Vault-13

VANECK ETF TRUST BIZD

BDC INCOME ETF · ETP · CUSIP 92189F411

153 institutional holders +7 vs Q2 2023
17,370,17617.4m shares reported held*
$286.8mreported value*
18 new 60 added 37 reduced 11 sold out net bought ≈ $22.9m (+1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $16.55. Options: 1 managers hold calls ($338.2k notional), 1 hold puts ($311.0k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 127Q4 22: 133Q1 23: 132Q2 23: 146Q3 23: 153153Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022127
Q4 2022133
Q1 2023132
Q2 2023146
Q3 2023153

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 66 bought or addedQ4 22: 54 cut or sold outQ4 22Q1 23: 68 bought or addedQ1 23: 48 cut or sold outQ1 23Q2 23: 78 bought or addedQ2 23: 43 cut or sold outQ2 23Q3 23: 78 bought or addedQ3 23: 48 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226654
Q1 20236848
Q2 20237843
Q3 20237848

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ4 22 calls: $232.1kQ4 22 puts: $49.5kQ4 22P/C 0.21Q1 23 calls: $1.2mQ1 23 puts: $215.0kQ1 23P/C 0.18Q2 23 calls: $23.0kQ2 23 puts: $629.8kQ2 23P/C 27.33Q3 23 calls: $338.2kQ3 23 puts: $311.0kQ3 23P/C 0.92
Numbers
QuarterCallsPutsP/C
Q4 2022$232.1k$49.5k0.21
Q1 2023$1.2m$215.0k0.18
Q2 2023$23.0k$629.8k27.33
Q3 2023$338.2k$311.0k0.92

Biggest buyers

Hilltop Holdings Inc. New +512,181+512.2k
OSAIC HOLDINGS, INC. Added +482,568+482.6k
BANK OF AMERICA CORP /DE/ Added +343,685+343.7k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC New +202,473+202.5k
WELLS FARGO & COMPANY/MN Added +172,162+172.2k
MORGAN STANLEY Added +155,559+155.6k
Analyst IMS Investment Management Services Ltd. New +149,485+149.5k
INDEPENDENT FINANCIAL GROUP, LLC Added +104,757+104.8k
Cetera Advisor Networks LLC Added +96,454+96.5k
LPL Financial LLC Added +95,009+95.0k

Biggest sellers

STIFEL FINANCIAL CORP Reduced -562,766-562.8k
RAYMOND JAMES & ASSOCIATES Reduced -305,441-305.4k
Janney Montgomery Scott LLC Sold out -110,463-110.5k
SG Americas Securities, LLC Reduced -92,482-92.5k
MILLENNIUM MANAGEMENT LLC Reduced -86,446-86.4k
NORTHERN TRUST CORP Sold out -83,711-83.7k
KINGSWOOD WEALTH ADVISORS, LLC Sold out -53,151-53.2k
AVANTAX ADVISORY SERVICES, INC. Reduced -52,357-52.4k
Arete Wealth Advisors, LLC Sold out -43,059-43.1k
UBS Group AG Reduced -31,219-31.2k

Biggest calls

CITADEL ADVISORS LLC Added $338.2k21.1k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $311.0k19.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,159,0093.2m $50.6m $50.6m 0.01% Added +155.6k +155,559
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 2,171,6012.2m $34.8m $34.8m 0.02% Added +95.0k +95,009
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,900,2861.9m $30.5m $30.5m 0.00% Added +343.7k +343,685
4 CONDOR CAPITAL MANAGEMENT 1.57% of their portfolio MARTINSVILLE, NJ 798,536798.5k $12.8m $12.8m 1.57% Added +71.8k +71,779
5 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 794,265794.3k $12.7m $12.7m 0.02% Added +482.6k +482,568
6 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 793,520793.5k $12.7m $12.7m 0.00% Added +172.2k +172,162
7 Gradient Investments LLC 0.22% of their portfolio ARDEN HILLS, MN 529,052529.1k $8.5m $8.5m 0.22% Reduced -12.9k -12,934
8 Hilltop Holdings Inc. 1.02% of their portfolio DALLAS, TX 512,181512.2k $8.2m $8.2m 1.02% New
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 397,091397.1k $6.4m $6.4m 0.00% Reduced -31.2k -31,219
10 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 290,828290.8k $4.7m $4.7m 0.01% Reduced -562.8k -562,766
11 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 268,364268.4k $4.3m $4.3m 0.01% Added +12.0k +12,029
12 INDEPENDENT FINANCIAL GROUP, LLC 0.25% of their portfolio SAN DIEGO, CA 244,481244.5k $3.9m $3.9m 0.25% Added +104.8k +104,757
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 205,141205.1k $3.3m $3.3m 0.00% Added +48.3k +48,334
14 Shilanski & Associates, Inc. 1.33% of their portfolio ANCHORAGE, AK 203,367203.4k $3.3m $3.3m 1.33% Added +4.2k +4,243
15 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.55% of their portfolio ORLANDO, FL 202,473202.5k $4.0m $4.0m 0.55% New
16 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 179,756179.8k $2.9m $2.9m 0.00% Reduced -305.4k -305,441
17 TOWNSQUARE CAPITAL LLC 0.05% of their portfolio Lehi, UT 172,661172.7k $2.8m $2.8m 0.05% Added +47.6k +47,620
18 BARINGS LLC 0.09% of their portfolio CHARLOTTE, NC 163,313163.3k $2.6m $2.6m 0.09% Added +72.7k +72,717
19 Cresset Asset Management, LLC 0.02% of their portfolio Chicago, IL 155,123155.1k $2.5m $2.5m 0.02% Reduced -4.8k -4,810
20 Analyst IMS Investment Management Services Ltd. 0.15% of their portfolio Tel-aviv, L3 149,485149.5k $2.4m $2.4m 0.15% New
21 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 141,831141.8k $2.2m $2.2m 0.02% Added +42.0k +41,991
22 Anfield Capital Management, LLC 1.07% of their portfolio IRVINE, CA 139,477139.5k $2.2m $2.2m 1.07% Reduced -1.4k -1,443
23 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 134,393134.4k $2.2m $2.2m 0.00% Reduced -86.4k -86,446
24 Lloyd Advisory Services, LLC. 2.07% of their portfolio SUWANEE, GA 128,331128.3k $6.3m $6.3m 2.07% First filing
25 NORDEN GROUP LLC 2.07% of their portfolio PROVO, UT 128,331128.3k $6.3m $6.3m 2.07% First filing
26 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 127,342127.3k $2.0m $2.0m 0.00% Reduced -23.2k -23,238
27 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 117,007117.0k $1.9m $1.9m 0.01% Added +96.5k +96,454
28 Consolidated Portfolio Review Corp 0.41% of their portfolio WOODBURY, NY 106,527106.5k $1.7m $1.7m 0.41% Reduced -3.3k -3,326
29 FINANCIAL MANAGEMENT NETWORK INC 0.52% of their portfolio MISSION VIEJO, CA 104,909104.9k $1.6m $1.6m 0.52% Added +16.4k +16,384
30 SlateStone Wealth, LLC 0.21% of their portfolio JUPITER, FL 89,90089.9k $1.4m $1.4m 0.21% Unchanged
31 Alpha Omega Group, Inc. 2.69% of their portfolio RESTON, VA 88,53688.5k $1.4m $1.4m 2.69% Reduced -10.6k -10,561
32 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 87,90087.9k $1.4m $1.4m 0.00% Added +11.2k +11,200
33 WEDBUSH SECURITIES INC 0.07% of their portfolio PASADENA, CA 86,90186.9k $1.4m $1.4m 0.07% Added +627 +627
34 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 84,04284.0k $1.3m $1.3m 0.00% Added +7.7k +7,723
35 Future Financial Wealth Managment LLC 1.45% of their portfolio CINCINNATI, OH 81,68481.7k $1.3m $1.3m 1.45% Added +4.1k +4,133
36 AXS Investments LLC 0.33% of their portfolio PORT CHESTER, NY 80,00080.0k $1.3m $1.3m 0.33% Added +2.5k +2,500
37 Beck Bode, LLC 0.31% of their portfolio DEDHAM, MA 76,48076.5k $1.2m $1.2m 0.31% Reduced -4.1k -4,074
38 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.10% of their portfolio BIRMINGHAM, AL 76,32476.3k $1.2m $1.2m 0.10% Added +5.4k +5,400
39 Mariner, LLC 0.00% of their portfolio Overland Park, KS 72,45972.5k $1.2m $1.2m 0.00% Reduced -907 -907
40 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 71,58571.6k $1.1m $1.1m 0.03% Reduced -1.8k -1,802
41 Samalin Investment Counsel, LLC 0.62% of their portfolio CHAPPAQUA, NY 67,34167.3k $1.1m $1.1m 0.62% Added +9.3k +9,251
42 Claybrook Capital, LLC 0.59% of their portfolio WELLESLEY, MA 64,09364.1k $1.0m $1.0m 0.59% Unchanged
43 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 62,68162.7k $1.0m $1.0m 0.01% Reduced -52.4k -52,357
44 AlphaQ Advisors LLC 0.87% of their portfolio Winter Park, FL 62,39962.4k $1.0m $1.0m 0.87% Added +27.7k +27,690
45 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 61,44861.4k $985.0k $985.0k 0.00% Reduced -7.6k -7,554
46 SMITH, MOORE & CO. 0.13% of their portfolio CLAYTON, MO 60,35060.4k $967.4k $967.4k 0.13% Added +39.9k +39,937
47 Johnson Financial Group, Inc. 0.06% of their portfolio RACINE, WI 57,50057.5k $921.7k $921.7k 0.06% Unchanged
48 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 55,65055.6k $891.0k $891.0k 0.00% Added +24.7k +24,684
49 Symphony Financial, Ltd. Co. 0.20% of their portfolio HOUSTON, TX 53,19653.2k $813.9k $813.9k 0.20% Reduced -106 -106
50 Perennial Investment Advisors, LLC 0.15% of their portfolio Los Angeles, CA 51,53951.5k $826.2k $826.2k 0.15% Added +9.0k +8,986
51 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 47,64647.6k $763.8k $763.8k 0.01% Added +5.3k +5,289
52 GFS Advisors, LLC 0.12% of their portfolio HOUSTON, TX 47,20047.2k $757.0k $757.0k 0.12% New
53 Ranch Capital Advisors Inc. 0.51% of their portfolio SARASOTA, FL 45,17745.2k $724.2k $724.2k 0.51% Added +167 +167
54 BRIDGES INVESTMENT MANAGEMENT INC 0.03% of their portfolio OMAHA, NE 44,66444.7k $716.0k $716.0k 0.03% New
55 WEALTH ALLIANCE, LLC 0.11% of their portfolio MELLVILLE, NY 43,09043.1k $690.7k $690.7k 0.11% Added +2.9k +2,896
56 Rainsberger Wealth Advisors, Inc. 0.41% of their portfolio Colorado Springs, CO 41,38641.4k $663.4k $663.4k 0.41% Added +2.0k +2,028
57 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 40,39440.4k $647.5k $647.5k 0.00% Reduced -4.1k -4,111
58 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 40,05840.1k $642.0k $642.0k 0.01% Reduced -92.5k -92,482
59 All Season Financial Advisors, Inc. 0.62% of their portfolio DENVER, CO 38,42838.4k $616.0k $616.0k 0.62% Added +2.0k +2,010
60 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 37,96738.0k $608.6k $608.6k 0.02% Added +8.3k +8,331
61 Sage Mountain Advisors LLC 0.08% of their portfolio ATLANTA, GA 37,95038.0k $608.3k $608.3k 0.08% Unchanged
62 First PREMIER Bank 0.18% of their portfolio SIOUX FALLS, SD 36,97837.0k $593.0k $593.0k 0.18% Added +1.3k +1,266
63 TRANSCEND CAPITAL ADVISORS, LLC 0.06% of their portfolio MADISON, NJ 36,90036.9k $591.5k $591.5k 0.06% Reduced -50 -50
64 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 33,57433.6k $538.0k $538.0k 0.00% Added +7.3k +7,291
65 GSA CAPITAL PARTNERS LLP 0.04% of their portfolio LONDON, X0 32,48932.5k $521.0k $521.0k 0.04% Added +1.1k +1,100
66 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 30,81530.8k $494.0k $494.0k 0.01% Unchanged
67 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 30,07030.1k $482.0k $482.0k 0.00% Added +1.6k +1,631
68 Endowment Wealth Management, Inc. 0.42% of their portfolio APPLETON, WI 29,51229.5k $473.1k $473.1k 0.42% Reduced -2.2k -2,172
69 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 29,42629.4k $471.7k $471.7k 0.00% Added +28.2k +28,232
70 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 28,78728.8k $461.4k $461.4k 0.01% Added +1.0k +1,014
71 Wambolt & Associates, LLC 0.16% of their portfolio LITTLETON, CO 28,55428.6k $436.9k $436.9k 0.16% Reduced -204 -204
72 Apeiron RIA LLC 0.15% of their portfolio Dallas, TX 28,29128.3k $453.5k $453.5k 0.15% Added +103 +103
73 Texas Yale Capital Corp. 0.02% of their portfolio ST. PETERSBURG, FL 27,85027.9k $446.4k $446.4k 0.02% Unchanged
74 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 27,60227.6k $442.5k $442.5k 0.01% Reduced -4.6k -4,622
75 Beaumont Financial Advisors, LLC 0.04% of their portfolio NEEDHAM, MA 27,37227.4k $438.8k $438.8k 0.04% Unchanged
76 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 27,00027.0k $432.8k $432.8k 0.00% Unchanged
77 Portside Wealth Group, LLC 0.08% of their portfolio Provo, UT 25,42525.4k $408.0k $408.0k 0.08% Added +53 +53
78 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 24,42924.4k $391.6k $391.6k 0.00% Reduced -15.0k -15,036
79 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 24,09724.1k $386.3k $386.3k 0.01% Added +1.1k +1,050
80 CENTAURUS FINANCIAL, INC. 0.03% of their portfolio ANAHEIM, CA 23,50523.5k $377.0k $377.0k 0.03% Added +3.6k +3,618
81 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 22,75422.8k $364.7k $364.7k 0.02% Reduced -462 -462
82 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.09% of their portfolio CONCORD, MA 22,28922.3k $357.3k $357.3k 0.09% Added +7.3k +7,287
83 NTV Asset Management LLC 0.06% of their portfolio Charleston, WV 22,20022.2k $355.9k $355.9k 0.06% Unchanged
84 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 21,77521.8k $349.1k $349.1k 0.00% New
85 GRIMES & Co WEALTH MANAGEMENT, LLC 0.01% of their portfolio WESTBOROUGH, MA 20,05420.1k $321.5k $321.5k 0.01% Unchanged
86 PFG Advisors 0.03% of their portfolio Phoenix, AZ 18,76118.8k $300.7k $300.7k 0.03% Reduced -2.8k -2,761
87 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 18,74418.7k $300.5k $300.5k 0.00% Added +347 +347
88 COMERICA BANK 0.00% of their portfolio DALLAS, TX 18,14818.1k $290.9k $290.9k 0.00% New
89 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 17,36317.4k $278.3k $278.3k 0.00% Added +3.4k +3,422
90 Anchor Investment Management, LLC 0.04% of their portfolio COLUMBIA, SC 17,21017.2k $275.9k $275.9k 0.04% Added +36 +36
91 SYKON CAPITAL LLC 0.11% of their portfolio HARRISON, NY 16,58916.6k $265.9k $265.9k 0.11% New
92 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 16,55216.6k $265.3k $265.3k 0.00% Added +479 +479
93 GILL CAPITAL PARTNERS, LLC 0.11% of their portfolio DENVER, CO 15,75815.8k $252.6k $252.6k 0.11% Reduced -2.9k -2,901
94 HB Wealth Management, LLC 0.00% of their portfolio Atlanta, GA 15,00915.0k $240.6k $240.6k 0.00% Added +214 +214
95 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 14,87514.9k $238.5k $238.5k 0.01% Reduced -1.8k -1,779
96 Arkadios Wealth Advisors 0.02% of their portfolio ATLANTA, GA 14,50014.5k $232.4k $232.4k 0.02% Added +611 +611
97 Tyler-Stone Wealth Management 0.13% of their portfolio Beachwood, OH 13,69813.7k $220.0k $220.0k 0.13% Unchanged
98 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 13,15013.2k $210.8k $210.8k 0.00% Added +941 +941
99 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 13,02813.0k $208.8k $208.8k 0.00% New
100 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 12,96013.0k $207.7k $207.7k 0.00% Reduced -22.8k -22,751