Vault-13

SCHWAB STRATEGIC TR FNDX

FUNDAMENTAL US L · ETP · CUSIP 808524771

502 institutional holders +20 vs Q4 2023
185,252,760185.3m shares reported held*
$12.5bnreported value*
57 new 231 added 135 reduced 38 sold out net bought ≈ $591.8m (+8.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $67.38.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 356Q4 22: 388Q1 23: 387Q2 23: 415Q3 23: 415Q4 23: 482Q1 24: 502502Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022356
Q4 2022388
Q1 2023387
Q2 2023415
Q3 2023415
Q4 2023482
Q1 2024502

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 216 bought or addedQ4 22: 126 cut or sold outQ4 22Q1 23: 208 bought or addedQ1 23: 142 cut or sold outQ1 23Q2 23: 236 bought or addedQ2 23: 139 cut or sold outQ2 23Q3 23: 223 bought or addedQ3 23: 151 cut or sold outQ3 23Q4 23: 260 bought or addedQ4 23: 155 cut or sold outQ4 23Q1 24: 288 bought or addedQ1 24: 173 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022216126
Q1 2023208142
Q2 2023236139
Q3 2023223151
Q4 2023260155
Q1 2024288173

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ2 23 calls: $264.8kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $128.7kQ3 23 puts: $113.9kQ3 23P/C 0.89Q4 23 calls: $353.1kQ4 23 puts: $130.1kQ4 23P/C 0.37Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$264.8k$00.00
Q3 2023$128.7k$113.9k0.89
Q4 2023$353.1k$130.1k0.37
Q1 2024$0$0—

Biggest buyers

Charles Schwab Investment Advisory, Inc. Added +2,406,870+2.4m
AMERIPRISE FINANCIAL INC Added +1,542,531+1.5m
MORGAN STANLEY Added +1,537,413+1.5m
CHARLES SCHWAB INVESTMENT MANAGEMENT INC New +1,202,868+1.2m
Callan Capital, LLC Added +1,158,366+1.2m
Cetera Investment Advisers Added +581,648+581.6k
Gratus Capital, LLC Added +283,936+283.9k
Solitude Financial Services Added +269,017+269.0k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +237,563+237.6k
CAPTRUST FINANCIAL ADVISORS Added +204,998+205.0k

Biggest sellers

Cetera Advisor Networks LLC Sold out -492,432-492.4k
KAVAR CAPITAL PARTNERS GROUP, LLC Reduced -367,501-367.5k
Clark Capital Management Group, Inc. Reduced -283,397-283.4k
OSAIC HOLDINGS, INC. Reduced -261,027-261.0k
Arlington Financial Advisors, LLC Reduced -216,483-216.5k
AE Wealth Management LLC Reduced -165,372-165.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -123,763-123.8k
Eagle Strategies LLC Reduced -96,262-96.3k
ABSOLUTE CAPITAL MANAGEMENT, LLC Sold out -78,500-78.5k
CGC Financial Services, LLC Reduced -73,861-73.9k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 11.85% of their portfolio SAN FRANCISCO, CA 127,923,658127.9m $8.6bn $8.6bn 11.85% Added +2.4m +2,406,870
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,518,8053.5m $237.1m $237.1m 0.01% Added +1.5m +1,537,413
3 CAPTRUST FINANCIAL ADVISORS 0.75% of their portfolio RALEIGH, NC 3,019,0663.0m $203.5m $203.5m 0.75% Added +205.0k +204,998
4 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 5.07% of their portfolio LOS ANGELES, CA 2,660,9332.7m $179.3m $179.3m 5.07% Reduced -56.3k -56,321
5 McAdam, LLC 11.17% of their portfolio Philadelphia, PA 2,584,9832.6m $174.2m $174.2m 11.17% Added +152.1k +152,141
6 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 2,508,0092.5m $169.0m $169.0m 0.05% Added +1.5m +1,542,531
7 Callan Capital, LLC 7.02% of their portfolio LA JOLLA, CA 2,367,4402.4m $159.5m $159.5m 7.02% Added +1.2m +1,158,366
8 Northwest Bancshares, Inc. 22.17% of their portfolio WARREN, PA 2,084,6402.1m $140.5m $140.5m 22.17% Added +40.9k +40,927
9 Steele Capital Management, Inc. 7.63% of their portfolio DUBUQUE, IA 1,972,1192.0m $132.9m $132.9m 7.63% Added +53.7k +53,726
10 Glassman Wealth Services 20.16% of their portfolio VIENNA, VA 1,480,9151.5m $99.8m $99.8m 20.16% Added +19.7k +19,745
11 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.02% of their portfolio SAN FRANCISCO, CA 1,202,8681.2m $81.1m $81.1m 0.02% New
12 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 1,119,7221.1m $75.5m $75.5m 0.03% Reduced -33.1k -33,118
13 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 915,629915.6k $61.7m $61.7m 0.01% Reduced -24.0k -24,037
14 Charles Schwab Trust Co 5.43% of their portfolio HENDERSON, NV 851,197851.2k $57.4m $57.4m 5.43% Added +98.7k +98,734
15 Lee Financial Co 9.09% of their portfolio Dallas, TX 809,131809.1k $54.5m $54.5m 9.09% Reduced -6.5k -6,511
16 Kelman-Lazarov, Inc. 10.54% of their portfolio MEMPHIS, TN 800,588800.6k $54.0m $54.0m 10.54% Added +7.1k +7,122
17 Gemmer Asset Management LLC 5.77% of their portfolio WALNUT CREEK, CA 736,946736.9k $49.7m $49.7m 5.77% Added +9.5k +9,477
18 Bell Investment Advisors, Inc 9.56% of their portfolio ORINDA, CA 725,726725.7k $48.9m $48.9m 9.56% Added +3.1k +3,086
19 ALPS ADVISORS INC 0.33% of their portfolio Denver, CO 695,625695.6k $46.9m $46.9m 0.33% Reduced -12.2k -12,205
20 Private Advisor Group, LLC 0.33% of their portfolio MORRISTOWN, NJ 682,384682.4k $46.0m $46.0m 0.33% Added +24.9k +24,939
21 Cetera Investment Advisers 0.11% of their portfolio SCHAUMBURG, IL 672,395672.4k $45.3m $45.3m 0.11% Added +581.6k +581,648
22 Ashford Advisors, LLC 11.31% of their portfolio PITTSFORD, NY 664,835664.8k $44.8m $44.8m 11.31% Added +93.6k +93,634
23 RESTON WEALTH MANAGEMENT LLC 17.83% of their portfolio Reston, VA 651,669651.7k $43.9m $43.9m 17.83% Added +15.7k +15,658
24 Tanglewood Wealth Management, Inc. 4.98% of their portfolio HOUSTON, TX 598,247598.2k $40.3m $40.3m 4.98% Reduced -62.7k -62,745
25 Cambridge Investment Research Advisors, Inc. 0.15% of their portfolio FAIRFIELD, IA 583,235583.2k $39.3m $39.3m 0.15% Added +33.8k +33,759
26 Koesten, Hirschmann & Crabtree, INC. 25.17% of their portfolio OVERLAND PARK, KS 581,748581.7k $39.2m $39.2m 25.17% Reduced -13.9k -13,893
27 UBS Group AG 0.01% of their portfolio ZURICH, V8 536,662536.7k $36.2m $36.2m 0.01% Added +33.9k +33,911
28 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 482,455482.5k $32.5m $32.5m 0.05% Added +9.9k +9,872
29 Clark Capital Management Group, Inc. 0.24% of their portfolio PHILADELPHIA, PA 467,567467.6k $31.5m $31.5m 0.24% Reduced -283.4k -283,397
30 Leonard Rickey Investment Advisors P.L.L.C. 7.70% of their portfolio YAKIMA, WA 442,401442.4k $29.8m $29.8m 7.70% Added +6.9k +6,899
31 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 430,758430.8k $29.0m $29.0m 0.02% Added +24.6k +24,582
32 Creative Planning 0.03% of their portfolio OVERLAND PARK, KS 421,349421.3k $28.4m $28.4m 0.03% Added +582 +582
33 KAVAR CAPITAL PARTNERS GROUP, LLC 5.18% of their portfolio LEAWOOD, KS 416,747416.7k $28.1m $28.1m 5.18% Reduced -367.5k -367,501
34 OXFORD FINANCIAL GROUP, LTD. LLC 1.91% of their portfolio INDIANAPOLIS, IN 409,085409.1k $27.6m $27.6m 1.91% Reduced -11.6k -11,620
35 Prairiewood Capital, LLC 12.87% of their portfolio FARGO, ND 407,099407.1k $27.4m $27.4m 12.87% Added +32.3k +32,302
36 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.03% of their portfolio MILWAUKEE, WI 403,896403.9k $27.2m $27.2m 0.03% Added +237.6k +237,563
37 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 391,146391.1k $26.4m $26.4m 0.04% Added +40.9k +40,862
38 LINCOLN NATIONAL CORP 0.40% of their portfolio RADNOR, PA 380,451380.5k $25.6m $25.6m 0.40% Reduced -9.6k -9,606
39 Resonant Capital Advisors, LLC 2.17% of their portfolio Madison, WI 375,657375.7k $25.3m $25.3m 2.17% Added +10.4k +10,428
40 CAHILL FINANCIAL ADVISORS INC 3.42% of their portfolio EDINA, MN 371,603371.6k $25.0m $25.0m 3.42% Reduced -11.9k -11,890
41 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 360,552360.6k $24.3m $24.3m 0.05% Reduced -261.0k -261,027
42 Planned Solutions, Inc. 11.34% of their portfolio FOLSOM, CA 343,112343.1k $23.1m $23.1m 11.34% Added +2.2k +2,228
43 Corient Private Wealth LP 0.04% of their portfolio MIAMI, FL 332,409332.4k $22.4m $22.4m 0.04% Added +11.3k +11,261
44 Mariner, LLC 0.05% of their portfolio Overland Park, KS 331,367331.4k $22.3m $22.3m 0.05% Added +104.4k +104,376
45 Kestra Advisory Services, LLC 0.15% of their portfolio AUSTIN, TX 330,315330.3k $22.3m $22.3m 0.15% Added +37.6k +37,645
46 Gratus Capital, LLC 0.99% of their portfolio ATLANTA, GA 319,103319.1k $21.5m $21.5m 0.99% Added +283.9k +283,936
47 Washington Trust Advisors, Inc. 1.81% of their portfolio WELLESLEY, MA 292,437292.4k $19.7m $19.7m 1.81% Reduced -4.2k -4,152
48 Solitude Financial Services 9.04% of their portfolio CHARLOTTESVILLE, VA 291,219291.2k $19.6m $19.6m 9.04% Added +269.0k +269,017
49 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.29% of their portfolio CINCINNATI, OH 283,398283.4k $19.1m $19.1m 0.29% Added +9.8k +9,832
50 Financial Strategies Group, Inc. 5.03% of their portfolio OKEMOS, MI 281,063281.1k $18.7m $18.7m 5.03% Reduced -24.0k -23,994
51 Tradition Wealth Management, LLC 1.85% of their portfolio EDINA, MN 271,119271.1k $18.3m $18.3m 1.85% Added +8.3k +8,269
52 MOLLER WEALTH PARTNERS 4.83% of their portfolio NORTHFIELD, IL 264,567264.6k $17.8m $17.8m 4.83% Reduced -9.9k -9,877
53 Firestone Capital Management 4.81% of their portfolio SOUTH MIAMI, FL 256,272256.3k $17.3m $17.3m 4.81% Added +2.2k +2,172
54 Haverford Trust Co 0.17% of their portfolio Radnor, PA 248,503248.5k $16.7m $16.7m 0.17% Added +8.1k +8,051
55 CABOT WEALTH MANAGEMENT INC 2.14% of their portfolio BEVERLY, MA 242,710242.7k $16.4m $16.4m 2.14% Reduced -5.0k -4,960
56 Your Advocates Ltd., LLP 6.90% of their portfolio HOUSTON, TX 242,440242.4k $16.3m $16.3m 6.90% Reduced -30.1k -30,118
57 ELEVATION WEALTH PARTNERS, LLC 7.87% of their portfolio WALNUT CREEK, CA 234,202234.2k $15.8m $15.8m 7.87% Added +14.5k +14,549
58 Burt Wealth Advisors 3.81% of their portfolio North Bethesda, MD 223,159223.2k $15.0m $15.0m 3.81% Added +10.9k +10,902
59 Pasadena Private Wealth, LLC 3.15% of their portfolio PASADENA, CA 203,391203.4k $13.7m $13.7m 3.15% Reduced -17.2k -17,230
60 CPC Advisors, LLC 2.29% of their portfolio Atlanta, GA 198,943198.9k $13.4m $13.4m 2.29% Added +2.2k +2,162
61 Strata Wealth Advisors, LLC 4.69% of their portfolio DALLAS, TX 198,004198.0k $13.3m $13.3m 4.69% Added +2.7k +2,712
62 Systelligence, LLC 3.44% of their portfolio BLOOMINGTON, MN 195,345195.3k $13.2m $13.2m 3.44% Reduced -993 -993
63 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 188,405188.4k $12.7m $12.7m 0.00% Reduced -14.8k -14,799
64 White Pine Investment CO 3.74% of their portfolio LIVONIA, MI 188,099188.1k $12.7m $12.7m 3.74% Added +2.9k +2,927
65 TruNorth Capital Management, LLC 4.16% of their portfolio KALAMAZOO, MI 178,961179.0k $12.1m $12.1m 4.16% First filing
66 Prism Advisors, Inc. 3.58% of their portfolio STUDIO CITY, CA 176,859176.9k $11.9m $11.9m 3.58% Added +5.1k +5,081
67 Wealth Forward, LLC 9.12% of their portfolio FARGO, ND 171,961172.0k $11.6m $11.6m 9.12% Added +4.3k +4,277
68 Opes Wealth Management LLC 2.64% of their portfolio MENLO PARK, CA 169,623169.6k $11.4m $11.4m 2.64% Reduced -4.7k -4,682
69 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 164,360164.4k $11.1m $11.1m 0.03% Added +66.0k +65,976
70 RHS Financial, LLC 6.11% of their portfolio SAN FRANCISCO, CA 155,751155.8k $10.5m $10.5m 6.11% Reduced -7.7k -7,680
71 Quadcap Wealth Management, LLC 2.35% of their portfolio Frisco, TX 153,501153.5k $10.3m $10.3m 2.35% Added +65.4k +65,434
72 COBBLESTONE CAPITAL ADVISORS LLC /NY/ 0.65% of their portfolio ROCHESTER, NY 153,481153.5k $10.3m $10.3m 0.65% Reduced -1.8k -1,756
73 Cedar Point Capital Partners, LLC 7.65% of their portfolio Cedar Rapids, IA 149,574149.6k $10.1m $10.1m 7.65% Added +3.0k +3,040
74 Cerity Partners LLC 0.03% of their portfolio NEW YORK, NY 149,108149.1k $10.0m $10.0m 0.03% Reduced -22.5k -22,537
75 Verum Partners LLC 3.50% of their portfolio CHARLOTTE, NC 146,298146.3k $9.9m $9.9m 3.50% Added +32.3k +32,254
76 Pallas Capital Advisors LLC 0.40% of their portfolio BRAINTREE, MA 142,917142.9k $9.6m $9.6m 0.40% Reduced -5.6k -5,584
77 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 141,413141.4k $9.5m $9.5m 0.01% Added +52.0k +51,996
78 Sterling Financial Planning, Inc. 3.73% of their portfolio SPARTA, NJ 136,566136.6k $9.2m $9.2m 3.73% Reduced -2.4k -2,400
79 Arlington Financial Advisors, LLC 2.01% of their portfolio SANTA BARBARA, CA 135,657135.7k $9.1m $9.1m 2.01% Reduced -216.5k -216,483
80 Northland Capital Management LLC 6.31% of their portfolio VIRGINIA, MN 133,808133.8k $9.0m $9.0m 6.31% Added +723 +723
81 Legend Financial Advisors, Inc. 6.53% of their portfolio PITTSBURGH, PA 133,744133.7k $9.0m $9.0m 6.53% Added +3.1k +3,063
82 Masso Torrence Wealth Management Inc. 5.16% of their portfolio MARLTON, NJ 128,999129.0k $8.7m $8.7m 5.16% Added +9.1k +9,135
83 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 125,871125.9k $8.5m $8.5m 0.01% Reduced -12.2k -12,195
84 U.S. Capital Wealth Advisors, LLC 0.32% of their portfolio AUSTIN, TX 122,311122.3k $8.2m $8.2m 0.32% Reduced -7.6k -7,553
85 Focus Partners Wealth 0.06% of their portfolio ST LOUIS, MO 116,481116.5k $7.8m $7.8m 0.06% Added +93.4k +93,360
86 AlTi Global, Inc. 0.22% of their portfolio NEW YORK, NY 115,768115.8k $7.8m $7.8m 0.22% Reduced -15.2k -15,175
87 Bruce G. Allen Investments, LLC 6.38% of their portfolio DENVER, CO 115,105115.1k $7.8m $7.8m 6.38% Added +29.3k +29,309
88 Nicholas Hoffman & Company, LLC. 0.39% of their portfolio ATLANTA, GA 113,118113.1k $7.6m $7.6m 0.39% Added +12.6k +12,566
89 Certified Advisory Corp 1.02% of their portfolio ALTAMONTE SPRINGS, FL 108,926108.9k $7.3m $7.3m 1.02% Added +17.8k +17,841
90 LOWERY THOMAS, LLC 5.41% of their portfolio PEBBLE BEACH, CA 104,950105.0k $7.1m $7.1m 5.41% Added +8.0k +8,039
91 Lakewood Asset Management LLC 4.69% of their portfolio NAPERVILLE, IL 102,408102.4k $6.9m $6.9m 4.69% Added +4.0k +3,965
92 Archford Capital Strategies, LLC 1.12% of their portfolio SWANSEA, IL 98,60398.6k $6.6m $6.6m 1.12% Added +68.6k +68,571
93 SCHMIDT P J INVESTMENT MANAGEMENT INC 1.25% of their portfolio CEDARBURG, WI 98,23098.2k $6.6m $6.6m 1.25% Reduced -527 -527
94 ACCESS FINANCIAL SERVICES, INC. 2.92% of their portfolio MINNEAPOLIS, MN 96,98597.0k $6.5m $6.5m 2.92% Reduced -188 -188
95 Journey Advisory Group, LLC 0.80% of their portfolio COVINGTON, KY 96,87996.9k $6.5m $6.5m 0.80% Reduced -3.8k -3,769
96 Kingsview Wealth Management, LLC 0.16% of their portfolio GRANTS PASS, OR 94,99095.0k $6.4m $6.4m 0.16% Reduced -1.6k -1,576
97 FOSTER & MOTLEY INC 0.44% of their portfolio CINCINNATI, OH 94,58494.6k $6.4m $6.4m 0.44% Added +2.3k +2,258
98 AA Financial Advisors, LLC 2.55% of their portfolio Columbus, OH 93,72493.7k $6.3m $6.3m 2.55% Reduced -2.2k -2,171
99 Aspire Wealth Management Corp 3.76% of their portfolio WALTHAM, MA 92,44092.4k $6.2m $6.2m 3.76% Added +26.9k +26,879
100 MAI Capital Management 0.06% of their portfolio INDEPENDENCE, OH 91,65091.7k $6.2m $6.2m 0.06% Added +84.0k +83,958