Vault-13

LLOYDS BANKING GROUP PLC LYG

SPONSORED ADR · ADR · CUSIP 539439109

British financial institution

390 institutional holders -3 vs Q4 2023
410,218,142410.2m shares reported held*
$1.1bnreported value*
41 new 163 added 121 reduced 44 sold out net bought ≈ $59.4m (+10.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $2.59. Options: 6 managers hold calls ($543.5k notional), 7 hold puts ($684.1k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 299Q4 22: 320Q1 23: 330Q2 23: 343Q3 23: 352Q4 23: 393Q1 24: 390390Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022299
Q4 2022320
Q1 2023330
Q2 2023343
Q3 2023352
Q4 2023393
Q1 2024390

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 134 bought or addedQ4 22: 134 cut or sold outQ4 22Q1 23: 183 bought or addedQ1 23: 95 cut or sold outQ1 23Q2 23: 180 bought or addedQ2 23: 132 cut or sold outQ2 23Q3 23: 163 bought or addedQ3 23: 155 cut or sold outQ3 23Q4 23: 205 bought or addedQ4 23: 135 cut or sold outQ4 23Q1 24: 204 bought or addedQ1 24: 165 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022134134
Q1 202318395
Q2 2023180132
Q3 2023163155
Q4 2023205135
Q1 2024204165

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ2 23 calls: $168.5kQ2 23 puts: $465.4kQ2 23P/C 2.76Q3 23 calls: $162.4kQ3 23 puts: $553.4kQ3 23P/C 3.41Q4 23 calls: $372.3kQ4 23 puts: $358.7kQ4 23P/C 0.96Q1 24 calls: $543.5kQ1 24 puts: $684.1kQ1 24P/C 1.26
Numbers
QuarterCallsPutsP/C
Q2 2023$168.5k$465.4k2.76
Q3 2023$162.4k$553.4k3.41
Q4 2023$372.3k$358.7k0.96
Q1 2024$543.5k$684.1k1.26

Biggest buyers

Mondrian Investment Partners LTD Added +25,351,270+25.4m
MORGAN STANLEY Added +13,198,577+13.2m
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Added +6,061,402+6.1m
O'SHAUGHNESSY ASSET MANAGEMENT, LLC Added +1,875,688+1.9m
Cetera Investment Advisers Added +1,145,643+1.1m
JPMORGAN CHASE & CO Added +1,083,250+1.1m
LOGAN CAPITAL MANAGEMENT INC New +1,050,378+1.1m
AMG National Trust Bank New +997,099+997.1k
Virtu Financial LLC Added +758,228+758.2k
GROUPAMA ASSET MANAGMENT New +711,144+711.1k

Biggest sellers

CIBC Private Wealth Group LLC Reduced -17,437,564-17.4m
Morningstar Investment Services LLC Reduced -11,199,730-11.2m
NATIXIS ADVISORS, LLC Reduced -5,728,870-5.7m
MACQUARIE GROUP LTD Reduced -1,810,013-1.8m
PRICE T ROWE ASSOCIATES INC /MD/ Sold out -1,480,127-1.5m
MERITAGE PORTFOLIO MANAGEMENT Sold out -1,451,800-1.5m
RAYMOND JAMES & ASSOCIATES Reduced -1,284,352-1.3m
Cetera Advisor Networks LLC Sold out -886,392-886.4k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -797,482-797.5k
DIMENSIONAL FUND ADVISORS LP Reduced -751,195-751.2k

Biggest calls

Walleye Trading LLC Added $289.3k111.7k shares
SIMPLEX TRADING, LLC Added $111.0k42.9k shares
GROUP ONE TRADING LLC Added $80.0k30.9k shares
CITADEL ADVISORS LLC Added $62.9k24.3k shares
Optiver Holding B.V. New $261100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $325.0k125.5k shares
SIMPLEX TRADING, LLC Added $119.0k46.3k shares
Walleye Trading LLC Added $93.2k36.0k shares
GROUP ONE TRADING LLC Added $71.7k27.7k shares
CITADEL ADVISORS LLC Added $48.7k18.8k shares
Optiver Holding B.V. New $26.4k10.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2024.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Mondrian Investment Partners LTD 3.20% of their portfolio LONDON, X0 89,948,53789.9m $233.0m $233.0m 3.20% Added +25.4m +25,351,270
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 51,596,08551.6m $133.6m $133.6m 0.00% Added +13.2m +13,198,577
3 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 22,193,20722.2m $57.5m $57.5m 0.01% Added +26.8k +26,845
4 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.05% of their portfolio BOSTON, MA 20,327,82620.3m $52.6m $52.6m 0.05% Added +6.1m +6,061,402
5 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 17,874,48417.9m $46.3m $46.3m 0.01% Reduced -751.2k -751,195
6 FMR LLC 0.00% of their portfolio BOSTON, MA 16,347,83016.3m $42.3m $42.3m 0.00% Reduced -271.5k -271,508
7 MACQUARIE GROUP LTD 0.05% of their portfolio Sydney, NSW 2000, C3 15,545,43915.5m $40.3m $40.3m 0.05% Reduced -1.8m -1,810,013
8 CIBC Private Wealth Group LLC 0.06% of their portfolio ATLANTA, GA 12,259,02712.3m $31.5m $31.5m 0.06% Reduced -17.4m -17,437,564
9 Morningstar Investment Services LLC 0.29% of their portfolio CHICAGO, IL 9,947,8979.9m $26.2m $26.2m 0.29% Reduced -11.2m -11,199,730
10 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 9,839,6869.8m $25.5m $25.5m 0.00% Added +5.6k +5,623
11 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 9,648,5169.6m $25.0m $25.0m 0.00% Added +1.1m +1,083,250
12 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 8,583,8628.6m $22.2m $22.2m 0.00% Reduced -519.0k -519,026
13 BlackRock Inc. 0.00% of their portfolio New York, NY 6,915,1406.9m $17.9m $17.9m 0.00% Added +305.2k +305,174
14 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 5,736,2715.7m $14.9m $14.9m 0.01% Reduced -254.0k -254,042
15 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 5,735,1455.7m $14.9m $14.9m 0.01% Added +66.4k +66,360
16 Janney Capital Management LLC 0.87% of their portfolio PITTSBURGH, PA 5,024,6855.0m $13.0m $13.0m 0.87% Added +100.7k +100,660
17 Crossmark Global Holdings, Inc. 0.25% of their portfolio HOUSTON, TX 4,959,0105.0m $12.8m $12.8m 0.25% Reduced -141.5k -141,508
18 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 4,668,1364.7m $12.1m $12.1m 0.01% Added +398.9k +398,877
19 Cowen Investment Management LLC 14.11% of their portfolio NEW YORK, NY 4,421,1834.4m $11.5m $11.5m 14.11% Unchanged
20 First Eagle Investment Management, LLC 0.02% of their portfolio NEW YORK, NY 4,060,7404.1m $10.5m $10.5m 0.02% Added +343.8k +343,753
21 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 3,853,1093.9m $10.0m $10.0m 0.00% Reduced -265.9k -265,903
22 CIBC WORLD MARKET INC. 0.02% of their portfolio TORONTO, A6 3,463,6523.5m $9.0m $9.0m 0.02% Added +78.0k +77,973
23 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 3,161,8273.2m $8.2m $8.2m 0.00% Added +241.9k +241,891
24 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.08% of their portfolio Stamford, CT 2,833,5462.8m $7.3m $7.3m 0.08% Added +1.9m +1,875,688
25 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 2,779,7832.8m $7.2m $7.2m 0.01% Added +47.1k +47,127
26 Bard Financial Services, Inc. 0.70% of their portfolio BRANFORD, CT 2,536,8052.5m $6.6m $6.6m 0.70% Added +128.3k +128,335
27 Optiver Holding B.V. 0.24% of their portfolio AMSTERDAM, P7 2,252,5222.3m $5.9m $5.9m 0.24% Reduced -115.7k -115,707
28 NORGES BANK 0.00% of their portfolio OSLO, Q8 2,000,0002.0m $5.2m $5.2m 0.00% Unchanged
29 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,939,4231.9m $5.0m $5.0m 0.00% Reduced -357.1k -357,052
30 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 1,649,1061.6m $4.3m $4.3m 0.01% Reduced -607.1k -607,129
31 OLD MISSION CAPITAL LLC 0.10% of their portfolio CHICAGO, IL 1,621,3751.6m $4.2m $4.2m 0.10% Reduced -622.3k -622,331
32 Ethic Inc. 0.10% of their portfolio NEW YORK, NY 1,596,6191.6m $4.1m $4.1m 0.10% Reduced -151.1k -151,114
33 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 1,590,4041.6m $4.1m $4.1m 0.00% Added +84.7k +84,676
34 QRG CAPITAL MANAGEMENT, INC. 0.05% of their portfolio BERWYN, PA 1,539,0881.5m $4.0m $4.0m 0.05% Added +2.0k +2,026
35 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 1,473,8671.5m $3.8m $3.8m 0.00% Added +75.8k +75,839
36 NATIXIS ADVISORS, LLC 0.01% of their portfolio Boston, MA 1,393,3981.4m $3.6m $3.6m 0.01% Reduced -5.7m -5,728,870
37 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 1,374,0611.4m $3.6m $3.6m 0.00% Added +238.4k +238,391
38 Timber Creek Capital Management LLC 1.11% of their portfolio BOSTON, MA 1,366,2301.4m $3.5m $3.5m 1.11% Added +47.0k +47,015
39 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 1,214,9201.2m $3.1m $3.1m 0.01% Added +1.1m +1,145,643
40 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 1,159,4171.2m $3.0m $3.0m 0.00% Reduced -1.3m -1,284,352
41 ADVISORS MANAGEMENT GROUP INC /ADV 0.69% of their portfolio LA CROSSE, WI 1,067,4081.1m $2.8m $2.8m 0.69% Reduced -8.7k -8,697
42 LOGAN CAPITAL MANAGEMENT INC 0.12% of their portfolio Newtown Square, PA 1,050,3781.1m $2.7m $2.7m 0.12% New
43 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 1,024,1351.0m $2.7m $2.7m 0.01% Reduced -16.6k -16,596
44 Mesirow Financial Investment Management, Inc. 0.06% of their portfolio CHICAGO, IL 1,003,6301.0m $2.6m $2.6m 0.06% Added +2.1k +2,108
45 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 1,001,2791.0m $2.6m $2.6m 0.00% Added +410.2k +410,240
46 AMG National Trust Bank 0.08% of their portfolio GREENWOOD VILLAGE, CO 997,099997.1k $2.6m $2.6m 0.08% New
47 HRT FINANCIAL LP 0.02% of their portfolio NEW YORK, NY 958,759958.8k $2.5m $2.5m 0.02% Added +547.4k +547,423
48 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 948,050948.0k $2.5m $2.5m 0.00% Added +151.1k +151,145
49 Henry James International Management Inc. 0.73% of their portfolio NEW YORK, NY 919,039919.0k $2.4m $2.4m 0.73% Added +1.4k +1,374
50 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 901,869901.9k $2.3m $2.3m 0.01% Reduced -102.6k -102,600
51 Virtu Financial LLC 0.18% of their portfolio New York, NY 895,221895.2k $2.3m $2.3m 0.18% Added +758.2k +758,228
52 Point72 Asset Management, L.P. 0.01% of their portfolio STAMFORD, CT 831,800831.8k $2.2m $2.2m 0.01% Added +527.8k +527,800
53 Semmax Financial Advisors Inc. 0.73% of their portfolio Winston Salem, NC 795,634795.6k $2.2m $2.2m 0.73% Reduced -124.8k -124,835
54 RITHOLTZ WEALTH MANAGEMENT 0.07% of their portfolio NEW YORK, NY 751,354751.4k $1.9m $1.9m 0.07% Added +406.6k +406,646
55 GROUPAMA ASSET MANAGMENT 0.01% of their portfolio PARIS, I0 711,144711.1k $465.0k $465.0k 0.01% New
56 TOWNSQUARE CAPITAL LLC 0.03% of their portfolio Lehi, UT 696,234696.2k $1.8m $1.8m 0.03% New
57 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 694,909694.9k $1.8m $1.8m 0.00% Added +82.5k +82,523
58 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 668,171668.2k $1.7m $1.7m 0.01% Reduced -41.0k -40,992
59 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 663,745663.7k $1.7m $1.7m 0.00% Added +32.3k +32,300
60 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 659,940659.9k $1.7m $1.7m 0.00% Added +76.0k +75,968
61 OPPENHEIMER ASSET MANAGEMENT INC. 0.02% of their portfolio NEW YORK, NY 643,240643.2k $1.7m $1.7m 0.02% Reduced -11.2k -11,169
62 ENGLISH CAPITAL MANAGEMENT LLC 1.28% of their portfolio BLOOMFIELD HILLS, MI 629,115629.1k $1.6m $1.6m 1.28% Unchanged
63 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 623,707623.7k $1.6m $1.6m 0.00% Reduced -62.0k -61,975
64 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 597,057597.1k $1.5m $1.5m 0.00% Added +197.9k +197,878
65 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 529,726529.7k $1.4m $1.4m 0.00% Added +54.6k +54,584
66 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 528,256528.3k $1.4m $1.4m 0.00% Reduced -83.2k -83,151
67 Squarepoint Ops LLC 0.01% of their portfolio NEW YORK, NY 502,058502.1k $1.3m $1.3m 0.01% Reduced -104.9k -104,911
68 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 493,464493.5k $1.3m $1.3m 0.00% New
69 Mariner, LLC 0.00% of their portfolio Overland Park, KS 492,216492.2k $1.3m $1.3m 0.00% Added +21.6k +21,585
70 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 481,382481.4k $1.2m $1.2m 0.00% Reduced -138.1k -138,120
71 Vanguard Personalized Indexing Management, LLC 0.03% of their portfolio OAKLAND, CA 457,222457.2k $1.2m $1.2m 0.03% Added +59.6k +59,603
72 NewEdge Wealth, LLC 0.03% of their portfolio STAMFORD, CT 444,107444.1k $1.1m $1.1m 0.03% Added +11.2k +11,210
73 Vestmark Advisory Solutions, Inc. 0.05% of their portfolio Wakefield, MA 435,998436.0k $1.1m $1.1m 0.05% Added +3.1k +3,101
74 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 434,852434.9k $1.1m $1.1m 0.00% Added +229.4k +229,368
75 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 406,443406.4k $1.1m $1.1m 0.00% Added +82.7k +82,735
76 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 388,868388.9k $1.0m $1.0m 0.00% Added +170.4k +170,433
77 TWIN CITY PRIVATE WEALTH, LLC 0.95% of their portfolio WINSTON-SALEM, NC 374,249374.2k $969.3k $969.3k 0.95% First filing
78 Qtron Investments LLC 0.14% of their portfolio Boston, MA 369,351369.4k $956.6k $956.6k 0.14% Unchanged
79 DRW Securities, LLC 0.05% of their portfolio CHICAGO, IL 364,710364.7k $944.6k $944.6k 0.05% Reduced -282.8k -282,826
80 Global Retirement Partners, LLC 0.03% of their portfolio San Rafael, CA 358,192358.2k $927.7k $927.7k 0.03% Added +27.5k +27,498
81 Naviter Wealth, LLC 0.15% of their portfolio LITTLE ROCK, AR 354,858354.9k $919.1k $919.1k 0.15% Added +78.2k +78,195
82 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 329,489329.5k $853.4k $853.4k 0.00% Reduced -260.0k -259,977
83 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 316,933316.9k $820.9k $820.9k 0.00% Added +57.2k +57,206
84 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 292,670292.7k $758.0k $758.0k 0.01% Added +96.3k +96,299
85 SIGNATUREFD, LLC 0.01% of their portfolio ATLANTA, GA 269,593269.6k $698.2k $698.2k 0.01% Added +17.9k +17,867
86 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 266,603266.6k $691.0k $691.0k 0.00% Added +43.1k +43,150
87 YOUSIF CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BLOOMFIELD HILLS, MI 265,182265.2k $686.8k $686.8k 0.01% Unchanged
88 PRINCIPAL SECURITIES, INC. 0.02% of their portfolio DES MOINES, IA 260,720260.7k $675.3k $675.3k 0.02% Added +14.4k +14,353
89 First Trust Direct Indexing L.P. 0.05% of their portfolio Boston, MA 256,913256.9k $665.4k $665.4k 0.05% Reduced -52.9k -52,866
90 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 243,183243.2k $629.8k $629.8k 0.00% Reduced -243.7k -243,724
91 Quantbot Technologies LP 0.04% of their portfolio NEW YORK, NY 240,532240.5k $623.0k $623.0k 0.04% Reduced -48.9k -48,887
92 INTRUST BANK NA 0.07% of their portfolio WICHITA, KS 236,286236.3k $612.0k $612.0k 0.07% Reduced -44.2k -44,206
93 Ellevest, Inc. 0.04% of their portfolio NEW YORK, NY 235,506235.5k $610.0k $610.0k 0.04% Reduced -47.1k -47,138
94 Connor, Clark & Lunn Investment Management Ltd. 0.00% of their portfolio VANCOUVER, A1 227,169227.2k $588.4k $588.4k 0.00% Unchanged
95 Laird Norton Wetherby Wealth Management, LLC 0.03% of their portfolio Seattle, WA 224,723224.7k $582.0k $582.0k 0.03% Reduced -7.1k -7,052
96 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 207,613207.6k $537.7k $537.7k 0.00% Reduced -118.3k -118,263
97 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 206,420206.4k $534.6k $534.6k 0.00% Reduced -46.8k -46,796
98 Legacy Wealth Asset Management, LLC 0.14% of their portfolio WOODBURY, MN 200,529200.5k $519.4k $519.4k 0.14% Added +6.4k +6,445
99 Edge Wealth Management LLC 0.11% of their portfolio NEW YORK, NY 200,000200.0k $518.0k $518.0k 0.11% Unchanged
100 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 196,875196.9k $509.9k $509.9k 0.00% Reduced -57.6k -57,607