PIMCO EQUITY SER RAFE
RAFI ESG US · ETP · CUSIP 72201T342
22
institutional holders
-2 vs Q4 2023
768.8k
shares reported held*
$27.4mreported value*
0 new
8 added
9 reduced
2 sold out
net sold ≈ $824.8k (-23.2k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $35.57.
Trends to Q1 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 16 |
| Q4 2022 | 19 |
| Q1 2023 | 19 |
| Q2 2023 | 17 |
| Q3 2023 | 18 |
| Q4 2023 | 24 |
| Q1 2024 | 22 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 6 | 7 |
| Q1 2023 | 12 | 6 |
| Q2 2023 | 9 | 7 |
| Q3 2023 | 9 | 7 |
| Q4 2023 | 11 | 7 |
| Q1 2024 | 8 | 11 |
Biggest buyers
| COMMONWEALTH EQUITY SERVICES, LLC | Added | +10.6k |
| Northwest Bancshares, Inc. | Added | +4.5k |
| BANK OF AMERICA CORP /DE/ | Added | +3.0k |
| Arlington Financial Advisors, LLC | Added | +1.2k |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC | Added | +178 |
| FLAGSHIP HARBOR ADVISORS, LLC | Added | +82 |
| Larson Financial Group LLC | Added | +12 |
| AdvisorNet Financial, Inc | Added | +4 |
Biggest sellers
| OSAIC HOLDINGS, INC. | Reduced | -13.6k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -10.4k |
| ROYAL BANK OF CANADA | Reduced | -6.0k |
| JNBA Financial Advisors | Reduced | -5.8k |
| Balanced Rock Investment Advisors LLC | Reduced | -2.5k |
| RHS Financial, LLC | Reduced | -1.8k |
| GenWealth Group, Inc. | Reduced | -1.0k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | Sold out | -900 |
| Bruce G. Allen Investments, LLC | Reduced | -738 |
| UBS Group AG | Sold out | -105 |
Holders, Q1 2024
| Manager | Shares | Change |
|---|---|---|
| Northwest Bancshares, Inc. 1.21% of their portfolio | 214.7k $7.6m | Added +4.5k |
| Arlington Financial Advisors, LLC 0.97% of their portfolio | 123.6k $4.4m | Added +1.2k |
| Balanced Rock Investment Advisors LLC 3.16% of their portfolio | 104.0k $3.7m | Reduced -2.5k |
| GenWealth Group, Inc. 0.77% of their portfolio | 85.4k $3.0m | Reduced -1.0k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 42.8k $1.5m | Added +10.6k |
| Bruce G. Allen Investments, LLC 1.24% of their portfolio | 42.6k $1.5m | Reduced -738 |
| JNBA Financial Advisors 0.13% of their portfolio | 35.3k $1.3m | Reduced -5.8k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 21.9k $777.4k | Unchanged |
| RHS Financial, LLC 0.41% of their portfolio | 19.7k $702.4k | Reduced -1.8k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 15.7k $559.5k | Reduced -10.4k |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC 0.24% of their portfolio | 13.0k $463.9k | Added +178 |
| Milestone Investment Advisors LLC 0.08% of their portfolio | 8.6k $304.9k | Unchanged |
| Financial Insights, Inc. 0.08% of their portfolio | 8.5k $301.8k | Reduced -75 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 7.4k $263.3k | Reduced -13.6k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 7.2k $257.2k | Added +3.0k |
| FLAGSHIP HARBOR ADVISORS, LLC 0.02% of their portfolio | 7.2k $255.7k | Added +82 |
| AdvisorNet Financial, Inc 0.01% of their portfolio | 3.4k $122.2k | Added +4 |
| NewEdge Advisors, LLC 0.00% of their portfolio | 3.3k $115.8k | Unchanged |
| Larson Financial Group LLC 0.01% of their portfolio | 2.3k $83.3k | Added +12 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 1.6k $56.0k | Reduced -6.0k |
| Global Retirement Partners, LLC 0.00% of their portfolio | 545 $19.4k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |