Vault-13

ISHARES TR IWR

RUS MID CAP ETF · ETP · CUSIP 464287499

1,250 institutional holders +104 vs Q3 2023
336,094,495336.1m shares reported held*
$26.1bnreported value*
93 new 405 added 388 reduced 48 sold out net bought ≈ $1.5bn (+19.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($16.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $77.80. Options: 3 managers hold calls ($14.6m notional), 3 hold puts ($567.4k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,066Q4 22: 1,142Q1 23: 1,123Q2 23: 1,148Q3 23: 1,146Q4 23: 1,2501,250Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 20221,066
Q4 20221,142
Q1 20231,123
Q2 20231,148
Q3 20231,146
Q4 20231,250

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 471 bought or addedQ4 22: 405 cut or sold outQ4 22Q1 23: 400 bought or addedQ1 23: 473 cut or sold outQ1 23Q2 23: 404 bought or addedQ2 23: 458 cut or sold outQ2 23Q3 23: 409 bought or addedQ3 23: 411 cut or sold outQ3 23Q4 23: 498 bought or addedQ4 23: 436 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022471405
Q1 2023400473
Q2 2023404458
Q3 2023409411
Q4 2023498436

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ1 23 calls: $11.5mQ1 23 puts: $1.8mQ1 23P/C 0.15Q2 23 calls: $16.1mQ2 23 puts: $1.7mQ2 23P/C 0.10Q3 23 calls: $12.4mQ3 23 puts: $1.8mQ3 23P/C 0.15Q4 23 calls: $14.6mQ4 23 puts: $567.4kQ4 23P/C 0.04
Numbers
QuarterCallsPutsP/C
Q1 2023$11.5m$1.8m0.15
Q2 2023$16.1m$1.7m0.10
Q3 2023$12.4m$1.8m0.15
Q4 2023$14.6m$567.4k0.04

Biggest buyers

MORGAN STANLEY Added +7,340,876+7.3m
JPMORGAN CHASE & CO Added +7,087,838+7.1m
BANK OF AMERICA CORP /DE/ Added +2,092,524+2.1m
Baird Financial Group, Inc. Added +1,722,388+1.7m
AMERIPRISE FINANCIAL INC Added +1,173,217+1.2m
JONES FINANCIAL COMPANIES LLLP Added +695,205+695.2k
FACTORY MUTUAL INSURANCE CO Added +561,600+561.6k
Mesirow Financial Investment Management, Inc. New +428,168+428.2k
Cerity Partners LLC Added +409,363+409.4k
US BANCORP \DE\ Added +378,904+378.9k

Biggest sellers

NATIXIS ADVISORS, LLC Reduced -538,260-538.3k
Raymond James Financial Services Advisors, Inc. Reduced -501,275-501.3k
PNC Financial Services Group, Inc. Reduced -498,023-498.0k
WELLS FARGO & COMPANY/MN Reduced -473,626-473.6k
Cetera Advisors LLC Reduced -468,812-468.8k
OSAIC HOLDINGS, INC. Reduced -447,788-447.8k
BW Gestao de Investimentos Ltda. Sold out -406,850-406.9k
FIFTH THIRD BANCORP Reduced -362,639-362.6k
DT Investment Partners, LLC Reduced -326,419-326.4k
Bank of New York Mellon Corp Reduced -249,849-249.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $7.5m96.2k shares
CITADEL ADVISORS LLC Reduced $7.0m90.2k shares
Cutler Group LLC / CA Added $158.0k68.3k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $427.5k5.5k shares
CITADEL ADVISORS LLC Reduced $139.9k1.8k shares
Cutler Group LLC / CA Reduced $0200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.53% of their portfolio CHARLOTTE, NC 59,584,49559.6m $4.6bn $4.6bn 0.53% Added +2.1m +2,092,524
2 WELLS FARGO & COMPANY/MN 0.76% of their portfolio SAN FRANCISCO, CA 34,634,45134.6m $2.7bn $2.7bn 0.76% Reduced -473.6k -473,626
3 US BANCORP \DE\ 2.45% of their portfolio MINNEAPOLIS, MN 21,262,13721.3m $1.7bn $1.7bn 2.45% Added +378.9k +378,904
4 JONES FINANCIAL COMPANIES LLLP 2.38% of their portfolio DES PERES, MO 20,399,58220.4m $1.6bn $1.6bn 2.38% Added +695.2k +695,205
5 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 14,391,76214.4m $1.1bn $1.1bn 0.05% Added +7.3m +7,340,876
6 PNC Financial Services Group, Inc. 0.87% of their portfolio Pittsburgh, PA 14,326,10014.3m $1.1bn $1.1bn 0.87% Reduced -498.0k -498,023
7 JPMORGAN CHASE & CO 0.06% of their portfolio NEW YORK, NY 14,040,20614.0m $1.1bn $1.1bn 0.06% Added +7.1m +7,087,838
8 NORTHERN TRUST CORP 0.13% of their portfolio CHICAGO, IL 9,093,6479.1m $706.8m $706.8m 0.13% Added +212.5k +212,522
9 Baird Financial Group, Inc. 1.38% of their portfolio MILWAUKEE, WI 7,802,1147.8m $606.5m $606.5m 1.38% Added +1.7m +1,722,388
10 Bank of New York Mellon Corp 0.12% of their portfolio NEW YORK, NY 7,708,4367.7m $599.2m $599.2m 0.12% Reduced -249.8k -249,849
11 TIAA TRUST, NATIONAL ASSOCIATION 1.47% of their portfolio CHARLOTTE, NC 5,649,3135.6m $439.1m $439.1m 1.47% Reduced -46.4k -46,350
12 UBS Group AG 0.17% of their portfolio ZURICH, V8 5,414,2315.4m $420.8m $420.8m 0.17% Reduced -39.7k -39,662
13 AMERIPRISE FINANCIAL INC 0.11% of their portfolio MINNEAPOLIS, MN 4,710,0944.7m $367.1m $367.1m 0.11% Added +1.2m +1,173,217
14 ENVESTNET ASSET MANAGEMENT INC 0.15% of their portfolio Berwyn, PA 4,592,6274.6m $357.0m $357.0m 0.15% Added +226.0k +226,035
15 AMG National Trust Bank 9.25% of their portfolio GREENWOOD VILLAGE, CO 3,790,4953.8m $294.6m $294.6m 9.25% Reduced -76.3k -76,264
16 Envestnet Portfolio Solutions, Inc. 1.22% of their portfolio BERWYN, PA 3,765,2763.8m $292.7m $292.7m 1.22% Reduced -32.6k -32,588
17 TRUIST FINANCIAL CORP 0.47% of their portfolio CHARLOTTE, NC 3,765,1213.8m $292.7m $292.7m 0.47% Reduced -51.1k -51,083
18 GOLDMAN SACHS GROUP INC 0.06% of their portfolio NEW YORK, NY 3,235,2193.2m $251.5m $251.5m 0.06% Reduced -78.1k -78,078
19 LPL Financial LLC 0.14% of their portfolio FORT MILL, SC 2,948,6842.9m $229.2m $229.2m 0.14% Added +199.7k +199,679
20 FMR LLC 0.02% of their portfolio BOSTON, MA 2,828,1632.8m $219.8m $219.8m 0.02% Added +118.2k +118,174
21 ROYAL BANK OF CANADA 0.05% of their portfolio TORONTO, A6 2,399,3542.4m $186.5m $186.5m 0.05% Added +178.8k +178,844
22 CIBC Private Wealth Group LLC 0.38% of their portfolio ATLANTA, GA 2,320,6922.3m $180.4m $180.4m 0.38% Added +92.2k +92,176
23 FIFTH THIRD BANCORP 0.77% of their portfolio CINCINNATI, OH 2,314,2132.3m $179.9m $179.9m 0.77% Reduced -362.6k -362,639
24 FACTORY MUTUAL INSURANCE CO 2.11% of their portfolio WALTHAM, MA 2,189,6002.2m $170.2m $170.2m 2.11% Added +561.6k +561,600
25 JOHNSON INVESTMENT COUNSEL INC 1.86% of their portfolio Cincinnati, OH 2,036,6832.0m $158.3m $158.3m 1.86% Added +136.9k +136,851
26 Pathstone Holdings, LLC 0.85% of their portfolio ENGLEWOOD, NJ 2,026,1972.0m $157.5m $157.5m 0.85% First filing
27 KEYBANK NATIONAL ASSOCIATION/OH 0.64% of their portfolio BROOKLYN, OH 1,855,8671.9m $144.3m $144.3m 0.64% Added +16.5k +16,468
28 COMMERCE BANK 0.99% of their portfolio KANSAS CITY, MO 1,793,9471.8m $139.4m $139.4m 0.99% Reduced -14.3k -14,287
29 RAYMOND JAMES & ASSOCIATES 0.09% of their portfolio ST PETERSBURG, FL 1,472,9571.5m $114.5m $114.5m 0.09% Added +133.6k +133,644
30 First Western Trust Bank 4.60% of their portfolio Denver, CO 1,189,5491.2m $92.5m $92.5m 4.60% Added +3.4k +3,423
31 AVANTAX ADVISORY SERVICES, INC. 0.90% of their portfolio DALLAS, TX 1,160,9911.2m $90.2m $90.2m 0.90% Reduced -13.6k -13,637
32 COMMONWEALTH EQUITY SERVICES, LLC 0.16% of their portfolio WALTHAM, MA 1,120,3391.1m $87.1m $87.1m 0.16% Added +41.4k +41,410
33 OAKWORTH CAPITAL, INC. 6.71% of their portfolio BIRMINGHAM, AL 1,076,9821.1m $83.7m $83.7m 6.71% Added +12.1k +12,096
34 Composition Wealth, LLC 2.24% of their portfolio LOS ANGELES, CA 1,054,4781.1m $82.0m $82.0m 2.24% Reduced -99.6k -99,615
35 SYNOVUS FINANCIAL CORP 1.16% of their portfolio Columbus, GA 1,049,9591.0m $81.6m $81.6m 1.16% Reduced -32.0k -31,966
36 Raymond James Financial Services Advisors, Inc. 0.13% of their portfolio ST. PETERSBURG, FL 1,018,5451.0m $79.2m $79.2m 0.13% Reduced -501.3k -501,275
37 Glenview Trust Co 1.93% of their portfolio Louisville, KY 1,011,2121.0m $78.6m $78.6m 1.93% Added +57.4k +57,353
38 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.09% of their portfolio MILWAUKEE, WI 999,548999.5k $77.7m $77.7m 0.09% Added +33.6k +33,628
39 WASHINGTON TRUST Co 3.07% of their portfolio WESTERLY, RI 997,347997.3k $77.5m $77.5m 3.07% Reduced -51.2k -51,185
40 JMG Financial Group, Ltd. 3.11% of their portfolio DOWNERS GROVE, IL 953,023953.0k $74.1m $74.1m 3.11% Added +22.3k +22,281
41 Janney Montgomery Scott LLC 0.24% of their portfolio PHILADELPHIA, PA 940,469940.5k $73.1m $73.1m 0.24% Reduced -11.3k -11,290
42 Gilbert & Cook, Inc. 10.20% of their portfolio WEST DES MOINES, IA 927,190927.2k $72.1m $72.1m 10.20% Added +19.6k +19,594
43 Atlantic Union Bankshares Corp 6.67% of their portfolio GLEN ALLEN, VA 925,900925.9k $72.0m $72.0m 6.67% Reduced -5.4k -5,417
44 ALBION FINANCIAL GROUP /UT 5.85% of their portfolio SALT LAKE CITY, UT 913,688913.7k $71.0m $71.0m 5.85% Added +13.0k +13,008
45 COUNTRY TRUST BANK 1.78% of their portfolio Bloomington, IL 824,107824.1k $64.1m $64.1m 1.78% Reduced -48.2k -48,216
46 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 814,274814.3k $63.7m $63.7m 0.02% Added +54.1k +54,072
47 Mariner, LLC 0.15% of their portfolio Overland Park, KS 813,409813.4k $63.2m $63.2m 0.15% Added +9.1k +9,081
48 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.18% of their portfolio PLYMOUTH, MN 805,693805.7k $62.6m $62.6m 0.18% Reduced -505 -505
49 Pegasus Partners Ltd. 7.28% of their portfolio MEQUON, WI 801,863801.9k $62.3m $62.3m 7.28% Reduced -28.1k -28,068
50 Cerity Partners LLC 0.14% of their portfolio NEW YORK, NY 795,131795.1k $43.3m $43.3m 0.14% Added +409.4k +409,363
51 GERMAN AMERICAN BANCORP, INC. 8.04% of their portfolio JASPER, IN 785,011785.0k $61.0m $61.0m 8.04% Reduced -13.0k -13,016
52 FRANKLIN RESOURCES INC 0.03% of their portfolio San Mateo, CA 730,119730.1k $56.8m $56.8m 0.03% Reduced -16.9k -16,906
53 International City Management Association Retirement Corp 47.83% of their portfolio WASHINGTON, DC 702,067702.1k $54.6m $54.6m 47.83% Unchanged
54 Millburn Ridgefield LLC /DE/ 1.58% of their portfolio New York, NY 664,220664.2k $51.6m $51.6m 1.58% Reduced -53.2k -53,172
55 Catalyst Capital Advisors LLC 1.39% of their portfolio San Juan, PR 664,220664.2k $51.6m $51.6m 1.39% Reduced -53.2k -53,172
56 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 1.56% of their portfolio NORFOLK, VA 658,592658.6k $51.2m $51.2m 1.56% Reduced -88.7k -88,669
57 Mariner Managed Account Solutions, LLC 3.70% of their portfolio Boston, MA 648,382648.4k $50.4m $50.4m 3.70% Added +20.4k +20,400
58 Citizens Business Bank 11.04% of their portfolio ONTARIO, CA 644,392644.4k $50.1m $50.1m 11.04% Reduced -4.5k -4,452
59 Texas Capital Bank Wealth Management Services Inc 5.73% of their portfolio Dallas, TX 626,394626.4k $48.7m $48.7m 5.73% Reduced -174.4k -174,409
60 M&T Bank Corp 0.18% of their portfolio BUFFALO, NY 616,558616.6k $47.9m $47.9m 0.18% Reduced -18.6k -18,635
61 Cetera Advisor Networks LLC 0.26% of their portfolio EL SEGUNDO, CA 603,951604.0k $46.9m $46.9m 0.26% Added +12.4k +12,448
62 UMB Bank, n.a. 0.67% of their portfolio Kansas City, MO 586,863586.9k $45.6m $45.6m 0.67% Added +49.8k +49,775
63 Badgley Phelps Wealth Managers, LLC 1.24% of their portfolio SEATTLE, WA 586,031586.0k $45.6m $45.6m 1.24% Added +60.3k +60,258
64 AE Wealth Management LLC 0.23% of their portfolio TOPEKA, KS 583,661583.7k $45.1m $45.1m 0.23% Added +71.0k +71,019
65 Cetera Advisors LLC 0.62% of their portfolio DENVER, CO 577,075577.1k $44.9m $44.9m 0.62% Reduced -468.8k -468,812
66 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 575,963576.0k $44.8m $44.8m 0.08% Reduced -447.8k -447,788
67 Starboard Value LP 0.93% of their portfolio New York, NY 575,000575.0k $44.7m $44.7m 0.93% Added +150.0k +150,000
68 HighTower Advisors, LLC 0.07% of their portfolio CHICAGO, IL 572,312572.3k $44.5m $44.5m 0.07% Reduced -25.9k -25,910
69 Creative Planning 0.08% of their portfolio OVERLAND PARK, KS 564,962565.0k $43.9m $43.9m 0.08% Added +67.6k +67,562
70 COMERICA BANK 0.20% of their portfolio DALLAS, TX 561,060561.1k $43.6m $43.6m 0.20% Added +27.6k +27,625
71 Rockefeller Capital Management L.P. 0.14% of their portfolio NEW YORK, NY 542,473542.5k $42.2m $42.2m 0.14% Reduced -6.6k -6,610
72 HUNTINGTON NATIONAL BANK 0.36% of their portfolio COLUMBUS, OH 512,255512.3k $39.8m $39.8m 0.36% Reduced -1.7k -1,725
73 NATIXIS ADVISORS, LLC 0.10% of their portfolio Boston, MA 493,932493.9k $38.4m $38.4m 0.10% Reduced -538.3k -538,260
74 BlackRock Inc. 0.00% of their portfolio New York, NY 468,515468.5k $36.4m $36.4m 0.00% Added +43.0k +43,012
75 STOCK YARDS BANK & TRUST CO 1.30% of their portfolio LOUISVILLE, KY 467,758467.8k $36.4m $36.4m 1.30% Reduced -6.9k -6,936
76 Cambridge Investment Research Advisors, Inc. 0.15% of their portfolio FAIRFIELD, IA 464,540464.5k $36.1m $36.1m 0.15% Added +16.9k +16,943
77 Steward Partners Investment Advisory, LLC 0.48% of their portfolio STAMFORD, CT 454,373454.4k $35.3m $35.3m 0.48% Added +10.3k +10,295
78 Mesirow Financial Investment Management, Inc. 1.18% of their portfolio CHICAGO, IL 428,168428.2k $33.0m $33.0m 1.18% New
79 Corient Private Wealth LP 0.06% of their portfolio MIAMI, FL 420,020420.0k $32.6m $32.6m 0.06% Reduced -245.3k -245,315
80 Dakota Wealth Management 1.27% of their portfolio PALM BEACH GARDENS, FL 419,980420.0k $32.6m $32.6m 1.27% Reduced -944 -944
81 ALERUS FINANCIAL NA 2.66% of their portfolio GRAND FORKS, ND 419,362419.4k $32.6m $32.6m 2.66% Added +33.9k +33,886
82 STEPHENS INC /AR/ 0.55% of their portfolio LITTLE ROCK, AR 411,881411.9k $32.0m $32.0m 0.55% Added +13.7k +13,723
83 CAPTRUST FINANCIAL ADVISORS 0.11% of their portfolio RALEIGH, NC 407,978408.0k $31.7m $31.7m 0.11% Added +18.8k +18,820
84 FIRST FOUNDATION ADVISORS 1.41% of their portfolio Irvine, CA 398,227398.2k $31.0m $31.0m 1.41% Added +50.8k +50,823
85 StoneX Group Inc. 2.84% of their portfolio NEW YORK, NY 368,234368.2k $28.6m $28.6m 2.84% Added +31.2k +31,188
86 Thrivent Financial for Lutherans 0.06% of their portfolio Minneapolis, MN 353,885353.9k $27.5m $27.5m 0.06% Reduced -142.2k -142,175
87 Stegner Investment Associates Inc. 21.60% of their portfolio LOUISVILLE, KY 350,556350.6k $27.2m $27.2m 21.60% Reduced -8.7k -8,665
88 EASTERN BANK 1.16% of their portfolio BOSTON, MA 329,479329.5k $25.6m $25.6m 1.16% Added +8.8k +8,770
89 Kestra Advisory Services, LLC 0.21% of their portfolio AUSTIN, TX 328,014328.0k $25.5m $25.5m 0.21% Added +13.4k +13,415
90 River Wealth Advisors LLC 4.04% of their portfolio CAMP HILL, PA 325,349325.3k $25.3m $25.3m 4.04% Added +17.1k +17,073
91 MML INVESTORS SERVICES, LLC 0.12% of their portfolio SPRINGFIELD, MA 324,902324.9k $25.3m $25.3m 0.12% Reduced -94.9k -94,912
92 D.A. DAVIDSON & CO. 0.25% of their portfolio GREAT FALLS, MT 324,710324.7k $25.2m $25.2m 0.25% Added +2.6k +2,633
93 Stratos Wealth Partners, LTD. 0.47% of their portfolio BEACHWOOD, OH 322,698322.7k $25.1m $25.1m 0.47% Added +30.3k +30,308
94 COLDSTREAM CAPITAL MANAGEMENT INC 0.69% of their portfolio BELLEVUE, WA 315,280315.3k $24.5m $24.5m 0.69% Reduced -8.1k -8,142
95 MAI Capital Management 0.32% of their portfolio INDEPENDENCE, OH 311,941311.9k $24.2m $24.2m 0.32% Added +8.3k +8,256
96 Haverford Trust Co 0.27% of their portfolio Radnor, PA 309,254309.3k $24.0m $24.0m 0.27% Added +279.3k +279,340
97 Coastline Trust Co 3.10% of their portfolio PROVIDENCE, RI 299,996300.0k $23.3m $23.3m 3.10% Reduced -20.2k -20,195
98 BROWN ADVISORY INC 0.03% of their portfolio BALTIMORE, MD 292,762292.8k $22.8m $22.8m 0.03% Reduced -49.7k -49,737
99 Consolidated Investment Group LLC 3.94% of their portfolio ENGLEWOOD, CO 287,160287.2k $22.3m $22.3m 3.94% Unchanged
100 XML Financial, LLC 2.28% of their portfolio BETHESDA, MD 278,537278.5k $21.7m $21.7m 2.28% Reduced -1.3k -1,324