Vault-13

ISHARES TR IMCB

MRGSTR MD CP ETF · ETP · CUSIP 464288208

164 institutional holders +7 vs Q3 2023
7,227,7467.2m shares reported held*
$485.2mreported value*
15 new 50 added 48 reduced 10 sold out net bought ≈ $64.1m (+954.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $67.13. Options: 2 managers hold calls ($8.4m notional), 0 hold puts (—).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 143Q4 22: 152Q1 23: 150Q2 23: 155Q3 23: 157Q4 23: 164164Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022143
Q4 2022152
Q1 2023150
Q2 2023155
Q3 2023157
Q4 2023164

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 52 bought or addedQ4 22: 57 cut or sold outQ4 22Q1 23: 55 bought or addedQ1 23: 55 cut or sold outQ1 23Q2 23: 57 bought or addedQ2 23: 54 cut or sold outQ2 23Q3 23: 49 bought or addedQ3 23: 57 cut or sold outQ3 23Q4 23: 65 bought or addedQ4 23: 58 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225257
Q1 20235555
Q2 20235754
Q3 20234957
Q4 20236558

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ1 23 calls: $7.0mQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $9.3mQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $10.3mQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $8.4mQ4 23 puts: $0Q4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$7.0m$00.00
Q2 2023$9.3m$00.00
Q3 2023$10.3m$00.00
Q4 2023$8.4m$00.00

Biggest buyers

MORGAN STANLEY Added +918,142+918.1k
COMMONWEALTH EQUITY SERVICES, LLC Added +61,210+61.2k
Raymond James Financial Services Advisors, Inc. Added +47,245+47.2k
LPL Financial LLC Added +27,180+27.2k
Cerity Partners LLC New +22,870+22.9k
RAYMOND JAMES & ASSOCIATES Added +22,653+22.7k
HighTower Advisors, LLC Added +16,999+17.0k
MEANS INVESTMENT CO., INC. Added +15,179+15.2k
MML INVESTORS SERVICES, LLC Added +14,306+14.3k
Rede Wealth, LLC New +13,716+13.7k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -76,521-76.5k
UBS Group AG Reduced -49,807-49.8k
CITADEL ADVISORS LLC Sold out -29,891-29.9k
Cetera Advisor Networks LLC Reduced -18,316-18.3k
NewEdge Advisors, LLC Reduced -13,559-13.6k
OSAIC HOLDINGS, INC. Reduced -10,312-10.3k
ROYAL BANK OF CANADA Reduced -9,863-9.9k
Apollon Wealth Management, LLC Reduced -8,720-8.7k
AMERIPRISE FINANCIAL INC Reduced -6,565-6.6k
RAYMOND JAMES TRUST N.A. Reduced -5,920-5.9k

Biggest calls

JANE STREET GROUP, LLC Reduced $8.4m89.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,818,1481.8m $122.1m $122.1m 0.01% Added +918.1k +918,142
2 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,115,8951.1m $74.9m $74.9m 0.03% Reduced -49.8k -49,807
3 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 461,916461.9k $31.0m $31.0m 0.02% Added +27.2k +27,180
4 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 377,258377.3k $25.3m $25.3m 0.05% Added +61.2k +61,210
5 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 262,119262.1k $17.6m $17.6m 0.01% Added +22.7k +22,653
6 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 173,642173.6k $11.7m $11.7m 0.02% Added +47.2k +47,245
7 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 166,321166.3k $11.2m $11.2m 0.00% Reduced -6.6k -6,565
8 Steele Capital Management, Inc. 0.69% of their portfolio DUBUQUE, IA 158,775158.8k $10.7m $10.7m 0.69% First filing
9 Matrix Trust Co 2.48% of their portfolio DENVER, CO 158,026158.0k $10.6m $10.6m 2.48% Added +71 +71
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 118,506118.5k $8.0m $8.0m 0.00% Reduced -1.1k -1,082
11 WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV 2.12% of their portfolio BERMUDA RUN, NC 108,568108.6k $7.3m $7.3m 2.12% Reduced -2.1k -2,101
12 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 102,419102.4k $6.9m $6.9m 0.04% Reduced -18.3k -18,316
13 MEANS INVESTMENT CO., INC. 0.99% of their portfolio BANGOR, ME 101,923101.9k $6.8m $6.8m 0.99% Added +15.2k +15,179
14 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 95,19595.2k $6.4m $6.4m 0.00% Reduced -76.5k -76,521
15 PACIFIC FINANCIAL GROUP INC 4.48% of their portfolio NASHVILLE, TN 89,51889.5k $6.0m $6.0m 4.48% Reduced -1.2k -1,222
16 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 88,51388.5k $5.9m $5.9m 0.01% Reduced -10.3k -10,312
17 AVANTAX ADVISORY SERVICES, INC. 0.06% of their portfolio DALLAS, TX 87,89487.9k $5.9m $5.9m 0.06% Reduced -3.1k -3,080
18 Sunburst Financial Group, LLC 1.70% of their portfolio VESTAVIA HILLS, AL 82,02682.0k $5.5m $5.5m 1.70% Added +12.1k +12,086
19 Gladstone Institutional Advisory LLC 0.30% of their portfolio Bedminster, NJ 78,77278.8k $5.3m $5.3m 0.30% Added +144 +144
20 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 75,51775.5k $5.1m $5.1m 0.01% Reduced -2.1k -2,122
21 YARGER WEALTH STRATEGIES, LLC 3.74% of their portfolio WESTERVILLE, OH 69,05569.1k $4.6m $4.6m 3.74% Added +650 +650
22 Benchmark Wealth Management, LLC 2.56% of their portfolio OLD LYME, CT 64,46164.5k $4.3m $4.3m 2.56% Reduced -1.0k -1,033
23 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 61,43161.4k $4.1m $4.1m 0.02% Added +14.3k +14,306
24 Atria Wealth Solutions, Inc. 0.05% of their portfolio NEW YORK, NY 56,31656.3k $3.8m $3.8m 0.05% Reduced -1.1k -1,076
25 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 55,51755.5k $3.7m $3.7m 0.01% Added +17.0k +16,999
26 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 53,43353.4k $3.6m $3.6m 0.02% Added +172 +172
27 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 47,73547.7k $3.2m $3.2m 0.00% Reduced -9.9k -9,863
28 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 44,93244.9k $3.0m $3.0m 0.02% Added +2.3k +2,300
29 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 43,38043.4k $2.9m $2.9m 0.00% Unchanged
30 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 41,17341.2k $2.8m $2.8m 0.01% Added +4.9k +4,930
31 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 40,07540.1k $2.7m $2.7m 0.00% Reduced -3.4k -3,445
32 Goldstein Advisors, LLC 0.43% of their portfolio Madison, WI 38,25738.3k $2.6m $2.6m 0.43% Reduced -1.1k -1,145
33 Brand Asset Management Group, Inc. 1.16% of their portfolio CHESTERFIELD, MO 37,81337.8k $2.5m $2.5m 1.16% Reduced -7 -7
34 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 36,96237.0k $2.5m $2.5m 0.03% Added +379 +379
35 Merit Financial Group, LLC 0.06% of their portfolio ALPHARETTA, GA 31,05831.1k $2.1m $2.1m 0.06% Added +2.9k +2,868
36 Marshall Financial Group, LLC 0.61% of their portfolio Hunt Valley, MD 28,03628.0k $1.9m $1.9m 0.61% Reduced -866 -866
37 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 27,86127.9k $1.9m $1.9m 0.02% Reduced -4.9k -4,859
38 FLAGSTAR SECURITIES, INC 0.58% of their portfolio New York, NY 27,11127.1k $1.8m $1.8m 0.58% Reduced -569 -569
39 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 25,23125.2k $1.7m $1.7m 0.00% Added +26 +26
40 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 23,65123.7k $1.6m $1.6m 0.02% Reduced -315 -315
41 Global Retirement Partners, LLC 0.06% of their portfolio San Rafael, CA 23,29623.3k $1.5m $1.5m 0.06% Reduced -491 -491
42 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 22,87022.9k $1.5m $1.5m 0.01% New
43 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 22,14622.1k $1.5m $1.5m 0.00% Added +2.0k +2,016
44 Bedel Financial Consulting, Inc. 0.26% of their portfolio INDIANAPOLIS, IN 21,23421.2k $1.4m $1.4m 0.26% Added +4.0k +4,004
45 World Investment Advisors 0.17% of their portfolio LINCROFT, NJ 19,33119.3k $1.3m $1.3m 0.17% Reduced -60 -60
46 PARSONS CAPITAL MANAGEMENT INC/RI 0.09% of their portfolio PROVIDENCE, RI 19,13819.1k $1.3m $1.3m 0.09% Unchanged
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 18,93518.9k $1.3m $1.3m 0.00% Added +10.5k +10,469
48 Pitti Group Wealth Management, LLC 1.33% of their portfolio VICTOR, NY 18,20018.2k $1.2m $1.2m 1.33% Reduced -818 -818
49 Patriot Financial Group Insurance Agency, LLC 0.19% of their portfolio Westborough, MA 15,21515.2k $1.0m $1.0m 0.19% Added +123 +123
50 Composition Wealth, LLC 0.03% of their portfolio LOS ANGELES, CA 15,09415.1k $1.0m $1.0m 0.03% Reduced -3.7k -3,695
51 J.W. COLE ADVISORS, INC. 0.06% of their portfolio TAMPA, FL 14,12114.1k $947.9k $947.9k 0.06% Added +761 +761
52 CWM, LLC 0.00% of their portfolio OMAHA, NE 13,79813.8k $926.0k $926.0k 0.00% Unchanged
53 Rede Wealth, LLC 0.44% of their portfolio CHARLOTTESVILLE, VA 13,71613.7k $920.8k $920.8k 0.44% New
54 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 13,15113.2k $882.8k $882.8k 0.00% Added +315 +315
55 NWAM LLC 0.07% of their portfolio MERCER ISLAND, WA 12,74312.7k $855.4k $855.4k 0.07% Added +858 +858
56 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 12,40012.4k $832.4k $832.4k 0.00% Unchanged
57 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 12,00912.0k $806.0k $806.0k 0.00% Added +116 +116
58 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.06% of their portfolio BIRMINGHAM, AL 11,84211.8k $795.0k $795.0k 0.06% Reduced -516 -516
59 Apella Capital, LLC 0.04% of their portfolio WEST HARTFORD, CT 11,53211.5k $757.0k $757.0k 0.04% Unchanged
60 PPS&V ASSET MANAGEMENT CONSULTANTS, INC. 0.58% of their portfolio PORTAGE, MI 11,24311.2k $754.7k $754.7k 0.58% Unchanged
61 Apollon Wealth Management, LLC 0.03% of their portfolio MOUNT PLEASANT, SC 10,83810.8k $727.6k $727.6k 0.03% Reduced -8.7k -8,720
62 S.A. Mason LLC 0.48% of their portfolio HOLLAND, MI 10,75510.8k $722.0k $722.0k 0.48% Added +280 +280
63 TRUEFG, LLC 0.28% of their portfolio CEDAR PARK, TX 10,40810.4k $698.7k $698.7k 0.28% Added +139 +139
64 Liberty Capital Management, Inc. 0.18% of their portfolio BIRMINGHAM, MI 10,20010.2k $684.7k $684.7k 0.18% Unchanged
65 Summit Asset Management, LLC 0.16% of their portfolio MEMPHIS, TN 9,8559.9k $661.6k $661.6k 0.16% Unchanged
66 DFPG INVESTMENTS, LLC 0.05% of their portfolio SANDY, UT 9,3059.3k $611.6k $611.6k 0.05% Added +593 +593
67 DB Wealth Management Group, LLC 0.35% of their portfolio SAN DIEGO, CA 9,0529.1k $607.7k $607.7k 0.35% Added +390 +390
68 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 8,4408.4k $566.6k $566.6k 0.01% Added +704 +704
69 Mariner, LLC 0.00% of their portfolio Overland Park, KS 7,3627.4k $494.2k $494.2k 0.00% Added +590 +590
70 Ameritas Investment Partners, Inc. 0.02% of their portfolio LINCOLN, NE 7,1857.2k $482.4k $482.4k 0.02% Reduced -47 -47
71 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 6,8716.9k $463.0k $463.0k 0.00% New
72 Three Seasons Wealth, LLC 0.39% of their portfolio SALT LAKE CITY, UT 6,6506.7k $446.4k $446.4k 0.39% Unchanged
73 Haverford Trust Co 0.00% of their portfolio Radnor, PA 6,5176.5k $437.5k $437.5k 0.00% Unchanged
74 FMR LLC 0.00% of their portfolio BOSTON, MA 6,4536.5k $433.2k $433.2k 0.00% Added +3.5k +3,503
75 Kaydan Wealth Management, Inc. 0.18% of their portfolio FENTON, MI 6,4526.5k $433.1k $433.1k 0.18% Unchanged
76 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6,4286.4k $431.5k $431.5k 0.00% Reduced -591 -591
77 Divergent Wealth Advisors 0.09% of their portfolio SOUTH JORDAN, UT 6,1896.2k $415.5k $415.5k 0.09% Unchanged
78 Mission Creek Capital Partners, Inc. 0.10% of their portfolio SAN FRANCISCO, CA 6,0476.0k $406.0k $406.0k 0.10% Reduced -465 -465
79 Philip James Wealth Mangement, LLC 0.31% of their portfolio MILTON, GA 5,9866.0k $401.8k $401.8k 0.31% First filing
80 Lion Street Advisors, LLC 0.16% of their portfolio Austin, TX 5,9175.9k $397.2k $397.2k 0.16% Reduced -1.4k -1,399
81 ADELL HARRIMAN & CARPENTER INC 0.04% of their portfolio HOUSTON, TX 5,9005.9k $396.1k $396.1k 0.04% Unchanged
82 Financial Futures Ltd Liability Co. 0.29% of their portfolio BRIELLE, NJ 5,7395.7k $385.3k $385.3k 0.29% Added +56 +56
83 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 5,7285.7k $384.5k $384.5k 0.01% Unchanged
84 M&T Bank Corp 0.00% of their portfolio BUFFALO, NY 5,2205.2k $350.4k $350.4k 0.00% Reduced -980 -980
85 49 WEALTH MANAGEMENT, LLC 0.09% of their portfolio AUSTIN, TX 5,1605.2k $346.4k $346.4k 0.09% First filing
86 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 5,1565.2k $346.1k $346.1k 0.01% Reduced -5.9k -5,920
87 Good Life Advisors, LLC 0.03% of their portfolio READING, PA 5,0765.1k $340.8k $340.8k 0.03% Unchanged
88 Procyon Advisors, LLC 0.03% of their portfolio SHELTON, CT 4,9114.9k $329.7k $329.7k 0.03% Unchanged
89 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 4,8824.9k $327.7k $327.7k 0.01% Added +105 +105
90 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 4,7834.8k $321.1k $321.1k 0.01% Reduced -738 -738
91 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 4,5094.5k $302.7k $302.7k 0.01% Reduced -95 -95
92 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 4,3124.3k $289.5k $289.5k 0.01% Added +232 +232
93 Wealth Management Associates, Inc. 0.15% of their portfolio Cherry Hill, NJ 4,2224.2k $283.4k $283.4k 0.15% Unchanged
94 Financial Perspectives, Inc 0.11% of their portfolio MINNEAPOLIS, MN 4,2044.2k $282.2k $282.2k 0.11% Reduced -82 -82
95 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 4,1404.1k $277.9k $277.9k 0.00% Unchanged
96 Addison Advisors LLC 0.11% of their portfolio MIDDLEBURY, VT 4,0504.0k $271.9k $271.9k 0.11% Added +2.6k +2,650
97 Glenview Trust Co 0.01% of their portfolio Louisville, KY 3,8873.9k $260.9k $260.9k 0.01% Unchanged
98 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 3,8523.9k $258.6k $258.6k 0.00% Reduced -4.1k -4,095
99 XML Financial, LLC 0.03% of their portfolio BETHESDA, MD 3,8283.8k $257.0k $257.0k 0.03% Unchanged
100 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 3,7653.8k $252.7k $252.7k 0.00% Added +577 +577