Vault-13

UNILEVER PLC

SPON ADR NEW · CUSIP 904767704

1,094 institutional holders -15 vs Q4 2023
265,105,544265.1m shares reported held*
$13.3bnreported value*
73 new 406 added 421 reduced 94 sold out net bought ≈ $630.3m (+12.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($22.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $50.15. Options: 16 managers hold calls ($139.9m notional), 15 hold puts ($80.5m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,021Q4 22: 1,104Q1 23: 1,105Q2 23: 1,084Q3 23: 1,069Q4 23: 1,109Q1 24: 1,0941,094Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 20221,021
Q4 20221,104
Q1 20231,105
Q2 20231,084
Q3 20231,069
Q4 20231,109
Q1 20241,094

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 494 bought or addedQ4 22: 469 cut or sold outQ4 22Q1 23: 495 bought or addedQ1 23: 470 cut or sold outQ1 23Q2 23: 464 bought or addedQ2 23: 489 cut or sold outQ2 23Q3 23: 465 bought or addedQ3 23: 489 cut or sold outQ3 23Q4 23: 361 bought or addedQ4 23: 590 cut or sold outQ4 23Q1 24: 479 bought or addedQ1 24: 515 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022494469
Q1 2023495470
Q2 2023464489
Q3 2023465489
Q4 2023361590
Q1 2024479515

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ2 23 calls: $183.9mQ2 23 puts: $169.9mQ2 23P/C 0.92Q3 23 calls: $171.3mQ3 23 puts: $141.3mQ3 23P/C 0.82Q4 23 calls: $157.2mQ4 23 puts: $111.1mQ4 23P/C 0.71Q1 24 calls: $139.9mQ1 24 puts: $80.5mQ1 24P/C 0.58
Numbers
QuarterCallsPutsP/C
Q2 2023$183.9m$169.9m0.92
Q3 2023$171.3m$141.3m0.82
Q4 2023$157.2m$111.1m0.71
Q1 2024$139.9m$80.5m0.58

Biggest buyers

MORGAN STANLEY Added +7,741,295+7.7m
Fisher Asset Management, LLC Added +3,479,970+3.5m
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC Added +1,884,830+1.9m
EQUITY INVESTMENT CORP Added +1,505,233+1.5m
MILLENNIUM MANAGEMENT LLC Added +1,174,495+1.2m
WELLINGTON MANAGEMENT GROUP LLP Added +1,145,554+1.1m
HSBC HOLDINGS PLC Added +1,047,064+1.0m
FIDUCIARY MANAGEMENT INC /WI/ Added +827,814+827.8k
JPMORGAN CHASE & CO Added +785,796+785.8k
LAZARD ASSET MANAGEMENT LLC Added +668,913+668.9k

Biggest sellers

Manning & Napier Group, LLC Reduced -3,144,775-3.1m
BlackRock Inc. Reduced -1,344,972-1.3m
Qube Research & Technologies Ltd Reduced -919,129-919.1k
LORD, ABBETT & CO. LLC Sold out -858,672-858.7k
NORTHERN TRUST CORP Reduced -612,837-612.8k
Morningstar Investment Services LLC Reduced -606,332-606.3k
FEDERATED HERMES, INC. Reduced -576,532-576.5k
RENAISSANCE TECHNOLOGIES LLC Sold out -573,740-573.7k
GOLDMAN SACHS GROUP INC Reduced -554,238-554.2k
JANE STREET GROUP, LLC Reduced -535,787-535.8k

Biggest calls

CITADEL ADVISORS LLC Reduced $41.4m825.4k shares
Optiver Holding B.V. Reduced $22.9m455.6k shares
Lighthouse Investment Partners, LLC New $21.9m470.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $16.8m334.9k shares
JANE STREET GROUP, LLC New $12.0m238.2k shares
SIMPLEX TRADING, LLC Reduced $7.6m152.1k shares
Walleye Trading LLC Added $4.4m88.5k shares
Walleye Capital LLC Reduced $3.2m63.9k shares
GROUP ONE TRADING LLC Reduced $2.2m44.6k shares
Squarepoint Ops LLC Reduced $2.0m39.4k shares

Biggest puts

Optiver Holding B.V. Added $43.5m866.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $15.7m313.7k shares
SIMPLEX TRADING, LLC Reduced $5.5m110.4k shares
CITADEL ADVISORS LLC Reduced $3.6m71.3k shares
Squarepoint Ops LLC Reduced $3.1m61.9k shares
Walleye Capital LLC Reduced $2.1m41.8k shares
Walleye Trading LLC Reduced $1.8m35.6k shares
IMC-Chicago, LLC Added $1.7m34.2k shares
CAPITAL FUND MANAGEMENT S.A. New $772.9k15.4k shares
GOLDMAN SACHS GROUP INC New $752.9k15.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLINGTON MANAGEMENT GROUP LLP 0.32% of their portfolio Boston, MA 35,639,68535.6m $1.8bn $1.8bn 0.32% Added +1.1m +1,145,554
2 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 24,199,53924.2m $1.2bn $1.2bn 0.03% Added +7.7m +7,741,295
3 BlackRock Inc. 0.02% of their portfolio New York, NY 15,971,36416.0m $801.6m $801.6m 0.02% Reduced -1.3m -1,344,972
4 Fisher Asset Management, LLC 0.34% of their portfolio PLANO, TX 14,310,22014.3m $718.2m $718.2m 0.34% Added +3.5m +3,479,970
5 FMR LLC 0.03% of their portfolio BOSTON, MA 9,663,3099.7m $485.0m $485.0m 0.03% Added +219.5k +219,500
6 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 8,933,8638.9m $448.4m $448.4m 0.04% Added +515.8k +515,822
7 HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 1.41% of their portfolio Los Angeles, CA 8,433,0718.4m $423.3m $423.3m 1.41% Added +1.9m +1,884,830
8 STATE FARM MUTUAL AUTOMOBILE INSURANCE CO 0.31% of their portfolio BLOOMINGTON, IL 6,887,7586.9m $345.7m $345.7m 0.31% Unchanged
9 WELLS FARGO & COMPANY/MN 0.07% of their portfolio SAN FRANCISCO, CA 5,249,9075.2m $263.5m $263.5m 0.07% Added +283.4k +283,375
10 GOLDMAN SACHS GROUP INC 0.05% of their portfolio NEW YORK, NY 4,554,6854.6m $228.6m $228.6m 0.05% Reduced -554.2k -554,238
11 ENVESTNET ASSET MANAGEMENT INC 0.08% of their portfolio Berwyn, PA 4,219,1774.2m $211.8m $211.8m 0.08% Added +134.9k +134,871
12 FIDUCIARY MANAGEMENT INC /WI/ 1.86% of their portfolio MILWAUKEE, WI 4,158,5314.2m $208.7m $208.7m 1.86% Added +827.8k +827,814
13 LAZARD ASSET MANAGEMENT LLC 0.25% of their portfolio NEW YORK, NY 4,132,6404.1m $207.4m $207.4m 0.25% Added +668.9k +668,913
14 AMERICAN CENTURY COMPANIES INC 0.12% of their portfolio KANSAS CITY, MO 3,737,0553.7m $187.6m $187.6m 0.12% Reduced -110.1k -110,071
15 DIMENSIONAL FUND ADVISORS LP 0.05% of their portfolio AUSTIN, TX 3,473,5013.5m $174.3m $174.3m 0.05% Reduced -186.0k -185,956
16 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 3,403,3903.4m $170.8m $170.8m 0.04% Reduced -48.6k -48,619
17 ALLIANCEBERNSTEIN L.P. 0.05% of their portfolio NASHVILLE, TN 2,986,3633.0m $149.9m $149.9m 0.05% Added +78.0k +78,018
18 NORGES BANK 0.02% of their portfolio OSLO, Q8 2,980,1063.0m $149.6m $149.6m 0.02% Reduced -140.0k -140,000
19 Cullen Capital Management, LLC 1.66% of their portfolio New York, NY 2,978,8703.0m $149.5m $149.5m 1.66% Reduced -64.2k -64,163
20 EQUITY INVESTMENT CORP 3.65% of their portfolio ATLANTA, GA 2,910,7512.9m $146.1m $146.1m 3.65% Added +1.5m +1,505,233
21 RAYMOND JAMES & ASSOCIATES 0.09% of their portfolio ST PETERSBURG, FL 2,769,8072.8m $139.0m $139.0m 0.09% Added +114.5k +114,510
22 Saratoga Research & Investment Management 6.26% of their portfolio SARATOGA, CA 2,744,8822.7m $137.8m $137.8m 6.26% Added +437.6k +437,621
23 Scharf Investments, LLC 3.46% of their portfolio LOS GATOS, CA 2,542,8722.5m $127.6m $127.6m 3.46% Reduced -43.5k -43,493
24 Hamlin Capital Management, LLC 3.70% of their portfolio New York, NY 2,493,8132.5m $125.2m $125.2m 3.70% Added +178.5k +178,503
25 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 2,492,2662.5m $125.1m $125.1m 0.01% Added +785.8k +785,796
26 MILLENNIUM MANAGEMENT LLC 0.08% of their portfolio NEW YORK, NY 1,776,3561.8m $89.2m $89.2m 0.08% Added +1.2m +1,174,495
27 STIFEL FINANCIAL CORP 0.10% of their portfolio ST. LOUIS, MO 1,700,4441.7m $85.3m $85.3m 0.10% Reduced -46.5k -46,489
28 HSBC HOLDINGS PLC 0.06% of their portfolio LONDON, X0 1,694,9561.7m $85.1m $85.1m 0.06% Added +1.0m +1,047,064
29 EVERETT HARRIS & CO /CA/ 1.12% of their portfolio LOS ANGELES, CA 1,687,3101.7m $84.7m $84.7m 1.12% Reduced -7.3k -7,271
30 NATIXIS ADVISORS, LLC 0.18% of their portfolio Boston, MA 1,537,8981.5m $77.2m $77.2m 0.18% Added +204.2k +204,249
31 LMR Partners LLP 1.90% of their portfolio LONDON, X0 1,482,7481.5m $74.4m $74.4m 1.90% Added +474.8k +474,809
32 COOKE & BIELER LP 0.67% of their portfolio PHILADELPHIA, PA 1,450,8021.5m $72.8m $72.8m 0.67% Reduced -134.8k -134,811
33 Corient Private Wealth LP 0.12% of their portfolio MIAMI, FL 1,309,3221.3m $65.7m $65.7m 0.12% Reduced -43.1k -43,150
34 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 1,297,0061.3m $65.1m $65.1m 0.01% Reduced -612.8k -612,837
35 FIRST TRUST ADVISORS LP 0.06% of their portfolio Wheaton, IL 1,260,9531.3m $63.3m $63.3m 0.06% Reduced -191.6k -191,592
36 MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH 2.21% of their portfolio Munich, 2M 1,215,0031.2m $61.0m $61.0m 2.21% Unchanged
37 PRICE T ROWE ASSOCIATES INC /MD/ 0.01% of their portfolio BALTIMORE, MD 1,141,8781.1m $57.3m $57.3m 0.01% Added +214.6k +214,635
38 TRUIST FINANCIAL CORP 0.08% of their portfolio CHARLOTTE, NC 1,083,4971.1m $54.4m $54.4m 0.08% Reduced -13.2k -13,176
39 Optiver Holding B.V. 2.23% of their portfolio AMSTERDAM, P7 1,071,1931.1m $53.8m $53.8m 2.23% Added +128.6k +128,578
40 Aristotle Capital Management, LLC 0.10% of their portfolio LOS ANGELES, CA 1,056,8561.1m $53.0m $53.0m 0.10% Reduced -39.6k -39,556
41 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,055,2471.1m $53.0m $53.0m 0.03% Reduced -85.7k -85,662
42 CAPTRUST FINANCIAL ADVISORS 0.16% of their portfolio RALEIGH, NC 1,025,4271.0m $43.8m $43.8m 0.16% Added +184.7k +184,673
43 Allspring Global Investments Holdings, LLC 0.08% of their portfolio CHARLOTTE, NC 969,267969.3k $48.6m $48.6m 0.08% Added +207.2k +207,182
44 TRILLIUM ASSET MANAGEMENT, LLC 1.14% of their portfolio BOSTON, MA 888,904888.9k $44.6m $44.6m 1.14% Reduced -1.6k -1,583
45 CORDA Investment Management, LLC. 3.46% of their portfolio HOUSTON, TX 866,203866.2k $43.5m $43.5m 3.46% Added +31.6k +31,594
46 FEDERATED HERMES, INC. 0.10% of their portfolio PITTSBURGH, PA 860,168860.2k $43.2m $43.2m 0.10% Reduced -576.5k -576,532
47 Welch Group, LLC 2.14% of their portfolio BIRMINGHAM, AL 857,776857.8k $43.1m $43.1m 2.14% Added +33.3k +33,310
48 BROWN ADVISORY INC 0.05% of their portfolio BALTIMORE, MD 810,384810.4k $40.7m $40.7m 0.05% Added +66.7k +66,727
49 HRT FINANCIAL LP 0.25% of their portfolio NEW YORK, NY 796,954797.0k $40.0m $40.0m 0.25% Added +304.5k +304,491
50 St. James Investment Company, LLC 6.09% of their portfolio SOUTHLAKE, TX 743,845743.8k $37.3m $37.3m 6.09% Added +91.9k +91,927
51 UBS Group AG 0.01% of their portfolio ZURICH, V8 714,022714.0k $35.8m $35.8m 0.01% Reduced -3.1k -3,085
52 NEUBERGER BERMAN GROUP LLC 0.03% of their portfolio NEW YORK, NY 709,252709.3k $35.6m $35.6m 0.03% Reduced -160.8k -160,807
53 Pacer Advisors, Inc. 0.08% of their portfolio Malvern, PA 707,311707.3k $35.5m $35.5m 0.08% Added +16.8k +16,782
54 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 687,463687.5k $34.5m $34.5m 0.01% Added +57.2k +57,195
55 River Road Asset Management, LLC 0.46% of their portfolio LOUISVILLE, KY 684,497684.5k $34.4m $34.4m 0.46% Reduced -93.2k -93,246
56 Advisors Capital Management, LLC 0.60% of their portfolio RIDGEWOOD, NJ 658,072658.1k $33.0m $33.0m 0.60% Added +49.8k +49,820
57 JARISLOWSKY, FRASER Ltd 0.19% of their portfolio MONTREAL, A8 645,631645.6k $32.4m $32.4m 0.19% Added +20.4k +20,442
58 M&T Bank Corp 0.11% of their portfolio BUFFALO, NY 643,694643.7k $32.3m $32.3m 0.11% Reduced -14.1k -14,079
59 Grantham, Mayo, Van Otterloo & Co. LLC 0.12% of their portfolio Boston, MA 640,176640.2k $32.1m $32.1m 0.12% Added +526.0k +526,007
60 Morningstar Investment Services LLC 0.33% of their portfolio CHICAGO, IL 605,930605.9k $30.4m $30.4m 0.33% Reduced -606.3k -606,332
61 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.49% of their portfolio New York, NY 596,780596.8k $30.0m $30.0m 0.49% Reduced -5.4k -5,436
62 Federation des caisses Desjardins du Quebec 0.22% of their portfolio LEVIS, A8 594,331594.3k $29.8m $29.8m 0.22% Added +38.9k +38,893
63 OPPENHEIMER ASSET MANAGEMENT INC. 0.43% of their portfolio NEW YORK, NY 578,832578.8k $29.1m $29.1m 0.43% Reduced -74.1k -74,115
64 CAPITAL ADVISORS INC/OK 0.59% of their portfolio TULSA, OK 547,787547.8k $27.5m $27.5m 0.59% Added +21.3k +21,325
65 SATURNA CAPITAL CORP 0.37% of their portfolio BELLINGHAM, WA 537,285537.3k $27.0m $27.0m 0.37% Reduced -141 -141
66 Qube Research & Technologies Ltd 0.05% of their portfolio LONDON, X0 528,380528.4k $26.5m $26.5m 0.05% Reduced -919.1k -919,129
67 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.02% of their portfolio Toronto, A6 521,132521.1k $26.2m $26.2m 0.02% New
68 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.21% of their portfolio IRVING, TX 516,689516.7k $25.9m $25.9m 0.21% Reduced -56.0k -56,030
69 POLEN CAPITAL MANAGEMENT LLC 0.06% of their portfolio Boca Raton, FL 500,827500.8k $25.1m $25.1m 0.06% Added +32.9k +32,879
70 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 500,193500.2k $25.1m $25.1m 0.01% Reduced -476.3k -476,332
71 PNC Financial Services Group, Inc. 0.02% of their portfolio Pittsburgh, PA 497,065497.1k $24.9m $24.9m 0.02% Reduced -10.0k -10,025
72 CIBC WORLD MARKET INC. 0.06% of their portfolio TORONTO, A6 495,901495.9k $24.9m $24.9m 0.06% Added +24.5k +24,511
73 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 485,145485.1k $24.3m $24.3m 0.04% Reduced -9.9k -9,894
74 First Eagle Investment Management, LLC 0.05% of their portfolio NEW YORK, NY 475,174475.2k $23.8m $23.8m 0.05% Added +50.1k +50,052
75 NATIONAL BANK OF CANADA /FI/ 0.04% of their portfolio MONTREAL, A8 468,677468.7k $25.1m $25.1m 0.04% Added +44.7k +44,717
76 CAPITAL FUND MANAGEMENT S.A. 0.29% of their portfolio PARIS, I0 467,689467.7k $23.5m $23.5m 0.29% Added +160.9k +160,865
77 OLD MISSION CAPITAL LLC 0.57% of their portfolio CHICAGO, IL 467,000467.0k $23.4m $23.4m 0.57% Added +231.7k +231,651
78 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 466,277466.3k $23.4m $23.4m 0.07% Added +16.3k +16,280
79 GRANDFIELD & DODD, LLC 1.46% of their portfolio NEW YORK, NY 460,122460.1k $23.1m $23.1m 1.46% Reduced -4.9k -4,940
80 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 447,075447.1k $22.4m $22.4m 0.04% Added +9.3k +9,290
81 Chevy Chase Trust Holdings, LLC 0.07% of their portfolio BETHESDA, MD 418,770418.8k $21.0m $21.0m 0.07% Added +2.3k +2,318
82 BRANDES INVESTMENT PARTNERS, LP 0.26% of their portfolio LA JOLLA, CA 407,519407.5k $20.5m $20.5m 0.26% Added +26.2k +26,195
83 LEVIN CAPITAL STRATEGIES, L.P. 2.05% of their portfolio NEW YORK, NY 403,608403.6k $20.3m $20.3m 2.05% Reduced -24.7k -24,661
84 CLARK ESTATES INC/NY 3.31% of their portfolio NEW YORK, NY 400,000400.0k $20.1m $20.1m 3.31% Unchanged
85 Cardinal Capital Management, Inc. 0.89% of their portfolio WINNIPEG, A2 398,947398.9k $20.0m $20.0m 0.89% Added +32.5k +32,460
86 Compagnie Lombard Odier SCmA 0.35% of their portfolio 1204 GENEVA, V8 391,000391.0k $19.6m $19.6m 0.35% Added +390.0k +390,000
87 Mariner, LLC 0.04% of their portfolio Overland Park, KS 390,618390.6k $19.6m $19.6m 0.04% Added +7.4k +7,412
88 Boston Common Asset Management, LLC 0.46% of their portfolio BOSTON, MA 385,492385.5k $19.3m $19.3m 0.46% Reduced -77.4k -77,429
89 INGALLS & SNYDER LLC 0.83% of their portfolio NEW YORK, NY 373,543373.5k $18.7m $18.7m 0.83% Reduced -14.6k -14,589
90 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 334,664334.7k $16.8m $16.8m 0.01% Added +145.3k +145,275
91 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 334,045334.0k $16.8m $16.8m 0.00% Added +19.3k +19,309
92 QV Investors Inc. 1.38% of their portfolio CALGARY, A0 316,024316.0k $15.9m $15.9m 1.38% Reduced -2.6k -2,560
93 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 306,375306.4k $15.4m $15.4m 0.02% Reduced -24.8k -24,800
94 NORTHSTAR ASSET MANAGEMENT INC 2.66% of their portfolio Boston, MA 301,383301.4k $15.1m $15.1m 2.66% Reduced -2.9k -2,919
95 YACKTMAN ASSET MANAGEMENT LP 0.14% of their portfolio AUSTIN, TX 299,630299.6k $15.0m $15.0m 0.14% Added +9.0k +8,977
96 SCOTIA CAPITAL INC. 0.09% of their portfolio TORONTO, A6 296,884296.9k $14.9m $14.9m 0.09% Reduced -13.3k -13,255
97 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 294,123294.1k $14.8m $14.8m 0.02% Added +23.6k +23,553
98 SEGALL BRYANT & HAMILL, LLC 0.27% of their portfolio CHICAGO, IL 292,000292.0k $14.7m $14.7m 0.27% Reduced -113.2k -113,230
99 YCG, LLC 1.14% of their portfolio AUSTIN, TX 290,535290.5k $14.3m $14.3m 1.14% Reduced -1.8k -1,802
100 Wallace Capital Management Inc. 1.96% of their portfolio DALLAS, TX 286,414286.4k $14.4m $14.4m 1.96% Added +69.1k +69,121