Vault-13

BARCLAYS BANK PLC DJP

DJUBS CMDT ETN36 · ETP · CUSIP 06738C778

130 institutional holders -11 vs Q4 2023
8,378,3518.4m shares reported held*
$260.9mreported value*
14 new 34 added 47 reduced 19 sold out net sold ≈ $24.0m (-773.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $31.14. Options: 1 managers hold calls ($9.3k notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 147Q4 22: 147Q1 23: 144Q2 23: 142Q3 23: 139Q4 23: 141Q1 24: 130130Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022147
Q4 2022147
Q1 2023144
Q2 2023142
Q3 2023139
Q4 2023141
Q1 2024130

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 54 bought or addedQ4 22: 66 cut or sold outQ4 22Q1 23: 52 bought or addedQ1 23: 69 cut or sold outQ1 23Q2 23: 37 bought or addedQ2 23: 67 cut or sold outQ2 23Q3 23: 51 bought or addedQ3 23: 55 cut or sold outQ3 23Q4 23: 40 bought or addedQ4 23: 65 cut or sold outQ4 23Q1 24: 48 bought or addedQ1 24: 66 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225466
Q1 20235269
Q2 20233767
Q3 20235155
Q4 20234065
Q1 20244866

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ2 23 calls: $5.2mQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $5.1mQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $227.9kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $9.3kQ1 24 puts: $0Q1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$5.2m$00.00
Q3 2023$5.1m$00.00
Q4 2023$227.9k$00.00
Q1 2024$9.3k$00.00

Biggest buyers

BLB&B Advisors, LLC Added +215,695+215.7k
FIRST FOUNDATION ADVISORS New +153,150+153.2k
Petix & Botte Co New +37,395+37.4k
Heartland Bank & Trust Co Added +29,299+29.3k
NVWM, LLC Added +27,746+27.7k
FLOW TRADERS U.S. LLC Added +20,858+20.9k
Main Street Financial Solutions, LLC New +19,410+19.4k
AMERIPRISE FINANCIAL INC Added +16,606+16.6k
CITADEL ADVISORS LLC New +11,439+11.4k
BARCLAYS PLC New +10,200+10.2k

Biggest sellers

MORGAN STANLEY Reduced -311,823-311.8k
Curi Capital, LLC Sold out -186,293-186.3k
STEEL GROVE CAPITAL ADVISORS, LLC Sold out -143,598-143.6k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -107,603-107.6k
LPL Financial LLC Reduced -105,252-105.3k
Washington Trust Bank Reduced -76,886-76.9k
Idaho Trust Co Sold out -65,243-65.2k
ROYAL BANK OF CANADA Reduced -53,021-53.0k
GOLDMAN SACHS GROUP INC Reduced -48,749-48.7k
DIMENSION CAPITAL MANAGEMENT LLC Reduced -42,348-42.3k

Biggest calls

CITADEL ADVISORS LLC New $9.3k300 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2024.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BLB&B Advisors, LLC 2.73% of their portfolio MONTGOMERYVILLE, PA 1,555,0251.6m $48.4m $48.4m 2.73% Added +215.7k +215,695
2 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 1.44% of their portfolio SAN FRANCISCO, CA 751,079751.1k $23.4m $23.4m 1.44% Added +3.8k +3,804
3 DIMENSION CAPITAL MANAGEMENT LLC 2.84% of their portfolio Coral Gables, FL 458,595458.6k $14.3m $14.3m 2.84% Reduced -42.3k -42,348
4 Heartland Bank & Trust Co 7.91% of their portfolio BLOOMINGTON, IL 437,379437.4k $13.6m $13.6m 7.91% Added +29.3k +29,299
5 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 433,179433.2k $13.5m $13.5m 0.00% Reduced -48.7k -48,749
6 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 425,635425.6k $13.2m $13.2m 0.03% Reduced -107.6k -107,603
7 CERTUITY, LLC 0.68% of their portfolio NORTH PALM BEACH, FL 246,394246.4k $7.7m $7.7m 0.68% Added +1.3k +1,263
8 Forefront Analytics, LLC 3.41% of their portfolio WEST CONSHOHOCKEN, PA 226,029226.0k $7.0m $7.0m 3.41% Reduced -136 -136
9 ACIMA PRIVATE WEALTH, LLC 2.20% of their portfolio RICHMOND, VA 191,715191.7k $6.0m $6.0m 2.20% Added +8.5k +8,483
10 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 177,240177.2k $5.5m $5.5m 0.00% Added +16.6k +16,606
11 Washington Trust Bank 0.50% of their portfolio Spokane, WA 169,261169.3k $5.3m $5.3m 0.50% Reduced -76.9k -76,886
12 Legend Financial Advisors, Inc. 3.81% of their portfolio PITTSBURGH, PA 169,086169.1k $5.3m $5.3m 3.81% Added +7.6k +7,639
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 154,773154.8k $4.8m $4.8m 0.00% Reduced -311.8k -311,823
14 FIRST FOUNDATION ADVISORS 0.19% of their portfolio Irvine, CA 153,150153.2k $4.8m $4.8m 0.19% New
15 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 137,082137.1k $4.3m $4.3m 0.00% Reduced -17.5k -17,528
16 CoreCap Advisors, LLC 0.23% of their portfolio SOUTHFIELD, MI 136,972137.0k $4.3m $4.3m 0.23% Added +6.1k +6,072
17 Ironwood Wealth Management, LLC. 1.13% of their portfolio CHANDLER, AZ 112,523112.5k $3.5m $3.5m 1.13% Reduced -7.2k -7,200
18 HANCOCK WHITNEY CORP 0.12% of their portfolio GULFPORT, MS 109,808109.8k $3.4m $3.4m 0.12% Reduced -6.0k -5,963
19 CULTIVAR CAPITAL, INC. 2.82% of their portfolio DENTON, TX 106,399106.4k $3.3m $3.3m 2.82% Added +3.8k +3,768
20 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 104,139104.1k $3.2m $3.2m 0.04% Added +1.5k +1,507
21 B. Riley Wealth Advisors, Inc. 0.09% of their portfolio MEMPHIS, TN 102,069102.1k $3.3m $3.3m 0.09% Added +3.9k +3,870
22 NVWM, LLC 0.86% of their portfolio YARDLEY, PA 100,525100.5k $3.1m $3.1m 0.86% Added +27.7k +27,746
23 UBS Group AG 0.00% of their portfolio ZURICH, V8 92,07592.1k $2.9m $2.9m 0.00% Reduced -12.0k -11,994
24 CIBC Private Wealth Group LLC 0.01% of their portfolio ATLANTA, GA 91,53391.5k $2.9m $2.9m 0.01% Reduced -35.2k -35,199
25 Bruce G. Allen Investments, LLC 2.00% of their portfolio DENVER, CO 78,39078.4k $2.4m $2.4m 2.00% Added +4.0k +3,998
26 UNIQUE WEALTH, LLC 0.69% of their portfolio TAMPA, FL 78,04178.0k $2.4m $2.4m 0.69% Added +9.2k +9,238
27 RiverGlades Family Offices LLC 1.83% of their portfolio NAPLES, FL 70,59570.6k $2.3m $2.3m 1.83% Added +2.0k +2,000
28 Sharper & Granite LLC 1.07% of their portfolio EL SEGUNDO, CA 68,68168.7k $2.2m $2.2m 1.07% Reduced -2.5k -2,489
29 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 67,98468.0k $2.1m $2.1m 0.01% Added +2.1k +2,114
30 VPR Management LLC 0.59% of their portfolio HOUSTON, TX 67,80067.8k $2.1m $2.1m 0.59% Unchanged
31 OneAscent Financial Services LLC 0.19% of their portfolio BIRMINGHAM, AL 56,53456.5k $1.8m $1.8m 0.19% Added +4.1k +4,120
32 Ackerman Capital Advisors, LLC 0.43% of their portfolio DALLAS, TX 50,12750.1k $1.6m $1.6m 0.43% Reduced -31.9k -31,910
33 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 39,97940.0k $1.2m $1.2m 0.00% Reduced -4.8k -4,837
34 Peak Financial Management, Inc. 0.38% of their portfolio WELLESLEY, MA 38,79638.8k $1.2m $1.2m 0.38% Reduced -1.0k -1,020
35 Insight Advisors, LLC/ PA 0.23% of their portfolio Newtown, PA 38,60938.6k $1.2m $1.2m 0.23% Reduced -18.2k -18,233
36 AllSquare Wealth Management LLC 0.70% of their portfolio ALBANY, NY 38,33838.3k $1.2m $1.2m 0.70% Reduced -562 -562
37 Petix & Botte Co 0.29% of their portfolio LA MESA, CA 37,39537.4k $1.2m $1.2m 0.29% New
38 Topel & Distasi Wealth Management, LLC 0.51% of their portfolio BERKELEY, CA 37,39537.4k $1.2m $1.2m 0.51% Added +6.8k +6,816
39 FLOW TRADERS U.S. LLC 0.06% of their portfolio NEW YORK, NY 35,72735.7k $1.1m $1.1m 0.06% Added +20.9k +20,858
40 Associated Banc-Corp 0.03% of their portfolio Green Bay, WI 31,34031.3k $974.7k $974.7k 0.03% Reduced -8.6k -8,612
41 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 30,57430.6k $951.0k $951.0k 0.00% Reduced -2.0k -2,019
42 CAMELOT TECHNOLOGY ADVISORS, INC. 0.85% of their portfolio SAN FRANCISCO, CA 29,39329.4k $914.1k $914.1k 0.85% Added +4.9k +4,917
43 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 29,16129.2k $906.9k $906.9k 0.00% Reduced -821 -821
44 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 28,80528.8k $895.8k $895.8k 0.01% Reduced -3.8k -3,755
45 MONECO ADVISORS, LLC 0.14% of their portfolio FAIRFIELD, CT 28,73728.7k $893.7k $893.7k 0.14% Reduced -420 -420
46 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 28,21128.2k $878.0k $878.0k 0.00% Reduced -53.0k -53,021
47 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 27,75827.8k $863.3k $863.3k 0.00% Reduced -10.0k -9,952
48 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 26,51826.5k $824.7k $824.7k 0.00% Reduced -18.7k -18,744
49 Measured Wealth Private Client Group, LLC 0.28% of their portfolio PORTSMOUTH, NH 25,47625.5k $792.3k $792.3k 0.28% Reduced -12.6k -12,615
50 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 24,40324.4k $758.9k $758.9k 0.00% Added +1.4k +1,370
51 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 24,02724.0k $747.2k $747.2k 0.02% Added +4.0k +3,982
52 Slow Capital, Inc. 0.11% of their portfolio GREENBRAE, CA 23,06123.1k $717.2k $717.2k 0.11% Reduced -2.9k -2,896
53 JTC Employer Solutions Trustee Ltd 0.04% of their portfolio ST HELIER, Y9 22,69022.7k $698.0k $698.0k 0.04% Unchanged
54 BAILARD, INC. 0.02% of their portfolio Foster City, CA 22,00022.0k $684.2k $684.2k 0.02% Unchanged
55 MONETA GROUP INVESTMENT ADVISORS LLC 0.01% of their portfolio ST LOUIS, MO 21,87521.9k $680.3k $680.3k 0.01% Unchanged
56 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 21,23421.2k $660.4k $660.4k 0.01% Reduced -1.5k -1,487
57 CW Advisors, LLC 0.01% of their portfolio BOSTON, MA 20,92120.9k $650.6k $650.6k 0.01% Reduced -1.4k -1,377
58 Baker Avenue Asset Management, LP 0.03% of their portfolio SAN FRANCISCO, CA 20,69820.7k $643.7k $643.7k 0.03% Reduced -110 -110
59 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 20,21020.2k $628.5k $628.5k 0.02% Added +8.4k +8,400
60 Twelve Points Wealth Management LLC 0.23% of their portfolio CONCORD, MA 20,20720.2k $628.4k $628.4k 0.23% Added +677 +677
61 Main Street Financial Solutions, LLC 0.06% of their portfolio NEWTOWN, PA 19,41019.4k $603.7k $603.7k 0.06% New
62 Vontobel Holding Ltd. 0.00% of their portfolio ZURICH, V8 18,80918.8k $585.0k $585.0k 0.00% Unchanged
63 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 18,36318.4k $568.0k $568.0k 0.00% Reduced -1.3k -1,299
64 PATRIOT INVESTMENT MANAGEMENT GROUP, INC. 0.04% of their portfolio KNOXVILLE, TN 17,57017.6k $546.4k $546.4k 0.04% Unchanged
65 FMR LLC 0.00% of their portfolio BOSTON, MA 16,47516.5k $512.4k $512.4k 0.00% Unchanged
66 OneAscent Wealth Management LLC 0.19% of their portfolio BIRMINGHAM, AL 16,08116.1k $500.0k $500.0k 0.19% Reduced -905 -905
67 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 15,49415.5k $481.9k $481.9k 0.00% Reduced -105.3k -105,252
68 EP Wealth Advisors, LLC 0.01% of their portfolio TORRANCE, CA 14,35514.4k $446.4k $446.4k 0.01% Reduced -1.8k -1,785
69 Parkside Financial Bank & Trust 0.07% of their portfolio SAINT LOUIS, MO 13,89613.9k $432.2k $432.2k 0.07% Reduced -573 -573
70 Empower Advisory Group, LLC 0.00% of their portfolio Greenwood Village, CO 13,17713.2k $409.8k $409.8k 0.00% Reduced -92 -92
71 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 12,10312.1k $376.4k $376.4k 0.00% Added +3.4k +3,446
72 PITCAIRN CO 0.02% of their portfolio CONSHOHOCKEN, PA 11,90211.9k $370.2k $370.2k 0.02% Unchanged
73 Bangor Savings Bank 0.04% of their portfolio BANGOR, ME 11,82711.8k $367.8k $367.8k 0.04% Added +3.3k +3,300
74 MontVue Capital Management, Inc. 0.32% of their portfolio Lynchburg, VA 11,61411.6k $361.2k $361.2k 0.32% Added +679 +679
75 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 11,43911.4k $355.8k $355.8k 0.00% New
76 First Horizon Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 11,41811.4k $355.1k $355.1k 0.01% Added +874 +874
77 AlphaMark Advisors, LLC 0.12% of their portfolio FT. WRIGHT, KY 11,39511.4k $354.0k $354.0k 0.12% Added +2.3k +2,275
78 COLDSTREAM CAPITAL MANAGEMENT INC 0.01% of their portfolio BELLEVUE, WA 11,06211.1k $344.0k $344.0k 0.01% Reduced -1.9k -1,908
79 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 10,77010.8k $334.9k $334.9k 0.00% Reduced -1.8k -1,816
80 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 10,20010.2k $317.2k $317.2k 0.00% New
81 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 10,16010.2k $316.0k $316.0k 0.00% Unchanged
82 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 10,03210.0k $312.0k $312.0k 0.00% Added +636 +636
83 PDS Planning, Inc 0.03% of their portfolio DUBLIN, OH 8,0678.1k $250.9k $250.9k 0.03% Unchanged
84 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 7,6767.7k $238.7k $238.7k 0.00% Reduced -158 -158
85 Boston Standard Wealth Management, LLC 0.05% of their portfolio WINCHESTER, MA 7,2417.2k $225.0k $225.0k 0.05% Added +47 +47
86 PHILLIPS FINANCIAL MANAGEMENT, LLC 0.02% of their portfolio FORT WAYNE, IN 7,2087.2k $224.2k $224.2k 0.02% Unchanged
87 Trivant Custom Portfolio Group, LLC 0.14% of their portfolio SAN DIEGO, CA 7,0007.0k $217.7k $217.7k 0.14% Unchanged
88 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 6,8206.8k $212.0k $212.0k 0.00% Unchanged
89 Alpha Cubed Investments, LLC 0.01% of their portfolio COSTA MESA, CA 6,7306.7k $209.3k $209.3k 0.01% New
90 CARDIFF PARK ADVISORS, LLC 0.02% of their portfolio SAN MARCOS, CA 6,4886.5k $201.8k $201.8k 0.02% New
91 Colony Family Offices, LLC 0.06% of their portfolio CHARLOTTE, NC 6,4436.4k $200.4k $200.4k 0.06% New
92 CLEAR INVESTMENT RESEARCH, LLC 0.22% of their portfolio ALPHARETTA, GA 5,3095.3k $165.1k $165.1k 0.22% Added +43 +43
93 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 4,8534.9k $150.0k $150.0k 0.00% New
94 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.00% of their portfolio LOS ANGELES, CA 4,6364.6k $144.3k $144.3k 0.00% Reduced -4.8k -4,773
95 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 4,5954.6k $142.9k $142.9k 0.00% Reduced -5.2k -5,200
96 Avion Wealth 0.03% of their portfolio THE WOODLANDS, TX 3,7493.7k $117.0k $117.0k 0.03% Reduced -9.1k -9,110
97 UMB Bank, n.a. 0.00% of their portfolio Kansas City, MO 3,4353.4k $106.8k $106.8k 0.00% Unchanged
98 Bank of New Hampshire 0.02% of their portfolio LACONIA, NH 2,9002.9k $90.2k $90.2k 0.02% Reduced -1.8k -1,800
99 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 2,3992.4k $74.6k $74.6k 0.00% Unchanged
100 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2,3302.3k $72.5k $72.5k 0.00% Reduced -872 -872