Vault-13

UBS AG LONDON BRANCH UCIB

ETRACS UBS BLOOM · ETP · CUSIP 90274D390

11 institutional holders -1 vs Q4 2023
478,604478.6k shares reported held*
$12.2mreported value*
1 new 5 added 1 reduced 2 sold out net bought ≈ $157.1k (+6.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.51.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

051015Q3 22: 12Q4 22: 10Q1 23: 9Q2 23: 9Q3 23: 8Q4 23: 12Q1 24: 1111Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202212
Q4 202210
Q1 20239
Q2 20239
Q3 20238
Q4 202312
Q1 202411

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 2 bought or addedQ4 22: 4 cut or sold outQ4 22Q1 23: 4 bought or addedQ1 23: 5 cut or sold outQ1 23Q2 23: 3 bought or addedQ2 23: 3 cut or sold outQ2 23Q3 23: 2 bought or addedQ3 23: 6 cut or sold outQ3 23Q4 23: 8 bought or addedQ4 23: 2 cut or sold outQ4 23Q1 24: 6 bought or addedQ1 24: 3 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202224
Q1 202345
Q2 202333
Q3 202326
Q4 202382
Q1 202463

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +18,665+18.7k
Legacy Wealth Asset Management, LLC Added +18,294+18.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +17,183+17.2k
Fisher Asset Management, LLC New +13,800+13.8k
Cambridge Investment Research Advisors, Inc. Added +2,902+2.9k
MORGAN STANLEY Added +661+661

Biggest sellers

JANE STREET GROUP, LLC Sold out -46,616-46.6k
RHS Financial, LLC Reduced -18,402-18.4k
UBS Group AG Sold out -328-328

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2024.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Legacy Wealth Asset Management, LLC 0.95% of their portfolio WOODBURY, MN 133,668133.7k $3.4m $3.4m 0.95% Added +18.3k +18,294
2 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 130,346130.3k $3.3m $3.3m 0.00% Added +18.7k +18,665
3 RHS Financial, LLC 1.73% of their portfolio SAN FRANCISCO, CA 116,263116.3k $3.0m $3.0m 1.73% Reduced -18.4k -18,402
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 32,01132.0k $816.5k $816.5k 0.00% Added +17.2k +17,183
5 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 23,36523.4k $596.0k $596.0k 0.00% Added +2.9k +2,902
6 Bruce G. Allen Investments, LLC 0.35% of their portfolio DENVER, CO 16,53816.5k $421.8k $421.8k 0.35% Unchanged
7 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 13,80013.8k $352.0k $352.0k 0.00% New
8 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 10,27010.3k $261.9k $261.9k 0.00% Unchanged
9 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,9832.0k $50.6k $50.6k 0.00% Added +661 +661
10 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 360360 $9.2k $9.2k 0.00% Unchanged
11 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged