CAPRIN ASSET MANAGEMENT LLC /ADV

HENRICO, VA · CIK 1034369 · 13F filing filed 2023-01-24

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

$64.1m reported value -7.9% vs Q3 2022

21positions

97.8%in top 10

6 new 3 added 11 reduced 2 sold out vs Q3 2022

Holdings, Q4 2022

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	SPDR SER TR NUVEEN BLMBRG SH SHM	SHM	315,464	$14.8m23.13%	23.13%	Reduced -92.1k	-92,135 -22.6%
2	VANECK ETF TRUST INTRMDT MUNI ETF ITM	ITM	299,453	$13.7m21.31%	21.31%	Reduced -90.3k	-90,291 -23.2%
3	ISHARES TR NATIONAL MUN ETF MUB	MUB	108,111	$11.4m17.80%	17.80%	Reduced -44.1k	-44,064 -29.0%
4	ISHARES TR CORE US AGGBD ET AGG	AGG	90,741	$8.8m13.73%	13.73%	Reduced -21.2k	-21,244 -19.0%
5	VANGUARD MUN BD FDS TAX EXEMPT BD VTEB	VTEB	104,064	$5.2m8.04%	8.04%	Added +75.8k	+75,761 267.7%
6	J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL JMST	JMST	70,407	$3.6m5.55%	5.55%	Added +70.3k	+70,331 92540.8%
7	ISHARES TR FLTG RATE NT ETF FLOT	FLOT	45,486	$2.3m3.57%	3.57%	Reduced -3.6k	-3,585 -7.3%
8	VANGUARD SCOTTSDALE FDS INT-TERM CORP VCIT	VCIT	13,617	$1.1m1.65%	1.65%	New
9	ISHARES TR ISHS 5-10YR INVT IGIB	IGIB	20,375	$1.0m1.57%	1.57%	Reduced -3.1k	-3,105 -13.2%
10	ISHARES TR NEW YORK MUN ETF NYF	NYF	18,029	$944.7k1.47%	1.47%	Reduced -7.0k	-7,031 -28.1%
11	ISHARES TR ISHS 1-5YR INVS IGSB	IGSB	6,198	$308.8k0.48%	0.48%	Reduced -3.7k	-3,731 -37.6%
12	ISHARES TR CALIF MUN BD ETF CMF	CMF	4,938	$277.1k0.43%	0.43%	Unchanged
13	SPDR SER TR NUVEEN BLMBRG MU TFI	TFI	4,233	$193.1k0.30%	0.30%	Added +4.0k	+4,029 1975.0%
14	ISHARES TR 1 3 YR TREAS BD SHY	SHY	1,846	$149.8k0.23%	0.23%	New
15	VANECK ETF TRUST HIGH YLD MUNIETF HYD	HYD	2,604	$131.6k0.21%	0.21%	Reduced -1.1k	-1,058 -28.9%
16	INVESCO EXCH TRADED FD TR II TAXABLE MUN BD BAB	BAB	2,920	$75.1k0.12%	0.12%	Reduced -1.6k	-1,611 -35.6%
17	VANECK ETF TRUST SHRT HGH YLD MUN SHYD	SHYD	3,243	$72.2k0.11%	0.11%	Reduced -1.4k	-1,368 -29.7%
18	VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD VCSH	VCSH	794	$59.7k0.09%	0.09%	New
19	ISHARES TR 7-10 YR TRSY BD IEF	IEF	581	$55.6k0.09%	0.09%	New
20	INVESCO EXCH TRADED FD TR II NATL AMT MUNI PZA	PZA	1,590	$36.5k0.06%	0.06%	New
21	ISHARES TR USD INV GRDE ETF USIG	USIG	600	$29.5k0.05%	0.05%	New

Sold out since Q3 2022

Security	Ticker	Shares held before	Value then
ISHARES TR TIP	TIP	168	$17.6k168 shares
SPDR SER TR SJNK	SJNK	521	$12.4k521 shares