BARCLAYS BANK PLC
IPTH SR B S&P · CUSIP 06748F324
61
institutional holders
-10 vs Q2 2023
8.3m
shares reported held*
$193.1mreported value*
16 new
15 added
15 reduced
26 sold out
net bought ≈ $19.1m (+1.1m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $23.32. Options: 13 managers hold calls ($181.9m notional), 18 hold puts ($400.7m).
Trends to Q3 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q1 2023 | 58 |
| Q2 2023 | 71 |
| Q3 2023 | 61 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q2 2023 | 51 | 29 |
| Q3 2023 | 31 | 41 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q4 2022 | $0 | $0 | — |
| Q1 2023 | $175.6m | $526.4m | 3.00 |
| Q2 2023 | $131.8m | $236.5m | 1.79 |
| Q3 2023 | $181.9m | $400.7m | 2.20 |
Biggest buyers
| BARCLAYS PLC | Added | +2.7m |
| HRT FINANCIAL LP | New | +662.5k |
| Jump Financial, LLC | Added | +467.6k |
| MGO ONE SEVEN LLC | New | +293.7k |
| CITADEL ADVISORS LLC | New | +248.7k |
| TWO SIGMA INVESTMENTS, LP | Added | +193.3k |
| Verition Fund Management LLC | New | +90.0k |
| Centiva Capital, LP | Added | +81.9k |
| LUMINUS MANAGEMENT LLC | New | +72.0k |
| FLOW TRADERS U.S. LLC | New | +49.4k |
Biggest sellers
| MILLENNIUM MANAGEMENT LLC | Reduced | -1.3m |
| JANE STREET GROUP, LLC | Reduced | -673.8k |
| HighTower Advisors, LLC | Reduced | -574.3k |
| Pine Valley Investments Ltd Liability Co | Sold out | -304.2k |
| Trek Financial, LLC | Sold out | -253.6k |
| GROUP ONE TRADING LLC | Sold out | -202.7k |
| VitalStone Financial, LLC | Reduced | -139.6k |
| Ausdal Financial Partners, Inc. | Sold out | -127.6k |
| JPMORGAN CHASE & CO | Reduced | -87.8k |
| Tower Research Capital LLC (TRC) | Reduced | -81.6k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $104.6m4.5m shares |
| CITADEL ADVISORS LLC | Added | $32.7m1.4m shares |
| TUDOR INVESTMENT CORP ET AL | New | $11.7m500.0k shares |
| WOLVERINE TRADING, LLC | Added | $11.7m499.8k shares |
| NOMURA HOLDINGS INC | New | $10.8m462.5k shares |
| Clark Capital Management Group, Inc. | New | $5.8m250.0k shares |
| MILLENNIUM MANAGEMENT LLC | Reduced | $2.1m91.8k shares |
| HORIZON KINETICS ASSET MANAGEMENT LLC | Reduced | $1.7m42.3k shares |
| XR Securities LLC | New | $501.4k21.5k shares |
| GTS SECURITIES LLC | New | $223.3k9.6k shares |
Biggest puts
| CQS (US), LLC | New | $122.4m5.2m shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $75.7m3.2m shares |
| CITADEL ADVISORS LLC | Added | $73.5m3.2m shares |
| TUDOR INVESTMENT CORP ET AL | New | $46.6m2.0m shares |
| SIMPLEX TRADING, LLC | Added | $25.2m1.1m shares |
| GROUP ONE TRADING LLC | Reduced | $16.7m715.0k shares |
| JANE STREET GROUP, LLC | Reduced | $14.9m640.9k shares |
| WOLVERINE TRADING, LLC | Added | $11.8m507.4k shares |
| IMC-Chicago, LLC | Added | $10.3m440.7k shares |
| MILLENNIUM MANAGEMENT LLC | Reduced | $967.8k41.5k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q3 2023
| Manager | Shares | Change |
|---|---|---|
| BARCLAYS PLC 0.06% of their portfolio | 4.1m $96.4m | Added +2.7m |
| HRT FINANCIAL LP 0.16% of their portfolio | 662.5k $15.4m | New |
| Jump Financial, LLC 0.52% of their portfolio | 594.9k $13.9m | Added +467.6k |
| JANE STREET GROUP, LLC 0.01% of their portfolio | 378.3k $8.8m | Reduced -673.8k |
| MGO ONE SEVEN LLC 0.53% of their portfolio | 293.7k $6.8m | New |
| New York Life Investment Management LLC 0.07% of their portfolio | 288.4k $6.7m | Added +27.4k |
| TWO SIGMA INVESTMENTS, LP 0.02% of their portfolio | 285.6k $6.7m | Added +193.3k |
| CITADEL ADVISORS LLC 0.01% of their portfolio | 248.7k $5.8m | New |
| Centiva Capital, LP 0.21% of their portfolio | 179.0k $4.2m | Added +81.9k |
| Concentric Capital Strategies, LP 0.44% of their portfolio | 168.1k $3.9m | Added +14.6k |
| SG Americas Securities, LLC 0.04% of their portfolio | 131.6k $3.1m | Unchanged |
| Verition Fund Management LLC 0.03% of their portfolio | 90.0k $2.1m | New |
| Jade Capital Advisors, LLC 2.00% of their portfolio | 88.2k $2.1m | Added +25.0k |
| HighTower Advisors, LLC 0.00% of their portfolio | 78.0k $1.8m | Reduced -574.3k |
| LUMINUS MANAGEMENT LLC 0.52% of their portfolio | 72.0k $1.7m | New |
| MORGAN STANLEY 0.00% of their portfolio | 68.3k $1.6m | Added +4.1k |
| Arlington Capital Management, Inc. 1.59% of their portfolio | 65.2k $1.5m | Added +9.9k |
| SeaCrest Wealth Management, LLC 0.15% of their portfolio | 49.4k $1.2m | Added +24.5k |
| FLOW TRADERS U.S. LLC 0.05% of their portfolio | 49.4k $1.2m | New |
| Walleye Trading LLC 0.03% of their portfolio | 46.7k $1.1m | New |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 45.6k $1.1m | Reduced -1.3m |
| AE Wealth Management LLC 0.01% of their portfolio | 45.3k $1.1m | Reduced -356 |
| PRIMORIS WEALTH ADVISORS, LLC 1.27% of their portfolio | 45.0k $1.0m | New |
| Symmetry Investments LP 0.23% of their portfolio | 34.5k $805.6k | New |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 21.8k $508.6k | New |
| Claybrook Capital, LLC 0.29% of their portfolio | 21.6k $502.5k | Reduced -200 |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 16.0k $3.7k | Added +12.1k |
| AM INVESTMENT STRATEGIES LLC 0.11% of their portfolio | 14.0k $326.0k | Added +4.0k |
| TWO SIGMA SECURITIES, LLC 0.01% of their portfolio | 13.8k $321.6k | New |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 10.5k $243.9k | Reduced -800 |
| DRW Securities, LLC 0.02% of their portfolio | 10.0k $233.0k | New |
| PINNACLE ASSOCIATES LTD 0.00% of their portfolio | 9.8k $229.7k | Reduced -400 |
| Castleview Partners, LLC 0.16% of their portfolio | 7.4k $172.9k | Added +446 |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 6.0k $140.0k | Reduced -81.6k |
| GABLES CAPITAL MANAGEMENT INC. 0.08% of their portfolio | 4.7k $109.3k | Unchanged |
| ELKHORN PARTNERS LIMITED PARTNERSHIP 0.05% of their portfolio | 3.5k $82.0k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 3.5k $81.1k | Reduced -87.8k |
| Lee Financial Co 0.01% of their portfolio | 3.3k $75.8k | Reduced -175 |
| Elequin Capital, LP 0.01% of their portfolio | 2.5k $62.6k | New |
| SUMMIT SECURITIES GROUP LLC 0.04% of their portfolio | 2.5k $58.0k | Reduced -2.5k |
| FNY Investment Advisers, LLC 0.03% of their portfolio | 2.0k $46.0k | Added +1.8k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 1.6k $37.4k | Added +1.6k |
| Solstein Capital, LLC 0.02% of their portfolio | 781 $18.2k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 558 $13.0k | Reduced -936 |
| TD Waterhouse Canada Inc. 0.00% of their portfolio | 400 $9.3k | Unchanged |
| OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.00% of their portfolio | 342 $8.0k | Reduced -8 |
| VitalStone Financial, LLC 0.01% of their portfolio | 306 $6.0k | Reduced -139.6k |
| Federation des caisses Desjardins du Quebec 0.00% of their portfolio | 105 $2.4k | Unchanged |
| WFA Asset Management Corp 0.00% of their portfolio | 68 $1.6k | Unchanged |
| HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio | 64 $1.5k | Unchanged |
| Allworth Financial LP 0.00% of their portfolio | 50 $1.2k | Unchanged |
| TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio | 25 $583 | Unchanged |
| ORG Partners LLC 0.00% of their portfolio | 12 $279 | New |
| NFSG Corp 0.00% of their portfolio | 11 $257 | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 10 $233 | New |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 6 $139 | Reduced -5.5k |
| McIlrath & Eck, LLC 0.00% of their portfolio | 5 $117 | Unchanged |
| AdvisorNet Financial, Inc 0.00% of their portfolio | 2 $47 | Unchanged |
| Hexagon Capital Partners LLC 0.00% of their portfolio | 2 $47 | Unchanged |
| EverSource Wealth Advisors, LLC 0.00% of their portfolio | 1 $23 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |