HighMark Wealth Management LLC

ST. PAUL, MN · CIK 1802451 · 13F filing filed 2024-01-23

SEC-registered investment adviser since 2012 · limited liability company

Assets managed$611.7m
Staff5 · 4 in investment roles
Main clients (by assets)High net worth individuals 90%, Individuals 10%
Form ADV · 2026-04-28SEC adviser record

$135.7m reported value +12.5% vs Q3 2023

576positions

73.2%in top 10

50 new 145 added 71 reduced 40 sold out vs Q3 2023

Holdings, Q4 2023

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	ISHARES TR CORE S&P500 ETF IVV	IVV	113,233	$54.1m39.85%	39.85%	Reduced -579	-579 -0.5%
2	ISHARES TR EAFE VALUE ETF EFV	EFV	290,805	$15.2m11.17%	11.17%	Reduced -2.8k	-2,754 -0.9%
3	ISHARES TR CORE S&P SCP ETF IJR	IJR	83,182	$9.0m6.64%	6.64%	Added +962	+962 1.2%
4	ISHARES TR CORE S&P US VLU IUSV	IUSV	83,035	$7.0m5.16%	5.16%	Added +954	+954 1.2%
5	ISHARES TR CORE S&P MCP ETF IJH	IJH	13,795	$3.8m2.82%	2.82%	Added +1.8k	+1,817 15.2%
6	WELLS FARGO CO NEW COM WFC	WFC	74,857	$3.7m2.72%	2.72%	Reduced -40	-40 -0.1%
7	AMAZON COM INC COM AMZN	AMZN	17,659	$2.7m1.98%	1.98%	Added +79	+79 0.5%
8	ISHARES TR S&P 500 VAL ETF IVE	IVE	8,576	$1.5m1.10%	1.10%	Added +212	+212 2.5%
9	PERFORMANT HEALTHCARE INC COM PFMT	PFMT	449,050	$1.3m0.93%	0.93%	Added +446.9k	+446,850 20311.4%
10	MICROSOFT CORP COM MSFT	MSFT	3,139	$1.2m0.87%	0.87%	Added +31	+31 1.0%
11	ELI LILLY & CO COM LLY	LLY	2,015	$1.2m0.87%	0.87%	Unchanged
12	HALOZYME THERAPEUTICS INC COM HALO	HALO	31,290	$1.2m0.85%	0.85%	Unchanged
13	ISHARES TR 1 3 YR TREAS BD SHY	SHY	12,235	$1.0m0.74%	0.74%	Reduced -6.7k	-6,704 -35.4%
14	ISHARES TR S&P MC 400VL ETF IJJ	IJJ	8,572	$977.5k0.72%	0.72%	Reduced -3.4k	-3,354 -28.1%
15	MODEL N INC COM MODN	MODN	36,134	$973.1k0.72%	0.72%	Unchanged
16	ISHARES TR SP SMCP600VL ETF IJS	IJS	9,135	$941.5k0.69%	0.69%	Reduced -3.6k	-3,627 -28.4%
17	APPLE INC COM AAPL	AAPL	4,645	$894.4k0.66%	0.66%	Added +12	+12 0.3%
18	3M CO COM MMM	MMM	7,892	$862.5k0.64%	0.64%	Added +406	+406 5.4%
19	SPDR INDEX SHS FDS PORTFOLIO EMG MK SPEM	SPEM	23,299	$825.0k0.61%	0.61%	Added +234	+234 1.0%
20	TANDEM DIABETES CARE INC COM NEW TNDM	TNDM	27,170	$803.7k0.59%	0.59%	Unchanged
21	US BANCORP DEL COM NEW USB	USB	17,798	$770.3k0.57%	0.57%	Reduced -383	-383 -2.1%
22	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	1,550	$677.1k0.50%	0.50%	Reduced -1.1k	-1,055 -40.5%
23	AURINIA PHARMACEUTICALS INC COM AUPH	AUPH	72,999	$656.3k0.48%	0.48%	Added +13.0k	+13,000 21.7%
24	ISHARES TR CORE US AGGBD ET AGG	AGG	6,523	$647.4k0.48%	0.48%	Added +6.3k	+6,330 3279.8%
25	ISHARES TR 20 YR TR BD ETF TLT	TLT	6,528	$645.5k0.48%	0.48%	New
26	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	1,256	$597.2k0.44%	0.44%	Reduced -50	-50 -3.8%
27	TRAVELERS COMPANIES INC COM TRV	TRV	2,935	$559.1k0.41%	0.41%	Added +15	+15 0.5%
28	ALPHATEC HLDGS INC COM NEW ATEC	ATEC	36,150	$546.2k0.40%	0.40%	Added +35.0k	+35,000 3043.5%
29	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	2,190	$519.4k0.38%	0.38%	Added +230	+230 11.7%
30	PROCTER AND GAMBLE CO COM PG	PG	3,491	$511.5k0.38%	0.38%	Added +17	+17 0.5%
31	ISHARES TR RUS 2000 VAL ETF IWN	IWN	3,246	$504.2k0.37%	0.37%	New
32	NVIDIA CORPORATION COM NVDA	NVDA	958	$474.6k0.35%	0.35%	Reduced -25	-25 -2.5%
33	ABBOTT LABS COM ABT	ABT	4,210	$463.4k0.34%	0.34%	Unchanged
34	XCEL ENERGY INC COM XEL	XEL	6,911	$427.9k0.32%	0.32%	Added +38	+38 0.6%
35	PLIANT THERAPEUTICS INC COM PLRX	PLRX	23,500	$425.6k0.31%	0.31%	New
36	ECOLAB INC COM ECL	ECL	2,023	$401.3k0.30%	0.30%	Added +6	+6 0.3%
37	SI-BONE INC COM SIBN	SIBN	19,000	$398.8k0.29%	0.29%	New
38	PROTO LABS INC COM PRLB	PRLB	9,945	$387.5k0.29%	0.29%	Unchanged
39	DEXCOM INC COM DXCM	DXCM	3,058	$379.5k0.28%	0.28%	Reduced -151	-151 -4.7%
40	ISHARES TR S&P 100 ETF OEF	OEF	1,664	$371.6k0.27%	0.27%	Reduced -60	-60 -3.5%
41	HSBC HLDGS PLC SPON ADR NEW HSBC	HSBC	9,075	$367.9k0.27%	0.27%	Added +67	+67 0.7%
42	VANGUARD INDEX FDS LARGE CAP ETF VV	VV	1,668	$363.8k0.27%	0.27%	Unchanged
43	ATRICURE INC COM ATRC	ATRC	9,125	$325.7k0.24%	0.24%	Added +6.3k	+6,300 223.0%
44	QUIDELORTHO CORP COM QDEL	QDEL	4,290	$316.2k0.23%	0.23%	Unchanged
45	EXXON MOBIL CORP COM XOM	XOM	3,055	$305.4k0.23%	0.23%	Added +26	+26 0.9%
46	ORTHOFIX MED INC COM OFIX	OFIX	7,073	$302.0k0.22%	0.22%	Reduced -108.0k	-107,987 -93.8%
47	KORU MEDICAL SYSTEMS INC COM KRMD	KRMD	120,935	$296.9k0.22%	0.22%	Unchanged
48	GLOBALSTAR INC COM COM		143,500	$278.4k0.21%	0.21%	Added +20.0k	+20,000 16.2%
49	PROTHENA CORP PLC SHS PRTA	PRTA	7,352	$267.2k0.20%	0.20%	Unchanged
50	COSTCO WHSL CORP NEW COM COST	COST	382	$252.2k0.19%	0.19%	Reduced -25	-25 -6.1%
51	ISHARES TR MSCI EAFE ETF EFA	EFA	3,297	$248.4k0.18%	0.18%	Unchanged
52	UBER TECHNOLOGIES INC COM UBER	UBER	3,585	$220.7k0.16%	0.16%	Added +42	+42 1.2%
53	ISHARES TR CORE MSCI EAFE IEFA	IEFA	3,235	$217.9k0.16%	0.16%	Added +357	+357 12.4%
54	ISHARES TR RUS MID CAP ETF IWR	IWR	2,722	$211.6k0.16%	0.16%	Unchanged
55	SPDR SER TR S&P BIOTECH XBI	XBI	2,220	$198.3k0.15%	0.15%	Reduced -25	-25 -1.1%
56	SPDR SER TR S&P REGL BKG KRE	KRE	3,625	$190.0k0.14%	0.14%	Added +30	+30 0.8%
57	JOHNSON & JOHNSON COM JNJ	JNJ	1,210	$189.6k0.14%	0.14%	Added +9	+9 0.8%
58	AUTOMATIC DATA PROCESSING IN COM ADP	ADP	792	$184.5k0.14%	0.14%	Unchanged
59	ALPHABET INC CAP STK CL C GOOG	GOOG	1,265	$178.3k0.13%	0.13%	Added +30	+30 2.4%
60	BEST BUY INC COM BBY	BBY	2,192	$171.6k0.13%	0.13%	Added +29	+29 1.3%
61	ANALOG DEVICES INC COM ADI	ADI	863	$171.4k0.13%	0.13%	Unchanged
62	PEPSICO INC COM PEP	PEP	1,005	$170.7k0.13%	0.13%	Reduced -2	-2 -0.2%
63	ADOBE INC COM ADBE	ADBE	286	$170.6k0.13%	0.13%	Added +1	+1 0.3%
64	SOCIETAL CDMO INC COM REPH	REPH	484,985	$170.0k0.13%	0.13%	Unchanged
65	ALPHABET INC CAP STK CL A GOOGL	GOOGL	1,214	$169.6k0.13%	0.13%	Added +63	+63 5.5%
66	UNITEDHEALTH GROUP INC COM UNH	UNH	320	$168.5k0.12%	0.12%	Added +1	+1 0.3%
67	HEICO CORP NEW COM HEI	HEI	904	$161.7k0.12%	0.12%	Unchanged
68	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	377	$154.2k0.11%	0.11%	Unchanged
69	CRINETICS PHARMACEUTICALS IN COM CRNX	CRNX	4,250	$151.2k0.11%	0.11%	New
70	WEST PHARMACEUTICAL SVSC INC COM WST	WST	420	$147.9k0.11%	0.11%	Unchanged
71	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	399	$142.3k0.10%	0.10%	Added +5	+5 1.3%
72	SELECT SECTOR SPDR TR SBI MATERIALS XLB	XLB	1,663	$142.2k0.10%	0.10%	Unchanged
73	INSMED INC COM PAR $.01 INSM	INSM	4,575	$141.8k0.10%	0.10%	Unchanged
74	VANGUARD STAR FDS VG TL INTL STK F VXUS	VXUS	2,433	$141.0k0.10%	0.10%	New
75	FASTENAL CO COM FAST	FAST	2,141	$138.7k0.10%	0.10%	Unchanged
76	WEBSTER FINL CORP COM WBS	WBS	2,710	$137.6k0.10%	0.10%	Added +27	+27 1.0%
77	S&P GLOBAL INC COM SPGI	SPGI	300	$132.2k0.10%	0.10%	Unchanged
78	ABRDN NATL MUN INCOME FD SH BEN INT SH BEN INT		12,880	$131.5k0.10%	0.10%	Unchanged
79	GLOBANT S A COM GLOB	GLOB	547	$130.2k0.10%	0.10%	Unchanged
80	TESLA INC COM TSLA	TSLA	522	$129.7k0.10%	0.10%	Reduced -21	-21 -3.9%
81	DANAHER CORPORATION COM DHR	DHR	560	$129.4k0.10%	0.10%	Unchanged
82	WORKDAY INC CL A WDAY	WDAY	459	$126.7k0.09%	0.09%	Unchanged
83	MEDTRONIC PLC SHS MDT	MDT	1,534	$126.4k0.09%	0.09%	Added +14	+14 0.9%
84	SPDR SER TR S&P BK ETF KBE	KBE	2,675	$123.1k0.09%	0.09%	Added +20	+20 0.8%
85	DISNEY WALT CO COM DIS	DIS	1,358	$122.6k0.09%	0.09%	Reduced -121	-121 -8.2%
86	VISA INC COM CL A V	V	463	$120.5k0.09%	0.09%	Unchanged
87	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	713	$116.7k0.09%	0.09%	Added +7	+7 1.0%
88	COSTAR GROUP INC COM CSGP	CSGP	1,317	$115.1k0.08%	0.08%	Unchanged
89	CHEVRON CORP NEW COM CVX	CVX	741	$110.5k0.08%	0.08%	Reduced -193	-193 -20.7%
90	IDEXX LABS INC COM IDXX	IDXX	192	$106.6k0.08%	0.08%	Unchanged
91	CATERPILLAR INC COM CAT	CAT	352	$104.0k0.08%	0.08%	Unchanged
92	ANSYS INC COM ANSS	ANSS	286	$103.8k0.08%	0.08%	Unchanged
93	PARAGON 28 INC COM FNA	FNA	8,000	$99.4k0.07%	0.07%	New
94	MASTERCARD INCORPORATED CL A MA	MA	219	$93.3k0.07%	0.07%	Added +2	+2 0.9%
95	ADVANCED MICRO DEVICES INC COM AMD	AMD	622	$91.7k0.07%	0.07%	Unchanged
96	SELECT SECTOR SPDR TR ENERGY XLE	XLE	1,083	$90.8k0.07%	0.07%	Added +22	+22 2.1%
97	TYLER TECHNOLOGIES INC COM TYL	TYL	215	$89.9k0.07%	0.07%	Unchanged
98	ISHARES TR MRGSTR MD CP ETF IMCB	IMCB	1,297	$87.1k0.06%	0.06%	Unchanged
99	VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT VEA	VEA	1,813	$86.8k0.06%	0.06%	Added +1.8k	+1,774 4548.7%
100	ISHARES TR MSCI ACWI ETF ACWI	ACWI	835	$85.0k0.06%	0.06%	Added +7	+7 0.8%

Sold out since Q3 2023

Security	Ticker	Shares held before	Value then
SONENDO INC		697,992	$520.6k698.0k shares
MIROMATRIX MED INC		51,972	$68.1k52.0k shares
ACTIVISION BLIZZARD INC ATVI	ATVI	352	$33.0k352 shares
ALPS ETF TR SBIO	SBIO	850	$23.1k850 shares
FENNEC PHARMACEUTICALS INC FENC	FENC	3,000	$22.5k3.0k shares
CANADIAN NAT RES LTD CNQ	CNQ	333	$21.5k333 shares
TACTILE SYS TECHNOLOGY INC TCMD	TCMD	1,500	$21.1k1.5k shares
FRIEDMAN INDS INC FRD	FRD	1,500	$20.1k1.5k shares
THE REAL GOOD FOOD COMPANY I		6,000	$20.1k6.0k shares
INSULET CORP PODD	PODD	125	$19.9k125 shares
BAUSCH PLUS LOMB CORP BLCO	BLCO	1,150	$19.5k1.1k shares
CYTOSORBENTS CORP		10,000	$18.8k10.0k shares
GLOBUS MED INC GMED	GMED	375	$18.6k375 shares
NATERA INC NTRA	NTRA	410	$18.1k410 shares
VIPER ENERGY PARTNERS LP		621	$17.3k621 shares
MORGAN STANLEY MS	MS	200	$16.3k200 shares
RIBBON COMMUNICATIONS INC RBBN	RBBN	6,000	$16.1k6.0k shares
ARCHER DANIELS MIDLAND CO ADM	ADM	200	$15.1k200 shares
FIRST TR EXCHANGE-TRADED FD FDN	FDN	92	$14.7k92 shares
TAIWAN SEMICONDUCTOR MFG LTD TSM	TSM	166	$14.4k166 shares
HALLIBURTON CO HAL	HAL	106	$5.7k106 shares
POLYMET MNG CORP		1,910	$4.0k1.9k shares
COPART INC CPRT	CPRT	82	$3.5k82 shares
NOVO-NORDISK A S NVO	NVO	36	$3.3k36 shares
LOGITECH INTL S A LOGI	LOGI	46	$3.2k46 shares