Bruce G. Allen Investments, LLC

DENVER, CO · CIK 2005409 · 13F filing filed 2024-04-10

SEC-registered investment adviser since 2017 · limited liability company

Assets managed$258.1m
Staff2 · 2 in investment roles
Main clients (by assets)High net worth individuals 88%, Individuals 11%
Form ADV · 2026-03-27SEC adviser record

$121.6m reported value +10.7% vs Q4 2023

961positions

52.5%in top 10

46 new 280 added 323 reduced 93 sold out vs Q4 2023

Holdings, Q1 2024

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	ISHARES TR EAFE VALUE ETF EFV	EFV	302,583	$16.5m13.53%	13.53%	Reduced -737	-737 -0.2%
2	VANGUARD INDEX FDS VALUE ETF VTV	VTV	68,365	$11.1m9.15%	9.15%	Reduced -1.9k	-1,873 -2.7%
3	SCHWAB STRATEGIC TR FUNDAMENTAL INTL FNDF	FNDF	223,021	$7.9m6.53%	6.53%	Added +70.9k	+70,914 46.6%
4	SCHWAB STRATEGIC TR FUNDAMENTAL US L FNDX	FNDX	115,105	$7.8m6.38%	6.38%	Added +29.3k	+29,309 34.2%
5	SCHWAB STRATEGIC TR US DIVIDEND EQ SCHD	SCHD	89,953	$7.3m5.96%	5.96%	Added +3.5k	+3,507 4.1%
6	VANGUARD INDEX FDS MCAP VL IDXVIP VOE	VOE	25,769	$4.0m3.30%	3.30%	Added +40	+40 0.2%
7	SPROTT PHYSICAL GOLD TR UNIT PHYS	PHYS	212,576	$3.7m3.02%	3.02%	Reduced -931	-931 -0.4%
8	BARCLAYS BANK PLC DJUBS CMDT ETN36 DJP	DJP	78,390	$2.4m2.00%	2.00%	Added +4.0k	+3,998 5.4%
9	VANGUARD SCOTTSDALE FDS VNG RUS1000VAL VONV	VONV	20,694	$1.6m1.34%	1.34%	Added +89	+89 0.4%
10	APPLE INC COM AAPL	AAPL	9,284	$1.6m1.31%	1.31%	Reduced -163	-163 -1.7%
11	PIMCO EQUITY SER RAFI ESG US RAFE	RAFE	42,561	$1.5m1.24%	1.24%	Reduced -738	-738 -1.7%
12	ISHARES TR RUS 1000 VAL ETF IWD	IWD	8,426	$1.5m1.24%	1.24%	Reduced -73	-73 -0.9%
13	VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF VWO	VWO	30,900	$1.3m1.06%	1.06%	Added +1.4k	+1,444 4.9%
14	SCHWAB STRATEGIC TR FUNDAMENTAL EMER FNDE	FNDE	44,652	$1.2m1.02%	1.02%	Reduced -1.5k	-1,532 -3.3%
15	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	2,339	$1.2m1.01%	1.01%	Added +9	+9 0.4%
16	ISHARES TR 20 YR TR BD ETF TLT	TLT	10,270	$971.8k0.80%	0.80%	New
17	PROCTER AND GAMBLE CO COM PG	PG	5,870	$952.4k0.78%	0.78%	Added +31	+31 0.5%
18	ISHARES INC CORE MSCI EMKT IEMG	IEMG	18,126	$935.3k0.77%	0.77%	Reduced -591	-591 -3.2%
19	WISDOMTREE TR INTL SMCAP DIV DLS	DLS	13,993	$912.5k0.75%	0.75%	Added +546	+546 4.1%
20	NUVEEN TAXABLE MUNICPAL INM COM NBB	NBB	57,346	$878.5k0.72%	0.72%	Added +530	+530 0.9%
21	GE AEROSPACE COM NEW GE	GE	4,322	$758.6k0.62%	0.62%	Reduced -86	-86 -1.9%
22	MICROSOFT CORP COM MSFT	MSFT	1,794	$754.8k0.62%	0.62%	Reduced -91	-91 -4.8%
23	JPMORGAN CHASE & CO COM JPM	JPM	3,608	$722.7k0.59%	0.59%	Reduced -377	-377 -9.5%
24	ISHARES TR SP SMCP600VL ETF IJS	IJS	6,543	$672.4k0.55%	0.55%	Added +1.7k	+1,723 35.8%
25	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	1,566	$658.5k0.54%	0.54%	Reduced -35	-35 -2.2%
26	ABRDN ETFS BBRG ALL COMD K1 BCI	BCI	32,492	$642.4k0.53%	0.53%	Reduced -4.0k	-4,035 -11.1%
27	INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD PDBC	PDBC	45,210	$627.1k0.52%	0.52%	Added +4.0k	+3,960 9.6%
28	EXXON MOBIL CORP COM XOM	XOM	5,387	$626.2k0.51%	0.51%	Reduced -10	-10 -0.2%
29	BROADCOM INC COM AVGO	AVGO	463	$613.7k0.50%	0.50%	Reduced -16	-16 -3.3%
30	VERIZON COMMUNICATIONS INC COM VZ	VZ	13,773	$577.9k0.48%	0.48%	Reduced -65	-65 -0.5%
31	JOHNSON & JOHNSON COM JNJ	JNJ	3,630	$574.2k0.47%	0.47%	Reduced -470	-470 -11.5%
32	CHEVRON CORP NEW COM CVX	CVX	3,364	$530.6k0.44%	0.44%	Added +238	+238 7.6%
33	SHELL PLC SPON ADS SHEL	SHEL	7,770	$520.9k0.43%	0.43%	Added +7	+7 0.1%
34	MERCK & CO INC COM MRK	MRK	3,924	$517.8k0.43%	0.43%	Added +37	+37 0.9%
35	HOME DEPOT INC COM HD	HD	1,334	$511.7k0.42%	0.42%	Added +5	+5 0.4%
36	ABBVIE INC COM ABBV	ABBV	2,749	$500.6k0.41%	0.41%	Added +241	+241 9.6%
37	SELECT SECTOR SPDR TR ENERGY XLE	XLE	5,222	$493.0k0.41%	0.41%	Reduced -136	-136 -2.5%
38	UNITEDHEALTH GROUP INC COM UNH	UNH	938	$464.0k0.38%	0.38%	Added +58	+58 6.6%
39	COLGATE PALMOLIVE CO COM CL	CL	4,993	$449.6k0.37%	0.37%	Added +109	+109 2.2%
40	AT&T INC COM T	T	25,280	$444.9k0.37%	0.37%	Reduced -681	-681 -2.6%
41	UBS AG LONDON BRANCH ETRACS UBS BLOOM UCIB	UCIB	16,538	$421.8k0.35%	0.35%	Unchanged
42	COMCAST CORP NEW CL A CMCSA	CMCSA	9,372	$406.3k0.33%	0.33%	Reduced -560	-560 -5.6%
43	VANGUARD BD INDEX FDS INTERMED TERM BIV	BIV	5,283	$398.3k0.33%	0.33%	Added +649	+649 14.0%
44	COCA COLA CO COM KO	KO	6,454	$394.9k0.32%	0.32%	Added +351	+351 5.8%
45	BANK AMERICA CORP COM BAC	BAC	10,089	$382.6k0.31%	0.31%	Reduced -194	-194 -1.9%
46	CUMMINS INC COM CMI	CMI	1,276	$376.0k0.31%	0.31%	Reduced -5	-5 -0.4%
47	SCHWAB STRATEGIC TR FUNDAMENTAL US S FNDA	FNDA	5,976	$340.8k0.28%	0.28%	Added +776	+776 14.9%
48	GSK PLC SPONSORED ADR GSK	GSK	7,748	$332.2k0.27%	0.27%	Added +469	+469 6.4%
49	UNION PAC CORP COM UNP	UNP	1,309	$321.9k0.26%	0.26%	Added +16	+16 1.2%
50	PEPSICO INC COM PEP	PEP	1,808	$316.4k0.26%	0.26%	Added +164	+164 10.0%
51	SANOFI SPONSORED ADR SNY	SNY	6,347	$308.5k0.25%	0.25%	Added +261	+261 4.3%
52	MCDONALDS CORP COM MCD	MCD	1,092	$307.9k0.25%	0.25%	Reduced -9	-9 -0.8%
53	CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI CGDV	CGDV	9,192	$298.7k0.25%	0.25%	Added +828	+828 9.9%
54	WELLS FARGO CO NEW COM WFC	WFC	5,105	$295.9k0.24%	0.24%	Reduced -696	-696 -12.0%
55	ISHARES TR RUS MID CAP ETF IWR	IWR	3,439	$289.2k0.24%	0.24%	Added +9	+9 0.3%
56	ELI LILLY & CO COM LLY	LLY	360	$280.1k0.23%	0.23%	Reduced -6	-6 -1.6%
57	BLACKROCK INC COM BLK	BLK	327	$272.6k0.22%	0.22%	Added +7	+7 2.2%
58	NOVARTIS AG SPONSORED ADR NVS	NVS	2,816	$272.4k0.22%	0.22%	Added +49	+49 1.8%
59	SPDR GOLD TR GOLD SHS GLD	GLD	1,309	$269.3k0.22%	0.22%	Added +186	+186 16.6%
60	LINDE PLC SHS LIN	LIN	575	$267.0k0.22%	0.22%	Reduced -49	-49 -7.8%
61	BANK NEW YORK MELLON CORP COM BNY	BNY	4,385	$252.7k0.21%	0.21%	Reduced -5	-5 -0.1%
62	CISCO SYS INC COM CSCO	CSCO	5,059	$252.5k0.21%	0.21%	Reduced -169	-169 -3.2%
63	ABBOTT LABS COM ABT	ABT	2,208	$251.0k0.21%	0.21%	Added +261	+261 13.4%
64	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	1,368	$249.8k0.21%	0.21%	Added +3	+3 0.2%
65	STARBUCKS CORP COM SBUX	SBUX	2,683	$245.2k0.20%	0.20%	Reduced -1	-1 -0.0%
66	INTEL CORP COM INTC	INTC	5,376	$237.5k0.20%	0.20%	Reduced -119	-119 -2.2%
67	BANCO SANTANDER S.A. ADR SAN	SAN	47,605	$230.4k0.19%	0.19%	Added +1.3k	+1,322 2.9%
68	NEXTERA ENERGY INC COM NEE	NEE	3,511	$224.4k0.18%	0.18%	Added +51	+51 1.5%
69	BP PLC SPONSORED ADR BP	BP	5,953	$224.3k0.18%	0.18%	Reduced -232	-232 -3.8%
70	VISA INC COM CL A V	V	796	$222.1k0.18%	0.18%	Added +8	+8 1.0%
71	GENERAL DYNAMICS CORP COM GD	GD	777	$219.5k0.18%	0.18%	Reduced -25	-25 -3.1%
72	MORGAN STANLEY COM NEW MS	MS	2,222	$209.2k0.17%	0.17%	Reduced -21	-21 -0.9%
73	HONDA MOTOR LTD ADR ECH CNV IN 3 HMC	HMC	5,587	$208.0k0.17%	0.17%	Reduced -350	-350 -5.9%
74	CONOCOPHILLIPS COM COP	COP	1,622	$206.4k0.17%	0.17%	Reduced -206	-206 -11.3%
75	HONEYWELL INTL INC COM COM		972	$199.5k0.16%	0.16%	Reduced -88	-88 -8.3%
76	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	1,018	$194.4k0.16%	0.16%	Reduced -96	-96 -8.6%
77	UNITED PARCEL SERVICE INC CL B UPS	UPS	1,305	$194.0k0.16%	0.16%	Added +99	+99 8.2%
78	SCHWAB CHARLES CORP COM SCHW	SCHW	2,676	$193.6k0.16%	0.16%	Added +200	+200 8.1%
79	US BANCORP DEL COM NEW USB	USB	4,325	$193.3k0.16%	0.16%	Added +298	+298 7.4%
80	PFIZER INC COM PFE	PFE	6,942	$192.6k0.16%	0.16%	Added +811	+811 13.2%
81	BRISTOL-MYERS SQUIBB CO COM BMY	BMY	3,485	$189.0k0.16%	0.16%	Added +732	+732 26.6%
82	NORTHROP GRUMMAN CORP COM NOC	NOC	391	$187.2k0.15%	0.15%	Added +2	+2 0.5%
83	TJX COS INC NEW COM TJX	TJX	1,844	$187.0k0.15%	0.15%	Reduced -77	-77 -4.0%
84	AMGEN INC COM AMGN	AMGN	655	$186.2k0.15%	0.15%	Reduced -67	-67 -9.3%
85	WALMART INC COM WMT	WMT	3,058	$184.0k0.15%	0.15%	Reduced -206	-206 -6.3%
86	ACCENTURE PLC IRELAND SHS CLASS A ACN	ACN	525	$182.0k0.15%	0.15%	Reduced -23	-23 -4.2%
87	ISHARES TR 0-3 MNTH TREASRY SGOV	SGOV	1,758	$177.0k0.15%	0.15%	Added +297	+297 20.3%
88	CHUBB LIMITED COM CB	CB	682	$176.7k0.15%	0.15%	Reduced -37	-37 -5.2%
89	PNC FINL SVCS GROUP INC COM PNC	PNC	1,092	$176.5k0.15%	0.15%	Reduced -34	-34 -3.0%
90	INTERCONTINENTAL EXCHANGE IN COM ICE	ICE	1,237	$170.0k0.14%	0.14%	Reduced -41	-41 -3.2%
91	RAYMOND JAMES FINL INC COM RJF	RJF	1,270	$163.1k0.13%	0.13%	Added +12	+12 0.9%
92	MEDTRONIC PLC SHS MDT	MDT	1,851	$161.3k0.13%	0.13%	Added +8	+8 0.4%
93	LLOYDS BANKING GROUP PLC SPONSORED ADR LYG	LYG	61,412	$159.1k0.13%	0.13%	Added +4.0k	+3,986 6.9%
94	UNILEVER PLC SPON ADR NEW SPON ADR NEW		3,157	$158.4k0.13%	0.13%	Added +641	+641 25.5%
95	GE HEALTHCARE TECHNOLOGIES I COMMON STOCK GEHC	GEHC	1,742	$158.4k0.13%	0.13%	Added +30	+30 1.8%
96	SUN LIFE FINANCIAL INC. COM SLF	SLF	2,899	$158.2k0.13%	0.13%	Unchanged
97	CVS HEALTH CORP COM CVS	CVS	1,975	$157.5k0.13%	0.13%	Added +51	+51 2.6%
98	HERSHEY CO COM HSY	HSY	809	$157.4k0.13%	0.13%	Added +575	+575 245.7%
99	MONDELEZ INTL INC CL A MDLZ	MDLZ	2,236	$156.5k0.13%	0.13%	Reduced -116	-116 -4.9%
100	TOTALENERGIES SE SPONSORED ADS SPONSORED ADS		2,253	$155.1k0.13%	0.13%	Reduced -104	-104 -4.4%

Sold out since Q4 2023

Security	Ticker	Shares held before	Value then
ISHARES TR EFA	EFA	786	$59.2k786 shares
SELECT SECTOR SPDR TR XLV	XLV	294	$40.1k294 shares
SELECT SECTOR SPDR TR XLF	XLF	1,066	$40.1k1.1k shares
SELECT SECTOR SPDR TR XLI	XLI	264	$30.1k264 shares
SELECT SECTOR SPDR TR XLP	XLP	233	$16.8k233 shares
COOPER COS INC		38	$14.4k38 shares
VANGUARD INTL EQUITY INDEX F VPL	VPL	160	$11.5k160 shares
SCHWAB STRATEGIC TR SCHF	SCHF	242	$8.9k242 shares
HOULIHAN LOKEY INC HLI	HLI	62	$7.4k62 shares
CASELLA WASTE SYS INC CWST	CWST	78	$6.7k78 shares
TESLA INC TSLA	TSLA	24	$6.0k24 shares
PARSONS CORP DEL PSN	PSN	94	$5.9k94 shares
SPX TECHNOLOGIES INC SPXC	SPXC	47	$4.7k47 shares
MERCADOLIBRE INC MELI	MELI	3	$4.7k3 shares
FLOWSERVE CORP FLS	FLS	114	$4.7k114 shares
SOUTHSTATE CORPORATION SSB	SSB	54	$4.6k54 shares
AAR CORP AIR	AIR	73	$4.6k73 shares
CONMED CORP CNMD	CNMD	41	$4.5k41 shares
INTEGER HLDGS CORP ITGR	ITGR	45	$4.5k45 shares
EQUIFAX INC EFX	EFX	18	$4.5k18 shares
MERITAGE HOMES CORP MTH	MTH	24	$4.2k24 shares
STAG INDL INC STAG	STAG	103	$4.0k103 shares
CHEESECAKE FACTORY INC CAKE	CAKE	105	$3.7k105 shares
OCEANEERING INTL INC OII	OII	168	$3.6k168 shares
FIRST MERCHANTS CORP FRME	FRME	96	$3.6k96 shares