00% New
2 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged