Vault-13

HSBC HLDGS PLC HSBC

SPON ADR NEW · ADR · CUSIP 404280406 · ISIN US4042804066

British multinational bank

414 institutional holders +38 vs Q3 2023
62,021,60462.0m shares reported held*
$2.5bnreported value*
48 new 143 added 120 reduced 32 sold out net bought ≈ $135.2m (+3.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $40.56. Options: 24 managers hold calls ($292.6m notional), 22 hold puts ($299.6m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 290Q4 22: 317Q1 23: 339Q2 23: 366Q3 23: 376Q4 23: 414414Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022290
Q4 2022317
Q1 2023339
Q2 2023366
Q3 2023376
Q4 2023414

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 150 bought or addedQ4 22: 134 cut or sold outQ4 22Q1 23: 188 bought or addedQ1 23: 112 cut or sold outQ1 23Q2 23: 204 bought or addedQ2 23: 114 cut or sold outQ2 23Q3 23: 177 bought or addedQ3 23: 127 cut or sold outQ3 23Q4 23: 191 bought or addedQ4 23: 152 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022150134
Q1 2023188112
Q2 2023204114
Q3 2023177127
Q4 2023191152

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300m$400mQ1 23 calls: $232.3mQ1 23 puts: $163.5mQ1 23P/C 0.70Q2 23 calls: $213.7mQ2 23 puts: $187.2mQ2 23P/C 0.88Q3 23 calls: $251.5mQ3 23 puts: $333.1mQ3 23P/C 1.32Q4 23 calls: $292.6mQ4 23 puts: $299.6mQ4 23P/C 1.02
Numbers
QuarterCallsPutsP/C
Q1 2023$232.3m$163.5m0.70
Q2 2023$213.7m$187.2m0.88
Q3 2023$251.5m$333.1m1.32
Q4 2023$292.6m$299.6m1.02

Biggest buyers

MORGAN STANLEY Added +4,019,112+4.0m
GOLDMAN SACHS GROUP INC Added +634,539+634.5k
Qube Research & Technologies Ltd Added +459,629+459.6k
DIMENSIONAL FUND ADVISORS LP Added +376,641+376.6k
Grantham, Mayo, Van Otterloo & Co. LLC Added +343,450+343.4k
CWM, LLC Added +172,920+172.9k
GQG Partners LLC New +141,557+141.6k
NEUBERGER BERMAN GROUP LLC Added +113,201+113.2k
BlackRock Inc. Added +102,922+102.9k
Y-Intercept (Hong Kong) Ltd New +101,536+101.5k

Biggest sellers

JANE STREET GROUP, LLC Reduced -1,451,558-1.5m
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Sold out -774,320-774.3k
LAZARD ASSET MANAGEMENT LLC Reduced -668,430-668.4k
RENAISSANCE TECHNOLOGIES LLC Reduced -253,478-253.5k
AMERIPRISE FINANCIAL INC Reduced -204,767-204.8k
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC Sold out -139,998-140.0k
WELLS FARGO & COMPANY/MN Reduced -106,697-106.7k
BANK OF AMERICA CORP /DE/ Reduced -85,840-85.8k
SAL Trading, LLC Sold out -82,700-82.7k
FIL Ltd Reduced -61,232-61.2k

Biggest calls

NOMURA HOLDINGS INC New $43.7m1.1m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $42.0m1.0m shares
Optiver Holding B.V. Reduced $38.6m952.3k shares
CITADEL ADVISORS LLC Reduced $31.8m783.9k shares
GROUP ONE TRADING LLC Reduced $28.8m710.1k shares
Walleye Trading LLC Added $28.2m695.2k shares
Walleye Capital LLC Added $15.9m393.3k shares
MILLENNIUM MANAGEMENT LLC Added $13.9m343.8k shares
SIMPLEX TRADING, LLC Reduced $12.5m308.8k shares
Squarepoint Ops LLC New $8.8m216.1k shares

Biggest puts

Optiver Holding B.V. Added $71.3m1.8m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $46.0m1.1m shares
Walleye Trading LLC Reduced $43.1m1.1m shares
GROUP ONE TRADING LLC Added $26.8m659.9k shares
Allianz Asset Management GmbH Reduced $20.3m500.0k shares
CITADEL ADVISORS LLC Added $18.9m467.0k shares
Walleye Capital LLC Reduced $18.3m451.7k shares
PEAK6 Investments LLC Reduced $13.2m325.2k shares
SIMPLEX TRADING, LLC Reduced $10.5m259.9k shares
Twin Tree Management, LP New $9.9m243.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2023.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 12,393,80012.4m $502.4m $502.4m 0.02% Added +4.0m +4,019,112
2 DIMENSIONAL FUND ADVISORS LP 0.14% of their portfolio AUSTIN, TX 11,621,34911.6m $471.1m $471.1m 0.14% Added +376.6k +376,641
3 GOLDMAN SACHS GROUP INC 0.04% of their portfolio NEW YORK, NY 4,925,7894.9m $199.7m $199.7m 0.04% Added +634.5k +634,539
4 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 3,533,8553.5m $143.3m $143.3m 0.02% Reduced -85.8k -85,840
5 LAZARD ASSET MANAGEMENT LLC 0.12% of their portfolio NEW YORK, NY 2,260,4672.3m $91.6m $91.6m 0.12% Reduced -668.4k -668,430
6 BlackRock Inc. 0.00% of their portfolio New York, NY 2,139,7922.1m $86.7m $86.7m 0.00% Added +102.9k +102,922
7 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 1,927,1441.9m $78.1m $78.1m 0.01% Added +98.8k +98,758
8 CITIGROUP INC 0.08% of their portfolio NEW YORK, NY 1,469,1801.5m $59.6m $59.6m 0.08% Added +2.3k +2,257
9 Grantham, Mayo, Van Otterloo & Co. LLC 0.21% of their portfolio Boston, MA 1,186,3141.2m $48.1m $48.1m 0.21% Added +343.4k +343,450
10 RENAISSANCE TECHNOLOGIES LLC 0.07% of their portfolio NEW YORK, NY 1,171,7651.2m $47.5m $47.5m 0.07% Reduced -253.5k -253,478
11 Clark Capital Management Group, Inc. 0.37% of their portfolio PHILADELPHIA, PA 1,104,9811.1m $44.8m $44.8m 0.37% Added +44.7k +44,651
12 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 920,170920.2k $37.3m $37.3m 0.01% Reduced -20.1k -20,076
13 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 813,668813.7k $33.0m $33.0m 0.04% Reduced -1.5m -1,451,558
14 AMERICAN CENTURY COMPANIES INC 0.02% of their portfolio KANSAS CITY, MO 775,913775.9k $31.5m $31.5m 0.02% Added +77.7k +77,663
15 CITADEL ADVISORS LLC 0.03% of their portfolio MIAMI, FL 732,144732.1k $29.7m $29.7m 0.03% Reduced -36.7k -36,652
16 FMR LLC 0.00% of their portfolio BOSTON, MA 680,582680.6k $27.6m $27.6m 0.00% Reduced -17.2k -17,176
17 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 647,190647.2k $26.2m $26.2m 0.01% Added +31.6k +31,608
18 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 646,458646.5k $26.2m $26.2m 0.01% Reduced -106.7k -106,697
19 FIL Ltd 0.03% of their portfolio HAMILTON, D0 610,222610.2k $24.7m $24.7m 0.03% Reduced -61.2k -61,232
20 COOKSON PEIRCE & CO INC 1.49% of their portfolio PITTSBURGH, PA 609,466609.5k $24.7m $24.7m 1.49% Reduced -9.4k -9,385
21 NATIXIS ADVISORS, LLC 0.06% of their portfolio Boston, MA 573,641573.6k $23.3m $23.3m 0.06% Reduced -49.0k -49,013
22 Qube Research & Technologies Ltd 0.05% of their portfolio LONDON, X0 541,717541.7k $22.0m $22.0m 0.05% Added +459.6k +459,629
23 Crossmark Global Holdings, Inc. 0.39% of their portfolio HOUSTON, TX 467,608467.6k $19.0m $19.0m 0.39% Reduced -14.8k -14,823
24 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 339,780339.8k $13.8m $13.8m 0.01% Added +16.7k +16,725
25 QRG CAPITAL MANAGEMENT, INC. 0.15% of their portfolio BERWYN, PA 251,509251.5k $10.2m $10.2m 0.15% Added +81.6k +81,567
26 MERITAGE PORTFOLIO MANAGEMENT 0.66% of their portfolio OVERLAND PARK, KS 247,629247.6k $10.0m $10.0m 0.66% Added +16.0k +16,015
27 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 224,195224.2k $9.1m $9.1m 0.00% Reduced -204.8k -204,767
28 APG Asset Management N.V. 0.01% of their portfolio Amsterdam, P7 204,300204.3k $7.5m $7.5m 0.01% Added +25.1k +25,100
29 CWM, LLC 0.04% of their portfolio OMAHA, NE 177,835177.8k $7.2m $7.2m 0.04% Added +172.9k +172,920
30 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 174,371174.4k $7.1m $7.1m 0.01% Reduced -53.2k -53,230
31 American Assets Investment Management, LLC 0.70% of their portfolio SAN DIEGO, CA 166,918166.9k $6.8m $6.8m 0.70% Unchanged
32 RENAISSANCE GROUP LLC 0.27% of their portfolio Covington, KY 160,334160.3k $6.5m $6.5m 0.27% Reduced -3.7k -3,698
33 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 156,302156.3k $6.3m $6.3m 0.01% Added +22.4k +22,381
34 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 156,111156.1k $6.3m $6.3m 0.02% Added +51.6k +51,635
35 Promethos Capital, LLC 4.47% of their portfolio BOSTON, MA 152,060152.1k $6.2m $6.2m 4.47% First filing
36 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 145,336145.3k $5.9m $5.9m 0.00% Added +3.4k +3,356
37 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 144,888144.9k $5.9m $5.9m 0.01% Added +5.7k +5,656
38 HENNESSY ADVISORS INC 0.29% of their portfolio NOVATO, CA 142,800142.8k $5.8m $5.8m 0.29% Reduced -8.2k -8,200
39 GQG Partners LLC 0.01% of their portfolio FT. LAUDERDALE, FL 141,557141.6k $5.7m $5.7m 0.01% New
40 Mariner, LLC 0.01% of their portfolio Overland Park, KS 139,574139.6k $5.7m $5.7m 0.01% Added +6.7k +6,664
41 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.07% of their portfolio Stamford, CT 137,008137.0k $5.6m $5.6m 0.07% Added +14.3k +14,319
42 UBS Group AG 0.00% of their portfolio ZURICH, V8 128,899128.9k $5.2m $5.2m 0.00% Reduced -8.4k -8,406
43 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 121,435121.4k $4.9m $4.9m 0.00% Added +113.2k +113,201
44 M&T Bank Corp 0.02% of their portfolio BUFFALO, NY 120,262120.3k $4.9m $4.9m 0.02% Reduced -2.6k -2,602
45 Ramirez Asset Management, Inc. 0.99% of their portfolio NEW YORK, NY 119,935119.9k $4.9m $4.9m 0.99% Added +8.8k +8,830
46 Quantbot Technologies LP 0.27% of their portfolio NEW YORK, NY 114,666114.7k $4.6m $4.6m 0.27% Added +14.0k +13,998
47 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 114,319114.3k $4.6m $4.6m 0.00% Added +26.1k +26,128
48 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 110,331110.3k $4.5m $4.5m 0.01% Added +31.0k +30,975
49 Quantinno Capital Management LP 0.15% of their portfolio NEW YORK, NY 108,215108.2k $4.4m $4.4m 0.15% Added +13.4k +13,392
50 Manatuck Hill Partners, LLC 1.86% of their portfolio WESTPORT, CT 107,448107.4k $4.4m $4.4m 1.86% Unchanged
51 Pathstone Holdings, LLC 0.02% of their portfolio ENGLEWOOD, NJ 105,286105.3k $4.3m $4.3m 0.02% First filing
52 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 104,708104.7k $4.2m $4.2m 0.00% Added +32.6k +32,603
53 Summit Global Investments 0.27% of their portfolio BOUNTIFUL, UT 102,083102.1k $4.1m $4.1m 0.27% Reduced -695 -695
54 Y-Intercept (Hong Kong) Ltd 0.38% of their portfolio HONG KONG, K3 101,536101.5k $4.1m $4.1m 0.38% New
55 Orion Porfolio Solutions, LLC 0.05% of their portfolio OMAHA, NE 96,95897.0k $4.0m $4.0m 0.05% Reduced -13.6k -13,600
56 Orion Portfolio Solutions, LLC 0.05% of their portfolio Omaha, NE 96,95897.0k $4.0m $4.0m 0.05% Reduced -13.6k -13,600
57 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 95,46595.5k $3.9m $3.9m 0.01% Reduced -2.0k -1,967
58 Sanders Capital, LLC 0.01% of their portfolio West Palm Beach, FL 95,08095.1k $3.9m $3.9m 0.01% Unchanged
59 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 94,34594.3k $3.8m $3.8m 0.00% Added +25.3k +25,283
60 REGIONS FINANCIAL CORP 0.03% of their portfolio BIRMINGHAM, AL 87,77887.8k $3.6m $3.6m 0.03% Reduced -23.7k -23,659
61 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 78,71078.7k $3.2m $3.2m 0.00% Reduced -10.5k -10,465
62 Aquatic Capital Management LLC 0.07% of their portfolio CHICAGO, IL 72,50072.5k $2.9m $2.9m 0.07% Added +2.2k +2,200
63 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 72,47272.5k $2.9m $2.9m 0.01% Reduced -4.8k -4,803
64 Catalyst Capital Advisors LLC 0.08% of their portfolio San Juan, PR 70,20070.2k $2.8m $2.8m 0.08% Reduced -5.8k -5,750
65 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 69,51169.5k $2.8m $2.8m 0.00% Added +1.1k +1,088
66 Ethic Inc. 0.08% of their portfolio NEW YORK, NY 69,07669.1k $2.8m $2.8m 0.08% Added +29.7k +29,696
67 YOUSIF CAPITAL MANAGEMENT, LLC 0.03% of their portfolio BLOOMFIELD HILLS, MI 68,30868.3k $2.8m $2.8m 0.03% Added +3.2k +3,200
68 Old Port Advisors 0.91% of their portfolio PORTLAND, ME 67,44967.4k $2.7m $2.7m 0.91% Reduced -2.4k -2,382
69 Naviter Wealth, LLC 0.53% of their portfolio LITTLE ROCK, AR 65,54865.5k $2.7m $2.7m 0.53% Added +13.8k +13,787
70 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 65,22565.2k $2.6m $2.6m 0.01% Reduced -60.5k -60,479
71 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 65,13065.1k $2.6m $2.6m 0.04% Added +3.9k +3,887
72 JT Stratford LLC 0.58% of their portfolio GAINESVILLE, GA 62,65862.7k $2.5m $2.5m 0.58% Added +14 +14
73 Laird Norton Wetherby Wealth Management, LLC 0.13% of their portfolio Seattle, WA 61,50261.5k $2.5m $2.5m 0.13% Added +2.7k +2,669
74 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 60,03560.0k $2.4m $2.4m 0.00% Reduced -8.1k -8,065
75 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 58,73658.7k $2.4m $2.4m 0.01% Reduced -3.1k -3,066
76 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 56,62756.6k $2.3m $2.3m 0.00% Added +11.1k +11,080
77 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 56,02756.0k $2.3m $2.3m 0.01% Reduced -3.5k -3,480
78 Qtron Investments LLC 0.37% of their portfolio Boston, MA 55,71655.7k $2.3m $2.3m 0.37% Added +4.9k +4,853
79 West Family Investments, Inc. 0.76% of their portfolio CARLSBAD, CA 55,65455.7k $2.3m $2.3m 0.76% Reduced -3.9k -3,853
80 Schonfeld Strategic Advisors LLC 0.02% of their portfolio NEW YORK, NY 55,05455.1k $2.2m $2.2m 0.02% New
81 First Trust Direct Indexing L.P. 0.20% of their portfolio Boston, MA 55,02655.0k $2.2m $2.2m 0.20% Added +1.1k +1,136
82 RITHOLTZ WEALTH MANAGEMENT 0.09% of their portfolio NEW YORK, NY 54,89554.9k $2.2m $2.2m 0.09% Added +6.5k +6,539
83 Vanguard Personalized Indexing Management, LLC 0.06% of their portfolio OAKLAND, CA 54,87854.9k $2.2m $2.2m 0.06% Reduced -1.9k -1,950
84 BRANDES INVESTMENT PARTNERS, LP 0.03% of their portfolio LA JOLLA, CA 54,70554.7k $2.2m $2.2m 0.03% Added +30.3k +30,296
85 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 51,18851.2k $2.1m $2.1m 0.01% Added +13.0k +13,042
86 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 50,55250.6k $2.0m $2.0m 0.00% Added +2.0k +2,013
87 Morningstar Investment Services LLC 0.01% of their portfolio CHICAGO, IL 50,30850.3k $2.0m $2.0m 0.01% Added +25.7k +25,746
88 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 50,10750.1k $2.0m $2.0m 0.02% Added +473 +473
89 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 48,77648.8k $2.0m $2.0m 0.00% Reduced -2.0k -2,050
90 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 45,98246.0k $1.9m $1.9m 0.01% Added +16.9k +16,866
91 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 45,71545.7k $1.9m $1.9m 0.00% Reduced -1.2k -1,216
92 BUCKINGHAM STRATEGIC WEALTH, LLC 0.02% of their portfolio CLAYTON, MO 44,61244.6k $1.8m $1.8m 0.02% Reduced -22.5k -22,470
93 EARNEST PARTNERS LLC 0.01% of their portfolio ATLANTA, GA 44,56044.6k $1.8m $1.8m 0.01% Reduced -1.0k -1,043
94 Vident Advisory, LLC 0.04% of their portfolio Alpharetta, GA 42,79542.8k $1.7m $1.7m 0.04% Added +1.4k +1,444
95 Fox Hill Wealth Management 1.31% of their portfolio DEDHAM, MA 42,24042.2k $1.7m $1.7m 1.31% First filing
96 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 42,15942.2k $1.7m $1.7m 0.00% Reduced -728 -728
97 SIGNATUREFD, LLC 0.04% of their portfolio ATLANTA, GA 41,71841.7k $1.7m $1.7m 0.04% Added +2.9k +2,936
98 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 40,30240.3k $1.6m $1.6m 0.02% Added +8.4k +8,428
99 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 40,20740.2k $1.6m $1.6m 0.00% Reduced -64 -64
100 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 37,40937.4k $1.5m $1.5m 0.01% Added +8.3k +8,347