Vault-13

ISHARES TR OEF

S&P 100 ETF · ETP · CUSIP 464287101

762 institutional holders +195 vs Q3 2023
44,225,36444.2m shares reported held*
$9.9bnreported value*
165 new 246 added 132 reduced 24 sold out net bought ≈ $4.0bn (+18.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($9.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $223.45. Options: 7 managers hold calls ($29.5m notional), 3 hold puts ($2.8m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 475Q4 22: 504Q1 23: 516Q2 23: 553Q3 23: 567Q4 23: 762762Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022475
Q4 2022504
Q1 2023516
Q2 2023553
Q3 2023567
Q4 2023762

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 168 bought or addedQ4 22: 204 cut or sold outQ4 22Q1 23: 169 bought or addedQ1 23: 221 cut or sold outQ1 23Q2 23: 185 bought or addedQ2 23: 195 cut or sold outQ2 23Q3 23: 189 bought or addedQ3 23: 194 cut or sold outQ3 23Q4 23: 411 bought or addedQ4 23: 156 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022168204
Q1 2023169221
Q2 2023185195
Q3 2023189194
Q4 2023411156

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25m$50m$75m$100mQ1 23 calls: $90.8mQ1 23 puts: $46.0mQ1 23P/C 0.51Q2 23 calls: $59.7mQ2 23 puts: $15.8mQ2 23P/C 0.26Q3 23 calls: $66.5mQ3 23 puts: $12.3mQ3 23P/C 0.19Q4 23 calls: $29.5mQ4 23 puts: $2.8mQ4 23P/C 0.10
Numbers
QuarterCallsPutsP/C
Q1 2023$90.8m$46.0m0.51
Q2 2023$59.7m$15.8m0.26
Q3 2023$66.5m$12.3m0.19
Q4 2023$29.5m$2.8m0.10

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +3,819,575+3.8m
JPMORGAN CHASE & CO Added +3,553,453+3.6m
MORGAN STANLEY Added +2,005,774+2.0m
LPL Financial LLC Added +874,680+874.7k
BANK OF AMERICA CORP /DE/ Added +666,522+666.5k
CWM, LLC Added +648,291+648.3k
Envestnet Portfolio Solutions, Inc. New +554,921+554.9k
BlackRock Inc. Added +521,945+521.9k
PARK AVENUE SECURITIES LLC Added +418,011+418.0k
AMERIPRISE FINANCIAL INC Added +294,657+294.7k

Biggest sellers

EVOKE WEALTH, LLC Sold out -468,720-468.7k
JONES FINANCIAL COMPANIES LLLP Reduced -46,247-46.2k
MONTAG A & ASSOCIATES INC Reduced -25,117-25.1k
Cresset Asset Management, LLC Reduced -21,268-21.3k
JANE STREET GROUP, LLC Sold out -18,180-18.2k
WJ Wealth Management, LLC Reduced -15,661-15.7k
1900 WEALTH MANAGEMENT LLC Reduced -13,400-13.4k
Polianta Ltd Reduced -13,400-13.4k
AGF MANAGEMENT LTD Reduced -13,000-13.0k
Relative Value Partners Group, LLC Reduced -12,278-12.3k

Biggest calls

Capital Markets Trading UK LLP Reduced $19.4m805.3k shares
JANE STREET GROUP, LLC Reduced $6.5m53.3k shares
Maven Securities LTD Reduced $2.1m9.2k shares
CITADEL ADVISORS LLC Reduced $1.1m5.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $312.7k1.4k shares
Cutler Group LLC / CA Added $187.0k6.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $2.7m11.9k shares
CITADEL ADVISORS LLC Reduced $156.4k700 shares
Cutler Group LLC / CA Reduced $0200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.15% of their portfolio CHARLOTTE, NC 5,895,9775.9m $1.3bn $1.3bn 0.15% Added +666.5k +666,522
2 ENVESTNET ASSET MANAGEMENT INC 0.36% of their portfolio Berwyn, PA 3,919,6033.9m $875.6m $875.6m 0.36% Added +3.8m +3,819,575
3 JPMORGAN CHASE & CO 0.04% of their portfolio NEW YORK, NY 3,654,6783.7m $816.4m $816.4m 0.04% Added +3.6m +3,553,453
4 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 3,073,2923.1m $686.5m $686.5m 0.03% Added +2.0m +2,005,774
5 FIFTH THIRD BANCORP 2.07% of their portfolio CINCINNATI, OH 2,175,1942.2m $485.9m $485.9m 2.07% Added +54.8k +54,820
6 JONES FINANCIAL COMPANIES LLLP 0.63% of their portfolio DES PERES, MO 1,887,2301.9m $421.6m $421.6m 0.63% Reduced -46.2k -46,247
7 Cresset Asset Management, LLC 1.64% of their portfolio Chicago, IL 1,207,9581.2m $269.8m $269.8m 1.64% Reduced -21.3k -21,268
8 LPL Financial LLC 0.16% of their portfolio FORT MILL, SC 1,193,9081.2m $266.7m $266.7m 0.16% Added +874.7k +874,680
9 GOLDMAN SACHS GROUP INC 0.05% of their portfolio NEW YORK, NY 1,106,9761.1m $247.3m $247.3m 0.05% Added +200.9k +200,905
10 BlackRock Inc. 0.01% of their portfolio New York, NY 974,825974.8k $217.8m $217.8m 0.01% Added +521.9k +521,945
11 IEQ CAPITAL, LLC 3.47% of their portfolio Foster City, CA 935,108935.1k $208.9m $208.9m 3.47% Reduced -4.7k -4,736
12 Merriman Wealth Management, LLC 7.84% of their portfolio SEATTLE, WA 721,337721.3k $161.1m $161.1m 7.84% Added +21.4k +21,353
13 CWM, LLC 0.78% of their portfolio OMAHA, NE 649,120649.1k $145.0m $145.0m 0.78% Added +648.3k +648,291
14 UBS Group AG 0.06% of their portfolio ZURICH, V8 644,324644.3k $143.9m $143.9m 0.06% Added +38.8k +38,838
15 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 643,947643.9k $143.9m $143.9m 0.04% Added +144.7k +144,708
16 Envestnet Portfolio Solutions, Inc. 0.51% of their portfolio BERWYN, PA 554,921554.9k $124.0m $124.0m 0.51% New
17 PARK AVENUE SECURITIES LLC 1.31% of their portfolio NEW YORK, NY 424,804424.8k $94.9m $94.9m 1.31% Added +418.0k +418,011
18 PNC Financial Services Group, Inc. 0.07% of their portfolio Pittsburgh, PA 422,011422.0k $94.3m $94.3m 0.07% Added +22.3k +22,305
19 OSAIC HOLDINGS, INC. 0.16% of their portfolio SCOTTSDALE, AZ 415,552415.6k $92.8m $92.8m 0.16% Added +231.5k +231,465
20 OLD NATIONAL BANCORP /IN/ 2.26% of their portfolio EVANSVILLE, IN 385,051385.1k $86.0m $86.0m 2.26% Added +50.8k +50,825
21 Relative Value Partners Group, LLC 5.24% of their portfolio NORTHBROOK, IL 383,850383.9k $85.7m $85.7m 5.24% Reduced -12.3k -12,278
22 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 371,898371.9k $83.1m $83.1m 0.02% Added +294.7k +294,657
23 MML INVESTORS SERVICES, LLC 0.30% of their portfolio SPRINGFIELD, MA 292,921292.9k $65.4m $65.4m 0.30% Added +274.8k +274,779
24 Raymond James Financial Services Advisors, Inc. 0.09% of their portfolio ST. PETERSBURG, FL 250,178250.2k $55.9m $55.9m 0.09% Added +40.9k +40,925
25 OAKWORTH CAPITAL, INC. 4.35% of their portfolio BIRMINGHAM, AL 243,028243.0k $54.3m $54.3m 4.35% Reduced -4.2k -4,163
26 OneDigital Investment Advisors LLC 0.91% of their portfolio OVERLAND PARK, KS 232,903232.9k $52.0m $52.0m 0.91% Added +173.1k +173,093
27 Janney Montgomery Scott LLC 0.16% of their portfolio PHILADELPHIA, PA 223,125223.1k $49.8m $49.8m 0.16% Added +208.6k +208,598
28 TWO SIGMA INVESTMENTS, LP 0.11% of their portfolio NEW YORK, NY 207,800207.8k $46.4m $46.4m 0.11% Added +99.1k +99,100
29 COMMONWEALTH EQUITY SERVICES, LLC 0.08% of their portfolio WALTHAM, MA 207,095207.1k $46.3m $46.3m 0.08% Added +120.3k +120,343
30 CM WEALTH ADVISORS LLC 19.32% of their portfolio BEACHWOOD, OH 201,147201.1k $44.9m $44.9m 19.32% Reduced -6.8k -6,834
31 Mariner, LLC 0.10% of their portfolio Overland Park, KS 185,182185.2k $41.4m $41.4m 0.10% Added +26.2k +26,169
32 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 183,889183.9k $41.3m $41.3m 0.01% Added +16.9k +16,906
33 AGF MANAGEMENT LTD 0.24% of their portfolio TORONTO, A6 180,750180.8k $40.4m $40.4m 0.24% Reduced -13.0k -13,000
34 SIGNATUREFD, LLC 0.91% of their portfolio ATLANTA, GA 177,074177.1k $39.6m $39.6m 0.91% Reduced -5.1k -5,075
35 FMR LLC 0.00% of their portfolio BOSTON, MA 164,094164.1k $36.7m $36.7m 0.00% Added +202 +202
36 Demars Financial Group, LLC 19.57% of their portfolio SPOKANE VALLEY, WA 163,883163.9k $36.6m $36.6m 19.57% New
37 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 158,140158.1k $35.3m $35.3m 0.01% Added +40.1k +40,064
38 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 156,017156.0k $34.9m $34.9m 0.01% Added +127.6k +127,561
39 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.28% of their portfolio IRVING, TX 149,552149.6k $33.4m $33.4m 0.28% Added +110.5k +110,485
40 Financial Partners Group, Inc 5.58% of their portfolio Overland Park, KS 139,410139.4k $31.1m $31.1m 5.58% Added +11.3k +11,312
41 Dakota Wealth Management 1.16% of their portfolio PALM BEACH GARDENS, FL 133,576133.6k $29.8m $29.8m 1.16% Added +19.1k +19,074
42 Bluespring Wealth Management, LLC 3.45% of their portfolio AUSTIN, TX 130,327130.3k $29.1m $29.1m 3.45% Added +1.5k +1,542
43 Dorsey & Whitney Trust CO LLC 2.14% of their portfolio SIOUX FALLS, SD 125,049125.0k $27.9m $27.9m 2.14% Added +15.6k +15,559
44 Abbrea Capital, LLC 3.96% of their portfolio Greenbrae, CA 123,248123.2k $27.5m $27.5m 3.96% Added +3.1k +3,081
45 Steward Partners Investment Advisory, LLC 0.36% of their portfolio STAMFORD, CT 119,211119.2k $26.6m $26.6m 0.36% Added +14.1k +14,052
46 First Pacific Financial 8.12% of their portfolio VANCOUVER, WA 118,956119.0k $26.6m $26.6m 8.12% Reduced -2.8k -2,821
47 JB Capital LLC 1.90% of their portfolio WETHERSFIELD, CT 115,131115.1k $25.7m $25.7m 1.90% New
48 VICUS CAPITAL 2.58% of their portfolio STATE COLLEGE, PA 114,149114.1k $25.5m $25.5m 2.58% Reduced -3.3k -3,330
49 Cetera Investment Advisers 0.21% of their portfolio SCHAUMBURG, IL 113,871113.9k $25.4m $25.4m 0.21% Added +108.5k +108,496
50 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 113,647113.6k $25.4m $25.4m 0.03% Added +78.6k +78,610
51 M&T Bank Corp 0.09% of their portfolio BUFFALO, NY 112,688112.7k $25.2m $25.2m 0.09% Reduced -865 -865
52 Pathstone Holdings, LLC 0.12% of their portfolio ENGLEWOOD, NJ 102,025102.0k $22.8m $22.8m 0.12% First filing
53 Altus Wealth Management, LLC 13.02% of their portfolio FT MITCHELL, KY 97,43897.4k $21.8m $21.8m 13.02% Added +1.2k +1,208
54 Amplius Wealth Advisors, LLC 2.55% of their portfolio BLUE BELL, PA 94,58994.6k $21.1m $21.1m 2.55% Reduced -2.5k -2,474
55 FSA WEALTH PARTNERS, INC. 5.72% of their portfolio Rockville, MD 89,55589.6k $20.0m $20.0m 5.72% Added +15.1k +15,056
56 WEALTHSOURCE PARTNERS, LLC 1.29% of their portfolio SAN LUIS OBISPO, CA 88,72088.7k $19.8m $19.8m 1.29% New
57 NewEdge Advisors, LLC 0.18% of their portfolio NEW ORLEANS, LA 86,37786.4k $19.4m $19.4m 0.18% Added +75.1k +75,125
58 Cambridge Investment Research Advisors, Inc. 0.08% of their portfolio FAIRFIELD, IA 86,20386.2k $19.3m $19.3m 0.08% Added +45.2k +45,189
59 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 85,53785.5k $19.1m $19.1m 0.02% Added +48.1k +48,079
60 Integrated Wealth Concepts LLC 0.31% of their portfolio WALTHAM, MA 83,77683.8k $18.7m $18.7m 0.31% Added +37.2k +37,233
61 TWO SIGMA ADVISERS, LP 0.04% of their portfolio NEW YORK, NY 81,40081.4k $18.2m $18.2m 0.04% Added +48.5k +48,500
62 US BANCORP \DE\ 0.03% of their portfolio MINNEAPOLIS, MN 80,57380.6k $18.0m $18.0m 0.03% Added +38.6k +38,623
63 Harbour Trust & Investment Management Co 2.46% of their portfolio MICHIGAN CITY, IN 78,02278.0k $17.4m $17.4m 2.46% First filing
64 Fisher Asset Management, LLC 0.01% of their portfolio PLANO, TX 77,83277.8k $17.4m $17.4m 0.01% Reduced -5.3k -5,325
65 IFP Advisors, Inc 0.81% of their portfolio TAMPA, FL 76,64776.6k $17.1m $17.1m 0.81% Added +2.1k +2,089
66 CAPTRUST FINANCIAL ADVISORS 0.06% of their portfolio RALEIGH, NC 76,24376.2k $17.0m $17.0m 0.06% Reduced -613 -613
67 One Capital Management, LLC 0.65% of their portfolio WESTLAKE VILLAGE, CA 73,28773.3k $16.4m $16.4m 0.65% Reduced -3.2k -3,161
68 AE Wealth Management LLC 0.08% of their portfolio TOPEKA, KS 69,96070.0k $16.2m $16.2m 0.08% Added +68.3k +68,293
69 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 67,86867.9k $15.2m $15.2m 0.01% Added +5.4k +5,407
70 Cetera Advisor Networks LLC 0.08% of their portfolio EL SEGUNDO, CA 66,67366.7k $14.9m $14.9m 0.08% Added +59.4k +59,366
71 MONECO ADVISORS, LLC 2.70% of their portfolio FAIRFIELD, CT 63,43563.4k $14.2m $14.2m 2.70% New
72 BROWN BROTHERS HARRIMAN & CO 0.11% of their portfolio NEW YORK, NY 61,45461.5k $13.7m $13.7m 0.11% Unchanged
73 KEYBANK NATIONAL ASSOCIATION/OH 0.06% of their portfolio BROOKLYN, OH 59,92259.9k $13.4m $13.4m 0.06% Reduced -1.1k -1,096
74 Stokes Family Office, LLC 1.80% of their portfolio NEW ORLEANS, LA 59,52959.5k $13.3m $13.3m 1.80% New
75 Atria Wealth Solutions, Inc. 0.17% of their portfolio NEW YORK, NY 59,24059.2k $13.2m $13.2m 0.17% Added +50.3k +50,291
76 Aveo Capital Partners, LLC 1.51% of their portfolio ENGLEWOOD, CO 55,92855.9k $12.5m $12.5m 1.51% Added +21.2k +21,202
77 TSA Wealth Managment LLC 5.79% of their portfolio HOUSTON, TX 55,59655.6k $12.4m $12.4m 5.79% First filing
78 Keebeck Wealth Management 2.04% of their portfolio Chicago, IL 55,46755.5k $12.4m $12.4m 2.04% Added +17.7k +17,714
79 ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC 5.02% of their portfolio New Cumberland, PA 54,88654.9k $12.3m $12.3m 5.02% Added +4.0k +4,042
80 One Wealth Advisors, LLC 2.35% of their portfolio SAN FRANCISCO, CA 54,57054.6k $12.2m $12.2m 2.35% Added +28.8k +28,835
81 COUNTRY CLUB BANK 0.92% of their portfolio KANSAS CITY, MO 54,02054.0k $12.1m $12.1m 0.92% Reduced -515 -515
82 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 52,93252.9k $11.8m $11.8m 0.02% Added +31.6k +31,597
83 Tennessee Valley Asset Management Partners 1.60% of their portfolio KNOXVILLE, TN 52,42452.4k $11.7m $11.7m 1.60% New
84 STOCK YARDS BANK & TRUST CO 0.41% of their portfolio LOUISVILLE, KY 52,08252.1k $11.6m $11.6m 0.41% Reduced -623 -623
85 Atria Investments, Inc 0.18% of their portfolio Charlotte, NC 52,08052.1k $11.6m $11.6m 0.18% New
86 QUEST INVESTMENT MANAGEMENT LLC 1.46% of their portfolio LAKE OSWEGO, OR 52,00552.0k $11.6m $11.6m 1.46% Reduced -110 -110
87 WJ Wealth Management, LLC 5.01% of their portfolio GLENDALE, AZ 51,58451.6k $11.5m $11.5m 5.01% Reduced -15.7k -15,661
88 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 51,20151.2k $11.4m $11.4m 0.02% Added +10.3k +10,341
89 Integrated Advisors Network LLC 0.64% of their portfolio DALLAS, TX 50,70250.7k $11.3m $11.3m 0.64% Added +48.9k +48,875
90 Roof Eidam Maycock Peralta, LLC 3.39% of their portfolio San Francisco, CA 50,58750.6k $11.3m $11.3m 3.39% Added +584 +584
91 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 50,32750.3k $11.2m $11.2m 0.00% Added +26 +26
92 Cetera Advisors LLC 0.15% of their portfolio DENVER, CO 49,47849.5k $11.1m $11.1m 0.15% Added +31.8k +31,849
93 SCS Capital Management LLC 0.13% of their portfolio BOSTON, MA 49,29449.3k $11.0m $11.0m 0.13% Added +24.8k +24,767
94 Lineweaver Wealth Advisors, LLC 2.75% of their portfolio VALLEY VIEW, OH 47,43647.4k $10.6m $10.6m 2.75% Added +13.2k +13,204
95 MB Generational Wealth, LLC 9.83% of their portfolio SPOKANE, WA 46,91346.9k $10.5m $10.5m 9.83% First filing
96 Icon Wealth Advisors, LLC 1.08% of their portfolio HOUSTON, TX 46,23246.2k $10.3m $10.3m 1.08% First filing
97 Wealth Forward, LLC 8.70% of their portfolio FARGO, ND 46,07646.1k $10.3m $10.3m 8.70% First filing
98 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 45,79345.8k $10.2m $10.2m 0.02% New
99 Detalus Advisors, LLC 4.08% of their portfolio ST. LOUIS, MO 45,70445.7k $10.2m $10.2m 4.08% Added +35.4k +35,387
100 Austin Private Wealth, LLC 1.29% of their portfolio Austin, TX 45,59045.6k $10.2m $10.2m 1.29% New