Vault-13

INVESCO ACTVELY MNGD ETC FD PDBC

OPTIMUM YIELD · ETP · CUSIP 46090F100

394 institutional holders -37 vs Q4 2023
307,386,385307.4m shares reported held*
$4.3bnreported value*
43 new 143 added 147 reduced 78 sold out net bought ≈ $245.6m (+17.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $13.88. Options: 4 managers hold calls ($1.5m notional), 3 hold puts ($31.9k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 440Q4 22: 476Q1 23: 424Q2 23: 396Q3 23: 416Q4 23: 431Q1 24: 394394Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022440
Q4 2022476
Q1 2023424
Q2 2023396
Q3 2023416
Q4 2023431
Q1 2024394

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 215 bought or addedQ4 22: 232 cut or sold outQ4 22Q1 23: 195 bought or addedQ1 23: 274 cut or sold outQ1 23Q2 23: 144 bought or addedQ2 23: 249 cut or sold outQ2 23Q3 23: 194 bought or addedQ3 23: 197 cut or sold outQ3 23Q4 23: 204 bought or addedQ4 23: 220 cut or sold outQ4 23Q1 24: 186 bought or addedQ1 24: 225 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022215232
Q1 2023195274
Q2 2023144249
Q3 2023194197
Q4 2023204220
Q1 2024186225

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ2 23 calls: $2.4mQ2 23 puts: $122.4kQ2 23P/C 0.05Q3 23 calls: $1.3mQ3 23 puts: $770.4kQ3 23P/C 0.61Q4 23 calls: $506.7kQ4 23 puts: $8.0kQ4 23P/C 0.02Q1 24 calls: $1.5mQ1 24 puts: $31.9kQ1 24P/C 0.02
Numbers
QuarterCallsPutsP/C
Q2 2023$2.4m$122.4k0.05
Q3 2023$1.3m$770.4k0.61
Q4 2023$506.7k$8.0k0.02
Q1 2024$1.5m$31.9k0.02

Biggest buyers

MORGAN STANLEY Added +22,943,600+22.9m
WELLS FARGO & COMPANY/MN Added +3,771,948+3.8m
Empower Advisory Group, LLC Added +1,997,655+2.0m
FMR LLC Added +1,887,800+1.9m
1832 Asset Management L.P. New +1,511,388+1.5m
SMI Advisory Services, LLC New +1,469,944+1.5m
Penserra Capital Management LLC New +904,475+904.5k
Magnus Financial Group LLC Added +859,501+859.5k
Marks Wealth, LLC New +792,036+792.0k
Briaud Financial Planning Inc New +659,311+659.3k

Biggest sellers

JANE STREET GROUP, LLC Sold out -3,656,662-3.7m
STIFEL FINANCIAL CORP Sold out -2,718,975-2.7m
BENJAMIN F. EDWARDS & COMPANY, INC. Reduced -1,862,323-1.9m
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -1,523,233-1.5m
AE Wealth Management LLC Reduced -1,310,270-1.3m
FLAGSHIP HARBOR ADVISORS, LLC Sold out -1,052,160-1.1m
CX Institutional Sold out -1,001,717-1.0m
BANK OF AMERICA CORP /DE/ Reduced -948,496-948.5k
CONFLUENCE INVESTMENT MANAGEMENT LLC Sold out -921,939-921.9k
Foundations Investment Advisors, LLC Reduced -882,270-882.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $994.5k71.7k shares
CITADEL ADVISORS LLC Added $409.2k29.5k shares
GROUP ONE TRADING LLC Added $72.1k5.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $29.1k2.1k shares
GROUP ONE TRADING LLC New $2.8k200 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FMR LLC (0.0%, 2026-05-06)

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.46% of their portfolio SAN FRANCISCO, CA 124,472,012124.5m $1.7bn $1.7bn 0.46% Added +3.8m +3,771,948
2 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 67,605,93667.6m $937.7m $937.7m 0.03% Added +22.9m +22,943,600
3 Empower Advisory Group, LLC 1.25% of their portfolio Greenwood Village, CO 24,027,02124.0m $333.3m $333.3m 1.25% Added +2.0m +1,997,655
4 SigFig Wealth Management, LLC 2.77% of their portfolio SAN FRANCISCO, CA 5,448,6065.4m $75.6m $75.6m 2.77% Added +519.3k +519,260
5 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 4,972,3175.0m $69.0m $69.0m 0.01% Reduced -948.5k -948,496
6 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 4,675,5454.7m $64.8m $64.8m 0.02% Added +147.0k +147,046
7 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 4,221,4074.2m $58.6m $58.6m 0.03% Reduced -868.7k -868,727
8 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.05% of their portfolio MILWAUKEE, WI 3,186,9303.2m $44.2m $44.2m 0.05% Reduced -1.5m -1,523,233
9 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 2.92% of their portfolio BETHESDA, MD 2,902,9002.9m $40.3m $40.3m 2.92% Unchanged
10 FMR LLC 0.00% of their portfolio BOSTON, MA 2,678,1752.7m $37.1m $37.1m 0.00% Added +1.9m +1,887,800
11 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 1,943,2831.9m $27.0m $27.0m 0.06% Reduced -18.1k -18,082
12 PARK AVENUE SECURITIES LLC 0.34% of their portfolio NEW YORK, NY 1,921,9501.9m $26.7m $26.7m 0.34% Added +49.2k +49,237
13 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.02% of their portfolio Toronto, A6 1,863,2901.9m $25.8m $25.8m 0.02% Added +94.6k +94,561
14 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,850,3241.9m $25.7m $25.7m 0.01% Reduced -562.9k -562,922
15 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 1,780,4111.8m $24.7m $24.7m 0.04% Reduced -600.9k -600,921
16 GM Advisory Group, LLC 1.56% of their portfolio MELVILLE, NY 1,608,7701.6m $22.3m $22.3m 1.56% Added +51.5k +51,490
17 1832 Asset Management L.P. 0.04% of their portfolio TORONTO, A6 1,511,3881.5m $21.0m $21.0m 0.04% New
18 SMI Advisory Services, LLC 5.90% of their portfolio COLUMBUS, IN 1,469,9441.5m $21.0m $21.0m 5.90% New
19 MML INVESTORS SERVICES, LLC 0.07% of their portfolio SPRINGFIELD, MA 1,207,4651.2m $16.7m $16.7m 0.07% Reduced -103.8k -103,754
20 PRINCIPAL FINANCIAL GROUP INC 0.01% of their portfolio DES MOINES, IA 1,175,6051.2m $16.3m $16.3m 0.01% Reduced -249.6k -249,606
21 M&T Bank Corp 0.06% of their portfolio BUFFALO, NY 1,153,7381.2m $16.0m $16.0m 0.06% Reduced -31.5k -31,537
22 B & T Capital Management DBA Alpha Capital Management 3.01% of their portfolio AUSTIN, TX 1,111,0041.1m $15.4m $15.4m 3.01% Added +68.3k +68,306
23 EXENCIAL WEALTH ADVISORS, LLC 0.56% of their portfolio OKLAHOMA CITY, OK 1,075,7571.1m $14.9m $14.9m 0.56% Added +52.6k +52,628
24 Janney Capital Management LLC 0.94% of their portfolio PITTSBURGH, PA 1,022,6611.0m $14.2m $14.2m 0.94% Reduced -7.4k -7,394
25 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 977,472977.5k $13.6m $13.6m 0.00% Added +49.9k +49,940
26 Penserra Capital Management LLC 0.16% of their portfolio ORINDA, CA 904,475904.5k $12.5m $12.5m 0.16% New
27 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 897,260897.3k $12.4m $12.4m 0.00% Added +209.3k +209,258
28 Magnus Financial Group LLC 1.44% of their portfolio NEW YORK, NY 877,345877.3k $12.2m $12.2m 1.44% Added +859.5k +859,501
29 B. Riley Wealth Advisors, Inc. 0.35% of their portfolio MEMPHIS, TN 876,046876.0k $13.1m $13.1m 0.35% Added +222.6k +222,607
30 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 848,026848.0k $11.8m $11.8m 0.00% Added +235.9k +235,926
31 Marion Wealth Management 3.34% of their portfolio MONROEVILLE, PA 805,895805.9k $11.2m $11.2m 3.34% Added +298.6k +298,646
32 Marks Wealth, LLC 4.15% of their portfolio ELLICOTT CITY, MD 792,036792.0k $11.0m $11.0m 4.15% New
33 Johnson Financial Group, LLC 1.38% of their portfolio Denver, CO 786,351786.4k $10.9m $10.9m 1.38% Reduced -400.2k -400,238
34 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 703,275703.3k $9.8m $9.8m 0.00% Reduced -7.4k -7,438
35 Briaud Financial Planning Inc 5.20% of their portfolio COLLEGE STATION, TX 659,311659.3k $9.1m $9.1m 5.20% New
36 INTEGRATED CAPITAL MANAGEMENT, INC. 7.23% of their portfolio JESSUP, PA 637,641637.6k $8.8m $8.8m 7.23% Added +18.1k +18,097
37 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 637,453637.5k $8.8m $8.8m 0.03% Reduced -78.8k -78,816
38 Madison Asset Management, LLC 0.11% of their portfolio MADISON, WI 628,930628.9k $8.7m $8.7m 0.11% Reduced -263.4k -263,436
39 Faithward Advisors, LLC 1.46% of their portfolio LANCASTER, PA 581,350581.4k $8.1m $8.1m 1.46% Added +6.9k +6,862
40 Cambria Investment Management, L.P. 0.48% of their portfolio Manhattan Beach, CA 577,892577.9k $8.0m $8.0m 0.48% Added +7.1k +7,080
41 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 577,057577.1k $8.0m $8.0m 0.00% Added +41.3k +41,346
42 Echo45 Advisors LLC 5.72% of their portfolio WALNUT CREEK, CA 573,451573.5k $8.0m $8.0m 5.72% Added +29.2k +29,185
43 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 573,300573.3k $8.0m $8.0m 0.01% Added +572.6k +572,600
44 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 567,700567.7k $7.9m $7.9m 0.01% New
45 Evolution Wealth Advisors, LLC 1.48% of their portfolio AVENTURA, FL 558,416558.4k $7.7m $7.7m 1.48% Reduced -60.8k -60,775
46 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 520,671520.7k $7.2m $7.2m 0.00% Added +604 +604
47 CWM, LLC 0.03% of their portfolio OMAHA, NE 516,159516.2k $7.2m $7.2m 0.03% Added +90.9k +90,945
48 Pineridge Advisors LLC 2.43% of their portfolio ST. CHARLES, MO 498,338498.3k $6.9m $6.9m 2.43% Added +3.7k +3,680
49 KEYBANK NATIONAL ASSOCIATION/OH 0.03% of their portfolio BROOKLYN, OH 491,679491.7k $6.8m $6.8m 0.03% Reduced -249.7k -249,721
50 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 477,500477.5k $6.6m $6.6m 0.00% Unchanged
51 STEEL GROVE CAPITAL ADVISORS, LLC 0.85% of their portfolio MEMPHIS, TN 458,265458.3k $6.4m $6.4m 0.85% Added +321.4k +321,436
52 Quent Capital, LLC 0.73% of their portfolio NEW YORK, NY 451,520451.5k $6.3m $6.3m 0.73% Added +13.5k +13,490
53 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 448,655448.7k $6.2m $6.2m 0.01% Reduced -12.6k -12,568
54 MFA WEALTH ADVISORS, LLC 1.63% of their portfolio PITTSBURGH, PA 446,535446.5k $6.2m $6.2m 1.63% Added +25.7k +25,703
55 Vantage Financial Partners Ltd., Inc. 1.54% of their portfolio ARLINGTON HEIGHTS, IL 426,622426.6k $5.9m $5.9m 1.54% Added +151.8k +151,846
56 Private Harbour Investment Management & Counsel, LLC 6.27% of their portfolio SAGAMORE HILLS, OH 420,355420.4k $5.8m $5.8m 6.27% Reduced -5.4k -5,389
57 Executive Wealth Management, LLC 0.51% of their portfolio BRIGHTON, MI 419,445419.4k $5.9m $5.9m 0.51% Added +185.8k +185,811
58 AE Wealth Management LLC 0.06% of their portfolio TOPEKA, KS 408,928408.9k $5.7m $5.7m 0.06% Reduced -1.3m -1,310,270
59 ALM First Financial Advisors, LLC 0.90% of their portfolio DALLAS, TX 400,000400.0k $5.5m $5.5m 0.90% Unchanged
60 MBL Wealth, LLC 0.63% of their portfolio CHARLOTTE, NC 398,525398.5k $5.5m $5.5m 0.63% Added +244.0k +243,975
61 PATTON FUND MANAGEMENT, INC. 1.00% of their portfolio New York, NY 397,142397.1k $5.5m $5.5m 1.00% Added +76.8k +76,761
62 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 393,177393.2k $5.5m $5.5m 0.01% Reduced -108.2k -108,216
63 Aspect Partners, LLC 4.13% of their portfolio FAIRFAX, VA 377,029377.0k $5.2m $5.2m 4.13% Added +40.4k +40,359
64 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 361,063361.1k $5.0m $5.0m 0.01% Added +137.7k +137,671
65 KESTRA PRIVATE WEALTH SERVICES, LLC 0.11% of their portfolio AUSTIN, TX 354,487354.5k $4.9m $4.9m 0.11% Added +34.6k +34,613
66 WEALTH MANAGEMENT RESOURCES, INC. 2.07% of their portfolio SMITHFIELD, RI 349,218349.2k $4.8m $4.8m 2.07% Reduced -17.2k -17,189
67 HANCOCK WHITNEY CORP 0.17% of their portfolio GULFPORT, MS 348,357348.4k $4.8m $4.8m 0.17% Reduced -83.5k -83,522
68 CIM, LLC 0.71% of their portfolio ALBANY, NY 337,414337.4k $4.7m $4.7m 0.71% Added +17.9k +17,949
69 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 332,541332.5k $4.6m $4.6m 0.01% Added +289.6k +289,632
70 LFA - Lugano Financial Advisors SA 3.36% of their portfolio LUGANO, V8 332,278332.3k $4.6m $4.6m 3.36% Reduced -2.2k -2,157
71 JFG Wealth Management, LLC 1.23% of their portfolio Denver, CO 331,046331.0k $4.6m $4.6m 1.23% Reduced -26.4k -26,405
72 Equitable Holdings, Inc. 0.05% of their portfolio NEW YORK, NY 311,532311.5k $4.3m $4.3m 0.05% Added +9.5k +9,537
73 CPR Investments Inc. 3.19% of their portfolio Rochester, MI 301,744301.7k $4.2m $4.2m 3.19% Added +10.7k +10,727
74 Ameritas Advisory Services, LLC 0.17% of their portfolio Lincoln, NE 295,313295.3k $4.1m $4.1m 0.17% New
75 Brookstone Capital Management 0.07% of their portfolio WHEATON, IL 295,206295.2k $4.1m $4.1m 0.07% Added +19.0k +18,954
76 COMERICA BANK 0.02% of their portfolio DALLAS, TX 283,295283.3k $3.9m $3.9m 0.02% Reduced -125.4k -125,398
77 OARSMAN CAPITAL, INC. 0.93% of their portfolio MILWAUKEE, WI 280,903280.9k $3.9m $3.9m 0.93% Added +38.9k +38,932
78 OVERSEA-CHINESE BANKING Corp Ltd 0.12% of their portfolio SINGAPORE, U0 276,103276.1k $3.8m $3.8m 0.12% Reduced -30.4k -30,389
79 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 275,178275.2k $3.8m $3.8m 0.03% Added +62.3k +62,266
80 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 0.21% of their portfolio Greenbrae, CA 273,403273.4k $3.8m $3.8m 0.21% Added +1.8k +1,810
81 InterOcean Capital Group, LLC 0.09% of their portfolio NASHVILLE, TN 271,824271.8k $3.8m $3.8m 0.09% Added +66.6k +66,649
82 Alhambra Investment Management LLC 1.99% of their portfolio PALMETTO BAY, FL 262,359262.4k $3.6m $3.6m 1.99% Added +21.3k +21,323
83 JMAC ENTERPRISES LLC 0.67% of their portfolio NEWTOWN, PA 260,000260.0k $3.6m $3.6m 0.67% Added +31.3k +31,257
84 Summit Global Investments 0.26% of their portfolio BOUNTIFUL, UT 251,809251.8k $3.5m $3.5m 0.26% Added +1.2k +1,168
85 CoreCap Advisors, LLC 0.18% of their portfolio SOUTHFIELD, MI 243,375243.4k $3.4m $3.4m 0.18% Added +113.4k +113,403
86 Composition Wealth, LLC 0.08% of their portfolio LOS ANGELES, CA 230,279230.3k $3.2m $3.2m 0.08% Reduced -31.5k -31,548
87 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 229,349229.3k $3.2m $3.2m 0.01% Added +45.1k +45,138
88 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 223,862223.9k $3.1m $3.1m 0.00% Reduced -18.3k -18,258
89 Aveo Capital Partners, LLC 0.33% of their portfolio ENGLEWOOD, CO 217,069217.1k $3.0m $3.0m 0.33% New
90 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 214,202214.2k $3.0m $3.0m 0.04% Added +101.4k +101,439
91 Randall & Associates Wealth Management 2.66% of their portfolio BUTLER, PA 212,321212.3k $2.9m $2.9m 2.66% Added +44.5k +44,482
92 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 212,010212.0k $2.9m $2.9m 0.00% Reduced -9.7k -9,671
93 Andina Capital Management, LLC 2.28% of their portfolio LOGAN, UT 210,824210.8k $2.9m $2.9m 2.28% Added +98.8k +98,786
94 NOMURA ASSET MANAGEMENT CO LTD 0.01% of their portfolio TOKYO, M0 206,800206.8k $2.9m $2.9m 0.01% Added +169.4k +169,400
95 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 205,261205.3k $2.8m $2.8m 0.01% Added +26.9k +26,927
96 Roble, Belko & Company, Inc 0.49% of their portfolio SEWICKLEY, PA 203,876203.9k $2.8m $2.8m 0.49% Added +183.0k +182,993
97 Impact Partnership Wealth, LLC 1.08% of their portfolio MARIETTA, GA 196,583196.6k $2.7m $2.7m 1.08% Added +196.5k +196,504
98 Plan Group Financial, LLC 1.78% of their portfolio OKLAHOMA CITY, OK 195,694195.7k $2.7m $2.7m 1.78% Added +18.3k +18,329
99 FIDELITY D & D BANCORP INC 2.04% of their portfolio Dunmore, PA 195,388195.4k $2.7m $2.7m 2.04% Added +13.1k +13,072
100 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 194,901194.9k $2.7m $2.7m 0.01% Reduced -20.5k -20,456