SOCIETAL CDMO INC REPH
COM · Common Stock · CUSIP 75629F109
42
institutional holders
-6 vs Q3 2023
55.3m
shares reported held*
$19.4mreported value*
2 new
11 added
6 reduced
9 sold out
net sold ≈ $963.3k (-2.7m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.35. Options: 2 managers hold calls ($105 notional), 1 hold puts ($0).
Trends to Q4 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 47 |
| Q4 2022 | 48 |
| Q1 2023 | 47 |
| Q2 2023 | 43 |
| Q3 2023 | 48 |
| Q4 2023 | 42 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 22 | 20 |
| Q1 2023 | 22 | 15 |
| Q2 2023 | 14 | 16 |
| Q3 2023 | 25 | 12 |
| Q4 2023 | 13 | 15 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q1 2023 | $3.8k | $119 | 0.03 |
| Q2 2023 | $2.0k | $0 | 0.00 |
| Q3 2023 | $1.5k | $0 | 0.00 |
| Q4 2023 | $105 | $0 | 0.00 |
Biggest buyers
| Nantahala Capital Management, LLC | Added | +1.2m |
| GEODE CAPITAL MANAGEMENT, LLC | Added | +147.4k |
| CITADEL ADVISORS LLC | Added | +92.2k |
| MILLENNIUM MANAGEMENT LLC | Added | +84.9k |
| HRT FINANCIAL LP | New | +52.6k |
| Global Retirement Partners, LLC | Added | +41.2k |
| NORTHERN TRUST CORP | Added | +22.8k |
| ROYCE & ASSOCIATES LP | Added | +8.3k |
| Tower Research Capital LLC (TRC) | Added | +6.6k |
| MORGAN STANLEY | Added | +200 |
Biggest sellers
| AWM Investment Company, Inc. | Reduced | -3.0m |
| Clear Harbor Asset Management, LLC | Reduced | -580.0k |
| KORNITZER CAPITAL MANAGEMENT INC /KS | Sold out | -350.0k |
| STEPHENS INC /AR/ | Reduced | -215.7k |
| HOURGLASS CAPITAL, LLC | Sold out | -60.0k |
| EAGLE ASSET MANAGEMENT INC | Sold out | -46.7k |
| TWO SIGMA SECURITIES, LLC | Sold out | -24.8k |
| JANE STREET GROUP, LLC | Sold out | -23.6k |
| Virtu Financial LLC | Sold out | -12.6k |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | Sold out | -12.0k |
Biggest calls
| CITADEL ADVISORS LLC | Reduced | $105300 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2023
| Manager | Shares | Change |
|---|---|---|
| First Light Asset Management, LLC 0.55% of their portfolio | 19.7m $6.9m | Unchanged |
| AWM Investment Company, Inc. 0.33% of their portfolio | 7.2m $2.5m | Reduced -3.0m |
| Driehaus Capital Management LLC 0.02% of their portfolio | 4.2m $1.5m | Unchanged |
| ROYCE & ASSOCIATES LP 0.01% of their portfolio | 3.3m $1.2m | Added +8.3k |
| Samjo Management, LLC 0.38% of their portfolio | 3.1m $1.1m | First filing |
| VANGUARD GROUP INC 0.00% of their portfolio | 3.1m $1.1m | Unchanged |
| OV Management LLC 0.86% of their portfolio | 3.0m $1.0m | First filing |
| Nantahala Capital Management, LLC 0.04% of their portfolio | 2.4m $851.5k | Added +1.2m |
| Caligan Partners LP 0.20% of their portfolio | 1.7m $592.3k | Unchanged |
| First Eagle Investment Management, LLC 0.00% of their portfolio | 1.6m $571.8k | Unchanged |
| Alyeska Investment Group, L.P. 0.00% of their portfolio | 1.6m $560.1k | Unchanged |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 937.5k $328.7k | Added +147.4k |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 831.2k $291.0k | Reduced -4.8k |
| HighMark Wealth Management LLC 0.13% of their portfolio | 485.0k $170.0k | Unchanged |
| Clear Harbor Asset Management, LLC 0.01% of their portfolio | 358.9k $125.8k | Reduced -580.0k |
| BlackRock Inc. 0.00% of their portfolio | 271.5k $95.2k | Unchanged |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 249.6k $87.5k | Unchanged |
| TITLEIST ASSET MANAGEMENT, LLC 0.01% of their portfolio | 205.6k $72.1k | Reduced -4.5k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 161.2k $56.5k | Added +22.8k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 158.7k $55.6k | Added +92.2k |
| STATE STREET CORP 0.00% of their portfolio | 126.9k $44.5k | Unchanged |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 98.3k $34.5k | Added +84.9k |
| STEPHENS INC /AR/ 0.00% of their portfolio | 97.5k $34.2k | Reduced -215.7k |
| Global Retirement Partners, LLC 0.00% of their portfolio | 56.4k $19.5k | Added +41.2k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 56.3k $19.7k | Unchanged |
| HRT FINANCIAL LP 0.00% of their portfolio | 52.6k $18.0k | New |
| Amplius Wealth Advisors, LLC 0.00% of their portfolio | 47.8k $16.8k | Unchanged |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 37.0k $13.0k | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 31.9k $11.2k | Unchanged |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 28.7k $10.1k | Added +6.6k |
| Weaver Consulting Group 0.00% of their portfolio | 19.9k $7.0k | Reduced -264 |
| WYNNEFIELD CAPITAL INC 0.00% of their portfolio | 13.0k $4.6k | Unchanged |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 11.8k $4.0k | Unchanged |
| DIMENSION CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 10.6k $3.7k | Unchanged |
| Sandy Spring Bank 0.00% of their portfolio | 2.0k $702 | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 942 $330 | Added +172 |
| MORGAN STANLEY 0.00% of their portfolio | 400 $140 | Added +200 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 354 $0 | Added +22 |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 257 $90 | Unchanged |
| BARCLAYS PLC 0.00% of their portfolio | 113 $40 | New |
| DHJJ Financial Advisors, Ltd. 0.00% of their portfolio | 5 $2 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |