Vault-13

SPDR SER TR SJNK

BLOOMBERG SHT TE · ETP · CUSIP 78468R408

349 institutional holders +53 vs Q3 2022
101,155,485101.2m shares reported held*
$2.4bnreported value*
71 new 113 added 108 reduced 29 sold out net bought ≈ $712.0m (+29.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $24.13. Options: 4 managers hold calls ($950.3k notional), 3 hold puts ($10.3m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 296Q4 22: 349349Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022296
Q4 2022349

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ3 22 calls: $318.0kQ3 22 puts: $7.7mQ3 22P/C 24.32Q4 22 calls: $950.3kQ4 22 puts: $10.3mQ4 22P/C 10.84
Numbers
QuarterCallsPutsP/C
Q3 2022$318.0k$7.7m24.32
Q4 2022$950.3k$10.3m10.84

Biggest buyers

JANE STREET GROUP, LLC Added +5,671,205+5.7m
Clark Capital Management Group, Inc. New +2,673,703+2.7m
Elo Mutual Pension Insurance Co New +2,256,000+2.3m
Jefferies Financial Group Inc. New +2,028,500+2.0m
ASSETMARK, INC Added +2,011,078+2.0m
ENVESTNET ASSET MANAGEMENT INC Added +1,432,504+1.4m
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC New +1,082,903+1.1m
SHENKMAN CAPITAL MANAGEMENT INC New +1,025,000+1.0m
MILLENNIUM MANAGEMENT LLC Added +932,083+932.1k
BTS Asset Management, Inc. Added +796,407+796.4k

Biggest sellers

Sound Income Strategies, LLC Reduced -243,733-243.7k
BANK OF AMERICA CORP /DE/ Reduced -238,058-238.1k
RiverFront Investment Group, LLC Reduced -227,590-227.6k
Balefire, LLC Reduced -205,403-205.4k
SCS Capital Management LLC Reduced -198,497-198.5k
OTA Financial Group L.P. Sold out -137,452-137.5k
NEUBERGER BERMAN GROUP LLC Reduced -135,152-135.2k
Astoria Portfolio Advisors LLC. Sold out -130,066-130.1k
CAPTRUST FINANCIAL ADVISORS Reduced -125,061-125.1k
ARCADIA INVESTMENT MANAGEMENT CORP/MI Reduced -120,075-120.1k

Biggest calls

CITADEL ADVISORS LLC Added $443.6k18.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $416.9k17.2k shares
Paladin Advisory Group, LLC Added $89.7k3.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $7.4m304.0k shares
CITADEL ADVISORS LLC Added $2.6m106.7k shares
WOLVERINE TRADING, LLC New $347.0k14.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Ilmarinen Mutual Pension Insurance Co 4.34% of their portfolio HELSINKI, H9 11,761,70311.8m $285.1m $285.1m 4.34% Unchanged
2 JANE STREET GROUP, LLC 0.33% of their portfolio NEW YORK, NY 7,299,1357.3m $176.9m $176.9m 0.33% Added +5.7m +5,671,205
3 AMERIPRISE FINANCIAL INC 0.06% of their portfolio MINNEAPOLIS, MN 6,818,4016.8m $165.0m $165.0m 0.06% Added +402.7k +402,732
4 State of New Jersey Common Pension Fund D 0.41% of their portfolio TRENTON, NJ 4,450,0004.5m $107.9m $107.9m 0.41% Unchanged
5 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 3,358,5123.4m $81.4m $81.4m 0.04% Added +1.4m +1,432,504
6 NEUBERGER BERMAN GROUP LLC 0.07% of their portfolio NEW YORK, NY 2,753,8272.8m $66.8m $66.8m 0.07% Reduced -135.2k -135,152
7 Clark Capital Management Group, Inc. 0.60% of their portfolio PHILADELPHIA, PA 2,673,7032.7m $64.8m $64.8m 0.60% New
8 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,409,6252.4m $58.4m $58.4m 0.02% Added +284.1k +284,097
9 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,278,5392.3m $55.2m $55.2m 0.01% Reduced -238.1k -238,058
10 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 2,269,0562.3m $55.0m $55.0m 0.05% Added +514.9k +514,935
11 Elo Mutual Pension Insurance Co 1.87% of their portfolio ESPOO, H9 2,256,0002.3m $54.7m $54.7m 1.87% New
12 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 2.34% of their portfolio Seattle, WA 2,046,7092.0m $49.6m $49.6m 2.34% Added +102.1k +102,099
13 Jefferies Financial Group Inc. 0.84% of their portfolio NEW YORK, NY 2,028,5002.0m $49.2m $49.2m 0.84% New
14 ASSETMARK, INC 0.21% of their portfolio CONCORD, CA 2,014,1422.0m $48.8m $48.8m 0.21% Added +2.0m +2,011,078
15 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,843,3841.8m $44.7m $44.7m 0.01% Added +504.7k +504,661
16 Berkshire Money Management, Inc. 5.84% of their portfolio DALTON, MA 1,521,0391.5m $36.9m $36.9m 5.84% Added +69.6k +69,594
17 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 1,497,3761.5m $36.3m $36.3m 0.07% Added +632.2k +632,172
18 SIGMA INVESTMENT COUNSELORS INC 2.88% of their portfolio NORTHVILLE, MI 1,447,7651.4m $35.1m $35.1m 2.88% Reduced -13.7k -13,727
19 Thrivent Financial for Lutherans 0.09% of their portfolio Minneapolis, MN 1,398,7921.4m $33.9m $33.9m 0.09% Reduced -14.3k -14,337
20 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,172,1441.2m $28.4m $28.4m 0.00% Reduced -81.0k -80,977
21 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,135,8121.1m $27.5m $27.5m 0.01% Reduced -78.2k -78,184
22 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,123,7061.1m $27.2m $27.2m 0.00% Added +84.3k +84,297
23 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 1.00% of their portfolio NORFOLK, VA 1,082,9031.1m $26.2m $26.2m 1.00% New
24 SHENKMAN CAPITAL MANAGEMENT INC 1.28% of their portfolio NEW YORK, NY 1,025,0001.0m $20.7m $20.7m 1.28% New
25 MILLENNIUM MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 976,239976.2k $23.7m $23.7m 0.03% Added +932.1k +932,083
26 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.01% of their portfolio Toronto, A6 936,705936.7k $22.7m $22.7m 0.01% Added +95.2k +95,235
27 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 911,593911.6k $22.1m $22.1m 0.01% Added +729.3k +729,289
28 Essex LLC 6.40% of their portfolio DEER PARK, IL 873,264873.3k $21.2m $21.2m 6.40% Added +40.6k +40,587
29 Kestra Advisory Services, LLC 0.18% of their portfolio AUSTIN, TX 829,522829.5k $20.1m $20.1m 0.18% Added +608.2k +608,206
30 BTS Asset Management, Inc. 8.77% of their portfolio Lincoln, MA 821,930821.9k $20.0m $20.0m 8.77% Added +796.4k +796,407
31 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 762,703762.7k $18.5m $18.5m 0.03% Added +31.7k +31,672
32 SCS Capital Management LLC 0.53% of their portfolio BOSTON, MA 742,136742.1k $18.0m $18.0m 0.53% Reduced -198.5k -198,497
33 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 728,654728.7k $17.7m $17.7m 0.02% Reduced -19.6k -19,585
34 FULTON BREAKEFIELD BROENNIMAN LLC 1.49% of their portfolio Bethesda, MD 694,336694.3k $16.8m $16.8m 1.49% Reduced -19.9k -19,934
35 TRUSTMARK BANK TRUST DEPARTMENT 1.45% of their portfolio JACKSON, MS 647,844647.8k $15.7m $15.7m 1.45% Reduced -78.8k -78,831
36 ANGELES WEALTH MANAGEMENT, LLC 2.58% of their portfolio SANTA MONICA, CA 608,225608.2k $14.7m $14.7m 2.58% Reduced -36.4k -36,387
37 Mariner, LLC 0.05% of their portfolio Overland Park, KS 586,561586.6k $14.2m $14.2m 0.05% Added +521.1k +521,077
38 CANTOR FITZGERALD, L. P. 0.30% of their portfolio NEW YORK, NY 579,226579.2k $14.0m $14.0m 0.30% Reduced -13.3k -13,309
39 RiverFront Investment Group, LLC 0.66% of their portfolio RICHMOND, VA 566,220566.2k $2.9m $2.9m 0.66% Reduced -227.6k -227,590
40 CreativeOne Wealth, LLC 0.75% of their portfolio OVERLAND PARK, KS 560,745560.7k $13.6m $13.6m 0.75% Added +521.3k +521,284
41 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 508,031508.0k $12.3m $12.3m 0.03% Added +361.7k +361,748
42 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 474,851474.9k $11.5m $11.5m 0.02% Added +316.0k +315,986
43 CI INVESTMENTS INC. 0.06% of their portfolio TORONTO, Z4 468,457468.5k $11.4m $11.4m 0.06% New
44 RP Investment Advisors LP 7.66% of their portfolio TORONTO, A6 450,000450.0k $10.9m $10.9m 7.66% New
45 NOMURA ASSET MANAGEMENT CO LTD 0.06% of their portfolio TOKYO, M0 438,000438.0k $10.6m $10.6m 0.06% Unchanged
46 Good Life Advisors, LLC 1.45% of their portfolio READING, PA 432,302432.3k $10.5m $10.5m 1.45% Reduced -7.3k -7,291
47 Atria Investments, Inc 0.21% of their portfolio Charlotte, NC 421,928421.9k $10.2m $10.2m 0.21% New
48 LINCOLN NATIONAL CORP 0.22% of their portfolio RADNOR, PA 403,478403.5k $9.8m $9.8m 0.22% Reduced -6.0k -6,044
49 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 386,372386.4k $9.4m $9.4m 0.00% Added +92.0k +91,996
50 Empowered Funds, LLC 0.60% of their portfolio NEWTOWN SQUARE, PA 376,358376.4k $9.1m $9.1m 0.60% New
51 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 356,387356.4k $8.6m $8.6m 0.03% Reduced -32.1k -32,070
52 Advisors Capital Management, LLC 0.23% of their portfolio RIDGEWOOD, NJ 353,516353.5k $8.6m $8.6m 0.23% Added +24.2k +24,153
53 Wavelength Capital Management, LLC 9.97% of their portfolio WESTPORT, CT 347,000347.0k $8.4m $8.4m 9.97% Added +55.0k +55,000
54 Echo45 Advisors LLC 7.47% of their portfolio WALNUT CREEK, CA 343,710343.7k $8.3m $8.3m 7.47% Added +7.2k +7,161
55 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 1.66% of their portfolio FORT WORTH, TX 338,912338.9k $8.2m $8.2m 1.66% Added +76.9k +76,853
56 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 306,970307.0k $7.4m $7.4m 0.00% Reduced -3.8k -3,780
57 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.26% of their portfolio TOKYO, M0 283,827283.8k $6.9m $6.9m 0.26% Added +15.7k +15,675
58 IRONWOOD WEALTH MANAGEMENT, INC. 4.10% of their portfolio HURRICANE, WV 280,108280.1k $7.0m $7.0m 4.10% Added +2.3k +2,318
59 Curran Financial Partners, LLC 3.14% of their portfolio DANIEL ISLAND, SC 268,961269.0k $6.5m $6.5m 3.14% Added +42.5k +42,472
60 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 263,388263.4k $6.4m $6.4m 0.04% Added +129.0k +128,996
61 Stokes Family Office, LLC 0.82% of their portfolio NEW ORLEANS, LA 262,487262.5k $6.4m $6.4m 0.82% New
62 MBM WEALTH CONSULTANTS, LLC 2.94% of their portfolio CHESTERFIELD, MO 261,951262.0k $6.4m $6.4m 2.94% Reduced -360 -360
63 Cetera Advisor Networks LLC 0.05% of their portfolio EL SEGUNDO, CA 249,929249.9k $6.1m $6.1m 0.05% Added +176.2k +176,246
64 Matthew Goff Investment Advisor, LLC 1.56% of their portfolio HOUSTON, TX 246,698246.7k $6.0m $6.0m 1.56% New
65 MARSHALL WACE, LLP 0.01% of their portfolio LONDON, X0 232,035232.0k $5.6m $5.6m 0.01% New
66 LEUTHOLD GROUP, LLC 0.74% of their portfolio MINNEAPOLIS, MN 226,354226.4k $5.5m $5.5m 0.74% Added +5.6k +5,557
67 CWM, LLC 0.04% of their portfolio OMAHA, NE 222,797222.8k $5.4m $5.4m 0.04% Added +185.8k +185,815
68 TrueWealth Advisors, LLC 2.35% of their portfolio BIRMINGHAM, AL 221,517221.5k $5.4m $5.4m 2.35% Added +179.8k +179,769
69 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 217,438217.4k $5.3m $5.3m 0.01% Added +39.9k +39,866
70 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 216,590216.6k $5.2m $5.2m 0.03% Added +189.0k +189,042
71 OPPENHEIMER ASSET MANAGEMENT INC. 0.08% of their portfolio NEW YORK, NY 214,479214.5k $5.2m $5.2m 0.08% Added +12.8k +12,834
72 Allworth Financial LP 0.06% of their portfolio FOLSOM, CA 211,602211.6k $5.1m $5.1m 0.06% Reduced -10.7k -10,691
73 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 0.34% of their portfolio Greenbrae, CA 207,550207.6k $5.0m $5.0m 0.34% Reduced -2.1k -2,150
74 Financial Partners Group, Inc 1.12% of their portfolio Overland Park, KS 205,674205.7k $5.1m $5.1m 1.12% New
75 Employees' Retirement Fund of the City of Fort Worth 1.00% of their portfolio FORT WORTH, TX 205,000205.0k $5.0m $5.0m 1.00% New
76 Great Lakes Retirement, Inc. 1.24% of their portfolio SANDUSKY, OH 200,752200.8k $4.9m $4.9m 1.24% First filing
77 Steward Partners Investment Advisory, LLC 0.08% of their portfolio STAMFORD, CT 196,934196.9k $4.8m $4.8m 0.08% Added +1.9k +1,914
78 Disciplined Investments, LLC 2.22% of their portfolio TULSA, OK 186,959187.0k $4.5m $4.5m 2.22% Reduced -17.5k -17,473
79 RiverTree Advisors, LLC 3.70% of their portfolio WINTER PARK, FL 186,039186.0k $4.5m $4.5m 3.70% Reduced -18.6k -18,637
80 Guardian Wealth Advisors, LLC 3.99% of their portfolio ST LOUIS PARK, MN 185,180185.2k $4.5m $4.5m 3.99% Reduced -7.0k -6,960
81 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 182,818182.8k $4.4m $4.4m 0.01% Added +16.8k +16,842
82 Merit Financial Group, LLC 0.16% of their portfolio ALPHARETTA, GA 182,481182.5k $4.4m $4.4m 0.16% New
83 Hutchens & Kramer Investment Management Group, LLC 3.16% of their portfolio CARMEL, IN 177,560177.6k $4.3m $4.3m 3.16% New
84 Great Diamond Partners, LLC 1.32% of their portfolio Portland, ME 176,525176.5k $4.3m $4.3m 1.32% Reduced -25.4k -25,439
85 StrategIQ Financial Group, LLC 0.49% of their portfolio MERRILLVILLE, IN 174,948174.9k $4.2m $4.2m 0.49% Reduced -7.5k -7,522
86 Bogart Wealth, LLC 0.29% of their portfolio MCLEAN, VA 173,587173.6k $4.2m $4.2m 0.29% Added +8.1k +8,054
87 Sound Income Strategies, LLC 0.52% of their portfolio FT LAUDERDALE, FL 168,938168.9k $4.1m $4.1m 0.52% Reduced -243.7k -243,733
88 CENTAURUS FINANCIAL, INC. 0.37% of their portfolio ANAHEIM, CA 163,469163.5k $4.0m $4.0m 0.37% Reduced -6.6k -6,644
89 Crabel Capital Management, LLC 1.41% of their portfolio MILWAUKEE, WI 160,876160.9k $3.9m $3.9m 1.41% New
90 Equitable Holdings, Inc. 0.07% of their portfolio NEW YORK, NY 157,446157.4k $3.8m $3.8m 0.07% Added +137.9k +137,905
91 Fifth Third Securities, Inc. 0.49% of their portfolio Cincinnati, OH 152,495152.5k $3.7m $3.7m 0.49% Reduced -2.5k -2,521
92 Sowell Financial Services LLC 0.22% of their portfolio NORTH LITTLE ROCK, AR 141,789141.8k $3.4m $3.4m 0.22% Added +87.9k +87,859
93 Destiny Capital Corp/CO 2.85% of their portfolio DENVER, CO 139,728139.7k $3.5m $3.5m 2.85% First filing
94 Sage Advisory Services, Ltd.Co. 0.99% of their portfolio AUSTIN, TX 139,248139.2k $3.4m $3.4m 0.99% Reduced -7.8k -7,780
95 Missouri Trust & Investment Co 1.94% of their portfolio SPRINGFIELD, MO 132,984133.0k $3.2m $3.2m 1.94% Added +22.7k +22,736
96 HOWARD FINANCIAL SERVICES, LTD. 0.82% of their portfolio DALLAS, TX 128,357128.4k $3.1m $3.1m 0.82% New
97 SURIENCE PRIVATE WEALTH LLC 4.11% of their portfolio YAKIMA, WA 127,811127.8k $3.1m $3.1m 4.11% New
98 Sharper & Granite LLC 2.02% of their portfolio EL SEGUNDO, CA 125,210125.2k $3.0m $3.0m 2.02% First filing
99 First National Trust Co 0.16% of their portfolio Johnstown, PA 124,060124.1k $3.0m $3.0m 0.16% Unchanged
100 Caldwell Trust Co 0.43% of their portfolio Venice, FL 123,990124.0k $3.0m $3.0m 0.43% Reduced -2.2k -2,173